Howard Marks - Oaktree Capital Management
As of Q2 2026, Howard Marks reported 49 long-equity positions worth $3.78B in aggregate.
It also disclosed $1.75B of put notional and $144.58M of call notional. Notional is the contracts’ face value, not the premium paid, so it is reported separately from the equity above — see the Options section below.
Copy-investor backtest
- Latest quarter
- -2.57%
- 1-year
- +42.80%
- 3-year
- +67.77%
- 5-year
- +122.77%
- 3-year vs S&P 500
- -5.47%
- 5-year vs S&P 500
- +49.09%
- 5-year top 5
- +183.78%
Return from mechanically copying the disclosed 13F equity portfolio after each filing and rebalancing at the next. The vs S&P 500 figures subtract SPY over that manager's own rebalance dates, so both sides cover the same days; both are price return, excluding dividends. Method & limitations.
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Updated 2026-09-12 from SEC 13F data.
Live quotes available for 50 of 221 rows. Rows without a quote are marked unavailable.
| 1 | SBLK | STAR BULK CARRIERS CORP | 9.53% | - | 39,006,017 | $572.61M | $14.68 | |
| 2 | VST | VISTRA CORP | 8.81% | Reduce -1.1% | 29,936,602 | $529.28M | $17.68 | |
| 3 | EXE | CHESAPEAKE ENERGY CORP | 8.62% | New | 11,939,117 | $518.04M | $43.39 | |
| 4 | ALLY | ALLY FINANCIAL INC | 8.41% | Reduce -20.3% | 11,174,687 | $505.21M | $45.21 | |
| 5 | TRMD | TORM PLC | 8.18% | - | 53,812,988 | $491.53M | $9.13 | |
| 6 | COLD | AMERICOLD REALTY TRUST | 7.54% | - | 11,771,646 | $452.86M | $38.47 | |
| 7 | STKL | SUNOPTA INC | 5.09% | Add +156.1% | 20,726,126 | $306.13M | $14.77 | |
| 8 | PCG | PG&E CORP | 4.38% | - | 22,500,000 | $263.48M | $11.71 | |
| 9 | INFN | INFINERA CORP | 4.03% | - | 25,175,384 | $242.44M | No quote | No quote |
| 10 | SHLS | SHOALS TECHNOLOGIES GROUP INC | 2.88% | New | 4,977,751 | $173.13M | No quote | No quote |
| 11 | CX | CEMEX SAB DE CV | 2.78% | Reduce -2.2% | 23,951,583 | $166.94M | $6.97 | |
| 12 | EGLE | EAGLE BULK SHIPPING INC | 2.34% | Reduce -7.9% | 3,887,224 | $140.41M | No quote | No quote |
| 13 | ITUB | ITAU UNIBANCO HOLDING SA | 2.07% | Reduce -2.5% | 25,086,742 | $124.43M | $4.96 | |
| 14 | NMIH | NMI HOLDINGS INC | 1.91% | Reduce -2.0% | 4,865,000 | $115.01M | $23.64 | |
| 15 | SMCI | SUPER MICRO COMPUTER INC | 1.85% | Reduce -14.1% | 2,850,000 | $111.32M | No quote | No quote |
| 16 | VALE | VALE SA | 1.84% | Reduce -5.8% | 6,368,157 | $110.68M | $17.38 | |
| 17 | IBN | ICICI BANK LTD | 1.38% | Reduce -16.0% | 5,167,262 | $82.83M | $16.03 | |
