Howard Marks - Oaktree Capital Management
As of Q2 2026, Howard Marks reported 49 long-equity positions worth $3.78B in aggregate.
It also disclosed $1.75B of put notional and $144.58M of call notional. Notional is the contracts’ face value, not the premium paid, so it is reported separately from the equity above — see the Options section below.
Copy-investor backtest
- Latest quarter
- -2.57%
- 1-year
- +42.80%
- 3-year
- +67.77%
- 5-year
- +122.77%
- 3-year vs S&P 500
- -5.47%
- 5-year vs S&P 500
- +49.09%
- 5-year top 5
- +183.78%
Return from mechanically copying the disclosed 13F equity portfolio after each filing and rebalancing at the next. The vs S&P 500 figures subtract SPY over that manager's own rebalance dates, so both sides cover the same days; both are price return, excluding dividends. Method & limitations.
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Updated 2026-09-12 from SEC 13F data.
Live quotes available for 48 of 225 rows. Rows without a quote are marked unavailable.
| 1 | EXE | CHESAPEAKE ENERGY CORP | 9.92% | - | 11,939,117 | $619.88M | $51.92 | |
| 2 | SBLK | STAR BULK CARRIERS CORP | 9.54% | Reduce -33.4% | 25,993,242 | $596.54M | $22.95 | |
| 3 | VST | VISTRA CORP | 8.88% | - | 29,936,602 | $555.32M | $18.55 | |
| 4 | TRMD | TORM PLC | 7.62% | - | 53,812,988 | $476.29M | $8.85 | |
| 5 | COLD | AMERICOLD REALTY TRUST | 7.13% | - | 11,771,646 | $445.56M | $37.85 | |
| 6 | ALLY | ALLY FINANCIAL INC | 5.48% | Reduce -38.5% | 6,874,687 | $342.63M | $49.84 | |
| 7 | PCG | PG&E CORP | 4.88% | Add +33.3% | 30,000,000 | $305.1M | $10.17 | |
| 8 | INFN | INFINERA CORP | 4.11% | - | 25,175,384 | $256.79M | No quote | No quote |
| 9 | STKL | SUNOPTA INC | 3.50% | - | 20,726,126 | $218.87M | $10.56 | |
| 10 | CX | CEMEX SAB DE CV | 3.21% | Reduce -0.3% | 23,873,758 | $200.54M | $8.40 | |
| 11 | EGLE | EAGLE BULK SHIPPING INC | 2.86% | Reduce -2.7% | 3,781,561 | $178.94M | No quote | No quote |
| 12 | SHLS | SHOALS TECHNOLOGIES GROUP INC | 2.83% | - | 4,977,751 | $176.71M | No quote | No quote |
| 13 | VALE | VALE SA | 2.28% | Reduce -1.9% | 6,245,576 | $142.46M | $22.81 | |
| 14 | ITUB | ITAU UNIBANCO HOLDING SA | 2.00% | Reduce -17.1% | 20,803,792 | $125.03M | $6.01 | |
| 15 | NMIH | NMI HOLDINGS INC | 1.75% | - | 4,865,000 | $109.37M | $22.48 | |
| 16 | FYBR | FRONTIER COMMUNICATIONS PARENT INC | 1.68% | New | 3,982,849 | $105.15M | No quote | No quote |
| 17 | PBR | PETROLEO BRASILEIRO SA | 1.66% | Reduce -11.3% | 8,474,167 | $103.64M | $12.23 | |
| 18 | BBD | BANCO BRADESCO SA | 1.40% | Add +7.9% | 17,064,064 | $87.54M | No quote | No quote |
