Howard Marks - Oaktree Capital Management
As of Q2 2026, Howard Marks reported 49 long-equity positions worth $3.78B in aggregate.
It also disclosed $1.75B of put notional and $144.58M of call notional. Notional is the contracts’ face value, not the premium paid, so it is reported separately from the equity above — see the Options section below.
Copy-investor backtest
- Latest quarter
- -2.57%
- 1-year
- +42.80%
- 3-year
- +67.77%
- 5-year
- +122.77%
- 3-year vs S&P 500
- -5.47%
- 5-year vs S&P 500
- +49.09%
- 5-year top 5
- +183.78%
Return from mechanically copying the disclosed 13F equity portfolio after each filing and rebalancing at the next. The vs S&P 500 figures subtract SPY over that manager's own rebalance dates, so both sides cover the same days; both are price return, excluding dividends. Method & limitations.
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Updated 2026-06-06 from SEC 13F data.
Live quotes available for 39 of 218 rows. Rows without a quote are marked unavailable.
| 1 | APFH | ADVANCEPIERRE FOODS HOLDINGS INC | 35.25% | - | 43,268,538 | $1.29B | No quote | No quote |
| 2 | TRCO | TRIBUNE MEDIA CO | 13.57% | - | 14,178,245 | $495.96M | No quote | No quote |
| 3 | FBP | FIRST BANCORP/PUERTO RICO | 5.70% | Reduce -24.7% | 31,493,581 | $208.17M | No quote | No quote |
| 4 | ALLY | ALLY FINANCIAL INC | 5.33% | Reduce -1.5% | 10,246,462 | $194.89M | $19.02 | No quote |
| 5 | SBLK | STAR BULK CARRIERS CORP | 4.07% | - | 29,078,777 | $148.59M | $5.11 | No quote |
| 6 | TSM | TAIWAN SEMICONDUCTOR-SP ADR | 2.95% | Add +10.3% | 3,747,347 | $107.7M | $28.74 | No quote |
| 7 | ITUB | ITAU UNIBANCO H-SPON PRF ADR | 2.14% | Add +17.9% | 7,607,716 | $78.18M | $10.28 | No quote |
| 8 | DYN | DYNEGY INC | 1.95% | - | 8,424,322 | $71.27M | No quote | No quote |
| 9 | TRNC | TRONC INC | 1.78% | - | 4,695,947 | $65.13M | No quote | No quote |
| 10 | NMIH | NMI HOLDINGS INC | 1.69% | - | 5,816,443 | $61.95M | $10.65 | No quote |
| 11 | SPY | SPDR S&P500 ETF TRUST | 1.68% | New | 275,000 | $61.47M | $223.53 | No quote |
| 12 | MTG | MGIC INVESTMENT CORP | 1.62% | Reduce -35.8% | 5,795,000 | $59.05M | $10.19 | No quote |
| 13 | GNRT | GENER8 MARITIME INC | 1.60% | - | 13,052,534 | $58.48M | No quote | No quote |
| 14 | BABA | ALIBABA GROUP HOLDING-SP ADR | 1.49% | Add +10.6% | 619,374 | $54.37M | $87.79 | No quote |
| 15 | CX | CEMEX SAB DE CV | 1.47% | Reduce -1.1% | 6,715,339 | $53.91M | $8.03 | No quote |
| 16 | IBN | ICICI BANK LTD-SPON ADR | 1.31% | Add +8.0% | 6,384,459 | $47.8M | $7.49 | No quote |