| 18 | PBR | PETROLEO BRASILEIRO SA | 1.35% | Add +51.3% | 9,548,807 | $80.97M | $8.48 | |
| 19 | BBD | BANCO BRADESCO SA | 1.24% | Add +10.9% | 15,815,882 | $74.34M | No quote | No quote |
| 20 | AU | ANGLOGOLD ASHANTI LTD | 1.23% | Add +8.6% | 3,370,107 | $74.04M | $21.97 | |
| 21 | BRY | BERRY CORP | 1.18% | - | 12,913,313 | $71.15M | No quote | No quote |
| 22 | MX | MAGNACHIP SEMICONDUCTOR CORP | 1.17% | Reduce -11.9% | 2,831,537 | $70.51M | $24.90 | |
| 23 | EQR | EQUITY RESIDENTIAL | 1.10% | Add +94.3% | 927,000 | $66.4M | $71.63 | |
| 24 | KRC | KILROY REALTY CORP | 0.99% | New | 910,011 | $59.72M | $65.63 | |
| 25 | COOP | MR COOPER GROUP INC | 0.87% | - | 1,507,286 | $52.39M | No quote | No quote |
| 26 | LBTYK | Liberty Global PLC | 0.85% | Reduce -1.0% | 2,000,000 | $51.08M | $25.54 | |
| 27 | HIMS | HIMS & HERS HEALTH INC | 0.83% | New | 3,773,437 | $49.92M | No quote | No quote |
| 28 | FTAI | FORTRESS TRANSPORTATION AND INFRASTRUCTURE INVESTORS LLC | 0.77% | New | 1,643,110 | $46.32M | $28.19 | |
| 29 | AZUL | AZUL SA | 0.72% | Reduce -5.7% | 2,133,957 | $43.09M | No quote | No quote |
| 30 | MTG | MGIC INVESTMENT CORP | 0.70% | Reduce -2.4% | 3,020,000 | $41.83M | $13.85 | |
| 31 | XOG | EXTRACTION OIL & GAS INC | 0.67% | New | 1,113,995 | $40.04M | No quote | No quote |
| 32 | UNIT | UNITI GROUP INC | 0.62% | - | 3,397,592 | $37.48M | $11.03 | |
| 33 | BATL | BATTALION OIL CORP | 0.55% | - | 3,009,912 | $32.75M | $10.88 | |
| 34 | AFYA | AFYA LTD | 0.51% | Reduce -6.6% | 1,661,906 | $30.9M | $18.59 | |
| 35 | XEC | CIMAREX ENERGY CO | 0.41% | - | 415,735 | $24.69M | No quote | No quote |
| 36 | TV | GRUPO TELEVISA SAB | 0.38% | Reduce -3.8% | 2,596,801 | $23.01M | No quote | No quote |
| 37 | MELI | MERCADOLIBRE INC | 0.29% | Reduce -7.0% | 11,998 | $17.66M | $1472.16 | |
| 38 | LBRDK | LIBERTY BROADBAND CORP | 0.22% | - | 86,999 | $13.06M | $150.14 | |
| 39 | PAM | PAMPA ENERGIA SA | 0.21% | - | 849,000 | $12.6M | No quote | No quote |
| 40 | TEO | TELECOM ARGENTINA SA | 0.21% | - | 2,260,500 | $12.48M | $5.52 | |
| 41 | TGS | TRANSPORTADORA DE GAS DEL SUR SA | 0.16% | - | 1,994,729 | $9.63M | No quote | No quote |
| 42 | BELFB | BEL FUSE INC | 0.15% | - | 462,679 | $9.2M | $19.89 | |
| 43 | VIST | VISTA OIL & GAS SAB DE CV | 0.13% | - | 3,133,000 | $8.02M | $2.56 | |
| 44 | BAK | BRASKEM SA | 0.12% | - | 519,550 | $7.39M | No quote | No quote |
| 45 | ASC | ARDMORE SHIPPING CORP | 0.12% | - | 1,600,000 | $7.26M | No quote | No quote |
| 46 | IEA | INFRASTRUCTURE AND ENERGY ALTERNATIVES INC | 0.12% | Add +819.3% | 431,184 | $7.03M | No quote | No quote |
