Howard Marks - Oaktree Capital Management
As of Q1 2026, this manager reported 50 long-equity positions worth $4.31B in aggregate.
It also disclosed $551.1M of put notional and $100.24M of call notional. Notional is the contracts’ face value, not the premium paid, so it is reported separately from the equity above — see the Options section below.
As of Q1 2026, Howard Marks's Oaktree Capital Management held 50 long-equity positions with a reported value of $4.31B.
Get email alerts when Howard Marks files a new 13F — sign in or create a free account.
Updated 2026-05-10 from SEC 13F data.
Live quotes available for 68 of 332 rows. Rows without a quote are marked unavailable.
| 1 | TRMD | TORM PLC | 19.73% | - | 53,812,988 | $1.29B | $24.06 | |
| 2 | EXE | CHESAPEAKE ENERGY CORP | 9.37% | Reduce -14.3% | 7,350,000 | $615.05M | $83.68 | |
| 3 | SBLK | STAR BULK CARRIERS CORP | 7.03% | - | 26,067,483 | $461.39M | $17.70 | |
| 4 | VST | VISTRA CORP | 6.80% | Reduce -26.8% | 17,000,000 | $446.25M | $26.25 | |
| 5 | STR | STR SUB INC | 5.18% | - | 12,935,120 | $339.81M | No quote | No quote |
| 6 | GTX | GARRETT MOTION INC | 5.08% | Add +1126.9% | 44,082,816 | $333.71M | $7.57 | |
| 7 | RWAY | RUNWAY GROWTH FINANCE CORP | 3.96% | - | 21,054,667 | $260.03M | $12.35 | |
| 8 | STKL | SUNOPTA INC | 2.11% | - | 20,726,126 | $138.66M | $6.69 | |
| 9 | NMIH | NMI HOLDINGS INC | 1.93% | - | 4,900,000 | $126.52M | $25.82 | |
| 10 | ALLY | ALLY FINANCIAL INC | 1.89% | Reduce -24.9% | 4,600,000 | $124.25M | $27.01 | |
| 11 | XOP | SPDR S&P OIL & GAS EXPLORATION & PRODUCTION ETF | 1.86% | Add +110.0% | 945,000 | $121.74M | $128.83 | |
| 12 | INFN | INFINERA CORP | 1.85% | - | 25,175,384 | $121.6M | No quote | No quote |
| 13 | PBR | PETROLEO BRASILEIRO SA | 1.66% | Reduce -2.4% | 7,866,402 | $108.79M | $13.83 | |
| 14 | BBD | BANCO BRADESCO SA | 1.62% | Add +44.7% | 30,815,319 | $106.62M | No quote | No quote |
| 15 | FCX | FREEPORT-MCMORAN INC | 1.60% | Reduce -2.4% | 2,627,805 | $105.11M | $40.00 | |
| 16 | VALE | VALE SA | 1.59% | Reduce -7.0% | 7,782,982 | $104.45M | $13.42 | |
| 17 | CX | CEMEX SAB DE CV | 1.56% | - | 14,489,032 | $102.58M | $7.08 | |
| 18 | AU | ANGLOGOLD ASHANTI LTD | 1.52% | Reduce -15.3% | 4,728,622 | $99.73M | $21.09 | |
| 19 | SPY | STATE STREET CORP | 1.45% | Reduce -14.0% | 215,000 | $95.31M | $443.28 | |
| 20 | IBN | ICICI BANK LTD | 1.40% | Reduce -2.1% | 3,981,989 | $91.9M | $23.08 | |
| 21 | CBL | CBL & ASSOCIATES PROPERTIES INC | 1.34% | - | 3,983,966 | $87.81M | $22.04 | |
| 22 | FYBR | FRONTIER COMMUNICATIONS PARENT INC | 1.13% | - | 3,982,849 | $74.24M | No quote | No quote |
| 23 | VIST | VISTA ENERGY SAB DE CV | 1.06% | - | 2,884,674 | $69.58M | $24.12 | |
| 24 | FTAI | FTAI AVIATION LTD | 0.98% | - | 2,033,110 | $64.37M | $31.66 | |
| 25 | INFY | INFOSYS LTD | 0.91% | New | 3,701,358 | $59.48M | $16.07 | |
| 26 | AZUL | AZUL SA | 0.88% | Reduce -14.2% | 4,241,923 | $58.07M | No quote | No quote |
| 27 | KRC | KILROY REALTY CORP | 0.85% | - | 1,850,011 | $55.67M | $30.09 | |
| 28 | ALVO | ALVOTECH SA | 0.80% | Reduce -12.9% | 6,759,160 | $52.32M | $7.74 | |
| 29 | ITUB | ITAU UNIBANCO HOLDING SA | 0.74% | Reduce -47.4% | 8,185,639 | $48.3M | $5.90 | |
| 30 | BRY | BERRY CORP | 0.70% | - | 6,697,000 | $46.08M | No quote | No quote |
| 31 | BAP | CREDICORP LTD | 0.63% | Reduce -33.8% | 281,632 | $41.58M | $147.64 | |
| 32 | DQ | DAQO NEW ENERGY CORP | 0.62% | Reduce -2.5% | 1,029,621 | $40.88M | No quote | No quote |
| 33 | TX | TERNIUM SA | 0.60% | Add +104.3% | 999,923 | $39.65M | $39.65 | |
| 34 | SQM | SOCIEDAD QUIMICA Y MINERA DE CHILE SA | 0.56% | New | 505,135 | $36.68M | No quote | No quote |
