Howard Marks - Oaktree Capital Management
As of Q2 2026, Howard Marks reported 49 long-equity positions worth $3.78B in aggregate.
It also disclosed $1.75B of put notional and $144.58M of call notional. Notional is the contracts’ face value, not the premium paid, so it is reported separately from the equity above — see the Options section below.
Copy-investor backtest
- Latest quarter
- -2.57%
- 1-year
- +42.80%
- 3-year
- +67.77%
- 5-year
- +122.77%
- 3-year vs S&P 500
- -5.47%
- 5-year vs S&P 500
- +49.09%
- 5-year top 5
- +183.78%
Return from mechanically copying the disclosed 13F equity portfolio after each filing and rebalancing at the next. The vs S&P 500 figures subtract SPY over that manager's own rebalance dates, so both sides cover the same days; both are price return, excluding dividends. Method & limitations.
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Updated 2026-06-06 from SEC 13F data.
Live quotes available for 46 of 243 rows. Rows without a quote are marked unavailable.
| 1 | VST | VISTRA ENERGY CORP | 24.43% | Reduce -3.7% | 48,438,812 | $1.01B | $20.83 | No quote |
| 2 | SBLK | STAR BULK CARRIERS CORP | 9.17% | - | 32,579,506 | $378.9M | $11.63 | No quote |
| 3 | AABA | ALTABA INC | 7.15% | Add +275.6% | 3,987,215 | $295.21M | No quote | No quote |
| 4 | TRCO | TRIBUNE MEDIA CO | 6.85% | Reduce -2.8% | 6,985,341 | $282.98M | No quote | No quote |
| 5 | ALLY | ALLY FINANCIAL INC | 5.73% | Reduce -10.7% | 8,712,400 | $236.54M | $27.15 | No quote |
| 6 | TSM | TAIWAN SEMICONDUCTOR-SP ADR | 3.08% | Reduce -18.5% | 2,905,441 | $127.14M | $43.76 | No quote |
| 7 | ITUB | ITAU UNIBANCO H-SPON PRF ADR | 3.03% | Reduce -13.1% | 8,021,072 | $125.13M | $15.60 | No quote |
| 8 | VICI | VICI PROPERTIES INC | 3.01% | New | 6,781,234 | $124.23M | $18.32 | No quote |
| 9 | NMIH | NMI HOLDINGS INC | 2.28% | - | 5,681,992 | $94.04M | $16.55 | No quote |
| 10 | BABA | ALIBABA GROUP HOLDING-SP ADR | 2.25% | Add +3.1% | 506,330 | $92.93M | $183.54 | No quote |
| 11 | PBR/A | PETROLEO BRASIL-SP PREF ADRCUSIP 71654V101 | 2.17% | Add +17.2% | 6,889,922 | $89.5M | No quote | No quote |
| 12 | IBN | ICICI BANK LTD-SPON ADR | 1.92% | Add +1.8% | 8,966,000 | $79.35M | $8.85 | No quote |
| 13 | GNRT | GENER8 MARITIME INC | 1.79% | - | 13,062,118 | $73.8M | No quote | No quote |
| 14 | DYN | DYNEGY INC | 1.55% | Reduce -43.7% | 4,741,904 | $64.11M | No quote | No quote |
| 15 | INFY | INFOSYS LTD-SP ADR | 1.53% | Add +23.7% | 3,546,753 | $63.31M | $17.85 | No quote |
| 16 | SPY | SPDR S&P500 ETF TRUST | 1.51% | New | 237,500 | $62.5M | $263.15 | No quote |
| 17 | STKL | SUNOPTA INC | 1.39% | - | 8,092,699 | $57.46M | $7.10 | No quote |
| 18 | CCS | CENTURY COMMUNITIES INC | 1.32% | - | 1,819,003 | $54.48M | $29.95 | No quote |
| 19 | VRS | VERSO CORP | 1.11% | - | 2,730,388 | $45.98M | No quote | No quote |
| 20 | VALE | VALE SA | 1.06% | Reduce -63.5% | 3,432,680 | $43.66M | $12.72 | No quote |
