Howard Marks - Oaktree Capital Management
As of Q2 2026, Howard Marks reported 49 long-equity positions worth $3.78B in aggregate.
It also disclosed $1.75B of put notional and $144.58M of call notional. Notional is the contracts’ face value, not the premium paid, so it is reported separately from the equity above — see the Options section below.
Copy-investor backtest
- Latest quarter
- -2.57%
- 1-year
- +42.80%
- 3-year
- +67.77%
- 5-year
- +122.77%
- 3-year vs S&P 500
- -5.47%
- 5-year vs S&P 500
- +49.09%
- 5-year top 5
- +183.78%
Return from mechanically copying the disclosed 13F equity portfolio after each filing and rebalancing at the next. The vs S&P 500 figures subtract SPY over that manager's own rebalance dates, so both sides cover the same days; both are price return, excluding dividends. Method & limitations.
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Updated 2026-06-06 from SEC 13F data.
Live quotes available for 41 of 236 rows. Rows without a quote are marked unavailable.
| 1 | VST | VISTRA ENERGY CORP | 22.14% | Reduce -0.1% | 50,280,227 | $939.74M | $18.69 | No quote |
| 2 | TRCO | TRIBUNE MEDIA CO | 13.65% | - | 14,184,998 | $579.6M | No quote | No quote |
| 3 | SBLK | STAR BULK CARRIERS CORP | 7.45% | Add +0.4% | 32,579,506 | $316.35M | $9.71 | No quote |
| 4 | ALLY | ALLY FINANCIAL INC | 5.65% | Reduce -4.7% | 9,893,300 | $240.01M | $24.26 | No quote |
| 5 | AABA | ALTABA INC | 4.86% | Add +193.1% | 3,111,588 | $206.11M | No quote | No quote |
| 6 | TSM | TAIWAN SEMICONDUCTOR-SP ADR | 3.58% | Add +5.5% | 4,047,500 | $151.98M | $37.55 | No quote |
| 7 | ITUB | ITAU UNIBANCO H-SPON PRF ADR | 2.98% | Add +4.8% | 9,240,139 | $126.59M | $13.70 | No quote |
| 8 | BABA | ALIBABA GROUP HOLDING-SP ADR | 2.78% | Add +5.4% | 682,345 | $117.85M | $172.71 | No quote |
| 9 | VALE | VALE SA-SP ADR | 2.14% | Add +576.0% | 9,037,993 | $91.01M | $10.07 | No quote |
| 10 | DYN | DYNEGY INC | 1.94% | - | 8,424,322 | $82.47M | No quote | No quote |
| 11 | NMIH | NMI HOLDINGS INC | 1.70% | - | 5,816,443 | $72.12M | $12.40 | No quote |
| 12 | IBN | ICICI BANK LTD-SPON ADR | 1.55% | Add +5.4% | 7,667,330 | $65.63M | $8.56 | No quote |
| 13 | GNRT | GENER8 MARITIME INC | 1.39% | Add +0.1% | 13,062,118 | $58.91M | No quote | No quote |
| 14 | PBR/A | PETROLEO BRASIL-SP PREF ADRCUSIP 71654V101 | 1.32% | Add +5.5% | 5,805,863 | $56.09M | No quote | No quote |
| 15 | FBP | FIRST BANCORP/PUERTO RICO | 1.21% | Reduce -49.8% | 10,034,725 | $51.38M | No quote | No quote |
| 16 | CX | CEMEX SAB-SPONS ADR PART CER | 1.17% | Reduce -25.5% | 5,454,646 | $49.53M | $9.08 | No quote |
| 17 | BDXA | BECTON DICKINSON AND CO | 1.13% | Add +5.3% | 866,470 | $47.88M | No quote | No quote |
| 18 | BRFS | BRF SA-ADR | 1.04% | Add +23.1% | 3,062,998 | $44.14M | No quote | No quote |
| 19 | EXXI | ENERGY XXI GULF COAST INC | 0.95% | - | 3,910,545 | $40.44M | No quote | No quote |