| 19 | BRY | BERRY CORP | 1.39% | - | 12,913,313 | $86.78M | No quote | No quote |
| 20 | IBN | ICICI BANK LTD | 1.39% | Reduce -1.9% | 5,070,309 | $86.7M | $17.10 | |
| 21 | SMCI | SUPER MICRO COMPUTER INC | 1.27% | Reduce -20.6% | 2,263,610 | $79.63M | No quote | No quote |
| 22 | KRC | KILROY REALTY CORP | 1.01% | - | 910,011 | $63.37M | $69.64 | |
| 23 | FTAI | FORTRESS TRANSPORTATION AND INFRASTRUCTURE INVESTORS LLC | 0.99% | Add +12.2% | 1,843,110 | $61.84M | $33.55 | |
| 24 | AU | ANGLOGOLD ASHANTI LTD | 0.98% | Reduce -1.9% | 3,306,807 | $61.44M | $18.58 | |
| 25 | XOG | EXTRACTION OIL & GAS INC | 0.98% | - | 1,113,995 | $61.17M | No quote | No quote |
| 26 | LBTYK | Liberty Global PLC | 0.81% | Reduce -6.3% | 1,875,000 | $50.7M | $27.04 | |
| 27 | COOP | MR COOPER GROUP INC | 0.80% | - | 1,507,286 | $49.83M | No quote | No quote |
| 28 | AZUL | AZUL SA | 0.78% | Reduce -13.0% | 1,857,339 | $49.03M | No quote | No quote |
| 29 | MX | MAGNACHIP SEMICONDUCTOR CORP | 0.77% | Reduce -29.1% | 2,006,537 | $47.88M | $23.86 | |
| 30 | AFYA | AFYA LTD | 0.67% | Reduce -1.8% | 1,632,680 | $42.09M | $25.78 | |
| 31 | HIMS | HIMS & HERS HEALTH INC | 0.66% | - | 3,773,437 | $41.09M | No quote | No quote |
| 32 | MTG | MGIC INVESTMENT CORP | 0.66% | - | 3,020,000 | $41.07M | $13.60 | |
| 33 | BATL | BATTALION OIL CORP | 0.65% | - | 3,009,912 | $40.33M | $13.40 | |
| 34 | TV | GRUPO TELEVISA SAB | 0.61% | Add +2.1% | 2,651,801 | $37.87M | No quote | No quote |
| 35 | UNIT | UNITI GROUP INC | 0.58% | - | 3,397,592 | $35.98M | $10.59 | |
| 36 | VAL | VALARIS LTD | 0.50% | New | 1,080,184 | $31.2M | $28.88 | |
| 37 | GTX | GARRETT MOTION INC | 0.46% | New | 3,593,111 | $28.67M | $7.98 | |
| 38 | CXP | COLUMBIA PROPERTY TRUST INC | 0.37% | New | 1,320,000 | $22.95M | No quote | No quote |
| 39 | XEC | CIMAREX ENERGY CO | 0.36% | Reduce -24.9% | 312,000 | $22.6M | No quote | No quote |
| 40 | PARR | PAR PACIFIC HOLDINGS INC | 0.35% | New | 1,300,000 | $21.87M | $16.82 | |
| 41 | OCN | OCWEN FINANCIAL CORP | 0.30% | New | 596,870 | $18.49M | No quote | No quote |
| 42 | LBRDK | LIBERTY BROADBAND CORP | 0.24% | - | 86,999 | $15.11M | $173.66 | |
| 43 | VIST | VISTA OIL & GAS SAB DE CV | 0.21% | - | 3,133,000 | $12.85M | $4.10 | |
| 44 | PAM | PAMPA ENERGIA SA | 0.20% | Reduce -2.4% | 829,000 | $12.58M | No quote | No quote |
| 45 | BAK | BRASKEM SA | 0.20% | - | 519,550 | $12.39M | No quote | No quote |
| 46 | TEO | TELECOM ARGENTINA SA | 0.19% | - | 2,260,500 | $12.03M | $5.32 | |
| 47 | TGS | TRANSPORTADORA DE GAS DEL SUR SA | 0.15% | Reduce -1.6% | 1,963,575 | $9.09M | No quote | No quote |