| 47 | NYCBPRU | NEW YORK COMMUNITY BANCORP INC | 0.07% | New | 89,250 | $4.46M | No quote | No quote |
| 48 | INDA | ISHARES MSCI INDIA ETF | 0.06% | Add +7.5% | 86,900 | $3.67M | $42.17 | |
| 49 | OIBZQ | OI SA | 0.06% | - | 2,201,646 | $3.65M | No quote | No quote |
| 50 | OCSI | OAKTREE STRATEGIC INCOME CORP | 0.06% | - | 392,000 | $3.33M | No quote | No quote |
| 51 | VEON | VEON LTD | 0.05% | Reduce -10.7% | 1,677,722 | $2.97M | No quote | No quote |
| 52 | SRNEQ | SORRENTO THERAPEUTICS INC | 0.04% | New | 320,000 | $2.65M | No quote | No quote |
| 53 | LOMA | LOMA NEGRA CIA INDUSTRIAL ARGENTINA SA | 0.04% | - | 342,000 | $2.16M | $6.33 | |
| 54 | OCSL | OAKTREE SPECIALTY LENDING CORP | 0.03% | - | 276,000 | $1.71M | $6.20 | |
| 55 | BELFA | BEL FUSE INC | 0.02% | - | 71,613 | $1.33M | No quote | No quote |
| 56 | AMPY | AMPLIFY ENERGY CORP | 0.02% | - | 410,041 | $1.14M | $2.78 | |
| 57 | CRC | CALIFORNIA RESOURCES CORP | 0.01% | Reduce -84.3% | 27,162 | $653K | $24.04 | |
| 65 | TSQ | TOWNSQUARE MEDIA INC | - | Sold | 0 | $0 | No quote | No quote |
| 64 | TSM | TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD | - | Sold | 0 | $0 | No quote | No quote |
| 63 | CHRD | OASIS PETROLEUM INC | - | Sold | 0 | $0 | No quote | No quote |
| 62 | LU | LUFAX HOLDING LTD | - | Sold | 0 | $0 | No quote | No quote |
| 61 | LEA | LEAR CORP | - | Sold | 0 | $0 | No quote | No quote |
| 60 | KC | KINGSOFT CORP LTD | - | Sold | 0 | $0 | No quote | No quote |
| 59 | HFRO | HIGHLAND INCOME FUND | - | Sold | 0 | $0 | No quote | No quote |
| 58 | AMX | AMERICA MOVIL SAB DE CV | - | Sold | 0 | $0 | No quote | No quote |
Options positions
Put = right to sell at strike (a bearish bet). Call = right to buy at strike (bullish via leverage). The notional column shows the underlying market value reported to the SEC, not the option premium paid - these don't add to the long-equity % portfolio above.
Other instruments
Bonds, warrants, or non-share principal positions reported alongside the equity portfolio.
| 1 | EGKPF | EAGLE BULK SHIPPING INCCONVERTIBLE BOND | OTHER | 49,130,000 | $54.59M |
| 2 | ACR 4.5 08/15/22 | ACRES COMMERCIAL REALTY CORPCONVERTIBLE BOND | OTHER | 53,691,000 | $51.01M |
| 3 | DISH 3.375 08/15/26 | DISH NETWORK CORPCONVERTIBLE BOND | OTHER | 33,604,000 | $32.39M |
| 4 | ABR | ARBOR REALTY TRUST INCCONVERTIBLE BOND | OTHER | 26,063,000 | $27.27M |
| 5 | MNDT 1.625 06/01/35 B | FIREEYE INCCONVERTIBLE BOND | OTHER | 27,378,000 | $27.26M |
| 6 | FTV | FORTIVE CORPCONVERTIBLE BOND | OTHER | 22,298,000 | $22.72M |