| 21 | ABEV | AMBEV SA-ADR | 0.99% | Add +2.5% | 5,643,716 | $41.03M | $7.27 | No quote |
| 22 | AZUL | AZUL SA-ADR | 0.90% | Reduce -8.4% | 1,069,674 | $37.17M | No quote | No quote |
| 23 | NSM | NATIONSTAR MORTGAGE HOLDINGS INC | 0.90% | Add +7.8% | 2,059,291 | $36.99M | No quote | No quote |
| 24 | BDXA | BECTON DICKINSON AND CO | 0.83% | Reduce -28.4% | 586,720 | $34.28M | No quote | No quote |
| 25 | CEO | CNOOC LTD-SPON ADR | 0.81% | Add +2.7% | 226,924 | $33.56M | No quote | No quote |
| 26 | AU | ANGLOGOLD ASHANTI-SPON ADR | 0.78% | Add +0.4% | 3,384,965 | $32.12M | $9.49 | No quote |
| 27 | CCIPRA | CROWN CASTLE INTERNATIONAL CORP | 0.77% | Reduce -32.1% | 28,509 | $31.87M | No quote | No quote |
| 28 | CTRP | CTRIP.COM INTERNATIONAL-ADR | 0.77% | Add +4.2% | 680,393 | $31.72M | No quote | No quote |
| 29 | MX | MAGNACHIP SEMICONDUCTOR CORP | 0.70% | - | 3,000,000 | $28.8M | $9.60 | No quote |
| 30 | ORIG | OCEAN RIG UDW INC | 0.67% | Add +38.5% | 1,100,000 | $27.75M | No quote | No quote |
| 31 | WFCPRL | WELLS FARGO & CO | 0.66% | Reduce -34.0% | 21,177 | $27.32M | $1290.03 | No quote |
| 32 | STON | STONEMOR PARTNERS LP | 0.65% | Add +15.9% | 4,344,634 | $26.98M | No quote | No quote |
| 33 | BRFS | BRF SA-ADR | 0.60% | Reduce -9.6% | 3,597,257 | $24.89M | No quote | No quote |
| 34 | FRGI | FIESTA RESTAURANT GROUP INC | 0.59% | Add +39.5% | 1,325,000 | $24.51M | No quote | No quote |
| 35 | RYAM | RAYONIER ADVANCED MATERIALS INC | 0.55% | Reduce -32.6% | 1,050,000 | $22.54M | No quote | No quote |
| 36 | SMH | VANECK VECTORS SEMICONDUCTOR ETF | 0.51% | New | 200,000 | $20.86M | $104.28 | No quote |
| 37 | NEEPRR | NEXTERA ENERGY INC | 0.48% | Reduce -37.4% | 340,415 | $19.63M | No quote | No quote |
| 38 | DYNC | DYNEGY INC | 0.46% | Reduce -10.5% | 216,950 | $18.81M | No quote | No quote |
| 39 | MPACU | MATLIN AND PARTNERS ACQUISITION CORP | 0.37% | - | 1,500,000 | $15.42M | No quote | No quote |
| 40 | EXXI | ENERGY XXI GULF COAST INC | 0.36% | - | 3,910,545 | $15.02M | No quote | No quote |
| 41 | NCMI | NATIONAL CINEMEDIA INC | 0.35% | Reduce -22.2% | 2,820,255 | $14.64M | $5.19 | No quote |
| 42 | WPXP | WPX ENERGY INC | 0.32% | Reduce -12.8% | 207,700 | $13.04M | No quote | No quote |
| 43 | BATRK | LIBERTY MEDIA CORP-LIBERTY BRAVES | 0.32% | Reduce -7.1% | 570,102 | $13.01M | $22.82 | No quote |
| 44 | TSQ | TOWNSQUARE MEDIA INC | 0.31% | - | 1,595,224 | $12.65M | No quote | No quote |
| 45 | SWP | STANLEY BLACK & DECKER INC | 0.28% | Reduce -55.5% | 100,417 | $11.57M | No quote | No quote |
| 46 | ANTX | ANTHEM INC | 0.26% | Reduce -73.8% | 200,000 | $10.74M | No quote | No quote |
| 47 | HESPRA | HESS CORP | 0.26% | New | 177,800 | $10.59M | No quote | No quote |
| 48 | NEEPRQ | NEXTERA ENERGY INC | 0.21% | Reduce -34.7% | 118,500 | $8.64M | No quote | No quote |
| 49 | VSH | VISHAY INTERTECHNOLOGY INC | 0.20% | - | 455,000 | $8.46M | $18.60 | No quote |