| 48 | ASC | ARDMORE SHIPPING CORP | 0.11% | - | 1,600,000 | $6.75M | No quote | No quote |
| 49 | BELFB | BEL FUSE INC | 0.11% | - | 462,679 | $6.66M | $14.40 | |
| 50 | RERE | AIHUISHOU INTERNATIONAL CO LTD | 0.09% | New | 357,722 | $5.35M | $14.95 | |
| 51 | NYCBPRU | NEW YORK COMMUNITY BANCORP INC | 0.07% | - | 89,250 | $4.64M | No quote | No quote |
| 52 | OIBZQ | OI SA | 0.05% | - | 2,201,646 | $3.28M | No quote | No quote |
| 53 | VEON | VEON LTD | 0.05% | - | 1,677,722 | $3.07M | No quote | No quote |
| 54 | LOMA | LOMA NEGRA CIA INDUSTRIAL ARGENTINA SA | 0.04% | - | 342,000 | $2.33M | $6.81 | |
| 55 | EOCWU | ELLIOTT OPPORTUNITY II CORP | 0.03% | New | 200,000 | $2M | No quote | No quote |
| 56 | CLBRU | COLOMBIER ACQUISITION CORP | 0.03% | New | 200,000 | $1.98M | No quote | No quote |
| 57 | MITAU | COLISEUM ACQUISITION CORP | 0.03% | New | 200,000 | $1.98M | No quote | No quote |
| 58 | OCSL | OAKTREE SPECIALTY LENDING CORP | 0.03% | - | 276,000 | $1.85M | $6.69 | |
| 59 | AMPY | AMPLIFY ENERGY CORP | 0.03% | - | 410,041 | $1.66M | $4.05 | |
| 60 | SHQAU | SHELTER ACQUISITION CORP I | 0.02% | New | 150,000 | $1.5M | No quote | No quote |
| 61 | THCPU | THUNDER BRIDGE CAPITAL PARTNERS IV INC | 0.02% | New | 150,000 | $1.49M | No quote | No quote |
| 62 | SRNEQ | SORRENTO THERAPEUTICS INC | 0.02% | Reduce -58.1% | 134,000 | $1.3M | No quote | No quote |
| 63 | BELFA | BEL FUSE INC | 0.02% | - | 71,613 | $1.02M | No quote | No quote |
| 64 | FTVIU | FINTECH ACQUISITION CORP VI | 0.02% | New | 100,000 | $1.01M | No quote | No quote |
| 65 | J209REORGPYMNT | NOBLE CORP | 0.01% | New | 19,979 | $494K | No quote | No quote |
| 71 | OCSI | OAKTREE STRATEGIC INCOME CORP | - | Sold | 0 | $0 | No quote | No quote |
| 70 | MELI | MERCADOLIBRE INC | - | Sold | 0 | $0 | No quote | No quote |
| 69 | INDA | ISHARES MSCI INDIA ETF | - | Sold | 0 | $0 | No quote | No quote |
| 68 | IEA | INFRASTRUCTURE AND ENERGY ALTERNATIVES INC | - | Sold | 0 | $0 | No quote | No quote |
| 67 | EQR | EQUITY RESIDENTIAL | - | Sold | 0 | $0 | No quote | No quote |
| 66 | CRC | CALIFORNIA RESOURCES CORP | - | Sold | 0 | $0 | No quote | No quote |
Options positions
Put = right to sell at strike (a bearish bet). Call = right to buy at strike (bullish via leverage). The notional column shows the underlying market value reported to the SEC, not the option premium paid - these don't add to the long-equity % portfolio above.
Other instruments
Bonds, warrants, or non-share principal positions reported alongside the equity portfolio.
