Howard Marks - Oaktree Capital Management
As of Q2 2026, Howard Marks reported 49 long-equity positions worth $3.78B in aggregate.
It also disclosed $1.75B of put notional and $144.58M of call notional. Notional is the contracts’ face value, not the premium paid, so it is reported separately from the equity above — see the Options section below.
Copy-investor backtest
- Latest quarter
- -2.57%
- 1-year
- +42.80%
- 3-year
- +67.77%
- 5-year
- +122.77%
- 3-year vs S&P 500
- -5.47%
- 5-year vs S&P 500
- +49.09%
- 5-year top 5
- +183.78%
Return from mechanically copying the disclosed 13F equity portfolio after each filing and rebalancing at the next. The vs S&P 500 figures subtract SPY over that manager's own rebalance dates, so both sides cover the same days; both are price return, excluding dividends. Method & limitations.
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Updated 2026-09-12 from SEC 13F data.
Live quotes available for 46 of 316 rows. Rows without a quote are marked unavailable.
| 1 | EXE | CHESAPEAKE ENERGY CORP | 13.05% | - | 11,939,117 | $735.33M | $61.59 | |
| 2 | SBLK | STAR BULK CARRIERS CORP | 11.09% | - | 25,993,242 | $624.88M | $24.04 | |
| 3 | VST | VISTRA CORP | 9.09% | Add +0.0% | 29,941,385 | $512M | $17.10 | |
| 4 | TRMD | TORM PLC | 7.35% | - | 53,812,988 | $413.82M | $7.69 | |
| 5 | ALLY | ALLY FINANCIAL INC | 6.23% | - | 6,874,687 | $350.95M | $51.05 | |
| 6 | PCG | PG&E CORP | 5.11% | - | 30,000,000 | $288M | $9.60 | |
| 7 | INFN | INFINERA CORP | 3.72% | - | 25,175,384 | $209.46M | No quote | No quote |
| 8 | EGLE | EAGLE BULK SHIPPING INC | 3.38% | - | 3,781,561 | $190.67M | No quote | No quote |
| 9 | STKL | SUNOPTA INC | 3.29% | - | 20,726,126 | $185.08M | $8.93 | |
| 10 | CX | CEMEX SAB DE CV | 3.11% | Add +2.5% | 24,468,125 | $175.44M | $7.17 | |
| 11 | NMIH | NMI HOLDINGS INC | 2.14% | Add +9.3% | 5,320,000 | $120.29M | $22.61 | |
| 12 | ITUB | ITAU UNIBANCO HOLDING SA | 1.99% | Add +2.4% | 21,299,528 | $112.25M | $5.27 | |
| 13 | FYBR | FRONTIER COMMUNICATIONS PARENT INC | 1.97% | - | 3,982,849 | $111M | No quote | No quote |
| 14 | KRC | KILROY REALTY CORP | 1.80% | Add +68.7% | 1,535,011 | $101.63M | $66.21 | |
| 15 | IBN | ICICI BANK LTD | 1.76% | Add +3.9% | 5,266,217 | $99.37M | $18.87 | |
| 16 | BRY | BERRY CORP | 1.65% | - | 12,913,313 | $93.1M | No quote | No quote |
| 17 | PBR | PETROLEO BRASILEIRO SA | 1.62% | Add +3.9% | 8,800,432 | $91M | $10.34 | |
| 18 | VALE | VALE SA | 1.48% | Reduce -4.2% | 5,982,790 | $83.46M | $13.95 | |
| 19 | SMCI | SUPER MICRO COMPUTER INC | 1.39% | Reduce -5.7% | 2,135,000 | $78.08M | No quote | No quote |
| 20 | BBD | BANCO BRADESCO SA | 1.38% | Add +19.1% | 20,328,340 | $77.86M | No quote | No quote |
| 21 | AU | ANGLOGOLD ASHANTI LTD | 1.17% | Add +24.9% | 4,129,408 | $66.03M | $15.99 | |
| 22 | XOG | EXTRACTION OIL & GAS INC | 1.12% | - | 1,113,995 | $62.89M | No quote | No quote |
| 23 | COOP | MR COOPER GROUP INC | 1.10% | - | 1,507,286 | $62.05M | No quote | No quote |
| 24 | FCX | FREEPORT-MCMORAN INC | 1.06% | New | 1,833,550 | $59.65M | $32.53 | |
| 25 | FTAI | FORTRESS TRANSPORTATION AND INFRASTRUCTURE INVESTORS LLC | 0.92% | Add +10.3% | 2,033,110 | $51.6M | $25.38 | |
| 26 | AZUL | AZUL SA | 0.75% | Add +13.0% | 2,099,524 | $42.12M | No quote | No quote |
| 27 | UNIT | UNITI GROUP INC | 0.75% | - | 3,397,592 | $42.03M | $12.37 | |
| 28 | VAL | VALARIS LTD | 0.67% | - | 1,080,184 | $37.68M | $34.88 | |
| 29 | MX | MAGNACHIP SEMICONDUCTOR CORP | 0.63% | - | 2,006,537 | $35.64M | $17.76 | |
| 30 | MTG | MGIC INVESTMENT CORP | 0.63% | Reduce -21.9% | 2,358,000 | $35.28M | $14.96 | |
| 31 | PARR | PAR PACIFIC HOLDINGS INC | 0.62% | Add +70.0% | 2,210,000 | $34.74M | $15.72 | |