| 17 | VALEP | VALE SA-SP PREF ADR | 1.00% | Reduce -34.7% | 5,285,761 | $36.41M | No quote | No quote |
| 18 | AMTPRB | AMERICAN TOWER CORP | 0.92% | Reduce -50.1% | 320,739 | $33.52M | No quote | No quote |
| 19 | CCS | CENTURY COMMUNITIES INC | 0.84% | - | 1,469,003 | $30.85M | $21.00 | No quote |
| 20 | AMX | AMERICA MOVIL-SPN ADR CL L | 0.83% | New | 2,412,671 | $30.32M | No quote | No quote |
| 21 | VIV | TELEFONICA BRASIL-ADR | 0.78% | Add +20.1% | 2,119,808 | $28.35M | No quote | No quote |
| 22 | XCO | EXCO RESOURCES INC | 0.74% | Reduce -18.5% | 30,773,682 | $26.89M | No quote | No quote |
| 23 | SWNC | SOUTHWESTERN ENERGY CO | 0.69% | Reduce -5.1% | 984,340 | $25.07M | No quote | No quote |
| 24 | AU | ANGLOGOLD ASHANTI-SPON ADR | 0.63% | Add +44.9% | 2,207,653 | $23.19M | $10.51 | No quote |
| 25 | CEO | CNOOC LTD-SPON ADR | 0.62% | Add +9.6% | 183,316 | $22.72M | No quote | No quote |
| 26 | ABEV | AMBEV SA-ADR | 0.61% | Add +21.9% | 4,543,763 | $22.3M | $4.91 | No quote |
| 27 | VRS | VERSO CORP | 0.60% | - | 3,103,397 | $22.03M | No quote | No quote |
| 28 | LVNTA | LIBERTY VENTURES | 0.60% | Reduce -40.0% | 594,270 | $21.91M | No quote | No quote |
| 29 | CLR | CONTINENTAL RESOURCES INC/OK | 0.56% | - | 400,000 | $20.62M | No quote | No quote |
| 30 | VSH | VISHAY INTERTECHNOLOGY INC | 0.55% | - | 1,250,000 | $20.25M | $16.20 | No quote |
| 31 | BATRK | LIBERTY MEDIA CORP-LIBERTY BRAVES | 0.55% | - | 968,078 | $19.93M | $20.59 | No quote |
| 32 | GGB | GERDAU SA -SPON ADR | 0.52% | Reduce -23.2% | 6,034,789 | $18.94M | $3.14 | No quote |
| 33 | BXE | BELLATRIX EXPLORATION LTD | 0.49% | Add +61.6% | 18,750,000 | $17.9M | No quote | No quote |
| 34 | VIP | VIMPELCOM LTD | 0.49% | Reduce -5.2% | 4,642,818 | $17.87M | No quote | No quote |
| 35 | TSL | TRINA SOLAR LTD-SPON ADR | 0.46% | Reduce -26.2% | 1,808,320 | $16.81M | No quote | No quote |
| 36 | TSQ | TOWNSQUARE MEDIA INC | 0.45% | - | 1,595,224 | $16.61M | No quote | No quote |
| 37 | LEXEA | LIBERTY EXPEDIA HOLDINGS INC | 0.43% | New | 396,180 | $15.72M | No quote | No quote |
| 38 | MCF | CONTANGO OIL & GAS CO | 0.33% | - | 1,296,813 | $12.11M | No quote | No quote |
| 39 | STON | STONEMOR PARTNERS LP | 0.30% | New | 1,250,000 | $11.14M | No quote | No quote |
| 40 | BANC | BANC OF CALIFORNIA INC | 0.27% | New | 568,000 | $9.86M | No quote | No quote |
| 41 | VALE | VALE SA | 0.26% | - | 1,247,000 | $9.5M | $7.62 | No quote |
| 42 | NC | NACCO INDUSTRIES INC | 0.24% | Reduce -40.4% | 98,000 | $8.87M | No quote | No quote |
