Howard Marks - Oaktree Capital Management
As of Q2 2026, Howard Marks reported 49 long-equity positions worth $3.78B in aggregate.
It also disclosed $1.75B of put notional and $144.58M of call notional. Notional is the contracts’ face value, not the premium paid, so it is reported separately from the equity above — see the Options section below.
Copy-investor backtest
- Latest quarter
- -2.57%
- 1-year
- +42.80%
- 3-year
- +67.77%
- 5-year
- +122.77%
- 3-year vs S&P 500
- -5.47%
- 5-year vs S&P 500
- +49.09%
- 5-year top 5
- +183.78%
Return from mechanically copying the disclosed 13F equity portfolio after each filing and rebalancing at the next. The vs S&P 500 figures subtract SPY over that manager's own rebalance dates, so both sides cover the same days; both are price return, excluding dividends. Method & limitations.
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Updated 2026-06-06 from SEC 13F data.
Live quotes available for 43 of 254 rows. Rows without a quote are marked unavailable.
| 1 | SPY | SPDR S&P500 ETF TRUST | 22.17% | Add +77.8% | 4,100,000 | $1.19B | $290.72 | No quote |
| 2 | VST | VISTRA ENERGY CORP | 16.53% | Reduce -19.8% | 35,715,343 | $888.6M | $24.88 | No quote |
| 3 | SBLK | STAR BULK CARRIERS CORP | 8.21% | - | 30,557,767 | $441.56M | $14.45 | No quote |
| 4 | TRMD | TORM PLC | 5.32% | New | 47,600,172 | $285.81M | $6.00 | No quote |
| 5 | ALLY | ALLY FINANCIAL INC | 4.29% | - | 8,712,400 | $230.44M | $26.45 | No quote |
| 6 | TRCO | TRIBUNE MEDIA CO | 3.89% | Reduce -28.3% | 5,442,870 | $209.17M | No quote | No quote |
| 7 | TSM | TAIWAN SEMICONDUCTOR-SP ADR | 2.98% | Add +13.3% | 3,625,809 | $160.12M | $44.16 | No quote |
| 8 | NMIH | NMI HOLDINGS INC | 2.39% | - | 5,681,992 | $128.7M | $22.65 | No quote |
| 9 | IBN | ICICI BANK LTD-SPON ADR | 1.66% | Add +8.1% | 10,534,345 | $89.44M | $8.49 | No quote |
| 10 | PBR/A | PETROLEO BRASIL-SP PREF ADRCUSIP 71654V101 | 1.58% | Reduce -10.8% | 8,135,360 | $85.1M | No quote | No quote |
| 11 | ITUB | ITAU UNIBANCO H-SPON PRF ADR | 1.54% | Reduce -17.4% | 7,536,959 | $82.76M | $10.98 | No quote |
| 12 | EURN | EURONAV NV | 1.49% | Reduce -3.3% | 9,182,915 | $79.89M | No quote | No quote |
| 13 | VICI | VICI PROPERTIES INC | 1.44% | Reduce -7.8% | 3,576,319 | $77.32M | $21.62 | No quote |
| 14 | SMH | VANECK VECTORS SEMICONDUCTOR ETF | 1.39% | - | 700,000 | $74.52M | $106.45 | No quote |
| 15 | STKL | SUNOPTA INC | 1.11% | - | 8,092,699 | $59.48M | $7.35 | No quote |
| 16 | MU | MICRON TECHNOLOGY INC | 1.09% | Reduce -74.0% | 1,300,000 | $58.8M | $45.23 | No quote |
| 17 | PCG | PG&E CORP | 1.04% | Add +143.0% | 1,215,000 | $55.9M | $46.01 | No quote |
| 18 | CEO | CNOOC LTD-SPON ADR | 1.01% | Add +4.8% | 275,740 | $54.47M | No quote | No quote |
| 19 | VALE | VALE SA-SP ADR | 0.91% | Add +33.1% | 3,302,681 | $49.01M | $14.84 | No quote |
| 20 | CCS | CENTURY COMMUNITIES INC | 0.89% | - | 1,819,003 | $47.75M | $26.25 | No quote |
| 21 | INFY | INFOSYS LTD-SP ADR | 0.88% | Add +20.2% | 4,655,979 | $47.35M | $10.17 | No quote |
| 22 | BDXA | BECTON DICKINSON AND CO | 0.80% | Reduce -14.6% | 655,020 | $42.81M | No quote | No quote |
| 23 | CCIPRA | CROWN CASTLE INTERNATIONAL CORP | 0.65% | New | 32,000 | $34.75M | No quote | No quote |