| 50 | GLIBA | GCI LIBERTY INC | 0.19% | New | 150,000 | $7.93M | $52.86 | No quote |
| 51 | BCEI | BONANZA CREEK ENERGY INC | 0.16% | New | 239,724 | $6.64M | No quote | No quote |
| 52 | BACPRL | BANK OF AMERICA CORP | 0.14% | Reduce -55.3% | 4,600 | $5.93M | $1289.57 | No quote |
| 53 | SSYYP | SEMPRA ENERGY | 0.14% | New | 55,000 | $5.63M | No quote | No quote |
| 54 | RGS | REGIS CORP | 0.12% | - | 321,890 | $4.87M | No quote | No quote |
| 55 | VEON | VEON LTD | 0.11% | - | 1,678,900 | $4.43M | No quote | No quote |
| 56 | BXE | BELLATRIX EXPLORATION LTD | 0.10% | - | 3,750,000 | $4.07M | No quote | No quote |
| 57 | EGLE | EAGLE BULK SHIPPING INC | 0.09% | - | 785,363 | $3.89M | No quote | No quote |
| 58 | MBT | MOBILE TELESYSTEMS PJSC | 0.08% | - | 298,500 | $3.4M | No quote | No quote |
| 59 | PBR | PETROLEO BRASILEIRO-SPON ADR | 0.08% | Reduce -5.0% | 233,980 | $3.31M | $14.14 | No quote |
| 60 | OCSI | OAKTREE STRATEGIC INCOME CORP | 0.07% | Add +580.6% | 392,000 | $3.09M | No quote | No quote |
| 61 | UPL | ULTRA PETROLEUM CORP | 0.07% | Reduce -10.1% | 708,459 | $2.95M | No quote | No quote |
| 62 | LEA | LEAR CORP | 0.07% | New | 15,312 | $2.84M | $185.54 | No quote |
| 63 | MTG | MGIC INVESTMENT CORP | 0.06% | Reduce -60.0% | 200,000 | $2.6M | $13.00 | No quote |
| 64 | CPLP | CAPITAL PRODUCT PARTNERS LP | 0.06% | - | 819,228 | $2.56M | No quote | No quote |
| 65 | MPO | MIDSTATES PETROLEUM CO INC | 0.06% | Reduce -6.8% | 190,316 | $2.54M | No quote | No quote |
| 66 | XOG | EXTRACTION OIL & GAS INC | 0.06% | - | 202,787 | $2.32M | No quote | No quote |
| 67 | BELFB | BEL FUSE INC | 0.05% | New | 112,327 | $2.12M | $18.90 | No quote |
| 68 | SD | SANDRIDGE ENERGY INC | 0.05% | - | 135,000 | $1.96M | $14.51 | No quote |
| 69 | OCSL | OAKTREE SPECIALTY LENDING CORP | 0.03% | - | 276,000 | $1.16M | $4.21 | No quote |
| 70 | INDA | ISHARES MSCI INDIA ETF | 0.02% | Add +7.8% | 27,500 | $938K | $34.11 | No quote |
| 77 | TV | TELEVISA | - | Sold | 0 | $0 | No quote | No quote |
| 76 | LVNTA | LIBERTY VENTURES | - | Sold | 0 | $0 | No quote | No quote |
| 75 | FBP | FIRST BANCORP/PUERTO RICO | - | Sold | 0 | $0 | No quote | No quote |
| 74 | ETP | ENERGY TRANSFER PARTNERS LP | - | Sold | 0 | $0 | No quote | No quote |
| 73 | DCUD | DOMINION ENERGY INCPREF | - | Sold | 0 | $0 | No quote | No quote |
| 72 | CX | CEMEX SA-SPONSORED ADR | - | Sold | 0 | $0 | No quote | No quote |
| 71 | AMTPRB | AMERICAN TOWER CORPPREF | - | Sold | 0 | $0 | No quote | No quote |
Options positions
Put = right to sell at strike (a bearish bet). Call = right to buy at strike (bullish via leverage). The notional column shows the underlying market value reported to the SEC, not the option premium paid - these don't add to the long-equity % portfolio above.
Other instruments
Bonds, warrants, or non-share principal positions reported alongside the equity portfolio.