| 20 | WFCPRL | WELLS FARGO & CO | 0.95% | Add +4.3% | 30,659 | $40.32M | $1315.05 | No quote |
| 21 | XHB | SPDR S&P HOMEBUILDERS ETF | 0.94% | - | 1,000,000 | $39.82M | No quote | No quote |
| 22 | STKL | SUNOPTA INC | 0.90% | - | 4,392,699 | $38.22M | $8.70 | No quote |
| 23 | CCS | CENTURY COMMUNITIES INC | 0.85% | - | 1,469,003 | $36.28M | $24.70 | No quote |
| 24 | ABEV | AMBEV SA-ADR | 0.85% | Add +5.2% | 5,466,785 | $36.03M | $6.59 | No quote |
| 25 | NSM | NATIONSTAR MORTGAGE HOLDINGS INC | 0.79% | - | 1,809,291 | $33.6M | No quote | No quote |
| 26 | NEEPRR | NEXTERA ENERGY INC | 0.76% | Add +8.1% | 580,525 | $32.09M | No quote | No quote |
| 27 | CCIPRA | CROWN CASTLE INTERNATIONAL CORP | 0.75% | New | 30,000 | $32.04M | No quote | No quote |
| 28 | AZUL | AZUL SA-ADR | 0.75% | Add +17.2% | 1,154,741 | $31.7M | No quote | No quote |
| 29 | ANTX | ANTHEM INC | 0.73% | Reduce -2.2% | 596,530 | $31.19M | No quote | No quote |
| 30 | AU | ANGLOGOLD ASHANTI-SPON ADR | 0.71% | Add +5.2% | 3,237,041 | $30.07M | $9.29 | No quote |
| 31 | CEO | CNOOC LTD-SPON ADR | 0.68% | Add +5.0% | 223,071 | $28.93M | No quote | No quote |
| 32 | SWP | STANLEY BLACK & DECKER INC | 0.66% | Add +69.9% | 243,100 | $27.87M | No quote | No quote |
| 33 | MX | MAGNACHIP SEMICONDUCTOR CORP | 0.63% | Add +44.9% | 2,340,000 | $26.56M | $11.35 | No quote |
| 34 | AMTPRB | AMERICAN TOWER CORP | 0.61% | Reduce -2.0% | 210,561 | $25.71M | No quote | No quote |
| 35 | NCMI | NATIONAL CINEMEDIA INC | 0.60% | New | 3,625,000 | $25.3M | $6.98 | No quote |
| 36 | BATRK | LIBERTY MEDIA CORP-LIBERTY BRAVES | 0.58% | - | 968,078 | $24.46M | $25.27 | No quote |
| 37 | DCUD | DOMINION ENERGY INC | 0.48% | - | 404,000 | $20.5M | No quote | No quote |
| 38 | ORIG | OCEAN RIG UDW INC | 0.44% | New | 794,183 | $18.88M | No quote | No quote |
| 39 | AGNPRA | ALLERGAN PLC | 0.44% | Reduce -64.0% | 25,296 | $18.66M | No quote | No quote |
| 40 | BCEI | BONANZA CREEK ENERGY INC | 0.41% | Add +0.1% | 526,173 | $17.36M | No quote | No quote |
| 41 | LVNTA | LIBERTY VENTURES | 0.41% | - | 300,000 | $17.27M | No quote | No quote |
| 42 | GGB | GERDAU SA -SPON ADR | 0.40% | Reduce -31.2% | 5,005,057 | $17.17M | $3.43 | No quote |
| 43 | VSH | VISHAY INTERTECHNOLOGY INC | 0.39% | Reduce -23.2% | 880,000 | $16.54M | $18.80 | No quote |
| 44 | TSQ | TOWNSQUARE MEDIA INC | 0.38% | - | 1,595,224 | $15.95M | No quote | No quote |
| 45 | MTG | MGIC INVESTMENT CORP | 0.37% | - | 1,265,000 | $15.85M | $12.53 | No quote |
| 46 | MPACU | MATLIN AND PARTNERS ACQUISITION CORP | 0.36% | - | 1,500,000 | $15.23M | No quote | No quote |
| 47 | CTRP | CTRIP.COM INTERNATIONAL-ADR | 0.35% | New | 285,066 | $15.03M | No quote | No quote |
| 48 | VRS | VERSO CORP | 0.35% | - | 2,921,971 | $14.87M | No quote | No quote |
| 49 | WPXP | WPX ENERGY INC | 0.31% | New | 250,000 | $13.34M | No quote | No quote |
| 50 | DYNC | DYNEGY INC | 0.31% | Add +104.7% | 195,500 | $13.17M | No quote | No quote |
