Howard Marks - Oaktree Capital Management
As of Q2 2026, Howard Marks reported 49 long-equity positions worth $3.78B in aggregate.
It also disclosed $1.75B of put notional and $144.58M of call notional. Notional is the contracts’ face value, not the premium paid, so it is reported separately from the equity above — see the Options section below.
Copy-investor backtest
- Latest quarter
- -2.57%
- 1-year
- +42.80%
- 3-year
- +67.77%
- 5-year
- +122.77%
- 3-year vs S&P 500
- -5.47%
- 5-year vs S&P 500
- +49.09%
- 5-year top 5
- +183.78%
Return from mechanically copying the disclosed 13F equity portfolio after each filing and rebalancing at the next. The vs S&P 500 figures subtract SPY over that manager's own rebalance dates, so both sides cover the same days; both are price return, excluding dividends. Method & limitations.
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Updated 2026-06-06 from SEC 13F data.
Live quotes available for 36 of 203 rows. Rows without a quote are marked unavailable.
| 1 | STOR | STORE CAPITAL CORP | 27.35% | Reduce -11.8% | 72,436,144 | $1.46B | No quote | No quote |
| 2 | TRCO | TRIBUNE MEDIA CO - A | 14.18% | Reduce -24.6% | 14,145,447 | $755.23M | No quote | No quote |
| 3 | SBLK | STAR BULK CARRIERS CORP | 6.25% | Add +37.7% | 113,135,679 | $332.62M | $2.94 | No quote |
| 4 | DYN | DYNEGY INC | 5.38% | Reduce -7.5% | 9,795,396 | $286.52M | No quote | No quote |
| 5 | ALLY | ALLY FINANCIAL INC | 3.79% | Reduce -5.9% | 9,003,530 | $201.95M | $22.43 | No quote |
| 6 | FBP | FIRST BANCORP PUERTO RICO | 3.79% | - | 41,843,581 | $201.69M | No quote | No quote |
| 7 | GNRT | GENER8 MARITIME INC | 3.34% | New | 13,052,534 | $177.9M | No quote | No quote |
| 8 | DMND | DIAMOND FOODS INC | 2.61% | - | 4,420,859 | $138.73M | No quote | No quote |
| 9 | Y2187A | EAGLE BULK SHIPPING INC | 2.06% | - | 15,729,717 | $109.64M | No quote | No quote |
| 10 | TSM | TAIWAN SEMICONDUCTOR-SP ADR | 1.94% | Add +14.5% | 4,538,487 | $103.07M | $22.71 | No quote |
| 11 | MTG | MGIC INVESTMENT CORP | 1.93% | Reduce -10.0% | 9,030,000 | $102.76M | $11.38 | No quote |
| 12 | AIQZZZZ | ALLIANCE HEALTHCARE SERVICES | 1.67% | - | 4,756,491 | $88.9M | No quote | No quote |
| 13 | AGN | ALLERGAN | 1.39% | New | 71,000 | $74.24M | No quote | No quote |
| 14 | TPUB | TRIBUNE PUBLISHING CO | 1.37% | - | 4,691,371 | $72.91M | No quote | No quote |
| 15 | PBR | PETROLEO BRASILEIRO-SPON ADR | 1.28% | Add +1.2% | 7,558,156 | $68.4M | $9.05 | No quote |
| 16 | BRFS | BRF SA-ADR | 1.13% | Add +10.7% | 2,866,446 | $59.94M | No quote | No quote |
| 17 | DOOR | MASONITE INTERNATIONAL CORP | 1.09% | Reduce -49.3% | 828,658 | $58.1M | No quote | No quote |
| 18 | CX | CEMEX SAB-SPONS ADR PART CER | 1.07% | Add +6.6% | 6,212,533 | $56.91M | $9.16 | No quote |