| 35 | OCSL | OAKTREE SPECIALTY LENDING CORP | 0.55% | Add +10.8% | 1,852,456 | $35.99M | $19.43 | |
| 36 | JD | JD.COM INC | 0.53% | New | 1,011,730 | $34.53M | $34.13 | |
| 37 | LBTYA | LIBERTY GLOBAL PLC | 0.50% | - | 1,946,000 | $32.81M | $16.86 | |
| 38 | MX | MAGNACHIP SEMICONDUCTOR CORP | 0.49% | Add +23.9% | 2,849,858 | $31.86M | $11.18 | |
| 39 | SMRT | SMARTRENT INC | 0.44% | - | 7,505,294 | $28.75M | $3.83 | |
| 40 | PAM | PAMPA ENERGIA SA | 0.42% | - | 639,421 | $27.7M | No quote | No quote |
| 41 | VVR | INVESCO SENIOR INCOME TRUST | 0.37% | Reduce -6.4% | 6,300,000 | $24.26M | No quote | No quote |
| 42 | TGS | TRANSPORTADORA DE GAS DEL SUR SA | 0.35% | Reduce -5.5% | 1,686,238 | $23.24M | No quote | No quote |
| 43 | MTG | MGIC INVESTMENT CORP | 0.29% | - | 1,200,000 | $18.95M | $15.79 | |
| 44 | HTZ | HERTZ GLOBAL HOLDINGS INC | 0.28% | Reduce -80.0% | 1,000,000 | $18.39M | $18.39 | |
| 45 | OCN | OCWEN FINANCIAL CORP | 0.27% | Reduce -7.4% | 581,006 | $17.41M | No quote | No quote |
| 46 | BATL | BATTALION OIL CORP | 0.26% | - | 3,009,912 | $17.19M | $5.71 | |
| 47 | JQC | NUVEEN CREDIT STRATEGIES INCOME FUND | 0.26% | - | 3,333,949 | $16.84M | No quote | No quote |
| 48 | UNIT | UNITI GROUP INC | 0.24% | - | 3,397,592 | $15.7M | $4.62 | |
| 49 | STHO | STAR HOLDINGS | 0.22% | Add +33.4% | 1,000,000 | $14.67M | No quote | No quote |
| 50 | TEO | TELECOM ARGENTINA SA | 0.19% | - | 2,033,741 | $12.39M | $6.09 | |
| 51 | YPF | YPF SA | 0.17% | Reduce -44.5% | 764,952 | $11.39M | $14.89 | |
| 52 | HIMS | HIMS & HERS HEALTH INC | 0.15% | Reduce -19.6% | 1,053,214 | $9.9M | No quote | No quote |
| 53 | MCAC | MONTEREY CAPITAL ACQUISITION CORP | 0.13% | - | 792,000 | $8.29M | No quote | No quote |
| 54 | FLFV | FEUTUNE LIGHT ACQUISITION CORP | 0.12% | - | 735,000 | $7.72M | No quote | No quote |
| 55 | NSL | NUVEEN SENIOR INCOME FUND | 0.12% | - | 1,669,270 | $7.65M | No quote | No quote |
| 56 | TPIC | TPI COMPOSITES INC | 0.11% | - | 700,739 | $7.27M | No quote | No quote |
| 57 | ASCB | A SPAC II ACQUISITION CORP | 0.11% | - | 675,000 | $7.12M | No quote | No quote |
| 58 | LBRDK | LIBERTY BROADBAND CORP | 0.11% | - | 86,999 | $6.97M | $80.11 | |
| 59 | JRO | NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND | 0.09% | - | 793,641 | $6.19M | No quote | No quote |
| 60 | BWAQ | BLUE WORLD ACQUISITION CORP | 0.09% | - | 550,000 | $5.84M | No quote | No quote |
| 61 | MSSA | METAL SKY STAR ACQUISITION CORP | 0.09% | - | 496,000 | $5.62M | No quote | No quote |
| 62 | DUET | DUET ACQUISITION CORP | 0.08% | - | 500,000 | $5.27M | No quote | No quote |
| 63 | EFT | EATON VANCE FLOATING-RATE INCOME TRUST | 0.07% | - | 419,051 | $4.89M | No quote | No quote |
| 64 | EVGR | EVERGREEN CORP | 0.07% | - | 450,000 | $4.88M | No quote | No quote |
| 65 | AFT | APOLLO SENIOR FLOATING RATE FUND INC | 0.07% | - | 372,824 | $4.81M | No quote | No quote |
| 66 | WTMA | WELSBACH TECHNOLOGY METALS ACQUISITION CORP | 0.07% | - | 450,000 | $4.78M | No quote | No quote |
| 67 | FEXD | FINTECH ECOSYSTEM DEVELOPMENT CORP | 0.07% | - | 450,000 | $4.75M | No quote | No quote |
| 68 | HNRA | HNR ACQUISITION CORP | 0.07% | - | 425,000 | $4.51M | No quote | No quote |
| 69 | FTII | FUTURETECH II ACQUISITION CORP | 0.07% | - | 410,000 | $4.38M | No quote | No quote |
| 70 | ALSA | ALPHA STAR ACQUISITION CORP | 0.07% | - | 400,000 | $4.29M | No quote | No quote |
| 71 | HMAC | HAINAN MANASLU ACQUISITION CORP | 0.06% | - | 400,000 | $4.24M | No quote | No quote |
| 72 | CSLM | CONSILIUM ACQUISITION CORP I LTD | 0.06% | - | 400,000 | $4.2M | No quote | No quote |
| 73 | YOTA | YOTTA ACQUISITION CORP | 0.06% | - | 398,000 | $4.17M | No quote | No quote |