| 1 | ACR 4.5 08/15/22 | ACRES COMMERCIAL REALTY CORPCONVERTIBLE BOND | OTHER | 53,691,000 | $53.27M |
| 2 | DISH 3.375 08/15/26 | DISH NETWORK CORPCONVERTIBLE BOND | OTHER | 42,604,000 | $43.58M |
| 3 | FTV | FORTIVE CORPCONVERTIBLE BOND | OTHER | 23,710,000 | $23.89M |
| 4 | PGEN | PRECIGEN INCCONVERTIBLE BOND | OTHER | 26,631,000 | $23.2M |
| 5 | MNDT 1.625 06/01/35 B | FIREEYE INCCONVERTIBLE BOND | OTHER | 22,598,000 | $22.5M |
| 6 | SUPN | SUPERNUS PHARMACEUTICALS INCCONVERTIBLE BOND | OTHER | 22,488,000 | $22.22M |
| 7 | HOPE 2 05/15/38 | HOPE BANCORP INCCONVERTIBLE BOND | OTHER | 22,107,000 | $21.74M |
| 8 | MFA | MFA FINANCIAL INCCONVERTIBLE BOND | OTHER | 19,704,000 | $20.15M |
| 9 | LGND 0.75 05/15/23 | LIGAND PHARMACEUTICALS INCCONVERTIBLE BOND | OTHER | 18,449,999 | $18.37M |
| 10 | DISH 2.375 03/15/24 | DISH NETWORK CORPCONVERTIBLE BOND | OTHER | 18,334,000 | $17.84M |
| 11 | - | PENNYMAC MORTGAGE INVESTMENT TRUSTCONVERTIBLE BOND | OTHER | 17,138,000 | $17.57M |
| 12 | WDC 1.5 02/01/24 | WESTERN DIGITAL CORPCONVERTIBLE BOND | OTHER | 16,122,000 | $17.3M |
| 13 | - | REDWOOD TRUST INCCONVERTIBLE BOND | OTHER | 16,674,000 | $16.9M |
| 14 | ARI 4.75 08/23/22 | APOLLO COMMERCIAL REAL ESTATE FINANCE INCCONVERTIBLE BOND | OTHER | 16,599,000 | $16.75M |
| 15 | NTNX | NUTANIX INCCONVERTIBLE BOND | OTHER | 15,589,999 | $16.51M |
| 16 | ARCC 4.625 03/01/24 | ARES CAPITAL CORPCONVERTIBLE BOND | OTHER | 14,990,000 | $16.39M |
| 17 | THRX | INNOVIVA INCCONVERTIBLE BOND | OTHER | 16,028,000 | $16.35M |
| 18 | DBRG 3.875 01/15/21 | DIGITALBRIDGE GROUP INCCONVERTIBLE BOND | OTHER | 15,683,000 | $16.23M |
| 19 | STWD 4.375 04/01/23 | STARWOOD PROPERTY TRUST INCCONVERTIBLE BOND | OTHER | 14,888,000 | $16.02M |
| 20 | GSBD 4.5 04/01/22 | GOLDMAN SACHS BDC INCCONVERTIBLE BOND | OTHER | 15,455,000 | $15.9M |
| 21 | - | BLACKSTONE MORTGAGE TRUST INCCONVERTIBLE BOND | OTHER | 15,472,000 | $15.76M |
| 22 | NMFC 5.75 08/15/23 | NEW MOUNTAIN FINANCE CORPCONVERTIBLE BOND | OTHER | 14,168,000 | $15.16M |
| 23 | - | ALTERYX INCCONVERTIBLE BOND | OTHER | 15,593,000 | $14.93M |
| 24 | ICPT 3.25 07/01/23 | INTERCEPT PHARMACEUTICALS INCCONVERTIBLE BOND | OTHER | 16,435,000 | $14.82M |
| 25 | DY 0.75 09/15/21 | DYCOM INDUSTRIES INCCONVERTIBLE BOND | OTHER | 14,549,000 | $14.51M |
| 26 | CHKEL | CHESAPEAKE ENERGY CORPWARRANT | OTHER | 690,931 | $14.42M |
| 27 | TLRY 5 10/01/23 | TILRAY INCCONVERTIBLE BOND | OTHER | 14,200,000 | $13.99M |
| 28 | - | LIBERTY LATIN AMERICA LTDCONVERTIBLE BOND | OTHER | 12,940,000 | $13.25M |
| 29 | PANW | PALO ALTO NETWORKS INCCONVERTIBLE BOND | OTHER | 9,500,000 | $12.97M |