| 1 | AKAM | AKAMAI TECHNOLOGIES INCCV SR UNSEC NT | OTHER | 54,532,000 | $56.03M |
| 2 | GLNG 2.75 02/15/22 | GOLAR LNG LTDCV SR UNSEC NT | OTHER | 48,033,000 | $49.2M |
| 3 | ACR 4.5 08/15/22 | RESOURCE CAPITAL CORPCV SR UNSEC NT | OTHER | 47,995,000 | $46.55M |
| 4 | ILMN | ILLUMINA INCCV SR UNSEC NT | OTHER | 37,720,000 | $41.92M |
| 5 | CTXS | CITRIX SYSTEMS INCCV SR UNSEC NT | OTHER | 31,643,000 | $41.74M |
| 6 | TCOM 1 07/01/20 | CTRIP.COM INTERNATIONAL LTDCV SR UNSEC NT (SERIES: C) | OTHER | 37,350,000 | $40.3M |
| 7 | RSO | RESOURCE CAPITAL CORPCV SR UNSEC NT REIT | OTHER | 36,558,000 | $37.18M |
| 8 | CRK | COMSTOCK RESOURCES INCCV SEC 2ND LIEN PIK NT PNC | OTHER | 39,279,264 | $36.89M |
| 9 | BKNG 0.9 09/15/21 | BOOKING HOLDINGS INCCV SR UNSEC NT | OTHER | 29,174,000 | $36.48M |
| 10 | - | WEATHERFORD INTERNATIONAL LTDCV SR UNSEC NT | OTHER | 39,500,000 | $35.51M |
| 11 | HZNP 2.5 03/15/22 | HORIZON PHARMA INVESTMENT LTDCV SR UNSEC NT PNC | OTHER | 37,487,000 | $34.52M |
| 12 | MCHP 1.625 02/15/27 | MICROCHIP TECHNOLOGY INCCV SR SUB NT | OTHER | 28,725,000 | $34.1M |
| 13 | - | PANDORA MEDIA INCCV SR UNSEC NT PNC | OTHER | 35,292,000 | $32.32M |
| 14 | HLF | HERBALIFE LTDCV SR UNSEC NT | OTHER | 26,468,000 | $32.13M |
| 15 | SLAB 1.375 03/01/22 | SILICON LABORATORIES INCCV SR UNSEC NT PNC | OTHER | 27,294,000 | $31.66M |
| 16 | ARI 4.75 08/23/22 | APOLLO COMMERCIAL REAL ESTATE FINANCE INCCV SR UNSEC NT | OTHER | 29,492,000 | $29.52M |
| 17 | ICPT 3.25 07/01/23 | INTERCEPT PHARMACEUTICALS INCCV SR UNSEC NT PNC | OTHER | 36,560,000 | $29.48M |
| 18 | CKH 3 11/15/28 | SEACOR HOLDINGS INCCV SR UNSEC NT CPDI | OTHER | 29,906,000 | $29.05M |
| 19 | ON 1 12/01/20 | ON SEMICONDUCTOR CORPCV SR UNSEC NT | OTHER | 19,825,000 | $28.39M |
| 20 | YHOO | ALTABA INCCV SR UNSEC NT | OTHER | 19,421,000 | $27.19M |
| 21 | STWD | STARWOOD PROPERTY TRUST INCCV SR UNSEC NT REIT | OTHER | 25,000,000 | $27.03M |
| 22 | - | INVITATION HOMES (IH MERGER SUB LLC)CV SR UNSEC NT | OTHER | 24,006,000 | $26.88M |
| 23 | - | NEVRO CORPCV SR UNSEC NT | OTHER | 22,830,000 | $26.37M |
| 24 | - | CORNERSTONE ONDEMAND INCCV SR UNSEC NT | OTHER | 26,350,000 | $26.36M |
| 25 | Z 1.5 07/01/23 | ZILLOW GROUP INCCV SR UNSEC NT PNC | OTHER | 21,390,000 | $25.96M |
| 26 | PRAA 3 08/01/20 | PRA GROUP INCCV SR UNSEC NT | OTHER | 26,277,000 | $25.39M |
| 27 | WLL 1.25 04/01/20 | WHITING PETROLEUM CORPCV SR UNSEC NT | OTHER | 26,735,000 | $25.3M |
| 28 | SSRMCN 2.875 02/01/33 | SSR MINING INCCV SR UNSEC NT PNC | OTHER | 25,252,000 | $25.11M |
| 29 | PMT 5.375 05/01/20 | PENNYMAC CORPCV SR UNSEC NT REIT | OTHER | 24,699,000 | $24.79M |
| 30 | TWTR 1 09/15/21 | TWITTER INCCV SR UNSEC NT | OTHER | 25,645,000 | $24.72M |
| 31 | VERZZZZ | VEREIT INCCV SR UNSEC NT REIT | OTHER | 24,663,000 | $24.69M |