| 51 | KMIPRA | KINDER MORGAN INC/DE | 0.30% | New | 300,000 | $12.77M | No quote | No quote |
| 52 | SGH | SMART GLOBAL HOLDINGS INC | 0.30% | - | 468,185 | $12.54M | No quote | No quote |
| 53 | SPY | SPDR S&P500 ETF TRUST | 0.25% | New | 43,000 | $10.8M | $251.23 | No quote |
| 54 | BXE | BELLATRIX EXPLORATION LTD | 0.25% | Reduce -80.0% | 3,750,000 | $10.67M | No quote | No quote |
| 55 | STON | STONEMOR PARTNERS LP | 0.23% | Add +22.0% | 1,525,000 | $9.94M | No quote | No quote |
| 56 | BACPRL | BANK OF AMERICA CORP | 0.18% | - | 6,000 | $7.81M | $1301.33 | No quote |
| 57 | VEON | VEON LTD | 0.17% | - | 1,678,900 | $7.02M | No quote | No quote |
| 58 | UPL | ULTRA PETROLEUM CORP | 0.16% | Reduce -4.2% | 788,166 | $6.83M | No quote | No quote |
| 59 | MCF | CONTANGO OIL & GAS CO | 0.15% | - | 1,296,813 | $6.52M | No quote | No quote |
| 60 | QQQ | POWERSHARES QQQ TRUST SERIES 1 | 0.13% | New | 37,000 | $5.38M | $145.46 | No quote |
| 61 | FRGI | FIESTA RESTAURANT GROUP INC | 0.12% | New | 276,714 | $5.26M | No quote | No quote |
| 62 | CIT | CIT GROUP INC | 0.12% | Reduce -70.6% | 100,000 | $4.91M | No quote | No quote |
| 63 | ETP | ENERGY TRANSFER PARTNERS LP | 0.12% | - | 267,000 | $4.88M | No quote | No quote |
| 64 | RGS | REGIS CORP | 0.11% | New | 321,890 | $4.59M | No quote | No quote |
| 65 | EGLE | EAGLE BULK SHIPPING INC | 0.08% | - | 785,363 | $3.56M | No quote | No quote |
| 66 | MPO | MIDSTATES PETROLEUM CO INC | 0.07% | - | 204,107 | $3.17M | No quote | No quote |
| 67 | XOG | EXTRACTION OIL & GAS INC | 0.07% | - | 202,787 | $3.12M | No quote | No quote |
| 68 | MBT | MOBILE TELESYSTEMS PJSC | 0.07% | - | 298,500 | $3.12M | No quote | No quote |
| 69 | CPLP | CAPITAL PRODUCT PARTNERS LP | 0.07% | - | 819,228 | $2.87M | No quote | No quote |
| 70 | XCOO | EXCO RESOURCES INC | 0.06% | Add +0.0% | 2,051,579 | $2.75M | No quote | No quote |
| 71 | SD | SANDRIDGE ENERGY INC | 0.06% | - | 135,000 | $2.71M | $20.09 | No quote |
| 72 | PBR | PETROLEO BRASILEIRO-SPON ADR | 0.06% | - | 246,161 | $2.47M | $10.04 | No quote |
| 73 | YNDX | YANDEX NV | 0.05% | - | 65,500 | $2.16M | No quote | No quote |
| 74 | INDA | ISHARES MSCI INDIA ETF | 0.02% | Add +10.4% | 22,200 | $730K | $32.88 | No quote |
| 75 | INFY | INFOSYS LTD-SP ADR | 0.01% | Add +3.5% | 31,701 | $463K | $14.61 | No quote |
| 81 | HCC | WARRIOR MET COAL INC | - | Sold | 0 | $0 | No quote | No quote |
| 80 | VALEP | VALE SA-SP PREF ADR | - | Sold | 0 | $0 | No quote | No quote |
| 79 | SN | SANCHEZ ENERGY CORP | - | Sold | 0 | $0 | No quote | No quote |
| 78 | PARR | PAR PACIFIC HOLDINGS INC | - | Sold | 0 | $0 | No quote | No quote |
| 77 | NC | NACCO INDUSTRIES INC | - | Sold | 0 | $0 | No quote | No quote |
| 76 | AMX | AMERICA MOVIL-SPN ADR CL L | - | Sold | 0 | $0 | No quote | No quote |
Other instruments
Bonds, warrants, or non-share principal positions reported alongside the equity portfolio.