| 32 | AFYA | AFYA LTD | 0.58% | Add +1.2% | 1,651,812 | $32.61M | $19.74 | |
| 33 | OCSL | OAKTREE SPECIALTY LENDING CORP | 0.56% | Add +1526.9% | 4,490,368 | $31.7M | $7.06 | |
| 34 | TV | GRUPO TELEVISA SAB | 0.55% | Add +6.4% | 2,821,801 | $30.98M | No quote | No quote |
| 35 | BATL | BATTALION OIL CORP | 0.52% | - | 3,009,912 | $29.29M | $9.73 | |
| 36 | GTX | GARRETT MOTION INC | 0.47% | - | 3,593,111 | $26.48M | $7.37 | |
| 37 | CXP | COLUMBIA PROPERTY TRUST INC | 0.45% | - | 1,320,000 | $25.11M | No quote | No quote |
| 38 | OCN | OCWEN FINANCIAL CORP | 0.30% | - | 596,870 | $16.79M | No quote | No quote |
| 39 | VIST | VISTA OIL & GAS SAB DE CV | 0.29% | Add +3.6% | 3,245,002 | $16.32M | $5.03 | |
| 40 | LBRDK | LIBERTY BROADBAND CORP | 0.27% | - | 86,999 | $15.02M | $172.69 | |
| 41 | PAM | PAMPA ENERGIA SA | 0.26% | - | 829,000 | $14.48M | No quote | No quote |
| 42 | BAK | BRASKEM SA | 0.20% | - | 519,550 | $11.34M | No quote | No quote |
| 43 | TEO | TELECOM ARGENTINA SA | 0.20% | - | 2,260,500 | $11.19M | $4.95 | |
| 44 | TGS | TRANSPORTADORA DE GAS DEL SUR SA | 0.17% | - | 1,963,575 | $9.68M | No quote | No quote |
| 45 | ASC | ARDMORE SHIPPING CORP | 0.12% | - | 1,600,000 | $6.64M | No quote | No quote |
| 46 | BELFB | BEL FUSE INC | 0.10% | - | 462,679 | $5.75M | $12.43 | |
| 47 | NYCBPRU | NEW YORK COMMUNITY BANCORP INC | 0.08% | - | 89,250 | $4.76M | No quote | No quote |
| 48 | RSVR | RESERVOIR MEDIA INC | 0.08% | New | 468,700 | $4.27M | $9.11 | |
| 49 | REVEU | ALPINE ACQUISITION CORP | 0.06% | New | 350,000 | $3.55M | No quote | No quote |
| 50 | DSAQU | DIRECT SELLING ACQUISITION CORP | 0.06% | New | 350,000 | $3.53M | No quote | No quote |
| 51 | VEON | VEON LTD | 0.05% | Reduce -11.3% | 1,487,722 | $3.09M | No quote | No quote |
| 52 | WINVU | WINVEST ACQUISITION CORP | 0.05% | New | 300,000 | $3.07M | No quote | No quote |
| 53 | CENQU | CENAQ ENERGY CORP | 0.05% | New | 300,000 | $3.02M | No quote | No quote |
| 54 | FLAGU | FIRST LIGHT ACQUISITION GROUP INC | 0.05% | New | 300,000 | $2.98M | No quote | No quote |
| 55 | MEOAU | MINORITY EQUALITY OPPORTUNITIES ACQUISITION INC | 0.05% | New | 275,000 | $2.83M | No quote | No quote |
| 56 | OXACU | OXBRIDGE ACQUISITION CORP | 0.05% | New | 250,000 | $2.56M | No quote | No quote |
| 57 | PONOU | PONO CAPITAL CORP | 0.05% | New | 250,000 | $2.55M | No quote | No quote |
| 58 | FLYAU | SOAR TECHNOLOGY ACQUISITION CORP | 0.04% | New | 250,000 | $2.54M | No quote | No quote |
| 59 | DCRDU | DECARBONIZATION PLUS ACQUISITION CORP IV | 0.04% | New | 250,000 | $2.52M | No quote | No quote |
| 60 | FHLTU | FUTURE HEALTH ESG CORP | 0.04% | New | 250,000 | $2.5M | No quote | No quote |
| 61 | SIERU | SIERRA LAKE ACQUISITION CORP | 0.04% | New | 250,000 | $2.49M | No quote | No quote |
| 62 | GSD | GLADSTONE ACQUISITION CORP | 0.04% | New | 250,000 | $2.47M | No quote | No quote |
| 63 | DRAY | MACONDRAY CAPITAL ACQUISITION CORP I | 0.04% | New | 250,000 | $2.46M | No quote | No quote |
| 64 | JAQCU | JUPITER ACQUISITION CORP | 0.04% | New | 250,000 | $2.46M | No quote | No quote |
| 65 | SWSS | SPRINGWATER SPECIAL SITUATIONS CORP | 0.04% | New | 250,000 | $2.44M | No quote | No quote |
| 66 | AHPA | AVISTA PUBLIC ACQUISITION CORP II | 0.04% | New | 250,000 | $2.44M | No quote | No quote |
| 67 | LOMA | LOMA NEGRA CIA INDUSTRIAL ARGENTINA SA | 0.04% | Reduce -4.7% | 325,924 | $2.32M | $7.13 | |
| 68 | PAFOU | PACIFICO ACQUISITION CORP | 0.04% | New | 225,000 | $2.28M | No quote | No quote |
| 69 | CNTQ | CHARDAN NEXTECH ACQUISITION 2 CORP | 0.04% | New | 225,000 | $2.24M | No quote | No quote |
| 70 | WQGAU | WORLD QUANTUM GROWTH ACQUISITION CORP | 0.04% | New | 200,000 | $2.01M | No quote | No quote |
| 71 | RICO | AGRICO ACQUISITION CORP | 0.04% | New | 200,000 | $2M | No quote | No quote |