| 43 | FMX | FOMENTO ECONOMICO MEX-SP ADR | 0.23% | Reduce -56.0% | 110,056 | $8.39M | $76.19 | No quote |
| 44 | NSM | NATIONSTAR MORTGAGE HOLDINGS INC | 0.21% | New | 416,931 | $7.53M | No quote | No quote |
| 45 | SXL | SUNOCO LOGISTICS PARTNERS LP | 0.18% | Add +23.0% | 267,000 | $6.41M | No quote | No quote |
| 46 | WPXP | WPX ENERGY INC | 0.15% | Reduce -74.1% | 85,700 | $5.63M | No quote | No quote |
| 47 | X | UNITED STATES STEEL CORP | 0.13% | Reduce -64.4% | 140,000 | $4.62M | No quote | No quote |
| 48 | EGLE | EAGLE BULK SHIPPING INC | 0.13% | - | 785,363 | $4.6M | No quote | No quote |
| 49 | XOG | EXTRACTION OIL & GAS INC | 0.11% | New | 202,787 | $4.06M | No quote | No quote |
| 50 | SD | SANDRIDGE ENERGY INC | 0.09% | New | 135,000 | $3.18M | $23.55 | No quote |
| 51 | PARR | PAR PACIFIC HOLDINGS INC | 0.08% | - | 190,862 | $2.78M | $14.54 | No quote |
| 52 | MBT | MOBILE TELESYSTEMS PJSC | 0.07% | - | 298,500 | $2.72M | No quote | No quote |
| 53 | CPLP | CAPITAL PRODUCT PARTNERS LP | 0.07% | - | 819,228 | $2.61M | No quote | No quote |
| 54 | BIDU | BAIDU INC - SPON ADR | 0.06% | Add +56.6% | 12,861 | $2.11M | $164.37 | No quote |
| 55 | MLCO | MELCO CROWN ENTERTAINME-ADR | 0.04% | Reduce -31.6% | 90,639 | $1.44M | $15.90 | No quote |
| 56 | YNDX | YANDEX NV | 0.04% | - | 65,500 | $1.32M | No quote | No quote |
| 57 | MPO | MIDSTATES PETROLEUM CO INC | 0.03% | New | 54,548 | $1.13M | No quote | No quote |
| 58 | OIBZQ | OI SA | 0.03% | - | 251,001 | $996K | No quote | No quote |
| 59 | INDA | ISHARES MSCI INDIA ETF | 0.01% | New | 17,700 | $448K | $25.31 | No quote |
| 60 | SN | SANCHEZ ENERGY CORP | 0.00% | New | 14,837 | $135K | $9.10 | No quote |
| 69 | SORL | SPDR S&P500 ETF TRUST | - | Sold | 0 | $0 | No quote | No quote |
| 68 | KMI | KINDER MORGAN INC/DE (HIGHSTAR) | - | Sold | 0 | $0 | No quote | No quote |
| 67 | KMIPRA | KINDER MORGAN INC/DE | - | Sold | 0 | $0 | No quote | No quote |
| 66 | HYG | ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF | - | Sold | 0 | $0 | No quote | No quote |
| 65 | EPRPRE | EPR PROPERTIES | - | Sold | 0 | $0 | No quote | No quote |
| 64 | CAT | CATERPILLAR INC | - | Sold | 0 | $0 | No quote | No quote |
| 63 | BANR | BANNER CORP | - | Sold | 0 | $0 | No quote | No quote |
| 62 | APO | APOLLO GLOBAL MANAGEMENT LLC | - | Sold | 0 | $0 | No quote | No quote |
| 61 | AGNPRA | ALLERGAN PLC | - | Sold | 0 | $0 | No quote | No quote |
Other instruments
Bonds, warrants, or non-share principal positions reported alongside the equity portfolio.