| 32 | HURN | HURON CONSULTING GROUP INCCV SR UNSEC NT | OTHER | 26,112,000 | $24.68M |
| 33 | - | REDWOOD TRUST INCCV SR UNSEC NT | OTHER | 24,382,000 | $24.63M |
| 34 | GBX 2.875 02/01/24 | GREENBRIER COS INC/THECV SR UNSEC NT | OTHER | 21,407,000 | $24.56M |
| 35 | ENV | ENVESTNET INCCV SR UNSEC NT | OTHER | 22,113,000 | $24.34M |
| 36 | - | NICE SYSTEMS INCCV SR UNSEC NT | OTHER | 19,518,000 | $24.26M |
| 37 | - | INTEGRATED DEVICE TECHNOLOGY INCCV SR UNSEC NT | OTHER | 21,125,000 | $23.85M |
| 38 | THRX | INNOVIVA INCCV SUB NT | OTHER | 21,717,000 | $23.36M |
| 39 | - | BLACKSTONE MORTGAGE TRUST INCCV SR UNSEC NT | OTHER | 23,410,000 | $23.11M |
| 40 | PDCE 1.125 09/15/21 | PDC ENERGY INCCV SR UNSEC NT | OTHER | 23,575,000 | $23.01M |
| 41 | NUAN 1.5 11/01/35 | NUANCE COMMUNICATIONS INCCV SR UNSEC NT CPDI | OTHER | 22,395,000 | $22.94M |
| 42 | - | CSG SYSTEMS INTERNATIONAL INCCV SR UNSEC NT PNC | OTHER | 20,406,000 | $22.53M |
| 43 | - | BROOKDALE SENIOR LIVING INCCV SR UNSEC NT | OTHER | 22,184,000 | $22.21M |
| 44 | GWRE 1.25 03/15/25 | GUIDEWIRE SOFTWARE INCCV SR UNSEC NT PNC | OTHER | 22,500,000 | $22.11M |
| 45 | GPRE 4.125 09/01/22 | GREEN PLAINS INCCV SR UNSEC NT PNC | OTHER | 22,086,000 | $21.07M |
| 46 | MNDT 1 06/01/35 A | FIREEYE INCCV SR UNSEC NT | OTHER | 21,946,000 | $20.92M |
| 47 | ECPG | ENCORE CAPITAL GROUP INCCV SR UNSEC NT | OTHER | 17,864,000 | $20.49M |
| 48 | - | SPIRIT REALTY CAPITAL INCCV SR UNSEC NT REIT | OTHER | 20,192,000 | $20.13M |
| 49 | CRK | COMSTOCK RESOURCES INCCV SEC 2ND LIEN PIK NT PNC | OTHER | 20,719,978 | $19.35M |
| 50 | DY 0.75 09/15/21 | DYCOM INDUSTRIES INCCV SR UNSEC NT | OTHER | 13,721,000 | $17.44M |
| 51 | MU | MICRON TECHNOLOGY INCCV SR UNSEC NT SER-G PNC | OTHER | 9,552,000 | $17.14M |
| 52 | CAMP 1.625 05/15/20 | CALAMP CORPCV SR UNSEC NT | OTHER | 15,865,000 | $17M |
| 53 | - | YANDEX NVCV SR UNSEC NT | OTHER | 16,277,000 | $16.56M |
| 54 | SFL 5.75 10/15/21 | SHIP FINANCE INTERNATIONAL LTDCV SR UNSEC NT | OTHER | 16,195,000 | $16.35M |
| 55 | JAZZ 1.875 08/15/21 | JAZZ INVESTMENTS I LTDCV SR UNSEC NT PNC | OTHER | 15,534,000 | $16.29M |
| 56 | MDRX 1.25 07/01/20 | ALLSCRIPTS HEALTHCARE SOLUTIONS INCCV SR UNSEC NT | OTHER | 16,033,000 | $16.15M |
| 57 | EZPW 2.375 05/01/25 | EZCORP INCCV SR UNSEC MULTI CPN NT | OTHER | 14,515,000 | $15.33M |
| 58 | - | MEDICINES CO/THECV SR UNSEC NT PNC | OTHER | 15,635,000 | $15.09M |
| 59 | KBH | KB HOMECV SR UNSEC NT | OTHER | 13,100,000 | $14.89M |
| 60 | PANW | PALO ALTO NETWORKS INCCV SR UNSEC NT | OTHER | 8,835,000 | $14.62M |
| 61 | CATM 1 12/01/20 | CARDTRONICS INCCV SR UNSEC NT | OTHER | 15,163,000 | $14.16M |
| 62 | - | AEGEAN MARINE PETROLEUM NETWORK INCCV SR UNSEC NT PNC | OTHER | 22,621,000 | $14.03M |
| 63 | TEVA 0.25 02/01/26 C | TEVA PHARMACEUTICAL FINANCE CO LLCCV SR UNSEC NT | OTHER | 15,820,000 | $13.94M |