| 72 | MTAL | METALS ACQUISITION CORP | 0.04% | New | 200,000 | $2M | No quote | No quote |
| 73 | CLOE | CLOVER LEAF CAPITAL CORP | 0.04% | New | 200,000 | $2M | No quote | No quote |
| 74 | PRBMU | PARABELLUM ACQUISITION CORP | 0.04% | New | 200,000 | $1.99M | No quote | No quote |
| 75 | BNNRU | BANNER ACQUISITION CORP | 0.04% | New | 200,000 | $1.99M | No quote | No quote |
| 76 | OIBZQ | OI SA | 0.04% | - | 2,201,646 | $1.99M | No quote | No quote |
| 78 | RVACU | RIVERVIEW ACQUISITION CORP | 0.04% | New | 200,000 | $1.98M | No quote | No quote |
| 77 | AACIU | ARMADA ACQUISITION CORP I | 0.04% | New | 200,000 | $1.98M | No quote | No quote |
| 79 | APMIU | AXONPRIME INFRASTRUCTURE ACQUISITION CORP | 0.04% | New | 200,000 | $1.98M | No quote | No quote |
| 81 | WAVCU | WAVERLEY CAPITAL ACQUISITION CORP 1 | 0.04% | New | 200,000 | $1.97M | No quote | No quote |
| 80 | SWAG | SOFTWARE ACQUISITION GROUP INC III | 0.04% | New | 200,000 | $1.97M | No quote | No quote |
| 82 | PSTH | PERSHING SQUARE TONTINE HOLDINGS LTD | 0.04% | New | 100,000 | $1.97M | No quote | No quote |
| 83 | ROCG | ROTH CH ACQUISITION IV CO | 0.03% | New | 200,000 | $1.97M | No quote | No quote |
| 84 | MEAC | MERCURY ECOMMERCE ACQUISITION CORP | 0.03% | New | 200,000 | $1.96M | No quote | No quote |
| 85 | GWII | GOOD WORKS II ACQUISITION CORP | 0.03% | New | 200,000 | $1.95M | No quote | No quote |
| 87 | EOCW | ELLIOTT OPPORTUNITY II CORP | 0.03% | New | 200,000 | $1.95M | No quote | No quote |
| 86 | CHWA | CHW ACQUISITION CORP | 0.03% | New | 200,000 | $1.95M | No quote | No quote |
| 88 | ACRO | ACROPOLIS INFRASTRUCTURE ACQUISITION CORP | 0.03% | New | 200,000 | $1.94M | No quote | No quote |
| 89 | ZLS | XPAC ACQUISITION CORP | 0.03% | New | 200,000 | $1.94M | No quote | No quote |
| 90 | BLNG | BELONG ACQUISITION CORP | 0.03% | New | 200,000 | $1.94M | No quote | No quote |
| 93 | TWCB | BILANDER ACQUISITION CORP | 0.03% | New | 200,000 | $1.94M | No quote | No quote |
| 92 | AMCI | AMCI ACQUISITION CORP II | 0.03% | New | 200,000 | $1.94M | No quote | No quote |
| 91 | ALPA | ALPHA HEALTHCARE ACQUISITION CORP III | 0.03% | New | 200,000 | $1.94M | No quote | No quote |
| 94 | APTM | ALPHA PARTNERS TECHNOLOGY MERGER CORP | 0.03% | New | 200,000 | $1.94M | No quote | No quote |
| 96 | CLBR | COLOMBIER ACQUISITION CORP | 0.03% | New | 200,000 | $1.93M | No quote | No quote |
| 95 | MITA | COLISEUM ACQUISITION CORP | 0.03% | New | 200,000 | $1.93M | No quote | No quote |
| 97 | HWEL | HEALTHWELL ACQUISITION CORP I | 0.03% | New | 200,000 | $1.93M | No quote | No quote |
| 98 | DTRTU | DTRT HEALTH ACQUISITION CORP | 0.03% | New | 150,000 | $1.52M | No quote | No quote |
| 100 | NLIT | NORTHERN LIGHTS ACQUISITION CORP | 0.03% | New | 150,000 | $1.5M | No quote | No quote |
| 99 | BWCAU | BLUE WHALE ACQUISITION CORP I | 0.03% | New | 150,000 | $1.5M | No quote | No quote |
| 101 | VCXAU | 10X CAPITAL VENTURE ACQUISITION CORP II | 0.03% | New | 150,000 | $1.5M | No quote | No quote |
| 103 | PFTAU | PORTAGE FINTECH ACQUISITION CORP | 0.03% | New | 150,000 | $1.49M | No quote | No quote |
| 102 | AFTRU | AFTERNEXT HEALTHTECH ACQUISITION CORP | 0.03% | New | 150,000 | $1.49M | No quote | No quote |
| 104 | INAQU | INSIGHT ACQUISITION CORP/DE | 0.03% | New | 150,000 | $1.49M | No quote | No quote |
| 106 | TPBAU | TPB ACQUISITION CORP I | 0.03% | New | 150,000 | $1.49M | No quote | No quote |
| 105 | EDNCU | ENDURANCE ACQUISITION CORP | 0.03% | New | 150,000 | $1.49M | No quote | No quote |
| 107 | WRAC | WILLIAMS ROWLAND ACQUISITION CORP | 0.03% | New | 150,000 | $1.49M | No quote | No quote |
| 108 | GACQ | GLOBAL CONSUMER ACQUISITION CORP | 0.03% | New | 150,000 | $1.48M | No quote | No quote |