| 19 | ITUB | ITAU UNIBANCO H-SPON PRF ADR | 1.06% | Add +14.4% | 5,150,534 | $56.4M | $10.95 | No quote |
| 20 | XCO | EXCO RESOURCES INC | 1.00% | - | 45,173,682 | $53.31M | No quote | No quote |
| 21 | ALRPRB | ALERE INC | 0.99% | Add +37.1% | 147,733 | $52.76M | No quote | No quote |
| 22 | TV | GRUPO TELEVISA SA-SPON ADR | 0.99% | Add +2.6% | 1,359,026 | $52.76M | No quote | No quote |
| 23 | VALEP | VALE SA-SP PREF ADR | 0.91% | Add +24.6% | 9,555,744 | $48.26M | No quote | No quote |
| 24 | IBN | ICICI BANK LTD-SPON ADR | 0.83% | Reduce -16.3% | 4,227,943 | $44.06M | $10.42 | No quote |
| 25 | TSL | TRINA SOLAR LTD-SPON ADR | 0.81% | Reduce -5.3% | 3,698,763 | $43.05M | No quote | No quote |
| 26 | NMIH | NMI HOLDINGS INC-CLASS A | 0.81% | Add +44.3% | 5,364,208 | $43.02M | $8.02 | No quote |
| 27 | BANC | BANC OF CALIFORNIA INC | 0.74% | Reduce -13.1% | 2,859,702 | $39.32M | No quote | No quote |
| 28 | JD | JD.COM INC-ADR | 0.73% | Reduce -21.2% | 1,134,102 | $38.67M | $34.10 | No quote |
| 29 | CCIPRAZZZZ | CROWN CASTLE INTL CORP | 0.71% | - | 368,145 | $37.91M | No quote | No quote |
| 30 | MBT | MOBILE TELESYSTEMS-SP ADR | 0.68% | Add +18.8% | 3,705,457 | $36.24M | No quote | No quote |
| 31 | LVNTA | LIBERTY VENTURES - SER A | 0.65% | Add +183.9% | 875,000 | $34.36M | No quote | No quote |
| 32 | AMX | AMERICA MOVIL-SPN ADR CL L | 0.59% | Add +2.0% | 1,470,686 | $31.34M | No quote | No quote |
| 33 | RKT | ROCK-TENN COMPANY -CL A | 0.56% | - | 493,022 | $29.68M | $60.20 | No quote |
| 34 | VIV | TELEFONICA BRASIL-ADR | 0.54% | New | 2,055,825 | $28.64M | No quote | No quote |
| 35 | CIG | CEMIG SA -SPONS ADR | 0.50% | Add +0.2% | 6,929,863 | $26.4M | $3.81 | No quote |
| 36 | VSH | VISHAY INTERTECHNOLOGY INC | 0.48% | - | 2,175,000 | $25.4M | $11.68 | No quote |
| 37 | YNDX | YANDEX NV | 0.47% | Add +2429.8% | 1,657,000 | $25.22M | No quote | No quote |
| 38 | CCS | CENTURY COMMUNITIES INC | 0.46% | - | 1,226,931 | $24.7M | $20.13 | No quote |
| 39 | APO | APOLLO GLOBAL MANAGEMENT - A | 0.42% | - | 1,000,000 | $22.15M | $22.15 | No quote |
| 40 | TSQ | TOWNSQUARE MEDIA INC - CL A | 0.41% | - | 1,595,224 | $21.66M | No quote | No quote |
| 41 | AU | ANGLOGOLD ASHANTI-SPON ADR | 0.36% | Add +2.2% | 2,125,297 | $19.02M | $8.95 | No quote |
| 42 | BSAC | BANCO SANTANDER-CHILE-ADR | 0.34% | Add +115.3% | 882,768 | $17.88M | No quote | No quote |
| 43 | NRG | NRG ENERGY INC | 0.31% | - | 713,000 | $16.31M | $22.88 | No quote |
| 44 | MCF | CONTANGO OIL & GAS | 0.30% | - | 1,287,732 | $15.8M | No quote | No quote |
| 45 | GTY | GETTY REALTY CORP | 0.24% | Reduce -11.1% | 793,091 | $12.98M | No quote | No quote |
| 46 | YPF | YPF S.A.-SPONSORED ADR | 0.24% | New | 465,365 | $12.77M | $27.43 | No quote |