| 64 | HLX 4.25 05/01/22 | HELIX ENERGY SOLUTIONS GROUP INCCV SR UNSEC NT PNC | OTHER | 14,625,000 | $13.88M |
| 65 | ANIP | ANI PHARMACEUTICALS INCCV SR UNSEC NT | OTHER | 11,857,000 | $12.99M |
| 66 | - | COWEN INCCV SR UNSEC NT | OTHER | 13,020,000 | $12.92M |
| 67 | - | TITAN MACHINERY INCCV SR UNSEC NT | OTHER | 12,937,000 | $12.86M |
| 68 | ECPG 2.875 03/15/21 | ENCORE CAPITAL GROUP INCCV SR UNSEC NT | OTHER | 12,751,000 | $12.79M |
| 69 | VGR | VECTOR GROUP LTDCV SR UNSEC NT VARIABLE | OTHER | 11,570,000 | $12.75M |
| 70 | - | CANADIAN SOLAR INCCV SR UNSEC NT PNC | OTHER | 12,705,000 | $12.58M |
| 71 | - | FINISAR CORPCV SR UNSEC NT | OTHER | 12,660,000 | $12.47M |
| 72 | - | TPG SPECIALTY LENDING INCCV SR UNSEC NT | OTHER | 12,163,000 | $12.47M |
| 73 | - | PROOFPOINT INCCV SR UNSEC NT PNC | OTHER | 8,109,000 | $11.88M |
| 74 | ACOR | ACORDA THERAPEUTICS INCCV SR UNSEC NT PNC | OTHER | 12,985,000 | $11.87M |
| 75 | FOR 3.75 03/01/20 | FORESTAR GROUP INCCV SR UNSEC NT | OTHER | 11,688,000 | $11.69M |
| 76 | - | NAVISTAR INTERNATIONAL CORPCV SR SUB NT PNC | OTHER | 11,330,000 | $11.5M |
| 77 | VIAV 1 03/01/24 | VIAVI SOLUTIONS INCCV SR UNSEC NT | OTHER | 11,000,000 | $11.3M |
| 78 | - | IMPAX LABORATORIES INCCV SR UNSEC NT | OTHER | 11,200,000 | $11.15M |
| 79 | WMC 6.75 10/01/22 | WESTERN ASSET MORTGAGE CAPITAL CORPCV SR UNSEC NT | OTHER | 10,993,000 | $10.92M |
| 80 | - | VIPSHOP HOLDINGS LTDCV SR UNSEC NT | OTHER | 9,810,000 | $10.58M |
| 81 | ABR | ARBOR REALTY TRUST INCCV SR UNSEC NT | OTHER | 10,125,000 | $10.3M |
| 82 | ECHO 2.5 05/01/20 | ECHO GLOBAL LOGISTICS INCCV SR UNSEC NT | OTHER | 9,955,000 | $10.15M |
| 83 | - | KEYW HOLDING CORP/THECV SR UNSEC NT | OTHER | 10,143,000 | $9.91M |
| 84 | PEGI 4 07/15/20 | PATTERN ENERGY GROUP INCCV SR UNSEC NT | OTHER | 9,910,000 | $9.82M |
| 85 | - | J2 GLOBAL INCCV SR UNSEC NT CPDI | OTHER | 7,500,000 | $9.58M |
| 86 | NVAX | NOVAVAX INCCV SR UNSEC NT | OTHER | 13,370,000 | $9.52M |
| 87 | - | NAVISTAR INTERNATIONAL CORPCV SR SUB NT PNC | OTHER | 9,220,000 | $9.51M |
| 88 | - | NEW MOUNTAIN FINANCE CORPCV SR UNSEC NT | OTHER | 9,220,000 | $9.51M |
| 89 | HTGC 4.375 02/01/22 | HERCULES CAPITAL INCCV SR UNSEC NT | OTHER | 9,290,000 | $9.42M |
| 90 | LNG | CHENIERE ENERGY INCCV SR UNSEC NT PNC | OTHER | 11,871,000 | $9.27M |
| 91 | ARRY | ARRAY BIOPHARMA INCCV SR UNSEC NT 144A PNC | OTHER | 6,860,000 | $9.15M |
| 92 | NYMT 6.25 01/15/22 | NEW YORK MORTGAGE TRUST INCCV SR UNSEC NT | OTHER | 8,936,000 | $9.09M |
| 93 | TWO 6.25 01/15/22 | TWO HARBORS INVESTMENT CORPCV SR UNSEC NT | OTHER | 8,650,000 | $9.06M |
| 94 | - | PTC THERAPEUTICS INCCV SR UNSEC NT PNC | OTHER | 9,400,000 | $8.76M |
| 95 | VECO 2.7 01/15/23 | VEECO INSTRUMENTS INCCV SR UNSEC NT PNC | OTHER | 9,475,000 | $8.65M |
| 96 | - | DHT HOLDINGS INCCV SR UNSEC NT PNC | OTHER | 8,686,000 | $8.42M |