| 30 | - | IONIS PHARMACEUTICALS INCCONVERTIBLE BOND | OTHER | 13,759,000 | $12.86M |
| 31 | MIC 2 10/01/23 | MACQUARIE INFRASTRUCTURE CORPCONVERTIBLE BOND | OTHER | 12,725,000 | $12.69M |
| 32 | SFL 5.75 10/15/21 | SFL CORP LTDCONVERTIBLE BOND | OTHER | 12,347,000 | $12.33M |
| 33 | IONS 1 11/15/21 | IONIS PHARMACEUTICALS INCCONVERTIBLE BOND | OTHER | 12,116,000 | $12.2M |
| 34 | HLF 2.625 03/15/24 | HERBALIFE NUTRITION LTDCONVERTIBLE BOND | OTHER | 11,047,000 | $12.05M |
| 35 | JAZZ 1.875 08/15/21 | JAZZ PHARMACEUTICALS PLCCONVERTIBLE BOND | OTHER | 11,520,000 | $11.58M |
| 36 | TWTR 1 09/15/21 | TWITTER INCCONVERTIBLE BOND | OTHER | 10,999,000 | $11.23M |
| 37 | NYMT 6.25 01/15/22 | NEW YORK MORTGAGE TRUST INCCONVERTIBLE BOND | OTHER | 10,829,000 | $11.13M |
| 38 | NEWR | NEW RELIC INCCONVERTIBLE BOND | OTHER | 10,843,000 | $10.73M |
| 39 | KREF 6.125 05/15/23 | KKR REAL ESTATE FINANCE TRUST INCCONVERTIBLE BOND | OTHER | 9,976,000 | $10.71M |
| 40 | - | BLACKROCK TCP CAPITAL CORPCONVERTIBLE BOND | OTHER | 10,330,000 | $10.58M |
| 41 | ABR | ARBOR REALTY TRUST INCCONVERTIBLE BOND | OTHER | 9,225,000 | $10.1M |
| 42 | HLX 4.25 05/01/22 | HELIX ENERGY SOLUTIONS GROUP INCCONVERTIBLE BOND | OTHER | 9,855,000 | $9.67M |
| 43 | WB 1.25 11/15/22 | WEIBO CORPCONVERTIBLE BOND | OTHER | 9,792,000 | $9.52M |
| 44 | PDD | PINDUODUO INCCONVERTIBLE BOND | OTHER | 9,100,000 | $9.39M |
| 45 | MOMO 1.25 07/01/25 | MOMO INCCONVERTIBLE BOND | OTHER | 10,411,000 | $9.31M |
| 46 | DXCM | DEXCOM INCCONVERTIBLE BOND | OTHER | 8,800,000 | $9.23M |
| 47 | BMRN 0.599 08/01/24 | BIOMARIN PHARMACEUTICAL INCCONVERTIBLE BOND | OTHER | 8,500,000 | $8.83M |
| 48 | - | APOLLO COMMERCIAL REAL ESTATE FINANCE INCCONVERTIBLE BOND | OTHER | 8,638,000 | $8.78M |
| 49 | VECO 2.7 01/15/23 | VEECO INSTRUMENTS INCCONVERTIBLE BOND | OTHER | 8,482,000 | $8.53M |
| 50 | QGEN 1 11/13/24 | Qiagen NVCONVERTIBLE BOND | OTHER | 7,000,000 | $8.52M |
| 51 | AKAM | AKAMAI TECHNOLOGIES INCCONVERTIBLE BOND | OTHER | 7,295,000 | $8.48M |
| 52 | PDCE 1.125 09/15/21 | PDC ENERGY INCCONVERTIBLE BOND | OTHER | 8,267,000 | $8.28M |
| 53 | - | AURORA CANNABIS INCCONVERTIBLE BOND | OTHER | 9,659,000 | $8.26M |
| 54 | EZPW 2.375 05/01/25 | EZCORP INCCONVERTIBLE BOND | OTHER | 9,161,000 | $8.17M |
| 55 | - | PRETIUM RESOURCES INCCONVERTIBLE BOND | OTHER | 8,010,000 | $8.16M |
| 56 | GBX 2.875 02/01/24 | GREENBRIER COS INC/THECONVERTIBLE BOND | OTHER | 7,468,000 | $8.02M |
| 57 | - | BENEFITFOCUS INCCONVERTIBLE BOND | OTHER | 8,331,000 | $7.9M |