| 47 | WFCPRL | WELLS FARGO & COMPANY | 0.20% | Reduce -6.2% | 9,058 | $10.64M | $1175.09 | No quote |
| 48 | TEO | TELECOM ARGENTINA SA-SP ADR | 0.18% | - | 519,851 | $9.35M | $17.99 | No quote |
| 49 | VIP | VIMPELCOM LTD-SPON ADR | 0.16% | - | 1,678,900 | $8.34M | No quote | No quote |
| 50 | BACPRL | BANK OF AMERICA CORP | 0.10% | - | 5,000 | $5.56M | $1112.00 | No quote |
| 51 | GOGL | GOLDEN OCEAN GROUP LTD | 0.08% | New | 1,150,000 | $4.43M | No quote | No quote |
| 52 | PARR | PAR PETROLEUM CORP | 0.07% | - | 190,862 | $3.57M | $18.72 | No quote |
| 53 | DSX | DIANA SHIPPING INC | 0.06% | - | 484,800 | $3.42M | $7.05 | No quote |
| 54 | NYCBPRU | NY COMMUNITY CAP TRUST V | 0.06% | - | 61,960 | $3.17M | No quote | No quote |
| 55 | PBR/A | PETROLEO BRASIL-SP PREF ADRCUSIP 71654V101 | 0.04% | Reduce -48.1% | 284,800 | $2.32M | No quote | No quote |
| 56 | BBD | BANCO BRADESCO-ADR | 0.04% | Reduce -4.3% | 244,360 | $2.24M | No quote | No quote |
| 57 | MEA | METALICO INC | 0.04% | - | 3,766,505 | $1.92M | No quote | No quote |
| 58 | OIBRQ | OI SA-ADRPREF | 0.04% | - | 986,395 | $1.89M | No quote | No quote |
| 59 | NBG | NATIONAL BANK OF GREECE-ADR | 0.03% | Reduce -6.2% | 1,764,500 | $1.85M | No quote | No quote |
| 60 | TX | TERNIUM SA-SPONSORED ADR | 0.03% | Reduce -14.6% | 103,500 | $1.79M | $17.31 | No quote |
| 61 | VRS | VERSO CORP | 0.03% | - | 2,578,897 | $1.7M | No quote | No quote |
| 62 | EEM | ISHARES MSCI EMERGING MARKET | 0.03% | New | 38,000 | $1.51M | $39.63 | No quote |
| 63 | CPLP | CAPITAL PRODUCT PARTNERS LP | 0.03% | Reduce -76.3% | 189,264 | $1.48M | No quote | No quote |
| 64 | PGND | PRESS GANEY HOLDINGS INC | 0.02% | New | 48,172 | $1.31M | No quote | No quote |
| 65 | KANG | IKANG HEALTHCARE GROUP-ADR | 0.02% | New | 48,100 | $930K | No quote | No quote |
| 66 | AMGPP | AMSURG CORP | 0.01% | Reduce -98.2% | 4,954 | $692K | No quote | No quote |
| 67 | OIBRCZZZZ | OI SA-ADR | 0.01% | - | 346,452 | $683K | No quote | No quote |
| 76 | WPZ | WILLIAMS PARTNERS LP | - | Sold | 0 | $0 | No quote | No quote |
| 75 | TTM | TATA MOTORS LTD-SPON ADR | - | Sold | 0 | $0 | No quote | No quote |
| 74 | IRDMB | IRIDIUM COMMUNICATIONS INC | - | Sold | 0 | $0 | No quote | No quote |
| 73 | GWRU | GENESEE & WYOMING INC | - | Sold | 0 | $0 | No quote | No quote |
| 72 | EPRPRE | EPR PROPERTIES | - | Sold | 0 | $0 | No quote | No quote |
| 71 | EPRPRC | EPR PROPERTIES | - | Sold | 0 | $0 | No quote | No quote |
| 70 | BIDU | BAIDU INC - SPON ADR | - | Sold | 0 | $0 | No quote | No quote |
| 69 | BABA | ALIBABA GROUP HOLDING-SP ADR | - | Sold | 0 | $0 | No quote | No quote |
| 68 | ATVFF | ACTAVIS PLC | - | Sold | 0 | $0 | No quote | No quote |
Other instruments
Bonds, warrants, or non-share principal positions reported alongside the equity portfolio.