| 1 | MU | MICRON TECHNOLOGY INCCV SR UNSEC NT SER-G PNC | OTHER | 124,279,000 | $123.21M |
| 2 | - | CEMEX SAB DE CVCV SUB NT | OTHER | 93,548,000 | $100M |
| 3 | BKNG 0.9 09/15/21 | PRICELINE GROUP INC/THECV SR UNSEC NT | OTHER | 66,694,000 | $70.5M |
| 4 | - | LIBERTY INTERACTIVE LLCCV SR UNSEC NT 144A (EX: CHTR) | OTHER | 62,550,000 | $67.44M |
| 5 | - | ROVI CORPCV SR UNSEC NT (ACQUIRED BY: TIVO) | OTHER | 64,309,000 | $65.14M |
| 6 | IDCC 1.5 03/01/20 | INTERDIGITAL INC/PACV SR UNSEC NT | OTHER | 45,217,000 | $61.07M |
| 7 | - | J2 GLOBAL INCCV SR UNSEC NT CPDI | OTHER | 43,987,000 | $58.21M |
| 8 | CATM 1 12/01/20 | CARDTRONICS INCCV SR UNSEC NT | OTHER | 48,025,000 | $56.87M |
| 9 | ON 1 12/01/20 | ON SEMICONDUCTOR CORPCV SR UNSEC NT | OTHER | 52,745,000 | $53.71M |
| 10 | CTXS | CITRIX SYSTEMS INCCV SR UNSEC NT | OTHER | 45,437,000 | $52.77M |
| 11 | - | WEATHERFORD INTERNATIONAL LTDCV SR UNSEC NT | OTHER | 48,450,000 | $52.48M |
| 12 | FWONK 1 01/30/23 | LIBERTY MEDIA CORPCV SR UNSEC NT (BASKET) | OTHER | 48,320,000 | $51.96M |
| 13 | EFII | ELECTRONICS FOR IMAGING INCCV SR UNSEC NT | OTHER | 47,623,000 | $50.61M |
| 14 | WMGI | WRIGHT MEDICAL GROUP INCCV SR UNSEC NT | OTHER | 48,240,000 | $50.34M |
| 15 | - | APOLLO COMMERCIAL REAL ESTATE FINANCE INCCV SR UNSEC NT REIT | OTHER | 45,257,000 | $47.53M |
| 16 | CKH 3 11/15/28 | SEACOR HOLDINGS INCCV SR UNSEC NT CPDI | OTHER | 53,285,000 | $47.19M |
| 17 | TCOM 1 07/01/20 | CTRIP.COM INTERNATIONAL LTDCV SR UNSEC NT | OTHER | 44,360,000 | $45.91M |
| 18 | HLSH | HEALTHSOUTH CORPCV SR SUB NT CPDI PNC | OTHER | 37,161,000 | $44.31M |
| 19 | HLF | HERBALIFE LTDCV SR UNSEC NT | OTHER | 46,486,000 | $42.77M |
| 20 | MCHP | MICROCHIP TECHNOLOGY INCCV SR SUB NT | OTHER | 32,841,000 | $42.75M |
| 21 | PRAA 3 08/01/20 | PRA GROUP INCCV SR UNSEC NT | OTHER | 44,505,000 | $42.26M |
| 22 | - | INTEGRATED DEVICE TECHNOLOGY INCCV SR UNSEC NT | OTHER | 40,250,000 | $41.54M |
| 23 | MIC 2 10/01/23 | MACQUARIE INFRASTRUCTURE CORPCV SR UNSEC NT | OTHER | 40,600,000 | $40.82M |
| 24 | - | FINISAR CORPCV SR UNSEC NT | OTHER | 34,000,000 | $40.81M |
| 25 | BMRN | BIOMARIN PHARMACEUTICAL INCCV SR SUB NT | OTHER | 36,023,000 | $40.76M |
| 26 | HZNP 2.5 03/15/22 | HORIZON PHARMA INVESTMENT LTDCV SR UNSEC NT PNC | OTHER | 42,060,000 | $40M |
| 27 | VGR | VECTOR GROUP LTDCV SR UNSEC NT VARIABLE | OTHER | 34,550,000 | $39.82M |
| 28 | - | IRONWOOD PHARMACEUTICALS INCCV SR UNSEC NT | OTHER | 33,658,000 | $38.67M |
| 29 | - | 51JOB INCCV SR NT | OTHER | 35,863,000 | $37.87M |