| 24 | CTB | COOPER TIRE & RUBBER CO | 0.63% | New | 1,200,000 | $33.96M | No quote | No quote |
| 25 | CX | CEMEX SAB-SPONS ADR PART CER | 0.63% | Add +121.7% | 4,808,700 | $33.85M | $7.04 | No quote |
| 26 | AU | ANGLOGOLD ASHANTI-SPON ADR | 0.62% | Add +6.4% | 3,907,565 | $33.53M | $8.58 | No quote |
| 27 | AZUL | AZUL SA-ADR | 0.62% | Add +6.8% | 1,873,216 | $33.33M | No quote | No quote |
| 28 | FTVVP | FORTIVE CORP | 0.61% | New | 30,577 | $32.99M | No quote | No quote |
| 29 | AABA | ALTABA INC | 0.61% | Reduce -86.6% | 483,866 | $32.96M | No quote | No quote |
| 30 | EXXI | ENERGY XXI GULF COAST INC | 0.61% | - | 3,910,545 | $32.69M | No quote | No quote |
| 31 | VRS | VERSO CORP | 0.60% | Reduce -59.4% | 961,319 | $32.37M | No quote | No quote |
| 32 | MX | MAGNACHIP SEMICONDUCTOR CORP | 0.60% | - | 3,250,000 | $32.18M | $9.90 | No quote |
| 33 | WMIH | WMIH CORP | 0.60% | New | 23,130,531 | $32.15M | No quote | No quote |
| 34 | SMCI | SUPER MICRO COMPUTER INC | 0.57% | New | 1,500,000 | $30.92M | No quote | No quote |
| 35 | WB | WEIBO CORP-SPON ADR | 0.55% | New | 406,600 | $29.74M | $73.13 | No quote |
| 36 | BRFS | BRF SA-ADR | 0.52% | Add +18.0% | 5,117,302 | $28.04M | No quote | No quote |
| 37 | BBD | BANCO BRADESCO-ADR | 0.52% | New | 3,936,583 | $27.87M | No quote | No quote |
| 38 | HESPRA | HESS CORP | 0.50% | Add +44.6% | 336,700 | $26.76M | No quote | No quote |
| 39 | NEEPRR | NEXTERA ENERGY INC | 0.50% | Add +20.1% | 468,855 | $26.7M | No quote | No quote |
| 40 | STON | STONEMOR PARTNERS LP | 0.43% | - | 4,477,857 | $22.97M | No quote | No quote |
| 41 | CTRP | CTRIP.COM INTERNATIONAL-ADR | 0.41% | Add +10.9% | 593,153 | $22.05M | No quote | No quote |
| 42 | MTG | MGIC INVESTMENT CORP | 0.41% | - | 1,640,000 | $21.83M | $13.31 | No quote |
| 43 | YUMC | YUM CHINA HOLDINGS INC | 0.40% | New | 614,500 | $21.58M | $35.11 | No quote |
| 44 | NOG | NORTHERN OIL AND GAS INC | 0.33% | Reduce -24.8% | 4,389,667 | $17.56M | $4.00 | No quote |
| 45 | BCEI | BONANZA CREEK ENERGY INC | 0.32% | Add +59.4% | 571,208 | $17.01M | No quote | No quote |
| 46 | SREMP | SEMPRA ENERGY | 0.31% | New | 166,700 | $16.88M | No quote | No quote |
| 47 | SJISU | SOUTH JERSEY INDUSTRIES INC | 0.31% | New | 300,000 | $16.8M | No quote | No quote |
| 48 | MPACU | MATLIN AND PARTNERS ACQUISITION CORP | 0.30% | - | 1,500,000 | $16.14M | No quote | No quote |
| 49 | QTTTP | QTS REALTY TRUST INC | 0.29% | New | 148,000 | $15.63M | No quote | No quote |
| 50 | BATRK | LIBERTY MEDIA CORP-LIBERTY BRAVES | 0.29% | - | 570,102 | $15.54M | $27.25 | No quote |
| 51 | SSYYP | SEMPRA ENERGY | 0.29% | Reduce -32.3% | 152,340 | $15.36M | No quote | No quote |
| 52 | NXPI | NXP SEMICONDUCTORS NV | 0.26% | New | 166,000 | $14.19M | $85.50 | No quote |
| 53 | IFFIU | INTERNATIONAL FLAVORS & FRAGRANCES INC | 0.25% | New | 250,000 | $13.6M | No quote | No quote |
| 54 | SWP | STANLEY BLACK & DECKER INC | 0.24% | New | 120,000 | $13.15M | No quote | No quote |
| 55 | XEC | CIMAREX ENERGY CO | 0.24% | - | 141,130 | $13.12M | No quote | No quote |
| 56 | TSQ | TOWNSQUARE MEDIA INC | 0.23% | - | 1,595,224 | $12.49M | No quote | No quote |
| 57 | TEO | TELECOM ARGENTINA SA | 0.23% | Add +195.6% | 712,500 | $12.41M | $17.42 | No quote |