| 1 | - | NXP SEMICONDUCTORS N VCV SR UNSEC NT 144A | OTHER | 118,978,000 | $138.11M |
| 2 | HOLX | HOLOGIC INCCV SR UNSEC NT 2% MULTI-CPN CPDI | OTHER | 103,830,000 | $137.88M |
| 3 | - | PRICELINE GROUP INC/THECV SR UNSEC NT | OTHER | 110,122,000 | $123.44M |
| 4 | VRNT | VERINT SYSTEMS INCCV SR UNSEC NT | OTHER | 91,015,000 | $103.31M |
| 5 | CTXS | CITRIX SYSTEMS INCCV SR UNSEC NT | OTHER | 94,501,000 | $100.22M |
| 6 | - | JARDEN CORPCV SUB NT PNC | OTHER | 82,936,000 | $96.61M |
| 7 | - | NVIDIA CORPCV SR UNSEC NT | OTHER | 83,513,000 | $95.93M |
| 8 | - | SALESFORCE.COM INCCV SR UNSEC NT | OTHER | 76,935,000 | $93.87M |
| 9 | ILMN 0.5 06/15/21 | ILLUMINA INCCV SR UNSEC NT | OTHER | 73,570,000 | $91.11M |
| 10 | FWONK 1 01/30/23 | LIBERTY MEDIA CORPCV SR UNSEC NT | OTHER | 88,240,000 | $84.18M |
| 11 | NUVA | NUVASIVE INCCV SR UNSEC NT | OTHER | 65,053,000 | $83.26M |
| 12 | PRAA 3 08/01/20 | PORTFOLIO RECOVERY ASSOCIATESCV SR UNSEC NT | OTHER | 72,400,000 | $83.15M |
| 13 | - | BROOKDALE SENIOR LIVINGCV SR UNSEC NT | OTHER | 61,727,000 | $81.07M |
| 14 | - | RTI INTERNATIONAL METALSCV SR UNSEC NT | OTHER | 72,942,000 | $79.32M |
| 15 | - | J2 GLOBAL COMMUNICATIONSCV SR UNSEC NT CPDI | OTHER | 64,459,000 | $75.45M |
| 16 | ICON | ICONIX BRAND GROUP INCCV SR SUB NT | OTHER | 73,002,000 | $74.97M |
| 17 | CKH 3 11/15/28 | SEACOR HOLDINGS INCCV SR UNSEC NT CPDI PNC | OTHER | 66,400,000 | $68.47M |
| 18 | - | WEB.COM GROUP INCCV SR UNSEC NT PNC | OTHER | 65,600,000 | $65.58M |
| 19 | - | MEDIDATA SOLUTIONS INCCV SR UNSEC NT | OTHER | 54,721,000 | $65.17M |
| 20 | CPHD | CEPHEID INCCV SR UNSEC NT | OTHER | 51,500,000 | $59.45M |
| 21 | SNCRL | SYNCHRONOSS TECHNOLOGIESCV SR UNSEC NT | OTHER | 51,493,000 | $57.99M |
| 22 | - | COBALT INTL ENERGY INCCV SR UNSEC NT PNC | OTHER | 78,000,000 | $57.11M |
| 23 | TTMI | TTM TECHNOLOGIES INCCV SR UNSEC NT | OTHER | 46,571,000 | $54.8M |
| 24 | CATM 1 12/01/20 | CARDTRONICS INCCV SR UNSEC NT | OTHER | 55,388,000 | $54.59M |
| 25 | - | SPECTRANETICS CORPCV SR UNSEC NT PNC | OTHER | 50,297,000 | $52.04M |
| 26 | UTIW | UTI WORLDWIDE INCCV SR UNSEC NT | OTHER | 45,135,000 | $46.1M |
| 27 | HLF | HERBALIFE LTDCV SR UNSEC NT | OTHER | 49,235,000 | $43.95M |
| 28 | - | AMTRUST FINANCIAL SERVICES INCCV SR UNSEC NT PNC CPDI | OTHER | 44,500,000 | $43.02M |
| 29 | - | EMERGENT BIOSOLUTIONSCV SR UNSEC NT PNC | OTHER | 31,164,000 | $38.71M |
| 30 | ECHO 2.5 05/01/20 | ECHO GLOBAL LOGISTICSCV SR UNSEC NT | OTHER | 35,500,000 | $38.54M |