| 30 | - | LIVE NATION ENTERTAINMENT INCCV SR UNSEC NT | OTHER | 35,514,000 | $37.73M |
| 31 | - | AMTRUST FINANCIAL SERVICES INCCV SR UNSEC NT PNC CPDI | OTHER | 43,451,000 | $37.42M |
| 32 | SNCRL | SYNCHRONOSS TECHNOLOGIES INCCV SR UNSEC NT | OTHER | 35,473,000 | $37.23M |
| 33 | PDCE 1.125 09/15/21 | PDC ENERGY INCCV SR UNSEC NT | OTHER | 33,019,000 | $36.83M |
| 34 | EZPW 2.375 05/01/25 | EZCORP INCCV SR UNSEC MULTI CPN NT | OTHER | 37,010,000 | $35.95M |
| 35 | - | PROOFPOINT INCCV SR UNSEC NT PNC | OTHER | 30,805,000 | $34.99M |
| 36 | EEFT | EURONET WORLDWIDE INCCV SR UNSEC NT PNC | OTHER | 30,034,000 | $34.97M |
| 37 | - | SPECTRANETICS CORP/THECV SR UNSEC NT PNC | OTHER | 32,984,000 | $34.14M |
| 38 | BGC | GENERAL CABLE CORPCV SUB NT MULTI-CPN PNC | OTHER | 41,080,000 | $32.45M |
| 39 | HURN | HURON CONSULTING GROUP INCCV SR UNSEC NT | OTHER | 31,836,000 | $31.33M |
| 40 | DBRG 3.875 01/15/21 | COLONY CAPITAL INCCV SR UNSEC NT REIT PNC | OTHER | 30,143,000 | $30.86M |
| 41 | - | BLACKSTONE MORTGAGE TRUST INCCV SR UNSEC NT REIT | OTHER | 27,526,000 | $30.76M |
| 42 | SM 1.5 07/01/21 | SM ENERGY COCV SR UNSEC NT | OTHER | 25,800,000 | $29.93M |
| 43 | ECPG | ENCORE CAPITAL GROUP INCCV SR UNSEC NT | OTHER | 31,010,000 | $29.44M |
| 44 | PEGI 4 07/15/20 | PATTERN ENERGY GROUP INCCV SR UNSEC NT | OTHER | 28,478,000 | $27.77M |
| 45 | - | KEYW HOLDING CORP/THECV SR UNSEC NT | OTHER | 26,980,000 | $27.14M |
| 46 | - | MEDIDATA SOLUTIONS INCCV SR UNSEC NT | OTHER | 24,632,000 | $26.98M |
| 47 | SSRMCN 2.875 02/01/33 | SILVER STANDARD RESOURCES INCCV SR UNSEC NT PNC | OTHER | 27,458,000 | $25.31M |
| 48 | AKAM | AKAMAI TECHNOLOGIES INCCV SR UNSEC NT | OTHER | 24,250,000 | $25.3M |
| 49 | HLX 4.25 05/01/22 | HELIX ENERGY SOLUTIONS GROUP INCCV SR UNSEC NT PNC | OTHER | 23,500,000 | $24.43M |
| 50 | - | SPIRIT REALTY CAPITAL INCCV SR UNSEC NT REIT | OTHER | 22,441,000 | $23.5M |
| 51 | - | VIPSHOP HOLDINGS LTDCV SR UNSEC NT | OTHER | 23,475,000 | $23.41M |
| 52 | ASRT 2.5 09/01/21 | DEPOMED INCCV SR UNSEC NT PNC | OTHER | 19,362,000 | $21.89M |
| 53 | - | SUCAMPO PHARMACEUTICALS INCCV SR UNSEC NT 144A | OTHER | 20,000,000 | $21.41M |
| 54 | NUAN 1 12/15/35 | NUANCE COMMUNICATIONS INCCV SR UNSEC NT CPDI | OTHER | 23,000,000 | $20.88M |
| 55 | STWD | STARWOOD PROPERTY TRUST INCCV SR UNSEC NT REIT | OTHER | 18,940,000 | $20.75M |
| 56 | SCTY | SOLARCITY CORPCV SR UNSEC NT | OTHER | 24,530,000 | $20.73M |
| 57 | PMT 5.375 05/01/20 | PENNYMAC CORPCV SR UNSEC NT REIT | OTHER | 21,000,000 | $20.51M |