| 109 | TMKR | TASTEMAKER ACQUISITION CORP | 0.03% | New | 150,000 | $1.48M | No quote | No quote |
| 111 | CORS | CORSAIR PARTNERING CORP | 0.03% | New | 150,000 | $1.48M | No quote | No quote |
| 110 | CLAY | CHAVANT CAPITAL ACQUISITION CORP | 0.03% | New | 150,000 | $1.48M | No quote | No quote |
| 112 | CCAIU | CASCADIA ACQUISITION CORP | 0.03% | New | 150,000 | $1.48M | No quote | No quote |
| 114 | OSI | OSIRIS ACQUISITION CORP | 0.03% | New | 150,000 | $1.47M | No quote | No quote |
| 113 | JATT | JATT ACQUISITION CORP | 0.03% | New | 150,000 | $1.47M | No quote | No quote |
| 115 | ASZ | AUSTERLITZ ACQUISITION CORP II | 0.03% | New | 150,000 | $1.46M | No quote | No quote |
| 117 | SHQA | SHELTER ACQUISITION CORP I | 0.03% | New | 150,000 | $1.46M | No quote | No quote |
| 116 | LITT | LOGISTICS INNOVATION TECHNOLOGIES CORP | 0.03% | New | 150,000 | $1.46M | No quote | No quote |
| 118 | EGGF | EG ACQUISITION CORP | 0.03% | New | 150,000 | $1.46M | No quote | No quote |
| 120 | TRTL | TORTOISEECOFIN ACQUISITION CORP III | 0.03% | New | 150,000 | $1.46M | No quote | No quote |
| 119 | THCP | THUNDER BRIDGE CAPITAL PARTNERS IV INC | 0.03% | New | 150,000 | $1.46M | No quote | No quote |
| 122 | GFOR | GRAF ACQUISITION CORP IV | 0.03% | New | 150,000 | $1.45M | No quote | No quote |
| 121 | FTEV | FINTECH EVOLUTION ACQUISITION GROUP | 0.03% | New | 150,000 | $1.45M | No quote | No quote |
| 123 | FTVI | FINTECH ACQUISITION CORP VI | 0.02% | New | 125,000 | $1.22M | No quote | No quote |
| 124 | IEA | INFRASTRUCTURE AND ENERGY ALTERNATIVES INC | 0.02% | New | 94,768 | $1.08M | No quote | No quote |
| 125 | BELFA | BEL FUSE INC | 0.02% | - | 71,613 | $1.04M | No quote | No quote |
| 126 | OCAX | OCA ACQUISITION CORP | 0.02% | New | 103,920 | $1.03M | No quote | No quote |
| 127 | SRNEQ | SORRENTO THERAPEUTICS INC | 0.02% | - | 134,000 | $1.02M | No quote | No quote |
| 128 | ARGUU | ARGUS CAPITAL CORP | 0.02% | New | 100,000 | $1.01M | No quote | No quote |
| 129 | MACQ | MCAP ACQUISITION CORP | 0.02% | New | 100,000 | $987K | No quote | No quote |
| 130 | CIIGU | CIIG CAPITAL PARTNERS II INC | 0.01% | New | 69,600 | $701K | No quote | No quote |
| 131 | J209REORGPYMNT | NOBLE CORP | 0.01% | - | 19,979 | $540K | No quote | No quote |
| 132 | BGSX | BUILD ACQUISITION CORP | 0.01% | New | 51,000 | $494K | No quote | No quote |
| 133 | LBTYK | Liberty Global PLC | 0.00% | - | 1,875,000 | $55.24K | $0.03 | |
| 145 | THCPU | THUNDER BRIDGE CAPITAL PARTNERS IV INC | - | Sold | 0 | $0 | No quote | No quote |
| 144 | SHLS | SHOALS TECHNOLOGIES GROUP INC | - | Sold | 0 | $0 | No quote | No quote |
| 143 | SHQAU | SHELTER ACQUISITION CORP I | - | Sold | 0 | $0 | No quote | No quote |
| 142 | HIMS | HIMS & HERS HEALTH INC | - | Sold | 0 | $0 | No quote | No quote |
| 141 | FTVIU | FINTECH ACQUISITION CORP VI | - | Sold | 0 | $0 | No quote | No quote |
| 140 | EOCWU | ELLIOTT OPPORTUNITY II CORP | - | Sold | 0 | $0 | No quote | No quote |
| 139 | CLBRU | COLOMBIER ACQUISITION CORP | - | Sold | 0 | $0 | No quote | No quote |
| 138 | MITAU | COLISEUM ACQUISITION CORP | - | Sold | 0 | $0 | No quote | No quote |
| 137 | XEC | CIMAREX ENERGY CO | - | Sold | 0 | $0 | No quote | No quote |
| 136 | AMPY | AMPLIFY ENERGY CORP | - | Sold | 0 | $0 | No quote | No quote |
| 135 | COLD | AMERICOLD REALTY TRUST | - | Sold | 0 | $0 | No quote | No quote |
| 134 | RERE | AIHUISHOU INTERNATIONAL CO LTD | - | Sold | 0 | $0 | No quote | No quote |
Options positions
Put = right to sell at strike (a bearish bet). Call = right to buy at strike (bullish via leverage). The notional column shows the underlying market value reported to the SEC, not the option premium paid - these don't add to the long-equity % portfolio above.