| 58 | BACPRL | BANK OF AMERICA CORP | 0.18% | Reduce -11.6% | 7,600 | $9.84M | $1294.21 | No quote |
| 59 | WFCPRL | WELLS FARGO & CO | 0.15% | Reduce -5.8% | 6,293 | $8.12M | $1290.96 | No quote |
| 60 | GLIBA | GCI LIBERTY INC | 0.14% | - | 150,000 | $7.65M | $51.00 | No quote |
| 61 | PAM | PAMPA ENERGIA SA | 0.14% | New | 240,000 | $7.45M | No quote | No quote |
| 62 | DYNC | VISTRA ENERGY CORP | 0.11% | Reduce -71.6% | 61,700 | $5.99M | No quote | No quote |
| 63 | HK | HALCON RESOURCES CORP | 0.11% | New | 1,270,000 | $5.68M | No quote | No quote |
| 64 | OIBZQ | OI SA | 0.10% | New | 2,054,854 | $5.61M | No quote | No quote |
| 65 | VEON | VEON LTD | 0.09% | - | 1,678,900 | $4.87M | No quote | No quote |
| 66 | TGS | TRANSPORTADORA DE GAS DEL SUR SA | 0.09% | New | 320,000 | $4.65M | No quote | No quote |
| 67 | BELFB | BEL FUSE INC | 0.09% | - | 175,060 | $4.64M | $26.50 | No quote |
| 68 | DCUD | DOMINION ENERGY INC | 0.09% | New | 97,000 | $4.59M | No quote | No quote |
| 69 | EGLE | EAGLE BULK SHIPPING INC | 0.08% | - | 785,363 | $4.41M | No quote | No quote |
| 70 | SIGA | SIGA TECHNOLOGIES INC | 0.08% | Add +703.9% | 602,886 | $4.16M | No quote | No quote |
| 71 | BXE | BELLATRIX EXPLORATION LTD | 0.07% | Reduce -10.7% | 3,350,000 | $3.5M | No quote | No quote |
| 72 | OCSI | OAKTREE STRATEGIC INCOME CORP | 0.06% | - | 392,000 | $3.39M | No quote | No quote |
| 73 | MBT | MOBILE TELESYSTEMS PJSC | 0.05% | - | 298,500 | $2.55M | No quote | No quote |
| 74 | CPLP | CAPITAL PRODUCT PARTNERS LP | 0.04% | - | 819,228 | $2.28M | No quote | No quote |
| 75 | FPI | FARMLAND PARTNERS INC | 0.04% | New | 322,142 | $2.16M | No quote | No quote |
| 76 | XOG | EXTRACTION OIL & GAS INC | 0.04% | - | 172,787 | $1.95M | No quote | No quote |
| 77 | MPO | MIDSTATES PETROLEUM CO INC | 0.03% | - | 190,307 | $1.7M | No quote | No quote |
| 78 | BELFA | BEL FUSE INC | 0.03% | Add +243.3% | 71,613 | $1.59M | No quote | No quote |
| 79 | SD | SANDRIDGE ENERGY INC | 0.03% | - | 135,000 | $1.47M | $10.87 | No quote |
| 80 | OCSL | OAKTREE SPECIALTY LENDING CORP | 0.03% | - | 276,000 | $1.37M | $4.96 | No quote |
| 81 | INDA | ISHARES MSCI INDIA ETF | 0.02% | Reduce -2.8% | 31,700 | $1.03M | $32.49 | No quote |
| 82 | UPL | ULTRA PETROLEUM CORP | 0.01% | Reduce -3.5% | 683,632 | $766K | No quote | No quote |
| 83 | CMLS | CUMULUS MEDIA INC | 0.01% | New | 42,075 | $716K | No quote | No quote |
| 92 | WPXP | WPX ENERGY INC | - | Sold | 0 | $0 | No quote | No quote |
| 91 | - | TORM PLCCUSIP 00BZ3CNK8 | - | Sold | 0 | $0 | No quote | No quote |
| 90 | RYAM | RAYONIER ADVANCED MATERIALS INC | - | Sold | 0 | $0 | No quote | No quote |
| 89 | ORIG | OCEAN RIG UDW INC | - | Sold | 0 | $0 | No quote | No quote |
| 88 | NEEPRQ | NEXTERA ENERGY INC | - | Sold | 0 | $0 | No quote | No quote |
| 87 | NSM | NATIONSTAR MORTGAGE HOLDINGS INC | - | Sold | 0 | $0 | No quote | No quote |
| 86 | NCMI | NATIONAL CINEMEDIA INC | - | Sold | 0 | $0 | No quote | No quote |
| 85 | NBBRF | NABORS INDUSTRIES LTD | - | Sold | 0 | $0 | No quote | No quote |
| 84 | BMA | BANCO MACRO SA-ADR | - | Sold | 0 | $0 | No quote | No quote |
Other instruments
Bonds, warrants, or non-share principal positions reported alongside the equity portfolio.