| 58 | DY 0.75 09/15/21 | DYCOM INDUSTRIES INCCV SR UNSEC NT | OTHER | 18,017,000 | $19.82M |
| 59 | - | CLOVIS ONCOLOGY INCCV SR UNSEC NT PNC | OTHER | 19,000,000 | $19.61M |
| 60 | ENV | ENVESTNET INCCV SR UNSEC NT | OTHER | 20,393,000 | $19.49M |
| 61 | LNG | CHENIERE ENERGY INCCV SR UNSEC NT PNC | OTHER | 31,741,000 | $19.44M |
| 62 | - | NEVRO CORPCV SR UNSEC NT | OTHER | 17,965,000 | $19.09M |
| 63 | ARRY | ARRAY BIOPHARMA INCCV SR UNSEC NT PNC | OTHER | 12,500,000 | $17.42M |
| 64 | ECPG 2.875 03/15/21 | ENCORE CAPITAL GROUP INCCV SR UNSEC NT | OTHER | 19,442,000 | $17.18M |
| 65 | - | PROSPECT CAPITAL CORPCV SR UNSEC NT | OTHER | 17,285,000 | $16.94M |
| 66 | RSO | RESOURCE CAPITAL CORPCV SR UNSEC NT REIT | OTHER | 16,723,000 | $15.95M |
| 67 | - | BLUCORA INCCV SR UNSEC NT | OTHER | 15,798,000 | $15.79M |
| 68 | - | TCP CAPITAL CORPCV SR UNSEC NT | OTHER | 14,828,000 | $15.48M |
| 69 | IONS 1 11/15/21 | IONIS PHARMACEUTICALS INCCV SR UNSEC NT | OTHER | 15,000,000 | $15.35M |
| 70 | - | CHART INDUSTRIES INCCV SR SUB NT | OTHER | 15,000,000 | $14.79M |
| 71 | DBRG 3.875 01/15/21 | COLONY CAPITAL INCCV SR UNSEC NT REIT PNC | OTHER | 14,700,000 | $14.71M |
| 72 | WLL 1.25 04/01/20 | WHITING PETROLEUM CORPCV SR UNSEC NT | OTHER | 16,500,000 | $14.65M |
| 73 | - | NEW MOUNTAIN FINANCE CORPCV SR UNSEC NT | OTHER | 13,500,000 | $13.93M |
| 74 | - | REDWOOD TRUST INCCV SR UNSEC NT REIT | OTHER | 13,567,000 | $13.63M |
| 75 | MTH | MERITAGE HOMES CORPCV SR UNSEC NT | OTHER | 13,500,000 | $13.37M |
| 76 | - | TPG SPECIALTY LENDING INCCV SR UNSEC NT | OTHER | 12,987,000 | $13.36M |
| 77 | - | PRICELINE GROUP INC/THECV SR UNSEC NT | OTHER | 10,080,000 | $12.85M |
| 78 | VERZZZZ | VEREIT INCCV SR UNSEC NT REIT | OTHER | 12,775,000 | $12.83M |
| 79 | ALJ | ALON USA ENERGY INCCV SR UNSEC NT | OTHER | 12,000,000 | $12.79M |
| 80 | - | RAIT FINANCIAL TRUSTCV SR UNSEC NT REIT | OTHER | 13,500,000 | $12.64M |
| 81 | - | HELIX ENERGY SOLUTIONS GROUP INCCV SR UNSEC NT CPDI | OTHER | 12,671,000 | $12.47M |
| 82 | ICON | ICONIX BRAND GROUP INCCV SR SUB NT | OTHER | 12,500,000 | $11.59M |
| 83 | - | AEGEAN MARINE PETROLEUM NETWORK INCCV SR UNSEC NT PNC | OTHER | 11,000,000 | $11.47M |
| 84 | RSO | RESOURCE CAPITAL CORPCV SR UNSEC NT REIT | OTHER | 11,643,000 | $11.24M |
| 85 | - | TICC CAPITAL CORPCV SR UNSEC NT | OTHER | 11,000,000 | $11.23M |
| 86 | - | JEFFERIES GROUP LLCCV SR UNSEC NT PNC | OTHER | 10,750,000 | $10.89M |