| 1 | SPY | STATE STREET CORPETF | PUT | New | 317,000 | $136.04M |
| 2 | CHKEL | CHESAPEAKE ENERGY CORPWARRANT | CALL | New | 1,607,672 | $76.67M |
| 3 | COOP | MR COOPER GROUP INCCOMMON STOCK | CALL | New | 1,000,000 | $41.17M |
| 4 | SHQAW | RUMBLEON INCWARRANT | CALL | New | 727,270 | $28.35M |
| 5 | CFLT | CONFLUENT INCCOMMON STOCK | PUT | New | 360,000 | $21.47M |
| 6 | WRACWS | SIGA TECHNOLOGIES INCWARRANT | CALL | New | 1,122,296 | $8.48M |
| 7 | CHKEW | Chesapeake Energy CorpWARRANT | CALL | New | 75,810 | $2.77M |
| 8 | CHWAW | CHW ACQUISITION CORPWARRANT | CALL | New | 200,000 | $1.95M |
| 9 | SWAGW | SOFTWARE ACQUISITION GROUP INC IIIWARRANT | CALL | New | 175,000 | $1.72M |
| 10 | DRAYW | MACONDRAY CAPITAL ACQUISITION CORP IWARRANT | CALL | New | 126,109 | $1.24M |
| 11 | GSDWW | GLADSTONE ACQUISITION CORPWARRANT | CALL | New | 125,000 | $1.23M |
| 12 | SWSSW | SPRINGWATER SPECIAL SITUATIONS CORPWARRANT | CALL | New | 125,000 | $1.22M |
| 13 | RICOW | AGRICO ACQUISITION CORPWARRANT | CALL | New | 100,000 | $1M |
| 14 | ROCGW | ROTH CH ACQUISITION IV COWARRANT | CALL | New | 100,000 | $983K |
| 15 | SEPAW | MERCURY ECOMMERCE ACQUISITION CORPWARRANT | CALL | New | 100,000 | $981K |
| 17 | BLNGW | BELONG ACQUISITION CORPWARRANT | CALL | New | 99,900 | $968K |
| 16 | AMCIW | AMCI ACQUISITION CORP IIWARRANT | CALL | New | 100,000 | $968K |
| 18 | AHPAW | AVISTA PUBLIC ACQUISITION CORP IIWARRANT | CALL | New | 83,333 | $813K |
| 19 | JATTWS | JATT ACQUISITION CORPWARRANT | CALL | New | 74,700 | $737K |
| 20 | XPAXW | XPAC ACQUISITION CORPWARRANT | CALL | New | 66,666 | $647K |
| 21 | MTALWS | METALS ACQUISITION CORPWARRANT | CALL | New | 57,900 | $579K |
| 22 | ALPAW | ALPHA HEALTHCARE ACQUISITION CORP IIIWARRANT | CALL | New | 48,900 | $473K |
| 23 | MITAW | COLISEUM ACQUISITION CORPWARRANT | CALL | New | 30,853 | $300K |
| 24 | CORSWS | CORSAIR PARTNERING CORPWARRANT | CALL | New | 25,000 | $246K |
| 25 | TDGMW | TIDEWATER INCWARRANT | CALL | New | 14,789 | $178K |
| 27 | ARKW | ARK Next Generation Internet ETFETF | PUT | Sold | 0 | $0 |
| 26 | ARKK | ARK Innovation ETFETF | PUT | Sold | 0 | $0 |
Other instruments
Bonds, warrants, or non-share principal positions reported alongside the equity portfolio.
| 1 | DISH 3.375 08/15/26 | DISH NETWORK CORPCONVERTIBLE BOND | OTHER | 51,974,000 | $54.16M |
| 2 | PGEN | PRECIGEN INCCONVERTIBLE BOND | OTHER | 36,764,000 | $30.4M |
| 3 | ACR 4.5 08/15/22 | ACRES COMMERCIAL REALTY CORPCONVERTIBLE BOND | OTHER | 29,021,000 | $29.1M |
| 4 | FTV | FORTIVE CORPCONVERTIBLE BOND | OTHER | 27,238,000 | $27.44M |
| 5 | SUPN | SUPERNUS PHARMACEUTICALS INCCONVERTIBLE BOND | OTHER | 22,348,000 | $22.07M |
| 6 | MNDT 1.625 06/01/35 B | MANDIANT INCCONVERTIBLE BOND | OTHER | 20,820,000 | $20.9M |
| 7 | HOPE 2 05/15/38 | HOPE BANCORP INCCONVERTIBLE BOND | OTHER | 20,302,000 | $20.26M |
| 8 | LGND 0.75 05/15/23 | LIGAND PHARMACEUTICALS INCCONVERTIBLE BOND | OTHER | 20,037,999 | $20.17M |
| 9 | - | ALTERYX INCCONVERTIBLE BOND | OTHER | 20,591,000 | $19.63M |
| 10 | DISH 2.375 03/15/24 | DISH NETWORK CORPCONVERTIBLE BOND | OTHER | 19,675,000 | $19.24M |
| 11 | - | PENNYMAC MORTGAGE INVESTMENT TRUSTCONVERTIBLE BOND | OTHER | 18,383,000 | $18.84M |
| 12 | MFA | MFA FINANCIAL INCCONVERTIBLE BOND | OTHER | 17,974,000 | $18.53M |
| 13 | IONS 1 11/15/21 | IONIS PHARMACEUTICALS INCCONVERTIBLE BOND | OTHER | 18,208,000 | $18.31M |
| 14 | DBRG 3.875 01/15/21 | DIGITALBRIDGE GROUP INCCONVERTIBLE BOND | OTHER | 17,621,000 | $18.03M |
| 15 | WDC 1.5 02/01/24 | WESTERN DIGITAL CORPCONVERTIBLE BOND | OTHER | 17,530,999 | $17.76M |