| 58 | NUVA | NUVASIVE INCCONVERTIBLE BOND | OTHER | 7,868,000 | $7.79M |
| 59 | - | PEBBLEBROOK HOTEL TRUSTCONVERTIBLE BOND | OTHER | 6,800,000 | $7.75M |
| 60 | RDUS 3 09/01/24 | RADIUS HEALTH INCCONVERTIBLE BOND | OTHER | 7,498,000 | $6.96M |
| 61 | - | PROOFPOINT INCCONVERTIBLE BOND | OTHER | 5,500,000 | $6.92M |
| 62 | SPLK 0.5 09/15/23 | SPLUNK INCCONVERTIBLE BOND | OTHER | 5,500,000 | $6.72M |
| 63 | EEFT | EURONET WORLDWIDE INCCONVERTIBLE BOND | OTHER | 5,855,000 | $6.7M |
| 64 | - | LUMINEX CORPCONVERTIBLE BOND | OTHER | 6,603,000 | $6.64M |
| 65 | ILMN | ILLUMINA INCCONVERTIBLE BOND | OTHER | 5,000,000 | $6.32M |
| 66 | - | REDWOOD TRUST INCCONVERTIBLE BOND | OTHER | 6,274,000 | $6.31M |
| 67 | PODD | INSULET CORPCONVERTIBLE BOND | OTHER | 4,615,000 | $6.3M |
| 68 | - | RINGCENTRAL INCCONVERTIBLE BOND | OTHER | 5,500,000 | $6.1M |
| 69 | TBPH 3.25 11/01/23 | THERAVANCE BIOPHARMA INCCONVERTIBLE BOND | OTHER | 6,246,000 | $5.95M |
| 70 | - | GREENLIGHT CAPITAL RE LTDCONVERTIBLE BOND | OTHER | 6,221,000 | $5.92M |
| 71 | - | EVOLENT HEALTH INCCONVERTIBLE BOND | OTHER | 5,526,000 | $5.9M |
| 72 | - | HELIX ENERGY SOLUTIONS GROUP INCCONVERTIBLE BOND | OTHER | 5,761,000 | $5.78M |
| 73 | OACBWS | OAKTREE ACQUISITION CORP IIWARRANT | OTHER | 4,666,667 | $5.74M |
| 74 | FWONK 1 01/30/23 | LIBERTY MEDIA CORP-LIBERTY FORMULA ONECONVERTIBLE BOND | OTHER | 4,151,000 | $5.66M |
| 75 | CAMP 2 08/01/25 | CALAMP CORPCONVERTIBLE BOND | OTHER | 5,878,000 | $5.47M |
| 76 | - | INVITAE CORPCONVERTIBLE BOND | OTHER | 4,000,000 | $5.42M |
| 77 | EXAS 0.375 03/15/27 | EXACT SCIENCES CORPCONVERTIBLE BOND | OTHER | 4,000,000 | $5.31M |
| 78 | - | INTEGRA LIFESCIENCES HOLDINGS CORPCONVERTIBLE BOND | OTHER | 4,700,000 | $5.21M |
| 79 | - | SHOPIFY INCCONVERTIBLE BOND | OTHER | 3,950,000 | $5.16M |
| 80 | - | PARATEK PHARMACEUTICALS INCCONVERTIBLE BOND | OTHER | 5,414,000 | $5.06M |
| 81 | VSH 2.25 06/15/25 | VISHAY INTERTECHNOLOGY INCCONVERTIBLE BOND | OTHER | 4,753,000 | $5.01M |
| 82 | JAZZ 1.875 08/15/21 | JAZZ PHARMACEUTICALS PLCCONVERTIBLE BOND | OTHER | 4,484,000 | $4.94M |
| 83 | SSRM | SSR MINING INCCONVERTIBLE BOND | OTHER | 4,029,000 | $4.9M |
| 84 | TCOM 1 07/01/20 | TRIP.COM GROUP LTDCONVERTIBLE BOND | OTHER | 4,978,000 | $4.85M |
| 85 | NR 4 12/01/21 | NEWPARK RESOURCES INCCONVERTIBLE BOND | OTHER | 4,823,000 | $4.8M |
| 86 | - | OKTA INCCONVERTIBLE BOND | OTHER | 3,694,000 | $4.62M |
| 87 | VG | VONAGE HOLDINGS CORPCONVERTIBLE BOND | OTHER | 4,083,000 | $4.57M |
| 88 | GLNG 2.75 02/15/22 | GOLAR LNG LTDCONVERTIBLE BOND | OTHER | 4,580,000 | $4.56M |