| 1 | - | CEMEX SAB DE CVCV SUB NT | OTHER | 84,165,000 | $94.76M |
| 2 | YHOO | ALTABA INCCV SR UNSEC NT | OTHER | 55,871,000 | $72.8M |
| 3 | ON 1 12/01/20 | ON SEMICONDUCTOR CORPCV SR UNSEC NT | OTHER | 59,555,000 | $71.17M |
| 4 | TSLA 1.25 03/01/21 | TESLA INCCV SR UNSEC NT | OTHER | 55,865,000 | $63.02M |
| 5 | MU | MICRON TECHNOLOGY INCCV SR UNSEC NT SER-G PNC | OTHER | 43,804,000 | $60.73M |
| 6 | ACR 4.5 08/15/22 | RESOURCE CAPITAL CORPCV SR UNSEC NT | OTHER | 58,495,000 | $60.56M |
| 7 | - | BLACKHAWK NETWORK HOLDINGS INCCV SR UNSEC NT | OTHER | 47,000,000 | $52.43M |
| 8 | BKNG 0.9 09/15/21 | PRICELINE GROUP INC/THECV SR UNSEC NT | OTHER | 43,849,000 | $50.64M |
| 9 | TCOM 1 07/01/20 | CTRIP.COM INTERNATIONAL LTDCV SR UNSEC NT | OTHER | 45,525,000 | $49.12M |
| 10 | - | LIVE NATION ENTERTAINMENT INCCV SR UNSEC NT | OTHER | 35,207,000 | $46.73M |
| 11 | ILMN | ILLUMINA INCCV SR UNSEC NT | OTHER | 40,125,000 | $42.55M |
| 12 | BGC | GENERAL CABLE CORPCV SUB NT MULTI-CPN PNC | OTHER | 45,270,000 | $40.71M |
| 13 | - | RTI INTERNATIONAL METALS INCCV SR UNSEC NT | OTHER | 36,665,000 | $40.36M |
| 14 | CY | CYPRESS SEMICONDUCTOR CORPCV SR UNSEC NT | OTHER | 28,998,000 | $37.94M |
| 15 | - | BLACKSTONE MORTGAGE TRUST INCCV SR UNSEC NT | OTHER | 37,560,000 | $37.85M |
| 16 | FWONK 1 01/30/23 | LIBERTY MEDIA CORPCV SR UNSEC NT (EXCH: TWX) | OTHER | 35,118,000 | $37.42M |
| 17 | - | LIBERTY INTERACTIVE LLCCV SR UNSEC NT 144A (EX: CHTR) | OTHER | 31,320,000 | $37.32M |
| 18 | RSO | RESOURCE CAPITAL CORPCV SR UNSEC NT REIT | OTHER | 35,278,000 | $36.16M |
| 19 | - | INTEGRATED DEVICE TECHNOLOGY INCCV SR UNSEC NT | OTHER | 30,280,000 | $32.41M |
| 20 | HLF | HERBALIFE LTDCV SR UNSEC NT | OTHER | 31,655,000 | $31.9M |
| 21 | MDRX 1.25 07/01/20 | ALLSCRIPTS HEALTHCARE SOLUTIONS INCCV SR UNSEC NT | OTHER | 29,488,000 | $31.49M |
| 22 | - | WEATHERFORD INTERNATIONAL LTDCV SR UNSEC NT | OTHER | 27,500,000 | $30.21M |
| 23 | PANW | PALO ALTO NETWORKS INCCV SR UNSEC NT | OTHER | 21,000,000 | $28.99M |
| 24 | SSRMCN 2.875 02/01/33 | SSR MINING INCCV SR UNSEC NT PNC | OTHER | 28,597,000 | $28.92M |
| 25 | IONS 1 11/15/21 | IONIS PHARMACEUTICALS INCCV SR UNSEC NT | OTHER | 27,195,000 | $28.89M |
| 26 | CRK | COMSTOCK RESOURCES INCCV SEC 2ND LIEN PIK NT PNC | OTHER | 35,498,104 | $28.56M |
| 27 | CKH 3 11/15/28 | SEACOR HOLDINGS INCCV SR UNSEC NT CPDI | OTHER | 30,397,000 | $27.2M |
| 28 | PMT 5.375 05/01/20 | PENNYMAC CORPCV SR UNSEC NT REIT | OTHER | 26,427,000 | $26.29M |
| 29 | JAZZ 1.875 08/15/21 | JAZZ INVESTMENTS I LTDCV SR UNSEC NT PNC | OTHER | 24,268,000 | $25.67M |
| 30 | - | NEVRO CORPCV SR UNSEC NT | OTHER | 21,370,000 | $25.48M |