| 16 | GSBD 4.5 04/01/22 | GOLDMAN SACHS BDC INCCONVERTIBLE BOND | OTHER | 16,251,000 | $16.58M |
| 17 | - | REDWOOD TRUST INCCONVERTIBLE BOND | OTHER | 15,854,000 | $16.25M |
| 18 | - | IONIS PHARMACEUTICALS INCCONVERTIBLE BOND | OTHER | 17,501,000 | $16.05M |
| 19 | NMFC 5.75 08/15/23 | NEW MOUNTAIN FINANCE CORPCONVERTIBLE BOND | OTHER | 14,915,000 | $15.76M |
| 20 | ARCC 4.625 03/01/24 | ARES CAPITAL CORPCONVERTIBLE BOND | OTHER | 14,164,000 | $15.72M |
| 21 | - | BLACKSTONE MORTGAGE TRUST INCCONVERTIBLE BOND | OTHER | 15,185,000 | $15.43M |
| 22 | KREF 6.125 05/15/23 | KKR REAL ESTATE FINANCE TRUST INCCONVERTIBLE BOND | OTHER | 13,677,000 | $14.58M |
| 23 | MIC 2 10/01/23 | MACQUARIE INFRASTRUCTURE CORPCONVERTIBLE BOND | OTHER | 13,873,000 | $13.76M |
| 24 | NEWR | NEW RELIC INCCONVERTIBLE BOND | OTHER | 13,425,000 | $13.63M |
| 25 | TLRY 5 10/01/23 | TILRAY INCCONVERTIBLE BOND | OTHER | 13,784,000 | $13.6M |
| 26 | TREE | LENDINGTREE INCCONVERTIBLE BOND | OTHER | 15,836,000 | $13.55M |
| 27 | SFL 5.75 10/15/21 | SFL CORP LTDCONVERTIBLE BOND | OTHER | 11,991,000 | $12.27M |
| 28 | NYMT 6.25 01/15/22 | NEW YORK MORTGAGE TRUST INCCONVERTIBLE BOND | OTHER | 11,583,000 | $11.7M |
| 29 | - | NICE LTDCONVERTIBLE BOND | OTHER | 9,750,000 | $11.47M |
| 30 | - | BLACKROCK TCP CAPITAL CORPCONVERTIBLE BOND | OTHER | 11,267,000 | $11.46M |
| 31 | THRX | INNOVIVA INCCONVERTIBLE BOND | OTHER | 10,585,000 | $11.41M |
| 32 | - | TRAVERE THERAPEUTICS INCCONVERTIBLE BOND | OTHER | 10,920,000 | $11.01M |
| 33 | - | APOLLO COMMERCIAL REAL ESTATE FINANCE INCCONVERTIBLE BOND | OTHER | 10,854,000 | $10.98M |
| 34 | ABR | ARBOR REALTY TRUST INCCONVERTIBLE BOND | OTHER | 9,225,000 | $10.3M |
| 35 | AKAM | AKAMAI TECHNOLOGIES INCCONVERTIBLE BOND | OTHER | 8,995,000 | $9.87M |
| 36 | HLX 4.25 05/01/22 | HELIX ENERGY SOLUTIONS GROUP INCCONVERTIBLE BOND | OTHER | 9,855,000 | $9.74M |
| 37 | DXCM | DEXCOM INCCONVERTIBLE BOND | OTHER | 8,059,000 | $9.59M |
| 38 | - | KAMAN CORPCONVERTIBLE BOND | OTHER | 9,168,000 | $9.34M |
| 39 | SPLK 0.5 09/15/23 | SPLUNK INCCONVERTIBLE BOND | OTHER | 7,562,000 | $9.25M |
| 40 | EZPW 2.375 05/01/25 | EZCORP INCCONVERTIBLE BOND | OTHER | 9,574,000 | $8.81M |
| 41 | WB 1.25 11/15/22 | WEIBO CORPCONVERTIBLE BOND | OTHER | 8,898,000 | $8.7M |
| 42 | - | SEA LTDCONVERTIBLE BOND | OTHER | 8,500,000 | $8.64M |
| 43 | VECO 2.7 01/15/23 | VEECO INSTRUMENTS INCCONVERTIBLE BOND | OTHER | 8,482,000 | $8.43M |
| 44 | ARI 4.75 08/23/22 | APOLLO COMMERCIAL REAL ESTATE FINANCE INCCONVERTIBLE BOND | OTHER | 8,304,000 | $8.38M |
| 45 | - | PRETIUM RESOURCES INCCONVERTIBLE BOND | OTHER | 8,168,000 | $8.13M |
| 46 | STWD 4.375 04/01/23 | STARWOOD PROPERTY TRUST INCCONVERTIBLE BOND | OTHER | 7,422,000 | $7.82M |
| 47 | - | REDWOOD TRUST INCCONVERTIBLE BOND | OTHER | 7,593,000 | $7.78M |
| 48 | - | WIX.COM LTDCONVERTIBLE BOND | OTHER | 7,800,000 | $7.52M |
| 49 | - | QUOTIENT TECHNOLOGY INCCONVERTIBLE BOND | OTHER | 7,494,000 | $7.28M |
| 50 | - | INTEGRA LIFESCIENCES HOLDINGS CORPCONVERTIBLE BOND | OTHER | 6,535,000 | $7.21M |
| 51 | - | COUPA SOFTWARE INCCONVERTIBLE BOND | OTHER | 6,150,000 | $6.67M |
| 52 | NUVA | NUVASIVE INCCONVERTIBLE BOND | OTHER | 6,240,000 | $6.04M |
| 53 | EXAS 0.375 03/15/27 | EXACT SCIENCES CORPCONVERTIBLE BOND | OTHER | 4,810,000 | $5.47M |
| 54 | - | HELIX ENERGY SOLUTIONS GROUP INCCONVERTIBLE BOND | OTHER | 5,761,000 | $5.47M |
| 55 | - | GREENLIGHT CAPITAL RE LTDCONVERTIBLE BOND | OTHER | 5,384,000 | $5.12M |
| 56 | ILMN | ILLUMINA INCCONVERTIBLE BOND | OTHER | 4,379,000 | $5.11M |
| 57 | - | PEBBLEBROOK HOTEL TRUSTCONVERTIBLE BOND | OTHER | 4,500,000 | $5.05M |
| 58 | - | BLACKSTONE MORTGAGE TRUST INCCONVERTIBLE BOND | OTHER | 4,807,000 | $4.94M |