| 1 | DISH 3.375 08/15/26 | DISH NETWORK CORPCV SR UNSEC NT | OTHER | 68,875,000 | $65.86M |
| 2 | - | WEATHERFORD INTERNATIONAL LTDCV SR UNSEC NT | OTHER | 61,872,000 | $58.42M |
| 3 | GLNG 2.75 02/15/22 | GOLAR LNG LTDCV SR UNSEC NT | OTHER | 47,838,000 | $50.15M |
| 4 | ACR 4.5 08/15/22 | EXANTAS CAPITAL CORPCV SR UNSEC NT | OTHER | 47,415,000 | $47.36M |
| 5 | ICPT 3.25 07/01/23 | INTERCEPT PHARMACEUTICALS INCCV SR UNSEC NT PNC | OTHER | 43,316,000 | $44M |
| 6 | - | ENSCO JERSEY FINANCE LTDCV SR UNSEC NT | OTHER | 43,185,000 | $43.11M |
| 7 | - | BLACKSTONE MORTGAGE TRUST INCCV SR UNSEC NT | OTHER | 42,910,000 | $43.02M |
| 8 | HZNP 2.5 03/15/22 | HORIZON PHARMA INVESTMENT LTDCV SR UNSEC NT PNC | OTHER | 41,281,000 | $41.68M |
| 9 | RSO | EXANTAS CAPITAL CORPCV SR UNSEC NT REIT | OTHER | 38,093,000 | $38.42M |
| 10 | BKNG 0.9 09/15/21 | BOOKING HOLDINGS INCCV SR UNSEC NT | OTHER | 30,884,000 | $36.72M |
| 11 | EXAS | EXACT SCIENCES CORPCV SR UNSEC NT | OTHER | 26,463,000 | $32.77M |
| 12 | ARI 4.75 08/23/22 | APOLLO COMMERCIAL REAL ESTATE FINANCE INCCV SR UNSEC NT | OTHER | 32,406,000 | $32.61M |
| 13 | TCOM 1 07/01/20 | CTRIP.COM INTERNATIONAL LTDCV SR UNSEC NT (SERIES: C) | OTHER | 30,380,000 | $29.8M |
| 14 | WLL 1.25 04/01/20 | WHITING PETROLEUM CORPCV SR UNSEC NT | OTHER | 28,097,000 | $27.02M |
| 15 | DBRG 3.875 01/15/21 | COLONY CAPITAL INCCV SR UNSEC NT REIT PNC | OTHER | 28,505,000 | $26.98M |
| 16 | GMED 2.25 03/15/21 | NUVASIVE INCCV SR UNSEC NT PNC | OTHER | 20,805,000 | $26.41M |
| 17 | HURN | HURON CONSULTING GROUP INCCV SR UNSEC NT | OTHER | 26,753,000 | $26.11M |
| 18 | PMT 5.375 05/01/20 | PENNYMAC CORPCV SR UNSEC NT REIT | OTHER | 25,642,000 | $25.61M |
| 19 | PEGI 4 07/15/20 | PATTERN ENERGY GROUP INCCV SR UNSEC NT | OTHER | 25,097,000 | $25.16M |
| 20 | PRAA 3 08/01/20 | PRA GROUP INCCV SR UNSEC NT | OTHER | 25,708,000 | $24.86M |
| 21 | - | PANDORA MEDIA INCCV SR UNSEC NT PNC | OTHER | 25,245,000 | $24.76M |
| 22 | NUAN | NUANCE COMMUNICATIONS INCCV SR UNSEC NT | OTHER | 23,850,000 | $24.67M |
| 23 | FWONK 1 01/30/23 | LIBERTY MEDIA CORP-LIBERTY FORMULA ONECV SR UNSEC NT (LMCK/FWONK) | OTHER | 20,625,000 | $24.15M |
| 24 | CATM 1 12/01/20 | CARDTRONICS INCCV SR UNSEC NT | OTHER | 24,789,000 | $23.99M |
| 25 | VIAV 1 03/01/24 | VIAVI SOLUTIONS INCCV SR UNSEC NT | OTHER | 22,000,000 | $23.81M |
| 26 | TWTR 1 09/15/21 | TWITTER INCCV SR UNSEC NT | OTHER | 24,301,000 | $23.59M |
| 27 | - | MACQUARIE INFRASTRUCTURE CORPCV SR UNSEC NT | OTHER | 23,597,000 | $23.45M |
| 28 | ILMN | ILLUMINA INCCV SR UNSEC NT | OTHER | 16,000,000 | $23.29M |
| 29 | CKH 3 11/15/28 | SEACOR HOLDINGS INCCV SR UNSEC NT CPDI | OTHER | 23,824,000 | $23.22M |
| 30 | SSRMCN 2.875 02/01/33 | SSR MINING INCCV SR UNSEC NT PNC | OTHER | 23,403,000 | $23.04M |