| 31 | SCTY | SOLARCITY CORPCV SR UNSEC NT | OTHER | 26,665,000 | $25.33M |
| 32 | - | CALATLANTIC GROUP INCCV SR UNSEC NT PNC | OTHER | 25,750,000 | $24.84M |
| 33 | THRX | INNOVIVA INCCV SUB NT | OTHER | 25,290,000 | $24.63M |
| 34 | TWTR 1 09/15/21 | TWITTER INCCV SR UNSEC NT | OTHER | 24,830,000 | $23.53M |
| 35 | EFII | ELECTRONICS FOR IMAGING INCCV SR UNSEC NT | OTHER | 22,293,000 | $23.26M |
| 36 | PEGI 4 07/15/20 | PATTERN ENERGY GROUP INCCV SR UNSEC NT | OTHER | 20,250,000 | $21.02M |
| 37 | ECPG | ENCORE CAPITAL GROUP INCCV SR UNSEC NT | OTHER | 18,196,000 | $20.95M |
| 38 | KBH | KB HOMECV SR UNSEC NT | OTHER | 19,675,000 | $20.8M |
| 39 | - | REDWOOD TRUST INCCV SR UNSEC NT | OTHER | 19,811,000 | $20.6M |
| 40 | HURN | HURON CONSULTING GROUP INCCV SR UNSEC NT | OTHER | 21,973,000 | $20.55M |
| 41 | BMRN | BIOMARIN PHARMACEUTICAL INCCV SR SUB NT | OTHER | 17,801,000 | $19.91M |
| 42 | - | WAYFAIR INCCV SR UNSEC NT 144A PNC | OTHER | 20,000,000 | $19.37M |
| 43 | ENV | ENVESTNET INCCV SR UNSEC NT | OTHER | 18,227,000 | $19.21M |
| 44 | - | ATLAS AIR WORLDWIDE HOLDINGS INCCV SR UNSEC NT | OTHER | 16,000,000 | $19.18M |
| 45 | - | APOLLO COMMERCIAL REAL ESTATE FINANCE INCCV SR UNSEC NT REIT | OTHER | 17,408,000 | $18.88M |
| 46 | - | 51JOB INCCV SR NT | OTHER | 12,435,000 | $18.45M |
| 47 | - | CHART INDUSTRIES INCCV SR SUB NT | OTHER | 18,354,000 | $18.34M |
| 48 | ARI 4.75 08/23/22 | APOLLO COMMERCIAL REAL ESTATE FINANCE INCCV SR UNSEC NT | OTHER | 17,970,000 | $18.25M |
| 49 | - | BROOKDALE SENIOR LIVING INCCV SR UNSEC NT | OTHER | 17,950,000 | $17.9M |
| 50 | CAMP 1.625 05/15/20 | CALAMP CORPCV SR UNSEC NT | OTHER | 16,000,000 | $17.2M |
| 51 | VERZZZZ | VEREIT INCCV SR UNSEC NT REIT | OTHER | 17,000,000 | $17.11M |
| 52 | SFL 5.75 10/15/21 | SHIP FINANCE INTERNATIONAL LTDCV SR UNSEC NT | OTHER | 16,035,000 | $16.79M |
| 53 | STWD 4.375 04/01/23 | STARWOOD PROPERTY TRUST INCCV SR UNSEC NT | OTHER | 16,500,000 | $16.73M |
| 54 | EZPW 2.375 05/01/25 | EZCORP INCCV SR UNSEC MULTI CPN NT | OTHER | 16,840,000 | $16.61M |
| 55 | NYMT 6.25 01/15/22 | NEW YORK MORTGAGE TRUST INCCV SR UNSEC NT | OTHER | 16,445,000 | $16.42M |
| 56 | - | PROOFPOINT INCCV SR UNSEC NT PNC | OTHER | 13,000,000 | $16.34M |
| 57 | FWONK 1 01/30/23 | LIBERTY MEDIA CORPCV SR UNSEC NT (BASKET: LMCA/FWONA...) | OTHER | 13,513,000 | $16.3M |
| 58 | CRK | COMSTOCK RESOURCES INCCV SEC 2ND LIEN PIK NT PNC | OTHER | 19,947,031 | $16.27M |
| 59 | HASI 4.125 09/01/22 | HANNON ARMSTRONG SUSTAINABLE INFRASTRUCTURE CAPITAL INCCV SR UNSEC NT | OTHER | 15,710,000 | $16.22M |