| 59 | - | OKTA INCCONVERTIBLE BOND | OTHER | 3,958,000 | $4.85M |
| 60 | TCOM 1 07/01/20 | TRIP.COM GROUP LTDCONVERTIBLE BOND | OTHER | 4,978,000 | $4.75M |
| 61 | MCHP | MICROCHIP TECHNOLOGY INCCONVERTIBLE BOND | OTHER | 4,150,000 | $4.71M |
| 62 | - | PURE STORAGE INCCONVERTIBLE BOND | OTHER | 3,976,000 | $4.61M |
| 63 | - | JAZZ PHARMACEUTICALS PLCCONVERTIBLE BOND | OTHER | 3,966,000 | $4.6M |
| 64 | NUVA | NUVASIVE INCCONVERTIBLE BOND | OTHER | 4,471,000 | $4.58M |
| 65 | - | SOLAREDGE TECHNOLOGIES INCCONVERTIBLE BOND | OTHER | 3,666,000 | $4.56M |
| 66 | SSRM | SSR MINING INCCONVERTIBLE BOND | OTHER | 3,938,000 | $4.52M |
| 67 | LITE | LUMENTUM HOLDINGS INCCONVERTIBLE BOND | OTHER | 4,000,000 | $4.41M |
| 68 | BMRN 0.599 08/01/24 | BIOMARIN PHARMACEUTICAL INCCONVERTIBLE BOND | OTHER | 4,198,000 | $4.31M |
| 69 | JAZZ 1.875 08/15/21 | JAZZ PHARMACEUTICALS PLCCONVERTIBLE BOND | OTHER | 4,167,000 | $4.23M |
| 70 | - | SHOPIFY INCCONVERTIBLE BOND | OTHER | 3,211,000 | $3.95M |
| 71 | GLNG 2.75 02/15/22 | GOLAR LNG LTDCONVERTIBLE BOND | OTHER | 3,955,000 | $3.94M |
| 72 | PEGA | PEGASYSTEMS INCCONVERTIBLE BOND | OTHER | 3,472,000 | $3.92M |
| 73 | - | BENEFITFOCUS INCCONVERTIBLE BOND | OTHER | 4,163,000 | $3.9M |
| 74 | - | TABULA RASA HEALTHCARE INCCONVERTIBLE BOND | OTHER | 4,584,000 | $3.86M |
| 75 | VG | VONAGE HOLDINGS CORPCONVERTIBLE BOND | OTHER | 3,292,000 | $3.85M |
| 76 | CHGG | CHEGG INCCONVERTIBLE BOND | OTHER | 3,818,000 | $3.78M |
| 77 | - | CYBERARK SOFTWARE LTDCONVERTIBLE BOND | OTHER | 3,088,000 | $3.68M |
| 78 | IVC | INVACARE CORPCONVERTIBLE BOND | OTHER | 3,956,000 | $3.53M |
| 79 | IDCC 1.5 03/01/20 | INTERDIGITAL INCCONVERTIBLE BOND | OTHER | 3,253,000 | $3.53M |
| 80 | - | PARATEK PHARMACEUTICALS INCCONVERTIBLE BOND | OTHER | 3,954,000 | $3.5M |
| 81 | PODD | INSULET CORPCONVERTIBLE BOND | OTHER | 2,500,000 | $3.49M |
| 82 | INSM | INSMED INCCONVERTIBLE BOND | OTHER | 3,150,000 | $3.46M |
| 83 | - | LIBERTY LATIN AMERICA LTDCONVERTIBLE BOND | OTHER | 2,917,000 | $2.98M |
| 84 | - | WAYFAIR INCCONVERTIBLE BOND | OTHER | 2,824,000 | $2.84M |
| 85 | - | RINGCENTRAL INCCONVERTIBLE BOND | OTHER | 3,000,000 | $2.82M |
| 86 | CAMP 2 08/01/25 | CALAMP CORPCONVERTIBLE BOND | OTHER | 2,916,000 | $2.69M |
| 87 | MNDT 1 06/01/35 A | FIREEYE INCCONVERTIBLE BOND | OTHER | 2,466,000 | $2.63M |
| 88 | TWO 6.25 01/15/22 | TWO HARBORS INVESTMENT CORPCONVERTIBLE BOND | OTHER | 2,451,000 | $2.49M |
| 89 | - | HORIZON GLOBAL CORPCONVERTIBLE BOND | OTHER | 2,500,000 | $2.42M |
| 90 | NRG 2.75 06/01/48 | NRG ENERGY INCCONVERTIBLE BOND | OTHER | 1,977,000 | $2.33M |
| 91 | - | EVOLENT HEALTH INCCONVERTIBLE BOND | OTHER | 1,626,000 | $2.1M |
| 92 | HLF 2.625 03/15/24 | HERBALIFE NUTRITION LTDCONVERTIBLE BOND | OTHER | 1,939,000 | $1.97M |
| 93 | FWONK 1 01/30/23 | LIBERTY MEDIA CORP-LIBERTY FORMULA ONECONVERTIBLE BOND | OTHER | 1,366,000 | $1.94M |
| 94 | - | STRIDE INCCONVERTIBLE BOND | OTHER | 1,755,000 | $1.75M |
| 95 | - | I3 VERTICALS INCCONVERTIBLE BOND | OTHER | 1,667,000 | $1.55M |
| 96 | - | ROYAL CARIBBEAN CRUISES LTDCONVERTIBLE BOND | OTHER | 1,075,000 | $1.52M |
| 97 | HTHT 0.375 11/01/22 | HUAZHU GROUP LTDCONVERTIBLE BOND | OTHER | 1,000,000 | $1.13M |
| 98 | - | AURORA CANNABIS INCCONVERTIBLE BOND | OTHER | 1,334,000 | $1.13M |
| 99 | SFL 5.75 10/15/21 | SFL CORP LTDCONVERTIBLE BOND | OTHER | 1,060,000 | $1.07M |
| 100 | CNMD | CONMED CORPCONVERTIBLE BOND | OTHER | 500,000 | $775K |
| 101 | WFRD | Weatherford International PLCCONVERTIBLE BOND | OTHER | 6,264,319 | $123.22K |
| 102 | EGKPF | EAGLE BULK SHIPPING INCCONVERTIBLE BOND | OTHER | 40,495,000 | $60.47K |