| 74 | RRAC | RIGEL RESOURCE ACQUISITION CORP | 0.06% | - | 350,000 | $3.75M | No quote | No quote |
| 75 | GDST | GOLDENSTONE ACQUISITION LTD | 0.06% | - | 350,000 | $3.71M | No quote | No quote |
| 76 | XEFRX | EATON VANCE SENIOR FLOATING-RATE TRUST | 0.05% | - | 300,938 | $3.54M | No quote | No quote |
| 77 | RSVR | RESERVOIR MEDIA INC | 0.05% | - | 576,518 | $3.47M | $6.02 | |
| 78 | PTHR | PONO CAPITAL THREE INC | 0.05% | New | 315,000 | $3.27M | No quote | No quote |
| 79 | AOGO | AROGO CAPITAL ACQUISITION CORP | 0.05% | - | 300,000 | $3.16M | No quote | No quote |
| 80 | ASCA | A SPAC I ACQUISITION CORP | 0.05% | - | 290,000 | $3.07M | No quote | No quote |
| 81 | KYCH | KEYARCH ACQUISITION CORP | 0.05% | - | 290,000 | $3.03M | No quote | No quote |
| 82 | GLST | GLOBAL STAR ACQUISITION INC | 0.04% | - | 280,000 | $2.93M | No quote | No quote |
| 83 | PPYA | PAPAYA GROWTH OPPORTUNITY CORP I | 0.04% | - | 250,000 | $2.65M | No quote | No quote |
| 84 | HSPO | HORIZON SPACE ACQUISITION I CORP | 0.04% | - | 250,000 | $2.61M | No quote | No quote |
| 85 | ATMC | ALPHATIME ACQUISITION CORP | 0.04% | - | 250,000 | $2.6M | No quote | No quote |
| 86 | EMCG | EMBRACE CHANGE ACQUISITION CORP | 0.04% | - | 245,000 | $2.59M | No quote | No quote |
| 87 | MOBV | MOBIV ACQUISITION CORP | 0.04% | - | 245,000 | $2.59M | No quote | No quote |
| 88 | PTWO | PONO CAPITAL TWO INC | 0.04% | - | 250,000 | $2.57M | No quote | No quote |
| 89 | HUDA | HUDSON ACQUISITION I CORP | 0.04% | - | 240,000 | $2.49M | No quote | No quote |
| 90 | DECA | DENALI CAPITAL ACQUISITION CORP | 0.04% | - | 225,000 | $2.41M | No quote | No quote |
| 91 | AQU | AQUARON ACQUISITION CORP | 0.04% | - | 225,000 | $2.35M | No quote | No quote |
| 92 | MNTN | EVEREST CONSOLIDATOR ACQUISITION CORP | 0.03% | - | 200,000 | $2.13M | $10.65 | No quote |
| 93 | ARIZ | ARISZ ACQUISITION CORP | 0.03% | - | 200,000 | $2.12M | No quote | No quote |
| 94 | BLAC | BELLEVUE LIFE SCIENCES ACQUISITION CORP | 0.03% | - | 175,000 | $1.8M | No quote | No quote |
| 95 | CETU | CETUS CAPITAL ACQUISITION CORP | 0.03% | - | 170,000 | $1.75M | No quote | No quote |
| 96 | LOMA | LOMA NEGRA CIA INDUSTRIAL ARGENTINA SA | 0.02% | - | 235,403 | $1.6M | $6.80 | |
| 97 | KNSW | KNIGHTSWAN ACQUISITION CORP | 0.02% | - | 150,000 | $1.59M | No quote | No quote |
| 98 | ATMV | ALPHAVEST ACQUISITION CORP | 0.02% | - | 150,000 | $1.57M | No quote | No quote |
| 99 | MARX | MARS ACQUISITION CORP | 0.02% | - | 150,000 | $1.56M | No quote | No quote |
| 100 | TENK | TENX KEANE ACQUISITION | 0.02% | - | 135,000 | $1.42M | No quote | No quote |
| 101 | DIST | DISTOKEN ACQUISITION CORP | 0.02% | - | 125,000 | $1.29M | No quote | No quote |
| 102 | PLTN | PLUTONIAN ACQUISITION CORP | 0.02% | - | 115,000 | $1.19M | No quote | No quote |
| 103 | WEL | INTEGRATED WELLNESS ACQUISITION CORP | 0.02% | - | 100,000 | $1.07M | No quote | No quote |
| 104 | BIOS | BIOPLUS ACQUISITION CORP | 0.02% | - | 100,000 | $1.07M | No quote | No quote |
| 105 | WNNR | ANDRETTI ACQUISITION CORP | 0.02% | - | 100,000 | $1.06M | No quote | No quote |
| 106 | HMA | HEARTLAND MEDIA ACQUISITION CORP | 0.02% | - | 100,000 | $1.05M | No quote | No quote |
| 107 | GODNU | GOLDEN STAR ACQUISITION CORP | 0.02% | New | 100,000 | $1.04M | No quote | No quote |
| 108 | OAKU | OAK WOODS ACQUISITION CORP | 0.01% | New | 90,000 | $924.75K | No quote | No quote |
| 109 | TMTC | TMT ACQUISITION CORP | 0.01% | New | 75,000 | $769.5K | No quote | No quote |
| 110 | LIVB | LIV CAPITAL ACQUISITION CORP II | 0.01% | - | 60,000 | $636K | No quote | No quote |
| 111 | EVF | EATON VANCE SENIOR INCOME TRUST | 0.01% | - | 103,278 | $563.9K | No quote | No quote |