| 60 | - | IMPAX LABORATORIES INCCV SR UNSEC NT | OTHER | 17,860,000 | $16.18M |
| 61 | ECPG 2.875 03/15/21 | ENCORE CAPITAL GROUP INCCV SR UNSEC NT | OTHER | 15,931,000 | $15.92M |
| 62 | - | MARRIOTT VACATIONS WORLDWIDE CORPCV SR UNSEC NT 144A | OTHER | 15,095,000 | $15.85M |
| 63 | QDEL | QUIDEL CORPCV SR UNSEC NT | OTHER | 10,182,000 | $15.51M |
| 64 | TPC 2.875 06/15/21 | TUTOR PERINI CORPCV SR UNSEC NT PNC | OTHER | 13,090,000 | $15.34M |
| 65 | SPWR 4 01/15/23 | SUNPOWER CORPCV SR UNSEC NT | OTHER | 18,077,000 | $15.03M |
| 66 | VGR | VECTOR GROUP LTDCV SR UNSEC NT VARIABLE | OTHER | 12,515,000 | $14.34M |
| 67 | - | BLACKROCK CAPITAL INVESTMENT CORPCV SR UNSEC NT | OTHER | 13,540,000 | $14.19M |
| 68 | ACOR | ACORDA THERAPEUTICS INCCV SR UNSEC NT PNC | OTHER | 15,690,000 | $14.18M |
| 69 | - | HELIX ENERGY SOLUTIONS GROUP INCCV SR UNSEC NT CPDI | OTHER | 13,835,000 | $13.73M |
| 70 | - | MODUSLINK GLOBAL SOLUTIONS INCCV SR UNSEC NT | OTHER | 14,120,000 | $13.7M |
| 71 | - | AMAG PHARMACEUTICALS INCCV SR UNSEC NT | OTHER | 14,000,000 | $13.66M |
| 72 | PRAA 3 08/01/20 | PRA GROUP INCCV SR UNSEC NT | OTHER | 14,746,000 | $13.52M |
| 73 | WMGI | WRIGHT MEDICAL GROUP INCCV SR UNSEC NT | OTHER | 12,450,000 | $13.51M |
| 74 | - | TICC CAPITAL CORPCV SR UNSEC NT | OTHER | 13,000,000 | $13.12M |
| 75 | DBRG 3.875 01/15/21 | COLONY NORTHSTAR INCCV SR UNSEC NT REIT PNC | OTHER | 12,742,000 | $13.11M |
| 76 | TWO 6.25 01/15/22 | TWO HARBORS INVESTMENT CORPCV SR UNSEC NT | OTHER | 12,130,000 | $12.96M |
| 77 | CTXS | CITRIX SYSTEMS INCCV SR UNSEC NT | OTHER | 10,662,000 | $12.41M |
| 78 | LNG | CHENIERE ENERGY INCCV SR UNSEC NT PNC | OTHER | 17,814,000 | $12.36M |
| 79 | - | TITAN MACHINERY INCCV SR UNSEC NT | OTHER | 12,307,000 | $12.15M |
| 80 | BMRN | BIOMARIN PHARMACEUTICAL INCCV SR SUB NT | OTHER | 10,000,000 | $12.14M |
| 81 | - | TPG SPECIALTY LENDING INCCV SR UNSEC NT | OTHER | 11,583,000 | $12.09M |
| 82 | STWD | STARWOOD PROPERTY TRUST INCCV SR UNSEC NT REIT | OTHER | 12,040,000 | $12.08M |
| 83 | - | CANADIAN SOLAR INCCV SR UNSEC NT PNC | OTHER | 11,750,000 | $11.43M |
| 84 | GPRE 4.125 09/01/22 | GREEN PLAINS INCCV SR UNSEC NT PNC | OTHER | 10,730,000 | $11.1M |
| 85 | - | OASIS PETROLEUM INCCV SR UNSEC NT PNC | OTHER | 10,000,000 | $10.74M |
| 86 | WMC 6.75 10/01/22 | WESTERN ASSET MORTGAGE CAPITAL CORPCV SR UNSEC NT | OTHER | 10,400,000 | $10.36M |
| 87 | - | GOGO INCCV SR UNSEC NT | OTHER | 11,320,000 | $10.33M |
| 88 | - | NEW MOUNTAIN FINANCE CORPCV SR UNSEC NT | OTHER | 9,500,000 | $9.92M |
| 89 | - | COWEN INCCV SR UNSEC NT | OTHER | 9,180,000 | $9.67M |
| 90 | DBRG 3.875 01/15/21 | COLONY NORTHSTAR INCCV SR UNSEC NT REIT PNC | OTHER | 9,560,000 | $9.65M |