| 97 | ASRT 2.5 09/01/21 | DEPOMED INCCV SR UNSEC NT PNC | OTHER | 10,260,000 | $8.36M |
| 98 | HCI 4.25 03/01/37 | HCI GROUP INCCV SR UNSEC NT | OTHER | 8,050,000 | $8.07M |
| 99 | - | TCP CAPITAL CORPCV SR UNSEC NT | OTHER | 7,000,000 | $7.24M |
| 100 | - | GRANITE POINT MORTGAGE TRUST INCCV SR UNSEC NT 144A | OTHER | 6,955,000 | $6.85M |
| 101 | SCTY | SOLARCITY CORPCV SR UNSEC NT | OTHER | 7,174,000 | $6.56M |
| 102 | LITE 0.25 03/15/24 | LUMENTUM HOLDINGS INCCV SR UNSEC NT | OTHER | 5,000,000 | $6.35M |
| 103 | PDLI | PDL BIOPHARMA INCCV SR UNSEC NT | OTHER | 5,870,000 | $6.01M |
| 104 | IDCC 1.5 03/01/20 | INTERDIGITAL INC/PACV SR UNSEC NT | OTHER | 5,120,000 | $5.95M |
| 105 | ARCC 4.625 03/01/24 | ARES CAPITAL CORPCV SR UNSEC NT | OTHER | 5,839,000 | $5.93M |
| 106 | VTOL | BRISTOW GROUP INCCV SR UNSEC NT | OTHER | 5,144,000 | $5.7M |
| 107 | CY | CYPRESS SEMICONDUCTOR CORPCV SR UNSEC NT | OTHER | 3,955,000 | $5.53M |
| 108 | - | AMAG PHARMACEUTICALS INCCV SR UNSEC NT | OTHER | 5,335,000 | $5.51M |
| 109 | QDEL | QUIDEL CORPCV SR UNSEC NT | OTHER | 3,083,000 | $5.35M |
| 110 | FWONK 1 01/30/23 | LIBERTY MEDIA CORPCV SR UNSEC NT (EXCH TWX) | OTHER | 5,000,000 | $5.23M |
| 111 | RDUS 3 09/01/24 | RADIUS HEALTH INCCV SR UNSEC NT PNC | OTHER | 5,115,000 | $5.17M |
| 112 | - | PROSPECT CAPITAL CORPCV SR UNSEC NT | OTHER | 5,145,000 | $5.17M |
| 113 | BMRN | BIOMARIN PHARMACEUTICAL INCCV SR SUB NT | OTHER | 4,945,000 | $5.07M |
| 114 | CLF 1.5 01/15/25 | CLEVELAND-CLIFFS INCCV SR UNSEC NT PNC | OTHER | 4,320,000 | $4.67M |
| 115 | - | WEB.COM GROUP INCCV SR UNSEC NT PNC | OTHER | 4,574,000 | $4.55M |
| 116 | SNCRL | SYNCHRONOSS TECHNOLOGIES INCCV SR UNSEC NT | OTHER | 4,800,000 | $4.55M |
| 117 | TWTR 1 09/15/21 | TWITTER INCCV SR UNSEC NT | OTHER | 4,815,000 | $4.52M |
| 118 | TER | TERADYNE INCCV SR UNSEC NT | OTHER | 2,922,000 | $4.46M |
| 119 | SPWR 4 01/15/23 | SUNPOWER CORPCV SR UNSEC NT | OTHER | 5,521,000 | $4.42M |
| 120 | IONS 1 11/15/21 | IONIS PHARMACEUTICALS INCCV SR UNSEC NT | OTHER | 4,335,000 | $4.29M |
| 121 | - | ENSCO JERSEY FINANCE LTDCV SR UNSEC NT | OTHER | 5,336,000 | $4.29M |
| 122 | - | CHART INDUSTRIES INCCV SR SUB NT | OTHER | 4,139,000 | $4.22M |
| 123 | GSBD 4.5 04/01/22 | GOLDMAN SACHS BDC INCCV SR UNSEC NT | OTHER | 4,135,000 | $4.2M |
| 124 | - | GSV CAPITAL CORPCV SR UNSEC NT | OTHER | 4,040,000 | $4.11M |
| 125 | - | STEEL CONNECT INCCV SR UNSEC NT | OTHER | 3,700,000 | $3.59M |
| 126 | - | MACQUARIE INFRASTRUCTURE CORPCV SR UNSEC NT | OTHER | 3,495,000 | $3.47M |
| 127 | EXAS | EXACT SCIENCES CORPCV SR UNSEC NT | OTHER | 3,600,000 | $3.22M |
| 128 | - | HELIX ENERGY SOLUTIONS GROUP INCCV SR UNSEC NT PNC | OTHER | 3,000,000 | $3.04M |
| 129 | - | FLUIDIGM CORPCV SR UNSEC NT PNC | OTHER | 3,045,000 | $2.6M |
| 130 | PODD | INSULET CORPCV SR UNSEC NT PNC | OTHER | 1,671,000 | $2.6M |