| 112 | PLAO | PATRIA LATIN AMERICAN OPPORTUNITY ACQUISITION CORP | 0.01% | - | 50,000 | $537K | No quote | No quote |
| 113 | VHNA | VAHANNA TECH EDGE ACQUISITION I CORP | 0.01% | - | 50,000 | $532.5K | No quote | No quote |
| 114 | CMLS | CUMULUS MEDIA INC | 0.00% | - | 28,937 | $118.64K | No quote | No quote |
| 177 | WFRD | WEATHERFORD INTERNATIONAL PLC | - | Sold | 0 | $0 | No quote | No quote |
| 176 | VSAC | VISION SENSING ACQUISITION CORP | - | Sold | 0 | $0 | No quote | No quote |
| 175 | TRAQ | TRINE II ACQUISITION CORP | - | Sold | 0 | $0 | No quote | No quote |
| 174 | TOL | TOLL BROTHERS INC | - | Sold | 0 | $0 | No quote | No quote |
| 173 | TMTCU | TMT ACQUISITION CORP | - | Sold | 0 | $0 | No quote | No quote |
| 172 | TETE | TECHNOLOGY & TELECOMMUNICATION ACQUISITION CORP | - | Sold | 0 | $0 | No quote | No quote |
| 171 | TCVA | TCV ACQUISITION CORP | - | Sold | 0 | $0 | No quote | No quote |
| 170 | SHAP | SPREE ACQUISITION CORP 1 LTD | - | Sold | 0 | $0 | No quote | No quote |
| 169 | SRNEQ | SORRENTO THERAPEUTICS INC | - | Sold | 0 | $0 | No quote | No quote |
| 168 | SUAC | SHOULDERUP TECHNOLOGY ACQUISITION CORP | - | Sold | 0 | $0 | No quote | No quote |
| 167 | RFAC | RF ACQUISITION CORP | - | Sold | 0 | $0 | No quote | No quote |
| 166 | RWOD | REDWOODS ACQUISITION CORP | - | Sold | 0 | $0 | No quote | No quote |
| 165 | PACI | PROOF ACQUISITION CORP I | - | Sold | 0 | $0 | No quote | No quote |
| 164 | PWUP | POWERUP ACQUISITION CORP | - | Sold | 0 | $0 | No quote | No quote |
| 163 | PTHRU | PONO CAPITAL THREE INC | - | Sold | 0 | $0 | No quote | No quote |
| 162 | PCG | PG&E CORP | - | Sold | 0 | $0 | No quote | No quote |
| 161 | OAKUU | OAK WOODS ACQUISITION CORP | - | Sold | 0 | $0 | No quote | No quote |
| 160 | JSD | NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND | - | Sold | 0 | $0 | No quote | No quote |
| 159 | JFR | NUVEEN FLOATING RATE INCOME FUND/CLOSED-END FUND | - | Sold | 0 | $0 | No quote | No quote |
| 158 | MTVC | MOTIVE CAPITAL CORP II | - | Sold | 0 | $0 | No quote | No quote |
| 157 | MARXR | MARS ACQUISITION CORP | - | Sold | 0 | $0 | No quote | No quote |
| 156 | LIBY | LIBERTY RESOURCES ACQUISITION CORP | - | Sold | 0 | $0 | No quote | No quote |
| 155 | LGVC | LAMF GLOBAL VENTURES CORP I | - | Sold | 0 | $0 | No quote | No quote |
| 154 | LBBB | LAKESHORE ACQUISITION II CORP | - | Sold | 0 | $0 | No quote | No quote |
| 153 | TGR | KIMBELL TIGER ACQUISITION CORP | - | Sold | 0 | $0 | No quote | No quote |
| 152 | KBH | KB HOME | - | Sold | 0 | $0 | No quote | No quote |
| 151 | JWAC | JUPITER WELLNESS ACQUISITION CORP | - | Sold | 0 | $0 | No quote | No quote |
| 150 | JUN | JUNIPER II CORP | - | Sold | 0 | $0 | No quote | No quote |
| 149 | ITAQ | INDUSTRIAL TECH ACQUISITIONS II INC | - | Sold | 0 | $0 | No quote | No quote |
| 148 | ICNC | ICONIC SPORTS ACQUISITION CORP | - | Sold | 0 | $0 | No quote | No quote |
| 147 | HWEL | HEALTHWELL ACQUISITION CORP I | - | Sold | 0 | $0 | No quote | No quote |
| 146 | HCMA | HCM ACQUISITION CORP | - | Sold | 0 | $0 | No quote | No quote |
| 145 | TV | GRUPO TELEVISA SAB | - | Sold | 0 | $0 | No quote | No quote |
| 144 | GVCI | GREEN VISOR FINANCIAL TECHNOLOGY ACQUISITION CORP I | - | Sold | 0 | $0 | No quote | No quote |
| 143 | GFOR | GRAF ACQUISITION CORP IV | - | Sold | 0 | $0 | No quote | No quote |
| 142 | GOGN | GOGREEN INVESTMENTS CORP | - | Sold | 0 | $0 | No quote | No quote |
| 141 | GLLI | GLOBALINK INVESTMENT INC | - | Sold | 0 | $0 | No quote | No quote |
| 140 | GTAC | GLOBAL TECHNOLOGY ACQUISITION CORP I | - | Sold | 0 | $0 | No quote | No quote |
| 139 | GTX 11 PERP A | GARRETT MOTION INCCUSIP 366505204 | - | Sold | 0 | $0 | No quote | No quote |