| 91 | AKAM | AKAMAI TECHNOLOGIES INCCV SR UNSEC NT | OTHER | 9,636,000 | $9.41M |
| 92 | HCI 4.25 03/01/37 | HCI GROUP INCCV SR UNSEC NT | OTHER | 9,000,000 | $8.93M |
| 93 | NUAN 1.5 11/01/35 | NUANCE COMMUNICATIONS INCCV SR UNSEC NT CPDI | OTHER | 8,615,000 | $8.6M |
| 94 | - | NAVISTAR INTERNATIONAL CORPCV SR SUB NT PNC | OTHER | 7,670,000 | $8.43M |
| 95 | - | PTC THERAPEUTICS INCCV SR UNSEC NT PNC | OTHER | 10,355,000 | $8.42M |
| 96 | - | JEFFERIES GROUP LLCCV SR UNSEC NT PNC | OTHER | 8,279,000 | $8.33M |
| 97 | - | YANDEX NVCV SR UNSEC NT | OTHER | 7,827,000 | $7.83M |
| 98 | - | TCP CAPITAL CORPCV SR UNSEC NT | OTHER | 7,356,000 | $7.79M |
| 99 | PDLI | PDL BIOPHARMA INCCV SR UNSEC NT | OTHER | 6,665,000 | $7.14M |
| 100 | - | IRONWOOD PHARMACEUTICALS INCCV SR UNSEC NT | OTHER | 5,884,000 | $7M |
| 101 | VIAV 1 03/01/24 | VIAVI SOLUTIONS INCCV SR UNSEC NT | OTHER | 6,605,000 | $6.93M |
| 102 | HLX 4.25 05/01/22 | HELIX ENERGY SOLUTIONS GROUP INCCV SR UNSEC NT PNC | OTHER | 6,940,000 | $6.84M |
| 103 | MHO | M/I HOMES INCCV SR SUB NT PNC | OTHER | 6,641,000 | $6.72M |
| 104 | HZNP 2.5 03/15/22 | HORIZON PHARMA INVESTMENT LTDCV SR UNSEC NT PNC | OTHER | 7,397,000 | $6.72M |
| 105 | - | DHT HOLDINGS INCCV SR UNSEC NT PNC | OTHER | 6,660,000 | $6.62M |
| 106 | ACET | ACETO CORPCV SR UNSEC NT | OTHER | 7,370,000 | $6.6M |
| 107 | ECHO 2.5 05/01/20 | ECHO GLOBAL LOGISTICS INCCV SR UNSEC NT | OTHER | 6,486,000 | $6.25M |
| 108 | - | SUCAMPO PHARMACEUTICALS INCCV SR UNSEC NT 144A | OTHER | 6,000,000 | $6.22M |
| 109 | - | NAVISTAR INTERNATIONAL CORPCV SR SUB NT PNC | OTHER | 5,650,000 | $5.9M |
| 110 | - | SPECTRUM PHARMACEUTICALS INCCV SR UNSEC NT | OTHER | 4,269,000 | $5.86M |
| 111 | WLL 1.25 04/01/20 | WHITING PETROLEUM CORPCV SR UNSEC NT | OTHER | 6,382,000 | $5.72M |
| 112 | RDUS 3 09/01/24 | RADIUS HEALTH INCCV SR UNSEC NT PNC | OTHER | 5,000,000 | $5.04M |
| 113 | BMRN 0.599 08/01/24 | BIOMARIN PHARMACEUTICAL INCCV SR SUB NT | OTHER | 4,953,000 | $5.04M |
| 114 | - | K HOVNANIAN ENTERPRISES INCCV SR UNSEC NT | OTHER | 5,000,000 | $5M |
| 115 | PDLI | PDL BIOPHARMA INCCV SR UNSEC NT | OTHER | 4,940,000 | $4.94M |
| 116 | - | GSV CAPITAL CORPCV SR UNSEC NT | OTHER | 4,960,000 | $4.93M |
| 117 | VRNT | VERINT SYSTEMS INCCV SR UNSEC NT | OTHER | 4,900,000 | $4.81M |
| 118 | - | CSG SYSTEMS INTERNATIONAL INCCV SR UNSEC NT PNC | OTHER | 4,158,000 | $4.5M |
| 119 | FOR 3.75 03/01/20 | FORESTAR GROUP INCCV SR UNSEC NT | OTHER | 4,400,000 | $4.47M |
| 120 | - | BLACKROCK CAPITAL INVESTMENT CORPCV SR UNSEC NT | OTHER | 4,000,000 | $4.07M |