| 31 | VRNT | VERINT SYSTEMS INCCV SR UNSEC NT | OTHER | 21,911,000 | $22.68M |
| 32 | GWRE 1.25 03/15/25 | GUIDEWIRE SOFTWARE INCCV SR UNSEC NT PNC | OTHER | 20,655,000 | $22.17M |
| 33 | CTXS | CITRIX SYSTEMS INCCV SR UNSEC NT | OTHER | 14,237,000 | $21.9M |
| 34 | NOW | SERVICENOW INCCV SR UNSEC NT | OTHER | 14,585,000 | $21.82M |
| 35 | ARCC 4.625 03/01/24 | ARES CAPITAL CORPCV SR UNSEC NT | OTHER | 21,319,000 | $21.4M |
| 36 | IIVI | II-VI INCCV SR UNSEC NT | OTHER | 17,865,000 | $21.04M |
| 37 | - | REDWOOD TRUST INCCV SR UNSEC NT | OTHER | 20,452,000 | $20.74M |
| 38 | HTGC 4.375 02/01/22 | HERCULES CAPITAL INCCV SR UNSEC NT | OTHER | 21,177,000 | $20.57M |
| 39 | - | INVITATION HOMES (IH MERGER SUB LLC)CV SR UNSEC NT | OTHER | 18,561,000 | $20.49M |
| 40 | RIG 0.5 01/30/23 | TRANSOCEAN INCCV SR UNSEC NT | OTHER | 13,615,000 | $20.22M |
| 41 | BMRN 0.599 08/01/24 | BIOMARIN PHARMACEUTICAL INCCV SR SUB NT | OTHER | 18,865,000 | $20.15M |
| 42 | - | J2 GLOBAL INCCV SR UNSEC NT CPDI | OTHER | 15,360,000 | $19.98M |
| 43 | LITE 0.25 03/15/24 | LUMENTUM HOLDINGS INCCV SR UNSEC NT | OTHER | 16,000,000 | $19.23M |
| 44 | - | FINISAR CORPCV SR UNSEC NT | OTHER | 20,316,000 | $18.66M |
| 45 | MRVL 0.75 09/01/21 | INPHI CORPCV SR UNSEC NT | OTHER | 15,500,000 | $17.94M |
| 46 | OSIS 1.25 09/01/22 | OSI SYSTEMS INCCV SR UNSEC NT PNC | OTHER | 18,380,000 | $17.61M |
| 47 | GSBD 4.5 04/01/22 | GOLDMAN SACHS BDC INCCV SR UNSEC NT | OTHER | 17,259,000 | $17.48M |
| 48 | - | WRIGHT MEDICAL GROUP NVCV SR UNSEC NT | OTHER | 11,990,000 | $17.35M |
| 49 | - | SPIRIT REALTY CAPITAL INCCV SR UNSEC NT REIT | OTHER | 17,155,000 | $17.16M |
| 50 | FOR 3.75 03/01/20 | FORESTAR GROUP INCCV SR UNSEC NT | OTHER | 16,928,000 | $16.93M |
| 51 | - | REDWOOD TRUST INCCV SR UNSEC NT | OTHER | 17,070,000 | $16.89M |
| 52 | BMRN | BIOMARIN PHARMACEUTICAL INCCV SR SUB NT | OTHER | 13,720,000 | $16.53M |
| 53 | - | NEW MOUNTAIN FINANCE CORPCV SR UNSEC NT | OTHER | 16,292,000 | $16.47M |
| 54 | MDRX 1.25 07/01/20 | ALLSCRIPTS HEALTHCARE SOLUTIONS INCCV SR UNSEC NT | OTHER | 15,000,000 | $15.82M |
| 55 | TEVA 0.25 02/01/26 C | TEVA PHARMACEUTICAL FINANCE CO LLCCV SR UNSEC NT | OTHER | 16,755,000 | $15.76M |
| 56 | JAZZ 1.875 08/15/21 | JAZZ INVESTMENTS I LTDCV SR UNSEC NT PNC | OTHER | 14,357,000 | $15.41M |
| 57 | NBIX 2.25 05/15/24 | NEUROCRINE BIOSCIENCES INCCV SR UNSEC NT PNC | OTHER | 8,895,000 | $15.18M |
| 58 | CHK | CHESAPEAKE ENERGY CORPCV SR UNSEC NT PNC | OTHER | 14,795,000 | $14.65M |
| 59 | EZPW 2.375 05/01/25 | EZCORP INCCV SR UNSEC MULTI CPN NT | OTHER | 14,351,000 | $14.26M |
| 60 | NBR 0.75 01/15/24 | NABORS INDUSTRIES INCCV SR UNSEC NT | OTHER | 17,610,000 | $13.78M |
| 61 | - | REALPAGE INCCV SR UNSEC NT | OTHER | 8,080,000 | $13.24M |