| 87 | - | TITAN MACHINERY INCCV SR UNSEC NT | OTHER | 12,042,000 | $10.81M |
| 88 | - | TELIGENT INCCV SR UNSEC NT PNC | OTHER | 11,500,000 | $10.7M |
| 90 | HCI 4.25 03/01/37 | HCI GROUP INCCV SR UNSEC NT | OTHER | 10,700,000 | $10.68M |
| 89 | - | CORENERGY INFRASTRUCTURE TRUST INCCV SR UNSEC NT REIT | OTHER | 9,500,000 | $10.68M |
| 91 | - | GAIN CAPITAL HOLDINGS INCCV SR UNSEC NT PNC | OTHER | 10,579,000 | $10.25M |
| 92 | - | DHT HOLDINGS INCCV SR UNSEC NT PNC | OTHER | 10,820,000 | $10.15M |
| 93 | STWD | STARWOOD PROPERTY TRUST INCCV SR UNSEC NT REIT | OTHER | 9,500,000 | $9.74M |
| 94 | FOR 3.75 03/01/20 | FORESTAR GROUP INCCV SR UNSEC NT | OTHER | 9,750,000 | $9.71M |
| 95 | NUAN 1.5 11/01/35 | NUANCE COMMUNICATIONS INCCV SR UNSEC NT CPDI | OTHER | 9,850,000 | $9.59M |
| 96 | ARCC 4.625 03/01/24 | ARES CAPITAL CORPCV SR UNSEC NT | OTHER | 9,423,000 | $9.5M |
| 97 | - | TOLL BROTHERS FINANCE CORPCV SR UNSEC NT CPDI | OTHER | 9,500,000 | $9.35M |
| 98 | - | BLACKROCK CAPITAL INVESTMENT CORPCV SR UNSEC NT | OTHER | 9,000,000 | $9.28M |
| 99 | - | SPECTRUM PHARMACEUTICALS INCCV SR UNSEC NT | OTHER | 10,319,000 | $9.27M |
| 100 | MTOR 3.25 10/15/37 | MERITOR INCCV SR UNSEC STEP CPN NT | OTHER | 9,000,000 | $9.16M |
| 101 | AVID | AVID TECHNOLOGY INCCV SR UNSEC NT | OTHER | 12,900,000 | $8.61M |
| 102 | NXPI | NXP SEMICONDUCTORS NVCV SR UNSEC NT | OTHER | 7,508,000 | $8.53M |
| 103 | MDRX 1.25 07/01/20 | ALLSCRIPTS HEALTHCARE SOLUTIONS INCCV SR UNSEC NT | OTHER | 8,008,000 | $7.58M |
| 104 | YY | YY INCCV SR UNSEC NT | OTHER | 7,464,000 | $7.37M |
| 105 | MTG | MGIC INVESTMENT CORPCV SR UNSEC NT | OTHER | 6,997,000 | $7.09M |
| 106 | - | NAVISTAR INTERNATIONAL CORPCV SR SUB NT PNC | OTHER | 7,000,000 | $6.9M |
| 107 | - | GLOBAL EAGLE ENTERTAINMENT INCCV SR UNSEC NT PNC | OTHER | 8,290,000 | $6.68M |
| 108 | - | GSV CAPITAL CORPCV SR UNSEC NT | OTHER | 6,940,000 | $6.57M |
| 109 | - | NAVISTAR INTERNATIONAL CORPCV SR SUB NT PNC | OTHER | 6,665,000 | $6.53M |
| 110 | - | YANDEX NVCV SR UNSEC NT | OTHER | 6,750,000 | $6.46M |
| 111 | PDLI | PDL BIOPHARMA INCCV SR UNSEC NT | OTHER | 6,500,000 | $6.37M |
| 112 | - | TERRAVIA HOLDINGS INCCV SR SUB NT | OTHER | 14,600,000 | $6.28M |
| 113 | - | ENERNOC INCCV SR UNSEC NT | OTHER | 7,966,000 | $6.21M |
| 114 | - | RWT HOLDINGS INCCV SR UNSEC NT | OTHER | 5,626,000 | $5.71M |
| 115 | ELGX | ENDOLOGIX INCCV SR UNSEC NT PNC | OTHER | 6,000,000 | $5.42M |
| 116 | NR 4 12/01/21 | NEWPARK RESOURCES INCCV SR UNSEC NT | OTHER | 5,171,000 | $5.25M |