| 138 | FRLA | FORTUNE RISE ACQUISITION CORP | - | Sold | 0 | $0 | No quote | No quote |
| 137 | FNVT | FINNOVATE ACQUISITION CORP | - | Sold | 0 | $0 | No quote | No quote |
| 136 | FATP | FAT PROJECTS ACQUISITION CORP | - | Sold | 0 | $0 | No quote | No quote |
| 135 | EFHT | EF HUTTON ACQUISITION CORP I | - | Sold | 0 | $0 | No quote | No quote |
| 134 | EGLE | EAGLE BULK SHIPPING INC | - | Sold | 0 | $0 | No quote | No quote |
| 133 | DISTR | DISTOKEN ACQUISITION CORP | - | Sold | 0 | $0 | No quote | No quote |
| 132 | CNDB | CONCORD ACQUISITION CORP III | - | Sold | 0 | $0 | No quote | No quote |
| 131 | CLBR | COLOMBIER ACQUISITION CORP | - | Sold | 0 | $0 | No quote | No quote |
| 130 | CLRC | CLIMATEROCK | - | Sold | 0 | $0 | No quote | No quote |
| 129 | CLIN | CLEAN EARTH ACQUISITIONS CORP | - | Sold | 0 | $0 | No quote | No quote |
| 128 | CETUR | CETUS CAPITAL ACQUISITION CORP | - | Sold | 0 | $0 | No quote | No quote |
| 127 | BPAC | BULLPEN PARLAY ACQUISITION CO | - | Sold | 0 | $0 | No quote | No quote |
| 126 | BRAC | BROAD CAPITAL ACQUISITION CORP | - | Sold | 0 | $0 | No quote | No quote |
| 125 | BGB | BLACKSTONE STRATEGIC CREDIT 2027 TERM FUND | - | Sold | 0 | $0 | No quote | No quote |
| 124 | BSL | BLACKSTONE SENIOR FLOATING RATE 2027 TERM FUND | - | Sold | 0 | $0 | No quote | No quote |
| 123 | BMAC | BLACK MOUNTAIN ACQUISITION CORP | - | Sold | 0 | $0 | No quote | No quote |
| 122 | BLACR | BELLEVUE LIFE SCIENCES ACQUISITION CORP | - | Sold | 0 | $0 | No quote | No quote |
| 121 | BRD | BEARD ENERGY TRANSITION ACQUISITION CORP | - | Sold | 0 | $0 | No quote | No quote |
| 120 | BYN | BANYAN ACQUISITION CORP | - | Sold | 0 | $0 | No quote | No quote |
| 119 | AVAC | AVALON ACQUISITION INC | - | Sold | 0 | $0 | No quote | No quote |
| 118 | ACAB | ATLANTIC COASTAL ACQUISITION CORP II | - | Sold | 0 | $0 | No quote | No quote |
| 117 | ACAX | ALSET CAPITAL ACQUISITION CORP | - | Sold | 0 | $0 | No quote | No quote |
| 116 | ALPA | ALPHA HEALTHCARE ACQUISITION CORP III | - | Sold | 0 | $0 | No quote | No quote |
| 115 | ENER | ACCRETION ACQUISITION CORP | - | Sold | 0 | $0 | No quote | No quote |
Other instruments
Bonds, warrants, or non-share principal positions reported alongside the equity portfolio.
| 1 | EGKPF | EAGLE BULK SHIPPING INCCONVERTIBLE BOND | OTHER | 40,495,000 | $61.99M |
| 2 | JBLU | JETBLUE AIRWAYS CORPCONVERTIBLE BOND | OTHER | 41,364,000 | $34.18M |
| 3 | - | SPOTIFY TECHNOLOGY SACONVERTIBLE BOND | OTHER | 37,549,000 | $32.09M |
| 4 | - | WAYFAIR INCCONVERTIBLE BOND | OTHER | 30,350,000 | $25.12M |
| 5 | NUVA | NUVASIVE INCCONVERTIBLE BOND | OTHER | 26,961,000 | $24.4M |
| 6 | COIN 0.5 06/01/26 | COINBASE GLOBAL INCCONVERTIBLE BOND | OTHER | 30,636,000 | $23.17M |
| 7 | CABO | CABLE ONE INCCONVERTIBLE BOND | OTHER | 27,827,000 | $22.89M |
| 8 | ALRM | ALARM.COM HOLDINGS INCCONVERTIBLE BOND | OTHER | 26,674,000 | $22.86M |
| 9 | - | HAEMONETICS CORPCONVERTIBLE BOND | OTHER | 26,145,000 | $22.38M |
| 10 | WDC 1.5 02/01/24 | WESTERN DIGITAL CORPCONVERTIBLE BOND | OTHER | 22,413,000 | $21.84M |
| 11 | - | SEA LTDCONVERTIBLE BOND | OTHER | 24,167,000 | $19.51M |
| 12 | PRFT | PERFICIENT INCCONVERTIBLE BOND | OTHER | 22,927,000 | $18.92M |
| 13 | - | REDWOOD TRUST INCCONVERTIBLE BOND | OTHER | 19,848,000 | $17.37M |
| 14 | ITRI | ITRON INCCONVERTIBLE BOND | OTHER | 18,208,000 | $16.24M |
| 15 | - | SNAP INCCONVERTIBLE BOND | OTHER | 20,802,000 | $14.84M |
| 16 | - | AFFIRM HOLDINGS INCCONVERTIBLE BOND | OTHER | 19,626,000 | $14.58M |
| 17 | - | SHOPIFY INCCONVERTIBLE BOND | OTHER | 15,213,000 | $13.86M |
| 18 | MFA | MFA FINANCIAL INCCONVERTIBLE BOND | OTHER | 13,588,000 | $13.54M |