| 7 | SUPN | SUPERNUS PHARMACEUTICALS INCCONVERTIBLE BOND | OTHER | 22,802,000 | $22.1M |
| 8 | - | BLACKSTONE MORTGAGE TRUST INCCONVERTIBLE BOND | OTHER | 20,279,000 | $20.82M |
| 9 | STWD 4.375 04/01/23 | STARWOOD PROPERTY TRUST INCCONVERTIBLE BOND | OTHER | 18,487,000 | $19.35M |
| 10 | HOPE 2 05/15/38 | HOPE BANCORP INCCONVERTIBLE BOND | OTHER | 19,342,000 | $19.07M |
| 11 | ARI 4.75 08/23/22 | APOLLO COMMERCIAL REAL ESTATE FINANCE INCCONVERTIBLE BOND | OTHER | 17,987,000 | $18.1M |
| 12 | DISH 2.375 03/15/24 | DISH NETWORK CORPCONVERTIBLE BOND | OTHER | 18,334,000 | $17.69M |
| 13 | WDC 1.5 02/01/24 | WESTERN DIGITAL CORPCONVERTIBLE BOND | OTHER | 17,230,000 | $17.68M |
| 14 | ICPT 3.25 07/01/23 | INTERCEPT PHARMACEUTICALS INCCONVERTIBLE BOND | OTHER | 21,435,000 | $17.55M |
| 15 | GBX 2.875 02/01/24 | GREENBRIER COS INC/THECONVERTIBLE BOND | OTHER | 16,047,000 | $17.53M |
| 16 | MFA | MFA FINANCIAL INCCONVERTIBLE BOND | OTHER | 17,395,000 | $17.4M |
| 17 | NTNX | NUTANIX INCCONVERTIBLE BOND | OTHER | 16,341,000 | $16.02M |
| 18 | LGND 0.75 05/15/23 | LIGAND PHARMACEUTICALS INCCONVERTIBLE BOND | OTHER | 15,259,000 | $15.91M |
| 19 | - | PENNYMAC MORTGAGE INVESTMENT TRUSTCONVERTIBLE BOND | OTHER | 15,647,000 | $15.83M |
| 20 | GSBD 4.5 04/01/22 | GOLDMAN SACHS BDC INCCONVERTIBLE BOND | OTHER | 14,993,000 | $15.5M |
| 21 | PS | PLURALSIGHT INCCONVERTIBLE BOND | OTHER | 15,689,999 | $15.49M |
| 22 | DBRG 3.875 01/15/21 | COLONY CAPITAL INCCONVERTIBLE BOND | OTHER | 14,915,000 | $15.06M |
| 23 | HTGC 4.375 02/01/22 | HERCULES CAPITAL INCCONVERTIBLE BOND | OTHER | 14,548,000 | $14.91M |
| 24 | ARCC 4.625 03/01/24 | ARES CAPITAL CORPCONVERTIBLE BOND | OTHER | 13,431,000 | $14.67M |
| 25 | KREF 6.125 05/15/23 | KKR REAL ESTATE FINANCE TRUST INCCONVERTIBLE BOND | OTHER | 14,221,000 | $14.65M |
| 26 | NMFC 5.75 08/15/23 | NEW MOUNTAIN FINANCE CORPCONVERTIBLE BOND | OTHER | 13,536,000 | $14.18M |
| 27 | MIC 2 10/01/23 | MACQUARIE INFRASTRUCTURE CORPCONVERTIBLE BOND | OTHER | 14,373,000 | $14.12M |
| 28 | THRX | INNOVIVA INCCONVERTIBLE BOND | OTHER | 13,630,000 | $13.69M |
| 29 | SFL 5.75 10/15/21 | SFL CORP LTDCONVERTIBLE BOND | OTHER | 12,859,000 | $12.92M |
| 30 | JAZZ 1.875 08/15/21 | JAZZ PHARMACEUTICALS PLCCONVERTIBLE BOND | OTHER | 12,479,000 | $12.8M |
| 31 | - | REDWOOD TRUST INCCONVERTIBLE BOND | OTHER | 12,680,000 | $12.7M |
| 32 | - | SPIRIT REALTY CAPITAL INCCONVERTIBLE BOND | OTHER | 12,385,000 | $12.62M |
| 33 | NEWR | NEW RELIC INCCONVERTIBLE BOND | OTHER | 11,765,000 | $11.5M |