| 89 | - | AERIE PHARMACEUTICALS INCCONVERTIBLE BOND | OTHER | 4,500,000 | $4.48M |
| 90 | TWTR 1 09/15/21 | TWITTER INCCONVERTIBLE BOND | OTHER | 3,000,000 | $4.12M |
| 91 | - | BURLINGTON STORES INCCONVERTIBLE BOND | OTHER | 2,500,000 | $3.98M |
| 92 | SRPT | SAREPTA THERAPEUTICS INCCONVERTIBLE BOND | OTHER | 3,000,000 | $3.96M |
| 93 | - | CLOVIS ONCOLOGY INCCONVERTIBLE BOND | OTHER | 5,165,000 | $3.84M |
| 94 | - | BLACKSTONE MORTGAGE TRUST INCCONVERTIBLE BOND | OTHER | 3,566,000 | $3.67M |
| 95 | CHKEZ | CHESAPEAKE ENERGY CORPWARRANT | OTHER | 150,000 | $3.67M |
| 96 | - | CYBERARK SOFTWARE LTDCONVERTIBLE BOND | OTHER | 3,362,000 | $3.65M |
| 97 | - | JAZZ PHARMACEUTICALS PLCCONVERTIBLE BOND | OTHER | 2,575,000 | $3.44M |
| 98 | - | QUOTIENT TECHNOLOGY INCCONVERTIBLE BOND | OTHER | 3,331,000 | $3.36M |
| 99 | IVC | INVACARE CORPCONVERTIBLE BOND | OTHER | 3,394,000 | $3.31M |
| 100 | CNMD | CONMED CORPCONVERTIBLE BOND | OTHER | 2,000,000 | $3.23M |
| 101 | - | NANOSTRING TECHNOLOGIES INCCONVERTIBLE BOND | OTHER | 2,000,000 | $3.16M |
| 102 | FLXN 3.375 05/01/24 | FLEXION THERAPEUTICS INCCONVERTIBLE BOND | OTHER | 3,372,000 | $3.06M |
| 103 | - | HERITAGE INSURANCE HOLDINGS INCCONVERTIBLE BOND | OTHER | 3,111,000 | $2.99M |
| 104 | - | TABULA RASA HEALTHCARE INCCONVERTIBLE BOND | OTHER | 2,875,000 | $2.95M |
| 105 | GPRE 4.125 09/01/22 | GREEN PLAINS INCCONVERTIBLE BOND | OTHER | 2,250,000 | $2.91M |
| 106 | - | IQIYI INCCONVERTIBLE BOND | OTHER | 2,900,000 | $2.72M |
| 107 | NBIX 2.25 05/15/24 | NEUROCRINE BIOSCIENCES INCCONVERTIBLE BOND | OTHER | 2,000,000 | $2.69M |
| 108 | - | HORIZON GLOBAL CORPCONVERTIBLE BOND | OTHER | 2,500,000 | $2.44M |
| 109 | - | IRONWOOD PHARMACEUTICALS INCCONVERTIBLE BOND | OTHER | 2,000,000 | $2.37M |
| 110 | CHKEW | CHESAPEAKE ENERGY CORPWARRANT | OTHER | 75,810 | $2.04M |
| 111 | - | AVAYA HOLDINGS CORPCONVERTIBLE BOND | OTHER | 1,713,000 | $2.01M |
| 112 | - | TRAVERE THERAPEUTICS INCCONVERTIBLE BOND | OTHER | 2,082,000 | $1.77M |
| 113 | MNDT 1 06/01/35 A | FIREEYE INCCONVERTIBLE BOND | OTHER | 1,478,000 | $1.68M |
| 114 | PATK 1 02/01/23 | PATRICK INDUSTRIES INCCONVERTIBLE BOND | OTHER | 1,249,000 | $1.36M |
| 115 | HTHT 0.375 11/01/22 | HUAZHU GROUP LTDCONVERTIBLE BOND | OTHER | 1,000,000 | $1.26M |
| 116 | MCHP | MICROCHIP TECHNOLOGY INCCONVERTIBLE BOND | OTHER | 1,000,000 | $1.13M |
| 117 | TWO 6.25 01/15/22 | TWO HARBORS INVESTMENT CORPCONVERTIBLE BOND | OTHER | 1,061,000 | $1.08M |
| 118 | SFL 5.75 10/15/21 | SFL CORP LTDCONVERTIBLE BOND | OTHER | 1,060,000 | $1.08M |
| 119 | VIAV 1 03/01/24 | VIAVI SOLUTIONS INCCONVERTIBLE BOND | OTHER | 664,000 | $938K |