| 144 | VSH 2.25 06/15/25 | VISHAY INTERTECHNOLOGY INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 143 | VIAV 1 03/01/24 | VIAVI SOLUTIONS INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 142 | USWSW | US WELL SERVICES INCWARRANT | OTHER | 0 | $0 |
| 141 | TWTR 1 09/15/21 | TWITTER INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 140 | TWTR 1 09/15/21 | TWITTER INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 139 | TBPH 3.25 11/01/23 | THERAVANCE BIOPHARMA INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 138 | STNG 3 05/15/22 | SCORPIO TANKERS INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 137 | SRPT | SAREPTA THERAPEUTICS INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 136 | RDUS 3 09/01/24 | RADIUS HEALTH INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 135 | QGEN 1 11/13/24 | Qiagen NVCONVERTIBLE BOND | OTHER | 0 | $0 |
| 134 | - | PROOFPOINT INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 133 | PDD | PINDUODUO INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 132 | PDCE 1.125 09/15/21 | PDC ENERGY INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 131 | PATK 1 02/01/23 | PATRICK INDUSTRIES INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 130 | PANW | PALO ALTO NETWORKS INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 129 | OACBWS | OAKTREE ACQUISITION CORP IIWARRANT | OTHER | 0 | $0 |
| 128 | NTNX | NUTANIX INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 127 | NR 4 12/01/21 | NEWPARK RESOURCES INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 126 | NBIX 2.25 05/15/24 | NEUROCRINE BIOSCIENCES INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 125 | - | NANOSTRING TECHNOLOGIES INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 124 | MOMO 1.25 07/01/25 | MOMO INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 123 | - | LUMINEX CORPCONVERTIBLE BOND | OTHER | 0 | $0 |
| 122 | JAZZ 1.875 08/15/21 | JAZZ PHARMACEUTICALS PLCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 121 | - | IRONWOOD PHARMACEUTICALS INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 120 | - | IQIYI INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 119 | - | INVITAE CORPCONVERTIBLE BOND | OTHER | 0 | $0 |
| 118 | ICPT 3.25 07/01/23 | INTERCEPT PHARMACEUTICALS INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 117 | - | HERITAGE INSURANCE HOLDINGS INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 116 | GBX 2.875 02/01/24 | GREENBRIER COS INC/THECONVERTIBLE BOND | OTHER | 0 | $0 |
| 115 | GPRE 4.125 09/01/22 | GREEN PLAINS INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 114 | FLXN 3.375 05/01/24 | FLEXION THERAPEUTICS INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 113 | EEFT | EURONET WORLDWIDE INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 112 | DY 0.75 09/15/21 | DYCOM INDUSTRIES INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 111 | - | CLOVIS ONCOLOGY INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 110 | CHKEL | CHESAPEAKE ENERGY CORPWARRANT | OTHER | 0 | $0 |
| 109 | CHKEZ | CHESAPEAKE ENERGY CORPWARRANT | OTHER | 0 | $0 |
| 108 | CHKEW | CHESAPEAKE ENERGY CORPWARRANT | OTHER | 0 | $0 |
| 107 | - | BURLINGTON STORES INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 106 | BKNG 0.9 09/15/21 | BOOKING HOLDINGS INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 105 | - | AVAYA HOLDINGS CORPCONVERTIBLE BOND | OTHER | 0 | $0 |
| 104 | - | ATLAS AIR WORLDWIDE HOLDINGS INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 103 | - | AERIE PHARMACEUTICALS INCCONVERTIBLE BOND | OTHER | 0 | $0 |