| 34 | - | ALTERYX INCCONVERTIBLE BOND | OTHER | 11,956,000 | $11.29M |
| 35 | NUVA | NUVASIVE INCCONVERTIBLE BOND | OTHER | 10,928,000 | $11.19M |
| 36 | PGEN | PRECIGEN INCCONVERTIBLE BOND | OTHER | 12,950,000 | $11.11M |
| 37 | ARCC 4.625 03/01/24 | ARES CAPITAL CORPCONVERTIBLE BOND | OTHER | 10,336,000 | $10.66M |
| 38 | VSH 2.25 06/15/25 | VISHAY INTERTECHNOLOGY INCCONVERTIBLE BOND | OTHER | 9,520,999 | $10.38M |
| 39 | - | LIBERTY LATIN AMERICA LTDCONVERTIBLE BOND | OTHER | 10,479,000 | $10.37M |
| 40 | NYMT 6.25 01/15/22 | NEW YORK MORTGAGE TRUST INCCONVERTIBLE BOND | OTHER | 9,829,000 | $10.08M |
| 41 | TLRY 5 10/01/23 | TILRAY INCCONVERTIBLE BOND | OTHER | 10,761,000 | $9.99M |
| 42 | HLX 4.25 05/01/22 | HELIX ENERGY SOLUTIONS GROUP INCCONVERTIBLE BOND | OTHER | 9,855,000 | $9.63M |
| 43 | CKH 3 11/15/28 | SEACOR HOLDINGS INCCONVERTIBLE BOND | OTHER | 9,593,000 | $9.46M |
| 44 | QGEN 1 11/13/24 | Qiagen NVCONVERTIBLE BOND | OTHER | 7,800,000 | $9.38M |
| 45 | - | BLACKROCK TCP CAPITAL CORPCONVERTIBLE BOND | OTHER | 9,113,000 | $9.38M |
| 46 | - | TRAVERE THERAPEUTICS INCCONVERTIBLE BOND | OTHER | 8,986,000 | $9.29M |
| 47 | EZPW 2.375 05/01/25 | EZCORP INCCONVERTIBLE BOND | OTHER | 11,161,000 | $9.15M |
| 48 | BKNG 0.9 09/15/21 | BOOKING HOLDINGS INCCONVERTIBLE BOND | OTHER | 7,733,000 | $9.08M |
| 49 | WB 1.25 11/15/22 | WEIBO CORPCONVERTIBLE BOND | OTHER | 9,292,000 | $8.98M |
| 50 | AKAM | AKAMAI TECHNOLOGIES INCCONVERTIBLE BOND | OTHER | 7,995,000 | $8.71M |
| 51 | GLNG 2.75 02/15/22 | GOLAR LNG LTDCONVERTIBLE BOND | OTHER | 8,493,000 | $8.27M |
| 52 | - | PRETIUM RESOURCES INCCONVERTIBLE BOND | OTHER | 8,010,000 | $8.26M |
| 53 | - | BENEFITFOCUS INCCONVERTIBLE BOND | OTHER | 8,769,000 | $8.06M |
| 54 | EEFT | EURONET WORLDWIDE INCCONVERTIBLE BOND | OTHER | 7,000,000 | $8.01M |
| 55 | JAZZ 1.875 08/15/21 | JAZZ PHARMACEUTICALS PLCCONVERTIBLE BOND | OTHER | 7,193,000 | $7.8M |
| 56 | TWTR 1 09/15/21 | TWITTER INCCONVERTIBLE BOND | OTHER | 7,374,000 | $7.66M |
| 57 | VECO 2.7 01/15/23 | VEECO INSTRUMENTS INCCONVERTIBLE BOND | OTHER | 7,806,000 | $7.65M |
| 58 | - | PEBBLEBROOK HOTEL TRUSTCONVERTIBLE BOND | OTHER | 6,500,000 | $7.64M |
| 59 | - | AURORA CANNABIS INCCONVERTIBLE BOND | OTHER | 8,608,000 | $7.62M |
| 60 | PATK 1 02/01/23 | PATRICK INDUSTRIES INCCONVERTIBLE BOND | OTHER | 6,270,000 | $7.38M |
| 61 | PDCE 1.125 09/15/21 | PDC ENERGY INCCONVERTIBLE BOND | OTHER | 6,767,000 | $6.78M |
| 62 | RDUS 3 09/01/24 | RADIUS HEALTH INCCONVERTIBLE BOND | OTHER | 7,173,000 | $6.7M |