| 19 | - | PENNYMAC MORTGAGE INVESTMENT TRUSTCONVERTIBLE BOND | OTHER | 13,911,000 | $13.13M |
| 20 | - | KAMAN CORPCONVERTIBLE BOND | OTHER | 13,497,000 | $13.07M |
| 21 | - | DIGITALOCEAN HOLDINGS INCCONVERTIBLE BOND | OTHER | 16,422,000 | $12.91M |
| 22 | CHGG | CHEGG INCCONVERTIBLE BOND | OTHER | 16,918,000 | $12.76M |
| 23 | TDOC | TELADOC HEALTH INCCONVERTIBLE BOND | OTHER | 13,807,000 | $12.55M |
| 24 | - | APOLLO COMMERCIAL REAL ESTATE FINANCE INCCONVERTIBLE BOND | OTHER | 12,381,000 | $12.39M |
| 25 | NMFC 5.75 08/15/23 | NEW MOUNTAIN FINANCE CORPCONVERTIBLE BOND | OTHER | 11,951,000 | $11.92M |
| 26 | TRIP | TRIPADVISOR INCCONVERTIBLE BOND | OTHER | 13,186,000 | $11.1M |
| 27 | MSTRW | MICROSTRATEGY INCCONVERTIBLE BOND | OTHER | 16,099,000 | $10.8M |
| 28 | - | EVENTBRITE INCCONVERTIBLE BOND | OTHER | 13,051,000 | $10.77M |
| 29 | F | FORD MOTOR COCONVERTIBLE BOND | OTHER | 9,599,000 | $10.56M |
| 30 | DISH 2.375 03/15/24 | DISH NETWORK CORPCONVERTIBLE BOND | OTHER | 18,995,000 | $10.14M |
| 31 | BL | BLACKLINE INCCONVERTIBLE BOND | OTHER | 11,613,000 | $9.89M |
| 32 | - | FIVERR INTERNATIONAL LTDCONVERTIBLE BOND | OTHER | 11,531,000 | $9.77M |
| 33 | - | AIRBNB INCCONVERTIBLE BOND | OTHER | 11,153,000 | $9.75M |
| 34 | ICPT 3.25 07/01/23 | INTERCEPT PHARMACEUTICALS INCCONVERTIBLE BOND | OTHER | 9,506,000 | $9.6M |
| 35 | - | INTERCEPT PHARMACEUTICALS INCCONVERTIBLE BOND | OTHER | 11,824,000 | $9.51M |
| 36 | LITE | LUMENTUM HOLDINGS INCCONVERTIBLE BOND | OTHER | 11,896,000 | $9.41M |
| 37 | EZPW 2.375 05/01/25 | EZCORP INCCONVERTIBLE BOND | OTHER | 10,119,000 | $9.36M |
| 38 | - | AIR TRANSPORT SERVICES GROUP INCCONVERTIBLE BOND | OTHER | 9,798,000 | $9.3M |
| 39 | - | TECHTARGET INCCONVERTIBLE BOND | OTHER | 11,707,000 | $9.19M |
| 40 | - | ALTERYX INCCONVERTIBLE BOND | OTHER | 9,653,000 | $9.12M |
| 41 | - | NEOGENOMICS INCCONVERTIBLE BOND | OTHER | 12,276,000 | $9.1M |
| 42 | EGHT | 8X8 INCCONVERTIBLE BOND | OTHER | 9,116,000 | $8.71M |
| 43 | CDAY | CERIDIAN HCM HOLDING INCCONVERTIBLE BOND | OTHER | 9,353,000 | $8.28M |
| 44 | - | GREENLIGHT CAPITAL RE LTDCONVERTIBLE BOND | OTHER | 8,363,000 | $8.2M |
| 45 | - | SHAKE SHACK INCCONVERTIBLE BOND | OTHER | 9,953,000 | $8.16M |
| 46 | ZS | ZSCALER INCCONVERTIBLE BOND | OTHER | 6,826,000 | $7.99M |
| 47 | ETSY | ETSY INCCONVERTIBLE BOND | OTHER | 10,247,000 | $7.97M |
| 48 | - | SEA LTDCONVERTIBLE BOND | OTHER | 7,780,000 | $7.96M |
| 49 | - | JOYY INCCONVERTIBLE BOND | OTHER | 8,109,000 | $7.59M |
| 50 | MGNI | MAGNITE INCCONVERTIBLE BOND | OTHER | 8,903,000 | $7.58M |
| 51 | - | TURNING POINT BRANDS INCCONVERTIBLE BOND | OTHER | 7,742,000 | $7.45M |
| 52 | - | OKTA INCCONVERTIBLE BOND | OTHER | 8,595,000 | $7.38M |
| 53 | - | ENPHASE ENERGY INCCONVERTIBLE BOND | OTHER | 7,726,000 | $7.3M |
| 54 | - | IONIS PHARMACEUTICALS INCCONVERTIBLE BOND | OTHER | 7,702,000 | $7.2M |
| 55 | - | ACCOLADE INCCONVERTIBLE BOND | OTHER | 8,520,000 | $7.12M |
| 56 | SPLK 0.5 09/15/23 | SPLUNK INCCONVERTIBLE BOND | OTHER | 7,060,000 | $7.08M |
| 57 | - | LIBERTY LATIN AMERICA LTDCONVERTIBLE BOND | OTHER | 7,287,000 | $6.94M |
| 58 | - | UNITY SOFTWARE INCCONVERTIBLE BOND | OTHER | 8,617,000 | $6.92M |
| 59 | PDD | PDD HOLDINGS INCCONVERTIBLE BOND | OTHER | 7,085,000 | $6.9M |
| 60 | VIAV 1 03/01/24 | VIAVI SOLUTIONS INCCONVERTIBLE BOND | OTHER | 6,862,000 | $6.83M |
| 61 | - | Q2 HOLDINGS INCCONVERTIBLE BOND | OTHER | 7,688,000 | $6.69M |
| 62 | - | INTEGRA LIFESCIENCES HOLDINGS CORPCONVERTIBLE BOND | OTHER | 7,236,000 | $6.64M |
| 63 | - | CLOUDFLARE INCCONVERTIBLE BOND | OTHER | 7,704,000 | $6.58M |
| 64 | - | UPSTART HOLDINGS INCCONVERTIBLE BOND | OTHER | 9,353,000 | $6.43M |