| 31 | PODD | INSULET CORPORATIONCV SR UNSEC NT PNC | OTHER | 39,213,000 | $37.88M |
| 32 | - | WEBMD HEALTH CORPCV UNSEC NT | OTHER | 34,425,000 | $37.12M |
| 33 | DBRG 3.875 01/15/21 | COLONY CAPITAL INCCV SR UNSEC NT REIT PNC | OTHER | 35,373,000 | $37.11M |
| 34 | - | KEYW HOLDING CORPCV SR UNSEC NT | OTHER | 40,645,000 | $34.85M |
| 35 | - | INVENSENSE INCCV SR UNSEC NT | OTHER | 34,603,000 | $34.62M |
| 36 | - | CANADIAN SOLAR INCCV SR UNSEC NT PNC | OTHER | 34,695,000 | $34.12M |
| 37 | - | FINISAR CORPCV SR UNSEC NT | OTHER | 33,500,000 | $32.48M |
| 38 | ECPG | ENCORE CAPITAL GROUP INCCV SR UNSEC NT | OTHER | 29,793,000 | $32.29M |
| 39 | - | UNITED STATES STEEL CORPCV SR UNSEC NT PNC | OTHER | 28,000,000 | $31.04M |
| 40 | LNG | CHENIERE ENERGY INCCV SR UNSEC NT PNC | OTHER | 38,000,000 | $28.71M |
| 41 | - | 51JOB INCCV SR NT | OTHER | 27,738,000 | $28.31M |
| 42 | MOH | MOLINA HEALTHCARE INCCV SR UNSEC NT | OTHER | 20,900,000 | $27.53M |
| 43 | - | RESTORATION HARDWARE HOLDINGS INCCV SR UNSEC NT 144A | OTHER | 27,000,000 | $26.84M |
| 44 | SPWR 4 01/15/23 | SUNPOWER CORPCV SR UNSEC NT | OTHER | 26,975,000 | $26.06M |
| 45 | ALRPRB | ALERE INCCV SR SUB NT | OTHER | 17,613,000 | $21.9M |
| 46 | HWAY | HEALTHWAYS INCCV SR UNSEC NT | OTHER | 21,000,000 | $19.69M |
| 47 | - | TRINA SOLAR LTDCV SR UNSEC NT | OTHER | 18,510,000 | $18.78M |
| 48 | - | WEBMD HEALTH CORPCV SR UNSEC NT | OTHER | 18,300,000 | $18.74M |
| 49 | BTG | B2GOLD CORPCV SR SUB NT PNC | OTHER | 19,781,000 | $17.73M |
| 50 | - | APOLLO COMMERCIAL REAL ESTATE FIN REITCV SR UNSEC NT | OTHER | 17,000,000 | $17.05M |
| 51 | PMT 5.375 05/01/20 | PENNYMAC CORPCV SR UNSEC NT REIT | OTHER | 18,000,000 | $16.97M |
| 52 | - | BLUCORA INCCV SR UNSEC NT | OTHER | 17,033,000 | $16.93M |
| 53 | - | NEW MOUNTAIN FINANCE CORCV SR UNSEC NT | OTHER | 16,155,000 | $16.32M |
| 54 | - | TITAN MACHINERY INCCV SR UNSEC NT | OTHER | 18,853,000 | $15.48M |
| 55 | - | TPG SPECIALTY LENDING INCCV SR UNSEC NT | OTHER | 15,465,000 | $15.46M |
| 56 | VERZZZZ | AMERICAN REALTY CAP PROPCV SR UNSEC NT REIT | OTHER | 16,000,000 | $15.1M |
| 57 | VERZZZZ | AMERICAN REALTY CAP PROPCV SR UNSEC NT REIT | OTHER | 15,200,000 | $14.38M |
| 58 | PDLI | PDL BIOPHARMA INCCV SR UNSEC NT | OTHER | 14,138,000 | $13.44M |
| 59 | - | IXIACV SR UNSEC NT | OTHER | 13,230,000 | $13.22M |
| 60 | - | RAIT FINANCIAL TRUSTCV SR UNSEC NT REIT | OTHER | 15,545,000 | $13.11M |
| 61 | - | REDWOOD TRUST INCCV SR UNSEC NT REIT | OTHER | 13,399,000 | $12.87M |