| 121 | DY 0.75 09/15/21 | DYCOM INDUSTRIES INCCV SR UNSEC NT | OTHER | 3,554,000 | $4.06M |
| 122 | - | PROSPECT CAPITAL CORPCV SR UNSEC NT | OTHER | 4,000,000 | $4.06M |
| 123 | - | REDWOOD TRUST INCCV SR UNSEC NT | OTHER | 4,000,000 | $3.99M |
| 124 | CATM 1 12/01/20 | CARDTRONICS INCCV SR UNSEC NT | OTHER | 2,335,000 | $2.15M |
| 125 | - | ALASKA COMMUNICATIONS SYSTEMS GROUP INCCV SR SUB NT | OTHER | 1,227,000 | $1.27M |
| 126 | REGI | RENEWABLE ENERGY GROUP INCCV SR UNSEC NT | OTHER | 1,009,000 | $1.09M |
| 127 | ASRT 2.5 09/01/21 | DEPOMED INCCV SR UNSEC NT PNC | OTHER | 1,255,000 | $932K |
| 128 | VSI 2.25 12/01/20 | VITAMIN SHOPPE INCCV SR UNSEC NT | OTHER | 1,218,000 | $904K |
| 155 | - | WEBMD HEALTH CORPCV UNSEC NT | OTHER | 0 | $0 |
| 154 | VECO 2.7 01/15/23 | VEECO INSTRUMENTS INCCV SR UNSEC NT PNC | OTHER | 0 | $0 |
| 153 | - | TOLL BROTHERS FINANCE CORPCV SR UNSEC NT CPDI | OTHER | 0 | $0 |
| 152 | - | TELIGENT INCCV SR UNSEC NT PNC | OTHER | 0 | $0 |
| 151 | STWD | STARWOOD PROPERTY TRUST INCCV SR UNSEC NT REIT | OTHER | 0 | $0 |
| 150 | - | SPECTRANETICS CORP/THECV SR UNSEC NT PNC | OTHER | 0 | $0 |
| 149 | RSO | RESOURCE CAPITAL CORPCV SR UNSEC NT REIT | OTHER | 0 | $0 |
| 148 | - | RAIT FINANCIAL TRUSTCV SR UNSEC NT REIT | OTHER | 0 | $0 |
| 147 | QGEN | QIAGEN NVCV SR UNSEC NT REG S | OTHER | 0 | $0 |
| 146 | GMED 2.25 03/15/21 | NUVASIVE INCCV SR UNSEC NT PNC | OTHER | 0 | $0 |
| 145 | NR 4 12/01/21 | NEWPARK RESOURCES INCCV SR UNSEC NT | OTHER | 0 | $0 |
| 144 | MTOR 3.25 10/15/37 | MERITOR INCCV SR UNSEC STEP CPN NT | OTHER | 0 | $0 |
| 143 | MTH | MERITAGE HOMES CORPCV SR UNSEC NT | OTHER | 0 | $0 |
| 142 | - | KNOWLES CORPCV SR UNSEC NT | OTHER | 0 | $0 |
| 141 | - | J2 GLOBAL INCCV SR UNSEC NT CPDI | OTHER | 0 | $0 |
| 140 | ICPT 3.25 07/01/23 | INTERCEPT PHARMACEUTICALS INCCV SR UNSEC NT PNC | OTHER | 0 | $0 |
| 139 | GNC 1.5 08/15/20 | GNC HOLDINGS INCCV SR UNSEC NT | OTHER | 0 | $0 |
| 138 | - | GLOBAL EAGLE ENTERTAINMENT INCCV SR UNSEC NT PNC | OTHER | 0 | $0 |
| 137 | - | GAIN CAPITAL HOLDINGS INCCV SR UNSEC NT PNC | OTHER | 0 | $0 |
| 136 | - | FINISAR CORPCV SR UNSEC NT | OTHER | 0 | $0 |
| 135 | - | ENERNOC INCCV SR UNSEC NT | OTHER | 0 | $0 |
| 134 | ELGX | ENDOLOGIX INCCV SR UNSEC NT PNC | OTHER | 0 | $0 |
| 133 | - | EGALET CORPCV SR UNSEC NT | OTHER | 0 | $0 |
| 132 | AVID | AVID TECHNOLOGY INCCV SR UNSEC NT | OTHER | 0 | $0 |
| 131 | - | AMTRUST FINANCIAL SERVICES INCCV SR UNSEC NT PNC CPDI | OTHER | 0 | $0 |
| 130 | AEGR | AEGERION PHARMACEUTICALS INCCV SR UNSEC NT | OTHER | 0 | $0 |
| 129 | - | AEGEAN MARINE PETROLEUM NETWORK INCCV SR UNSEC NT PNC | OTHER | 0 | $0 |