| 131 | QGEN | QIAGEN NVCV SR UNSEC NT REG S | OTHER | 2,000,000 | $2.36M |
| 132 | - | BLACKROCK CAPITAL INVESTMENT CORPCV SR UNSEC NT | OTHER | 2,160,000 | $2.23M |
| 133 | - | ATLAS AIR WORLDWIDE HOLDINGS INCCV SR UNSEC NT | OTHER | 1,635,000 | $1.87M |
| 134 | - | ALASKA COMMUNICATIONS SYSTEMS GROUP INCCV SR SUB NT | OTHER | 1,227,000 | $1.25M |
| 162 | - | WAYFAIR INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 161 | VRNT | VERINT SYSTEMS INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 160 | TPC 2.875 06/15/21 | TUTOR PERINI CORPCONVERTIBLE BOND | OTHER | 0 | $0 |
| 159 | - | SUCAMPO PHARMACEUTICALS INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 158 | STWD 4.375 04/01/23 | STARWOOD PROPERTY TRUST INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 157 | - | SPECTRUM PHARMACEUTICALS INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 156 | SM 1.5 07/01/21 | SM ENERGY COCONVERTIBLE BOND | OTHER | 0 | $0 |
| 155 | SFLY | SHUTTERFLY INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 154 | CKH 3 11/15/28 | SEACOR HOLDINGS INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 153 | - | RTI INTERNATIONAL METALS INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 152 | REGI | RENEWABLE ENERGY GROUP INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 151 | PDLI | PDL BIOPHARMA INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 150 | - | OASIS PETROLEUM INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 149 | GMED 2.25 03/15/21 | NUVASIVE INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 148 | - | MARRIOTT VACATIONS WORLDWIDE CORPCONVERTIBLE BOND | OTHER | 0 | $0 |
| 147 | - | LIVE NATION ENTERTAINMENT INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 146 | - | IRONWOOD PHARMACEUTICALS INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 145 | MRVL 0.75 09/01/21 | INPHI CORPCONVERTIBLE BOND | OTHER | 0 | $0 |
| 144 | HASI 4.125 09/01/22 | HANNON ARMSTRONG SUSTAINABLE INFRASTRUCTURE CAPITAL INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 143 | BGC | GENERAL CABLE CORPCONVERTIBLE BOND | OTHER | 0 | $0 |
| 142 | EFII | ELECTRONICS FOR IMAGING INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 141 | DBRG 3.875 01/15/21 | COLONY NORTHSTAR INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 140 | - | CEMEX SAB DE CVCONVERTIBLE BOND | OTHER | 0 | $0 |
| 139 | - | BLACKROCK CAPITAL INVESTMENT CORPCONVERTIBLE BOND | OTHER | 0 | $0 |
| 138 | - | BLACKHAWK NETWORK HOLDINGS INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 137 | BMRN | BIOMARIN PHARMACEUTICAL INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 136 | - | ATLAS AIR WORLDWIDE HOLDINGS INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 135 | - | AEROJET ROCKETDYNE HOLDINGS INCCONVERTIBLE BOND | OTHER | 0 | $0 |