| 63 | TBPH 3.25 11/01/23 | THERAVANCE BIOPHARMA INCCONVERTIBLE BOND | OTHER | 6,543,000 | $6.66M |
| 64 | - | PROOFPOINT INCCONVERTIBLE BOND | OTHER | 6,000,000 | $6.43M |
| 65 | STNG 3 05/15/22 | SCORPIO TANKERS INCCONVERTIBLE BOND | OTHER | 6,361,000 | $6.33M |
| 66 | DY 0.75 09/15/21 | DYCOM INDUSTRIES INCCONVERTIBLE BOND | OTHER | 5,780,000 | $6.32M |
| 67 | MOMO 1.25 07/01/25 | MOMO INCCONVERTIBLE BOND | OTHER | 7,173,000 | $6.31M |
| 68 | SSRM | SSR MINING INCCONVERTIBLE BOND | OTHER | 5,357,999 | $6.3M |
| 69 | - | INTEGRA LIFESCIENCES HOLDINGS CORPCONVERTIBLE BOND | OTHER | 5,400,000 | $6.03M |
| 70 | - | EVOLENT HEALTH INCCONVERTIBLE BOND | OTHER | 5,526,000 | $5.97M |
| 71 | TISI | TEAM INCCONVERTIBLE BOND | OTHER | 5,926,000 | $5.87M |
| 72 | SFL 5.75 10/15/21 | SFL CORP LTDCONVERTIBLE BOND | OTHER | 5,990,000 | $5.86M |
| 73 | OACBWS | OAKTREE ACQUISITION CORP IIWARRANT | OTHER | 4,666,667 | $5.83M |
| 74 | - | GREENLIGHT CAPITAL RE LTDCONVERTIBLE BOND | OTHER | 6,221,000 | $5.77M |
| 75 | - | HELIX ENERGY SOLUTIONS GROUP INCCONVERTIBLE BOND | OTHER | 5,780,000 | $5.59M |
| 76 | HLF 2.625 03/15/24 | HERBALIFE NUTRITION LTDCONVERTIBLE BOND | OTHER | 5,341,000 | $5.58M |
| 77 | - | IQIYI INCCONVERTIBLE BOND | OTHER | 5,900,000 | $5.48M |
| 78 | - | CYBERARK SOFTWARE LTDCONVERTIBLE BOND | OTHER | 5,000,000 | $5.42M |
| 79 | CAMP 2 08/01/25 | CALAMP CORPCONVERTIBLE BOND | OTHER | 5,878,000 | $5.33M |
| 80 | NRG 2.75 06/01/48 | NRG ENERGY INCCONVERTIBLE BOND | OTHER | 4,500,000 | $5.26M |
| 81 | - | PARATEK PHARMACEUTICALS INCCONVERTIBLE BOND | OTHER | 5,780,000 | $5.23M |
| 82 | LUV | SOUTHWEST AIRLINES COCONVERTIBLE BOND | OTHER | 3,012,000 | $5.19M |
| 83 | CNMD | CONMED CORPCONVERTIBLE BOND | OTHER | 3,300,000 | $5.17M |
| 84 | - | ATLAS AIR WORLDWIDE HOLDINGS INCCONVERTIBLE BOND | OTHER | 4,783,000 | $5.08M |
| 85 | - | QUOTIENT TECHNOLOGY INCCONVERTIBLE BOND | OTHER | 4,383,000 | $5.05M |
| 86 | PDD | PINDUODUO INCCONVERTIBLE BOND | OTHER | 4,750,000 | $5.05M |
| 87 | FWONK 1 01/30/23 | LIBERTY MEDIA CORP-LIBERTY FORMULA ONECONVERTIBLE BOND | OTHER | 3,951,000 | $5.03M |
| 88 | TCOM 1 07/01/20 | TRIP.COM GROUP LTDCONVERTIBLE BOND | OTHER | 4,978,000 | $4.88M |
| 89 | - | CLOVIS ONCOLOGY INCCONVERTIBLE BOND | OTHER | 6,349,000 | $4.86M |
| 90 | IVC | INVACARE CORPCONVERTIBLE BOND | OTHER | 4,981,000 | $4.84M |
| 91 | NR 4 12/01/21 | NEWPARK RESOURCES INCCONVERTIBLE BOND | OTHER | 4,823,000 | $4.8M |
| 92 | MTOR 3.25 10/15/37 | MERITOR INCCONVERTIBLE BOND | OTHER | 4,067,000 | $4.78M |