| 62 | - | NAVISTAR INTERNATIONAL CORPCV SR SUB NT PNC | OTHER | 12,755,000 | $12.76M |
| 63 | JAZZ 1.875 08/15/21 | JAZZ INVESTMENTS I LTDCV SR UNSEC NT PNC | OTHER | 12,200,000 | $12.44M |
| 64 | WMC 6.75 10/01/22 | WESTERN ASSET MORTGAGE CAPITAL CORPCV SR UNSEC NT | OTHER | 12,273,000 | $12.42M |
| 65 | - | RETROPHIN INCCV SR UNSEC NT PNC | OTHER | 12,000,000 | $12.35M |
| 66 | IDCC 1.5 03/01/20 | INTERDIGITAL INC/PACV SR UNSEC NT | OTHER | 10,230,000 | $12.02M |
| 67 | - | YANDEX NVCV SR UNSEC NT | OTHER | 11,534,000 | $11.47M |
| 68 | LNG | CHENIERE ENERGY INCCV SR UNSEC NT PNC | OTHER | 14,163,000 | $11.43M |
| 69 | ECHO 2.5 05/01/20 | ECHO GLOBAL LOGISTICS INCCV SR UNSEC NT | OTHER | 10,900,000 | $11.38M |
| 70 | NYMT 6.25 01/15/22 | NEW YORK MORTGAGE TRUST INCCV SR UNSEC NT | OTHER | 11,175,000 | $11.18M |
| 71 | - | OASIS PETROLEUM INCCV SR UNSEC NT PNC | OTHER | 8,265,000 | $11.12M |
| 72 | - | BLACKROCK TCP CAPITAL CORPCV SR UNSEC NT | OTHER | 10,891,000 | $11.03M |
| 73 | - | CEMEX SAB DE CVCV SUB NT | OTHER | 10,845,000 | $10.95M |
| 74 | ECPG 2.875 03/15/21 | ENCORE CAPITAL GROUP INCCV SR UNSEC NT | OTHER | 11,536,000 | $10.8M |
| 75 | - | VIPSHOP HOLDINGS LTDCV SR UNSEC NT | OTHER | 10,961,000 | $10.78M |
| 76 | - | IRONWOOD PHARMACEUTICALS INCCV SR UNSEC NT | OTHER | 8,215,000 | $10.71M |
| 77 | GPRE 4.125 09/01/22 | GREEN PLAINS INCCV SR UNSEC NT PNC | OTHER | 11,058,000 | $10.61M |
| 78 | SM 1.5 07/01/21 | SM ENERGY COCV SR UNSEC NT | OTHER | 9,500,000 | $10.45M |
| 79 | SFL 5.75 10/15/21 | SHIP FINANCE INTERNATIONAL LTDCV SR UNSEC NT | OTHER | 10,265,000 | $10.3M |
| 80 | HCI 4.25 03/01/37 | HCI GROUP INCCV SR UNSEC NT | OTHER | 10,110,000 | $10.08M |
| 81 | VSI 2.25 12/01/20 | VITAMIN SHOPPE INCCV SR UNSEC NT | OTHER | 11,495,000 | $9.99M |
| 82 | - | TPG SPECIALTY LENDING INCCV SR UNSEC NT | OTHER | 9,655,000 | $9.73M |
| 83 | PRAA 3.5 06/01/23 | PRA GROUP INCCV SR UNSEC NT PNC | OTHER | 9,365,000 | $9.61M |
| 84 | - | PTC THERAPEUTICS INCCV SR UNSEC NT PNC | OTHER | 8,200,000 | $9.45M |
| 85 | ALDR | ALDER BIOPHARMACEUTICALS INCCV SR UNSEC NT PNC | OTHER | 8,525,000 | $9.14M |
| 86 | THRX | INNOVIVA INCCV SUB NT | OTHER | 8,805,000 | $8.94M |
| 87 | - | ATLAS AIR WORLDWIDE HOLDINGS INCCV SR UNSEC NT | OTHER | 7,155,000 | $8.29M |
| 88 | - | WAYFAIR INCCV SR UNSEC NT PNC | OTHER | 5,365,000 | $8.11M |
| 89 | HUBS | HUBSPOT INCCV SR UNSEC NT | OTHER | 4,860,000 | $8M |
| 90 | PCRX | PACIRA PHARMACEUTICALS INC/DECV SR UNSEC NT PNC | OTHER | 7,500,000 | $7.95M |
| 91 | - | ROVI CORPCV SR UNSEC NT (ACQUIRED BY: TIVO) | OTHER | 8,255,000 | $7.88M |
| 92 | TDOC | TELADOC HEALTH INCCV SR UNSEC NT PNC | OTHER | 3,825,000 | $7.83M |
| 93 | - | TITAN MACHINERY INCCV SR UNSEC NT | OTHER | 7,871,000 | $7.82M |