| 65 | - | COHERUS BIOSCIENCES INCCONVERTIBLE BOND | OTHER | 10,306,000 | $6.42M |
| 66 | - | IQIYI INCCONVERTIBLE BOND | OTHER | 6,477,000 | $6.11M |
| 67 | - | RINGCENTRAL INCCONVERTIBLE BOND | OTHER | 6,333,000 | $5.85M |
| 68 | ALVOW | ALVOTECH SAWARRANT | OTHER | 4,666,667 | $5.79M |
| 69 | HCAT | HEALTH CATALYST INCCONVERTIBLE BOND | OTHER | 5,836,000 | $5.64M |
| 70 | - | BANDWIDTH INCCONVERTIBLE BOND | OTHER | 6,976,000 | $5.52M |
| 71 | RDFN | REDFIN CORPCONVERTIBLE BOND | OTHER | 7,734,000 | $5.33M |
| 72 | HCI 4.25 03/01/37 | HCI GROUP INCCONVERTIBLE BOND | OTHER | 5,293,000 | $5.23M |
| 73 | BILL | BILL HOLDINGS INCCONVERTIBLE BOND | OTHER | 4,892,000 | $5.14M |
| 74 | EXPE | EXPEDIA GROUP INCCONVERTIBLE BOND | OTHER | 5,580,000 | $4.9M |
| 75 | EXAS 0.375 03/15/27 | EXACT SCIENCES CORPCONVERTIBLE BOND | OTHER | 4,493,000 | $4.85M |
| 76 | MOMO 1.25 07/01/25 | HELLO GROUP INCCONVERTIBLE BOND | OTHER | 4,832,000 | $4.78M |
| 77 | - | DATADOG INCCONVERTIBLE BOND | OTHER | 3,794,000 | $4.73M |
| 78 | DISH 2.375 03/15/24 | DISH NETWORK CORPCONVERTIBLE BOND | OTHER | 5,250,000 | $4.67M |
| 79 | JAZZ 1.875 08/15/21 | JAZZ PHARMACEUTICALS PLCCONVERTIBLE BOND | OTHER | 4,857,000 | $4.64M |
| 80 | NRG 2.75 06/01/48 | NRG ENERGY INCCONVERTIBLE BOND | OTHER | 4,360,000 | $4.62M |
| 81 | AKAM | AKAMAI TECHNOLOGIES INCCONVERTIBLE BOND | OTHER | 4,729,000 | $4.59M |
| 82 | GBX 2.875 02/01/24 | GREENBRIER COS INC/THECONVERTIBLE BOND | OTHER | 4,646,000 | $4.56M |
| 83 | - | BRIDGEBIO PHARMA INCCONVERTIBLE BOND | OTHER | 7,287,000 | $4.51M |
| 84 | BMRN 0.599 08/01/24 | BIOMARIN PHARMACEUTICAL INCCONVERTIBLE BOND | OTHER | 4,448,000 | $4.38M |
| 85 | SPLK 0.5 09/15/23 | SPLUNK INCCONVERTIBLE BOND | OTHER | 4,819,000 | $4.18M |
| 86 | MLAB | MESA LABORATORIES INCCONVERTIBLE BOND | OTHER | 4,655,000 | $4.18M |
| 87 | NTNX | NUTANIX INCCONVERTIBLE BOND | OTHER | 4,798,000 | $4.08M |
| 88 | - | WIX.COM LTDCONVERTIBLE BOND | OTHER | 4,449,000 | $3.89M |
| 89 | WT | WISDOMTREE INCCONVERTIBLE BOND | OTHER | 3,967,000 | $3.89M |
| 90 | INVA | INNOVIVA INCCONVERTIBLE BOND | OTHER | 4,590,000 | $3.78M |
| 91 | - | SNAP INCCONVERTIBLE BOND | OTHER | 4,000,000 | $3.71M |
| 92 | Z 1.5 07/01/23 | ZILLOW GROUP INCCONVERTIBLE BOND | OTHER | 2,750,000 | $3.49M |
| 93 | LUV | SOUTHWEST AIRLINES COCONVERTIBLE BOND | OTHER | 3,000,000 | $3.45M |
| 94 | AAL | AMERICAN AIRLINES GROUP INCCONVERTIBLE BOND | OTHER | 2,400,000 | $3.09M |
| 95 | - | FASTLY INCCONVERTIBLE BOND | OTHER | 3,641,000 | $3.02M |
| 96 | NBR 0.75 01/15/24 | NABORS INDUSTRIES LTDCONVERTIBLE BOND | OTHER | 2,974,000 | $2.9M |
| 97 | SPLK 0.5 09/15/23 | SPLUNK INCCONVERTIBLE BOND | OTHER | 2,833,000 | $2.81M |
| 98 | UBER | UBER TECHNOLOGIES INCCONVERTIBLE BOND | OTHER | 2,968,000 | $2.72M |
| 99 | - | REDWOOD TRUST INCCONVERTIBLE BOND | OTHER | 2,814,000 | $2.7M |
| 100 | - | BANDWIDTH INCCONVERTIBLE BOND | OTHER | 3,973,000 | $2.58M |
| 101 | - | LYFT INCCONVERTIBLE BOND | OTHER | 2,855,000 | $2.57M |
| 102 | - | SHIFT4 PAYMENTS INCCONVERTIBLE BOND | OTHER | 2,300,000 | $2.51M |
| 103 | - | WOLFSPEED INCCONVERTIBLE BOND | OTHER | 3,200,000 | $2.47M |
| 104 | - | NIO INCCONVERTIBLE BOND | OTHER | 2,789,000 | $2.33M |
| 105 | - | SOLAREDGE TECHNOLOGIES INCCONVERTIBLE BOND | OTHER | 1,955,000 | $2.33M |
| 106 | - | NIO INCCONVERTIBLE BOND | OTHER | 2,429,000 | $2.32M |
| 107 | TYL | TYLER TECHNOLOGIES INCCONVERTIBLE BOND | OTHER | 2,100,000 | $2.17M |
| 108 | - | BENTLEY SYSTEMS INCCONVERTIBLE BOND | OTHER | 2,225,000 | $2.02M |
| 109 | CNMD | CONMED CORPCONVERTIBLE BOND | OTHER | 1,800,000 | $2.02M |
| 110 | - | SHIFT4 PAYMENTS INCCONVERTIBLE BOND | OTHER | 1,975,000 | $1.75M |