| 93 | MCHP | MICROCHIP TECHNOLOGY INCCONVERTIBLE BOND | OTHER | 4,000,000 | $4.75M |
| 94 | - | AVAYA HOLDINGS CORPCONVERTIBLE BOND | OTHER | 3,713,000 | $4.6M |
| 95 | - | SHOPIFY INCCONVERTIBLE BOND | OTHER | 4,000,000 | $4.58M |
| 96 | - | AERIE PHARMACEUTICALS INCCONVERTIBLE BOND | OTHER | 4,000,000 | $4.15M |
| 97 | - | AIR TRANSPORT SERVICES GROUP INCCONVERTIBLE BOND | OTHER | 3,564,000 | $4M |
| 98 | - | TABULA RASA HEALTHCARE INCCONVERTIBLE BOND | OTHER | 3,922,000 | $3.98M |
| 99 | - | PURE STORAGE INCCONVERTIBLE BOND | OTHER | 3,429,000 | $3.8M |
| 100 | - | JOYY INCCONVERTIBLE BOND | OTHER | 3,000,000 | $3.59M |
| 101 | GPRE 4.125 09/01/22 | GREEN PLAINS INCCONVERTIBLE BOND | OTHER | 2,989,000 | $3.58M |
| 102 | WIFI 1 10/01/23 | BOINGO WIRELESS INCCONVERTIBLE BOND | OTHER | 3,587,000 | $3.55M |
| 103 | GPRE 4.125 09/01/22 | GREEN PLAINS INCCONVERTIBLE BOND | OTHER | 3,000,000 | $3.37M |
| 104 | - | NEOGENOMICS INCCONVERTIBLE BOND | OTHER | 3,300,000 | $3.34M |
| 105 | VG | VONAGE HOLDINGS CORPCONVERTIBLE BOND | OTHER | 3,083,000 | $3.25M |
| 106 | - | HERITAGE INSURANCE HOLDINGS INCCONVERTIBLE BOND | OTHER | 3,111,000 | $3.23M |
| 107 | - | IQIYI INCCONVERTIBLE BOND | OTHER | 3,000,000 | $3.11M |
| 108 | EXAS 0.375 03/15/27 | EXACT SCIENCES CORPCONVERTIBLE BOND | OTHER | 2,250,000 | $3.09M |
| 109 | PODD | INSULET CORPCONVERTIBLE BOND | OTHER | 2,115,000 | $2.82M |
| 110 | - | APOLLO COMMERCIAL REAL ESTATE FINANCE INCCONVERTIBLE BOND | OTHER | 2,723,000 | $2.7M |
| 111 | - | ATLAS AIR WORLDWIDE HOLDINGS INCCONVERTIBLE BOND | OTHER | 1,914,000 | $2.29M |
| 112 | MNDT 1 06/01/35 A | FIREEYE INCCONVERTIBLE BOND | OTHER | 1,978,000 | $2.24M |
| 113 | - | BLACKSTONE MORTGAGE TRUST INCCONVERTIBLE BOND | OTHER | 2,088,000 | $2.16M |
| 114 | TMST 6 06/01/21 | TIMKENSTEEL CORPCONVERTIBLE BOND | OTHER | 1,933,000 | $1.98M |
| 115 | LITE | LUMENTUM HOLDINGS INCCONVERTIBLE BOND | OTHER | 1,649,000 | $1.93M |
| 116 | AAL | AMERICAN AIRLINES GROUP INCCONVERTIBLE BOND | OTHER | 1,100,000 | $1.89M |
| 117 | INSM 1.75 01/15/25 | INSMED INCCONVERTIBLE BOND | OTHER | 1,562,999 | $1.75M |
| 118 | HTHT 0.375 11/01/22 | HUAZHU GROUP LTDCONVERTIBLE BOND | OTHER | 1,000,000 | $1.31M |
| 119 | ILMN | ILLUMINA INCCONVERTIBLE BOND | OTHER | 1,000,000 | $1.2M |
| 120 | - | RINGCENTRAL INCCONVERTIBLE BOND | OTHER | 1,000,000 | $1.1M |
| 121 | - | WORKDAY INCCONVERTIBLE BOND | OTHER | 600,000 | $1.04M |
| 122 | HCI 4.25 03/01/37 | HCI GROUP INCCONVERTIBLE BOND | OTHER | 777,000 | $1M |
| 123 | TWO 6.25 01/15/22 | TWO HARBORS INVESTMENT CORPCONVERTIBLE BOND | OTHER | 961,000 | $985K |