| 117 | SFL 5.75 10/15/21 | SHIP FINANCE INTERNATIONAL LTDCV SR UNSEC NT | OTHER | 5,000,000 | $5.04M |
| 118 | HOS | HORNBECK OFFSHORE SERVICES INCCV SR UNSEC NT | OTHER | 6,660,000 | $4.74M |
| 119 | - | CALATLANTIC GROUP INCCV SR UNSEC NT PNC | OTHER | 5,000,000 | $4.67M |
| 120 | KBH | KB HOMECV SR UNSEC NT | OTHER | 4,776,000 | $4.63M |
| 121 | - | GOGO INCCV SR UNSEC NT | OTHER | 5,800,000 | $4.3M |
| 122 | IMMU | IMMUNOMEDICS INCCV SR UNSEC NT | OTHER | 4,000,000 | $3.98M |
| 123 | - | WALTER INVESTMENT MANAGEMENT CORPCV SR SUB NT | OTHER | 5,500,000 | $3.85M |
| 124 | - | OASIS PETROLEUM INCCV SR UNSEC NT PNC | OTHER | 2,750,000 | $3.83M |
| 125 | - | EGALET CORPCV SR UNSEC NT | OTHER | 4,200,000 | $3.71M |
| 126 | - | FLUIDIGM CORPCV SR UNSEC NT PNC | OTHER | 5,250,000 | $3.69M |
| 127 | REGI | RENEWABLE ENERGY GROUP INCCV SR UNSEC NT | OTHER | 3,360,000 | $3.27M |
| 128 | - | NOVATEL WIRELESS INCCV SR UNSEC NT PNC | OTHER | 3,000,000 | $2.9M |
| 129 | SPWR 4 01/15/23 | SUNPOWER CORPCV SR UNSEC NT | OTHER | 3,941,000 | $2.78M |
| 130 | MHO | M/I HOMES INCCV SR SUB NT PNC | OTHER | 2,120,000 | $2.16M |
| 131 | AEGR | AEGERION PHARMACEUTICALS INCCV SR UNSEC NT | OTHER | 2,000,000 | $1.44M |
| 132 | - | CANADIAN SOLAR INCCV SR UNSEC NT PNC | OTHER | 1,350,000 | $1.26M |
| 133 | - | ALASKA COMMUNICATIONS SYSTEMS GROUP INCCV SR SUB NT | OTHER | 1,227,000 | $1.22M |
| 134 | VERZZZZ | VEREIT INCCV SR UNSEC NT REIT | OTHER | 885,000 | $887K |
| 149 | - | WORKDAY INCCV SR UNSEC NT | OTHER | 0 | $0 |
| 148 | - | WEB.COM GROUP INCCV SR UNSEC NT PNC | OTHER | 0 | $0 |
| 147 | TTMI | TTM TECHNOLOGIES INCCV SR UNSEC NT | OTHER | 0 | $0 |
| 146 | SWC | STILLWATER MINING COCV SR UNSEC NT | OTHER | 0 | $0 |
| 145 | - | SPIRIT REALTY CAPITAL INCCV SR UNSEC NT REIT | OTHER | 0 | $0 |
| 144 | SFLY | SHUTTERFLY INCCV SR UNSEC NT | OTHER | 0 | $0 |
| 143 | CKH 3 11/15/28 | SEACOR HOLDINGS INCCV SR UNSEC NT CPDI PNC | OTHER | 0 | $0 |
| 142 | - | RTI INTERNATIONAL METALS INCCV SR UNSEC NT | OTHER | 0 | $0 |
| 141 | ICPT 3.25 07/01/23 | INTERCEPT PHARMACEUTICALS INCCV SR UNSEC NT PNC | OTHER | 0 | $0 |
| 140 | ECHO 2.5 05/01/20 | ECHO GLOBAL LOGISTICS INCCV SR UNSEC NT | OTHER | 0 | $0 |
| 139 | - | CTRIP.COM INTERNATIONAL LTDCV SR UNSEC NT 144A | OTHER | 0 | $0 |
| 138 | - | COLONY STARWOOD HOMESCV SR UNSEC NT REIT | OTHER | 0 | $0 |
| 137 | CPHD | CEPHEIDCV SR UNSEC NT | OTHER | 0 | $0 |
| 136 | - | BROADSOFT INCCV SR UNSEC NT | OTHER | 0 | $0 |
| 135 | ANIP | ANI PHARMACEUTICALS INCCV SR UNSEC NT | OTHER | 0 | $0 |