| 62 | STWD | STARWOOD PROPERTY TRUSTCV SR UNSEC NT REIT | OTHER | 12,500,000 | $12.66M |
| 63 | CKH 3 11/15/28 | SEACOR HOLDINGS INCCV SR UNSEC NT CPDI | OTHER | 14,058,000 | $12.58M |
| 64 | HCI 4.25 03/01/37 | HCI GROUP INCCV SR UNSEC NT | OTHER | 12,500,000 | $12.28M |
| 65 | YY | YY INCCV SR UNSEC NT | OTHER | 12,600,000 | $11.91M |
| 66 | - | PHOTRONICS INCCV SR UNSEC NT | OTHER | 10,193,000 | $11.58M |
| 67 | - | PROSPECT CAPITAL CORPCV SR UNSEC NT | OTHER | 11,000,000 | $11.07M |
| 68 | - | SPIRIT REALTY CAPITAL INCCV SR UNSEC NT REIT | OTHER | 11,260,000 | $10.62M |
| 69 | AVHI | AV HOMES INCCV SR UNSEC NT | OTHER | 10,497,000 | $10.5M |
| 70 | - | SOUFUN HOLDINGS LIMITEDCV SR UNSEC NT | OTHER | 10,400,000 | $9.86M |
| 71 | FOR 3.75 03/01/20 | FORESTAR GROUP INCCV SR UNSEC NT | OTHER | 11,022,000 | $9.75M |
| 72 | - | ARES COMMERCIAL REAL ESTATECV SR UNSEC NT | OTHER | 9,525,000 | $9.73M |
| 73 | - | GSV CAPITAL CORPCV SR UNSEC NT | OTHER | 10,103,000 | $9.73M |
| 74 | MDRX 1.25 07/01/20 | ALLSCRIPTS HEALTHCARE SOLUTIONSCV SR UNSEC NT | OTHER | 9,235,000 | $9.56M |
| 75 | BGC | GENERAL CABLE CORPCV SUB NT MULTI-CPN PNC | OTHER | 10,895,000 | $9.28M |
| 76 | - | CHART INDUSTRIES INCCV SR SUB NT | OTHER | 9,525,000 | $9.25M |
| 77 | - | SINA CORPCV SR UNSEC NT | OTHER | 9,000,000 | $8.61M |
| 78 | ARCC 4.625 03/01/24 | ARES CAPITAL CORPCV SR UNSEC NT | OTHER | 7,900,000 | $8.21M |
| 79 | RSO | RESOURCE CAPITAL CORPCV SR UNSEC NT REIT | OTHER | 8,689,000 | $8.03M |
| 80 | HOLX | HOLOGIC INCCV SR UNSEC NT 2%/0% MULTI-CPN | OTHER | 6,500,000 | $7.92M |
| 81 | - | FIFTH STREET FINANCECV SR UNSEC NT | OTHER | 7,540,000 | $7.73M |
| 82 | VGR | VECTOR GROUP LTDCV SR UNSEC NT | OTHER | 7,000,000 | $7.71M |
| 83 | - | YANDEX NVCV SR UNSEC NT | OTHER | 8,026,000 | $6.96M |
| 84 | - | WALTER INVESTMENT MGMTCV SR SUB NT | OTHER | 8,000,000 | $6.64M |
| 85 | - | PROSPECT CAPITAL CORPCV SR UNSEC NT | OTHER | 6,909,000 | $6.52M |
| 86 | - | EXELIXIS INCCV SR SUB NT PNC | OTHER | 7,000,000 | $6.25M |
| 87 | - | ALASKA COMMUNICATIONS SYSTEMS GROUP INCCV SR SUB NT | OTHER | 6,000,000 | $6.13M |
| 88 | HOS | HORNBECK OFFSHORE SERVICESCV SR UNSEC NT | OTHER | 7,000,000 | $5.75M |
| 89 | - | SOLAZYME INCCV SR SUB NT | OTHER | 9,500,000 | $5.55M |
| 90 | - | SERVICESOURCE INTL INCCV SR UNSEC NT | OTHER | 6,400,000 | $5.46M |
| 91 | - | CORSICANTO LTDCV SR UNSEC NT | OTHER | 4,000,000 | $4.28M |
| 92 | MTCN | ARCELORMITTALMAND 6% CV SR SUB NT | OTHER | 256,300 | $4.09M |