| 94 | SYNA 0.5 06/15/22 | SYNAPTICS INCCV SR UNSEC NT PNC | OTHER | 7,930,000 | $7.61M |
| 95 | - | DHT HOLDINGS INCCV SR UNSEC NT PNC | OTHER | 7,256,000 | $7.46M |
| 96 | - | CEMEX SAB DE CVCV SUB NT | OTHER | 7,370,000 | $7.45M |
| 97 | DXCM | DEXCOM INCCV SR UNSEC NT PNC | OTHER | 4,790,000 | $7.37M |
| 98 | NUAN 1 12/15/35 | NUANCE COMMUNICATIONS INCCV SR UNSEC NT CPDI | OTHER | 7,700,000 | $7.29M |
| 99 | - | PROSPECT CAPITAL CORPCV SR UNSEC NT | OTHER | 7,135,000 | $7.21M |
| 100 | - | GRANITE POINT MORTGAGE TRUST INCCV SR UNSEC NT 144A | OTHER | 6,895,000 | $7.15M |
| 101 | - | KAMAN CORPCV SR UNSEC NT | OTHER | 5,880,000 | $6.92M |
| 102 | HLX 4.25 05/01/22 | HELIX ENERGY SOLUTIONS GROUP INCCV SR UNSEC NT PNC | OTHER | 6,416,000 | $6.9M |
| 103 | - | FINISAR CORPCV SR UNSEC NT | OTHER | 6,625,000 | $6.6M |
| 104 | MNDT 1 06/01/35 A | FIREEYE INCCV SR UNSEC NT | OTHER | 6,773,000 | $6.48M |
| 105 | STWD | STARWOOD PROPERTY TRUST INCCV SR UNSEC NT REIT | OTHER | 5,750,000 | $6.38M |
| 106 | NXPI | NXP SEMICONDUCTORS NVCV SR UNSEC NT | OTHER | 6,000,000 | $6.26M |
| 107 | TWO 6.25 01/15/22 | TWO HARBORS INVESTMENT CORPCV SR UNSEC NT | OTHER | 6,056,000 | $6.25M |
| 108 | - | BLACKROCK CAPITAL INVESTMENT CORPCV SR UNSEC NT | OTHER | 5,950,000 | $6.07M |
| 109 | TCOM 1 07/01/20 | CTRIP.COM INTERNATIONAL LTDCV SR UNSEC NT | OTHER | 5,915,000 | $5.8M |
| 110 | EFII | ELECTRONICS FOR IMAGING INCCV SR UNSEC NT | OTHER | 5,730,000 | $5.66M |
| 111 | ENV | ENVESTNET INCCV SR UNSEC NT | OTHER | 5,113,000 | $5.63M |
| 112 | ACOR | ACORDA THERAPEUTICS INCCV SR UNSEC NT PNC | OTHER | 6,000,000 | $5.09M |
| 113 | PDLI | PDL BIOPHARMA INCCV SR UNSEC NT | OTHER | 4,695,000 | $4.66M |
| 114 | NVAX | NOVAVAX INCCV SR UNSEC NT | OTHER | 7,495,000 | $4.63M |
| 115 | - | NAVISTAR INTERNATIONAL CORPCV SR SUB NT PNC | OTHER | 4,470,000 | $4.54M |
| 116 | GNC 1.5 08/15/20 | GNC HOLDINGS INCCV SR UNSEC NT | OTHER | 5,802,000 | $4.5M |
| 117 | MIC 2 10/01/23 | MACQUARIE INFRASTRUCTURE CORPCV SR UNSEC NT | OTHER | 4,636,000 | $4.18M |
| 118 | HCI 4.25 03/01/37 | HCI GROUP INCCV SR UNSEC NT | OTHER | 3,810,000 | $3.8M |
| 119 | - | STEEL CONNECT INCCV SR UNSEC NT | OTHER | 3,700,000 | $3.66M |
| 120 | - | CANADIAN SOLAR INCCV SR UNSEC NT PNC | OTHER | 3,475,000 | $3.44M |
| 121 | CLF 1.5 01/15/25 | CLEVELAND-CLIFFS INCCV SR UNSEC NT PNC | OTHER | 2,075,000 | $3.41M |
| 122 | SPWR 4 01/15/23 | SUNPOWER CORPCV SR UNSEC NT | OTHER | 3,749,000 | $3.16M |
| 123 | QGEN | QIAGEN NVCV SR UNSEC NT REG S | OTHER | 2,200,000 | $2.9M |
| 124 | - | GLOBAL EAGLE ENTERTAINMENT INCCV SR UNSEC NT PNC | OTHER | 3,375,000 | $2.58M |
| 125 | VGR | VECTOR GROUP LTDCV SR UNSEC NT VARIABLE | OTHER | 2,445,000 | $2.56M |