| 120 | IDCC 1.5 03/01/20 | INTERDIGITAL INCCONVERTIBLE BOND | OTHER | 623,000 | $693K |
| 121 | STNG 3 05/15/22 | SCORPIO TANKERS INCCONVERTIBLE BOND | OTHER | 544,000 | $547K |
| 122 | USWSW | US WELL SERVICES INCWARRANT | OTHER | 1,500,000 | $272K |
| 123 | - | ATLAS AIR WORLDWIDE HOLDINGS INCCONVERTIBLE BOND | OTHER | 176,000 | $225K |
| 124 | BKNG 0.9 09/15/21 | BOOKING HOLDINGS INCCONVERTIBLE BOND | OTHER | 132,000 | $143K |
| 149 | - | WORKDAY INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 148 | TMST 6 06/01/21 | TIMKENSTEEL CORPCONVERTIBLE BOND | OTHER | 0 | $0 |
| 147 | TISI | TEAM INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 146 | - | SPIRIT REALTY CAPITAL INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 145 | LUV | SOUTHWEST AIRLINES COCONVERTIBLE BOND | OTHER | 0 | $0 |
| 144 | CKH 3 11/15/28 | SEACOR HOLDINGS INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 143 | - | PURE STORAGE INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 142 | PS | PLURALSIGHT INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 141 | NRG 2.75 06/01/48 | NRG ENERGY INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 140 | - | NEOGENOMICS INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 139 | MTOR 3.25 10/15/37 | MERITOR INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 138 | LITE | LUMENTUM HOLDINGS INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 137 | - | JOYY INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 136 | - | IQIYI INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 135 | INSM 1.75 01/15/25 | INSMED INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 134 | HTGC 4.375 02/01/22 | HERCULES CAPITAL INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 133 | HCI 4.25 03/01/37 | HCI GROUP INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 132 | GPRE 4.125 09/01/22 | GREEN PLAINS INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 131 | EGKPF | EAGLE BULK SHIPPING INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 130 | - | CORENERGY INFRASTRUCTURE TRUST INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 129 | WIFI 1 10/01/23 | BOINGO WIRELESS INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 128 | - | ATLAS AIR WORLDWIDE HOLDINGS INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 127 | ARCC 4.625 03/01/24 | ARES CAPITAL CORPCONVERTIBLE BOND | OTHER | 0 | $0 |
| 126 | AAL | AMERICAN AIRLINES GROUP INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 125 | - | AIR TRANSPORT SERVICES GROUP INCCONVERTIBLE BOND | OTHER | 0 | $0 |