| 124 | VIAV 1 03/01/24 | VIAVI SOLUTIONS INCCONVERTIBLE BOND | OTHER | 664,000 | $876K |
| 125 | - | CORENERGY INFRASTRUCTURE TRUST INCCONVERTIBLE BOND | OTHER | 581,000 | $538K |
| 153 | WK | WORKIVA INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 152 | VRNT | VERINT SYSTEMS INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 151 | TWTR 1 09/15/21 | TWITTER INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 150 | - | TURNING POINT BRANDS INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 149 | TEVA 0.25 02/01/26 C | TEVA PHARMACEUTICAL INDUSTRIES LTDCONVERTIBLE BOND | OTHER | 0 | $0 |
| 148 | TSLA 2.375 03/15/22 | TESLA INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 147 | SYNA 0.5 06/15/22 | SYNAPTICS INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 146 | SPWR 4 01/15/23 | SUNPOWER CORPCONVERTIBLE BOND | OTHER | 0 | $0 |
| 145 | SPWR 4 01/15/23 | SUNPOWER CORPCONVERTIBLE BOND | OTHER | 0 | $0 |
| 144 | - | Q2 HOLDINGS INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 143 | PRAA 3.5 06/01/23 | PRA GROUP INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 142 | - | PINDUODUO INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 141 | ON 1 12/01/20 | ON SEMICONDUCTOR CORPCONVERTIBLE BOND | OTHER | 0 | $0 |
| 140 | GMED 2.25 03/15/21 | NUVASIVE INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 139 | VAC 1.5 09/15/22 | MARRIOTT VACATIONS WORLDWIDE CORPCONVERTIBLE BOND | OTHER | 0 | $0 |
| 138 | - | LIVE NATION ENTERTAINMENT INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 137 | - | INVITATION HOMES INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 136 | - | INVITAE CORPCONVERTIBLE BOND | OTHER | 0 | $0 |
| 135 | IIVI | II-VI INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 134 | GES | GUESS INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 133 | FLXN 3.375 05/01/24 | FLEXION THERAPEUTICS INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 132 | ECPG 2.875 03/15/21 | ENCORE CAPITAL GROUP INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 131 | CREE | CREE INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 130 | DBRG 3.875 01/15/21 | COLONY CAPITAL INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 129 | CLF 1.5 01/15/25 | CLEVELAND-CLIFFS INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 128 | - | CHEFS WAREHOUSE INC/THECONVERTIBLE BOND | OTHER | 0 | $0 |
| 127 | BL | BLACKLINE INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 126 | - | ALLEGHENY TECHNOLOGIES INCCONVERTIBLE BOND | OTHER | 0 | $0 |