| 93 | - | SEQUENOM INCCV SR UNSEC NT PNC | OTHER | 4,000,000 | $3.92M |
| 94 | - | GAIN CAPITAL HOLDINGS INCCV SR UNSEC NT PNC | OTHER | 3,500,000 | $3.8M |
| 95 | MTH | MERITAGE HOMES CORPCV SR UNSEC NT | OTHER | 3,500,000 | $3.74M |
| 96 | SGY | STONE ENERGY CORPCV SR UNSEC NT | OTHER | 4,000,000 | $3.69M |
| 97 | - | RYLAND GROUPCV SR UNSEC NT PNC | OTHER | 3,000,000 | $2.91M |
| 98 | - | SPECTRUM PHARMACEUTICALSCV SR UNSEC NT | OTHER | 2,500,000 | $2.36M |
| 99 | - | COBALT INTL ENERGY INCCV SR UNSEC NT | OTHER | 3,000,000 | $2.22M |
| 100 | KBH | KB HOMECV SR UNSEC NT | OTHER | 2,000,000 | $1.96M |
| 101 | - | CTRIP.COM INTERNATIONAL LTDCV SR UNSEC NT | OTHER | 1,500,000 | $1.72M |
| 102 | BMRN | BIOMARIN PHARMACEUTICALCV SR SUB NT | OTHER | 1,000,000 | $1.55M |
| 103 | REGI | RENEWABLE ENERGY GROUP ICV SR UNSEC NT | OTHER | 1,300,000 | $1.39M |
| 104 | - | ALPHA NATURAL RESOURCESCV SR UNSEC NT | OTHER | 11,365,000 | $923K |
| 127 | - | TTM TECHNOLOGIESCV SR UNSEC NT | OTHER | 0 | $0 |
| 126 | TSLA 1.25 03/01/21 | TESLA MOTORS INCCV SR UNSEC NT | OTHER | 0 | $0 |
| 125 | - | SUNPOWER CORPCV SR UNSEC NT | OTHER | 0 | $0 |
| 124 | - | ON SEMICONDUCTOR CORPCV SR SUB NT SER-B | OTHER | 0 | $0 |
| 123 | - | OMNICARE INCCV SR SUB NT CPDI | OTHER | 0 | $0 |
| 122 | NUAN 2.75 11/01/31 | NUANCE COMMUNICATIONSCV SR UNSEC NT | OTHER | 0 | $0 |
| 121 | - | MENTOR GRAPHICS CORPCV SUB UNSEC NT | OTHER | 0 | $0 |
| 120 | - | MACQUARIE INFRASTRUCTURECV SR UNSEC NT | OTHER | 0 | $0 |
| 119 | - | JARDEN CORPCV SR SUB NT | OTHER | 0 | $0 |
| 118 | - | INTEROIL CORPCV SR UNSEC NT PNC | OTHER | 0 | $0 |
| 117 | - | ICONIX BRAND GROUP INCCV SR SUB NT | OTHER | 0 | $0 |
| 116 | - | HELIX ENERGY SOLUTIONSCV SR UNSEC NT CPDI | OTHER | 0 | $0 |
| 115 | - | HEARTWARE INTERNATIONALCV SR UNSEC NT | OTHER | 0 | $0 |
| 114 | - | GOODRICH PETROLEUM CORPCV SR UNSEC NT PNC | OTHER | 0 | $0 |
| 113 | - | GOLDEN STAR RESOURCESCV SR UNSEC NT | OTHER | 0 | $0 |
| 112 | - | FLUIDIGM CORPCV SR UNSEC NT | OTHER | 0 | $0 |
| 111 | ASRT 2.5 09/01/21 | DEPOMED INCCV SR UNSEC NT PNC | OTHER | 0 | $0 |
| 110 | - | CHESAPEAKE ENERGY CORPCV SR UNSEC NT CPDI | OTHER | 0 | $0 |
| 109 | CHK | CHESAPEAKE ENERGY CORPCV SR UNSEC NT CPDI | OTHER | 0 | $0 |
| 108 | BMRN | BIOMARIN PHARMACEUTICALCV SR SUB NT | OTHER | 0 | $0 |
| 107 | - | BGC PARTNERS INCCV SR UNSEC NT | OTHER | 0 | $0 |
| 106 | - | APOLLO INVESTMENT CORPCV SR UNSEC NT | OTHER | 0 | $0 |
| 105 | - | AIR LEASE CORPCV SR UNSEC NT | OTHER | 0 | $0 |