| 126 | HASI 4.125 09/01/22 | HANNON ARMSTRONG SUSTAINABLE INFRASTRUCTURE CAPITAL INCCV SR UNSEC NT | OTHER | 2,339,000 | $2.28M |
| 127 | - | PRETIUM RESOURCES INCCV SR SUB NT PNC | OTHER | 1,990,000 | $1.75M |
| 128 | - | BLACKROCK TCP CAPITAL CORPCV SR UNSEC NT | OTHER | 1,290,000 | $1.29M |
| 129 | SCTY | SOLARCITY CORPCV SR UNSEC NT | OTHER | 844,000 | $739K |
| 162 | Z 1.5 07/01/23 | ZILLOW GROUP INCCV SR UNSEC NT PNC | OTHER | 0 | $0 |
| 161 | - | WEB.COM GROUP INCCV SR UNSEC NT PNC | OTHER | 0 | $0 |
| 160 | VERZZZZ | VEREIT INCCV SR UNSEC NT REIT | OTHER | 0 | $0 |
| 159 | VECO 2.7 01/15/23 | VEECO INSTRUMENTS INCCV SR UNSEC NT PNC | OTHER | 0 | $0 |
| 158 | TSLA 1.25 03/01/21 | TESLA INCCV SR UNSEC NT | OTHER | 0 | $0 |
| 157 | SLAB 1.375 03/01/22 | SILICON LABORATORIES INCCV SR UNSEC NT PNC | OTHER | 0 | $0 |
| 156 | CKH 3 11/15/28 | SEACOR HOLDINGS INCCV SR UNSEC NT PNC | OTHER | 0 | $0 |
| 155 | STNG 3 05/15/22 | SCORPIO TANKERS INCCV SR UNSEC NT | OTHER | 0 | $0 |
| 154 | QDEL | QUIDEL CORPCV SR UNSEC NT | OTHER | 0 | $0 |
| 153 | - | PROOFPOINT INCCV SR UNSEC NT PNC | OTHER | 0 | $0 |
| 152 | PDCE 1.125 09/15/21 | PDC ENERGY INCCV SR UNSEC NT | OTHER | 0 | $0 |
| 151 | PANW | PALO ALTO NETWORKS INCCV SR UNSEC NT | OTHER | 0 | $0 |
| 150 | ON 1 12/01/20 | ON SEMICONDUCTOR CORPCV SR UNSEC NT | OTHER | 0 | $0 |
| 149 | - | NICE SYSTEMS INCCV SR UNSEC NT | OTHER | 0 | $0 |
| 148 | - | NEVRO CORPCV SR UNSEC NT | OTHER | 0 | $0 |
| 147 | MCHP 1.625 02/15/27 | MICROCHIP TECHNOLOGY INCCV SR SUB NT | OTHER | 0 | $0 |
| 146 | - | INTEGRATED DEVICE TECHNOLOGY INCCV SR UNSEC NT | OTHER | 0 | $0 |
| 145 | ILMN 0.5 06/15/21 | ILLUMINA INCCV SR UNSEC NT | OTHER | 0 | $0 |
| 144 | - | GSV CAPITAL CORPCV SR UNSEC NT | OTHER | 0 | $0 |
| 143 | FLXN 3.375 05/01/24 | FLEXION THERAPEUTICS INCCV SR UNSEC NT PNC | OTHER | 0 | $0 |
| 142 | DY 0.75 09/15/21 | DYCOM INDUSTRIES INCCV SR UNSEC NT | OTHER | 0 | $0 |
| 141 | ASRT 2.5 09/01/21 | DEPOMED INCCV SR UNSEC NT PNC | OTHER | 0 | $0 |
| 140 | CY | CYPRESS SEMICONDUCTOR CORPCV SR UNSEC NT | OTHER | 0 | $0 |
| 139 | - | CTRIP.COM INTERNATIONAL LTDCV SR UNSEC NT | OTHER | 0 | $0 |
| 138 | CRK | COMSTOCK RESOURCES INCCV SEC 2ND LIEN PIK NT PNC | OTHER | 0 | $0 |
| 137 | CRK | COMSTOCK RESOURCES INCCV SEC 2ND LIEN PIK NT PNC | OTHER | 0 | $0 |
| 136 | - | CARBONITE INCCV SR UNSEC NT PNC | OTHER | 0 | $0 |
| 135 | VTOL | BRISTOW GROUP INCCV SR UNSEC NT | OTHER | 0 | $0 |
| 134 | BMRN | BIOMARIN PHARMACEUTICAL INCCV SR SUB NT | OTHER | 0 | $0 |
| 133 | ABR | ARBOR REALTY TRUST INCCV SR UNSEC NT | OTHER | 0 | $0 |
| 132 | ANIP | ANI PHARMACEUTICALS INCCV SR UNSEC NT | OTHER | 0 | $0 |
| 131 | YHOO | ALTABA INCCV SR UNSEC NT | OTHER | 0 | $0 |
| 130 | - | AEGEAN MARINE PETROLEUM NETWORK INCCV SR UNSEC NT PNC | OTHER | 0 | $0 |