| 111 | LITE 0.25 03/15/24 | LUMENTUM HOLDINGS INCCONVERTIBLE BOND | OTHER | 1,600,000 | $1.7M |
| 112 | - | GREENBRIER COS INC/THECONVERTIBLE BOND | OTHER | 1,620,000 | $1.6M |
| 113 | OMCL | OMNICELL INCCONVERTIBLE BOND | OTHER | 1,500,000 | $1.52M |
| 114 | - | MACOM TECHNOLOGY SOLUTIONS HOLDINGS INCCONVERTIBLE BOND | OTHER | 1,500,000 | $1.52M |
| 115 | RUN | SUNRUN INCCONVERTIBLE BOND | OTHER | 2,037,000 | $1.47M |
| 116 | CHGG | CHEGG INCCONVERTIBLE BOND | OTHER | 1,628,000 | $1.44M |
| 117 | - | NOVOCURE LTDCONVERTIBLE BOND | OTHER | 1,621,000 | $1.41M |
| 118 | - | NORWEGIAN CRUISE LINE HOLDINGS LTDCONVERTIBLE BOND | OTHER | 1,415,000 | $1.31M |
| 119 | DKNG | DRAFTKINGS HOLDINGS INCCONVERTIBLE BOND | OTHER | 1,619,000 | $1.22M |
| 120 | HLF 2.625 03/15/24 | HERBALIFE LTDCONVERTIBLE BOND | OTHER | 1,213,000 | $1.18M |
| 121 | - | HELIX ENERGY SOLUTIONS GROUP INCCONVERTIBLE BOND | OTHER | 1,169,000 | $1.16M |
| 122 | ILMN | ILLUMINA INCCONVERTIBLE BOND | OTHER | 1,000,000 | $997.99K |
| 123 | - | NEOGENOMICS INCCONVERTIBLE BOND | OTHER | 1,014,000 | $952.53K |
| 124 | MITK | MITEK SYSTEMS INCCONVERTIBLE BOND | OTHER | 810,000 | $710.68K |
| 155 | - | WIX.COM LTDCONVERTIBLE BOND | OTHER | 0 | $0 |
| 154 | - | TRAVERE THERAPEUTICS INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 153 | SUPN | SUPERNUS PHARMACEUTICALS INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 152 | STWD 4.375 04/01/23 | STARWOOD PROPERTY TRUST INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 151 | - | SNAP INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 150 | SFL 5.75 10/15/21 | SFL CORP LTDCONVERTIBLE BOND | OTHER | 0 | $0 |
| 149 | SRPT | SAREPTA THERAPEUTICS INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 148 | - | PROGRESS SOFTWARE CORPCONVERTIBLE BOND | OTHER | 0 | $0 |
| 147 | PRAA 3.5 06/01/23 | PRA GROUP INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 146 | - | PELOTON INTERACTIVE INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 145 | - | OAK STREET HEALTH INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 144 | NUVA | NUVASIVE INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 143 | - | NICE LTDCONVERTIBLE BOND | OTHER | 0 | $0 |
| 142 | NEWR | NEW RELIC INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 141 | LGND 0.75 05/15/23 | LIGAND PHARMACEUTICALS INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 140 | TREE | LENDINGTREE INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 139 | KREF 6.125 05/15/23 | KKR REAL ESTATE FINANCE TRUST INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 138 | - | JAZZ PHARMACEUTICALS PLCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 137 | HOPE 2 05/15/38 | HOPE BANCORP INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 136 | - | GUARDANT HEALTH INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 135 | ENV | ENVESTNET INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 134 | EGKPF | EAGLE BULK SHIPPING INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 133 | DOCU | DOCUSIGN INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 132 | DISTW | DISTOKEN ACQUISITION CORPWARRANT | OTHER | 0 | $0 |
| 131 | DBRG 3.875 01/15/21 | DIGITALBRIDGE GROUP INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 130 | DXCM | DEXCOM INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 129 | CETUW | CETUS CAPITAL ACQUISITION CORPWARRANT | OTHER | 0 | $0 |
| 128 | - | BURLINGTON STORES INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 127 | SQ | BLOCK INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 126 | BLACW | BELLEVUE LIFE SCIENCES ACQUISITION CORPWARRANT | OTHER | 0 | $0 |
| 125 | TWOU | 2U INCCONVERTIBLE BOND | OTHER | 0 | $0 |