Howard Marks - Oaktree Capital Management
As of Q2 2026, Howard Marks reported 49 long-equity positions worth $3.78B in aggregate.
It also disclosed $1.75B of put notional and $144.58M of call notional. Notional is the contracts’ face value, not the premium paid, so it is reported separately from the equity above — see the Options section below.
Copy-investor backtest
- Latest quarter
- -2.57%
- 1-year
- +42.80%
- 3-year
- +67.77%
- 5-year
- +122.77%
- 3-year vs S&P 500
- -5.47%
- 5-year vs S&P 500
- +49.09%
- 5-year top 5
- +183.78%
Return from mechanically copying the disclosed 13F equity portfolio after each filing and rebalancing at the next. The vs S&P 500 figures subtract SPY over that manager's own rebalance dates, so both sides cover the same days; both are price return, excluding dividends. Method & limitations.
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Updated 2026-09-12 from SEC 13F data.
Live quotes available for 50 of 218 rows. Rows without a quote are marked unavailable.
| 1 | VST | VISTRA CORP | 12.77% | - | 30,278,055 | $595.27M | $19.66 | |
| 2 | ALLY | ALLY FINANCIAL INC | 10.73% | Reduce -2.0% | 14,026,541 | $500.19M | $35.66 | |
| 3 | COLD | AMERICOLD REALTY TRUST | 9.43% | New | 11,771,646 | $439.44M | $37.33 | |
| 4 | TRMD | TORM PLC | 8.54% | Add +0.9% | 53,812,988 | $398.06M | $7.40 | |
| 5 | SBLK | STAR BULK CARRIERS CORP | 7.39% | - | 39,006,017 | $344.42M | $8.83 | |
| 6 | PCG | PG&E CORP | 6.01% | - | 22,500,000 | $280.35M | $12.46 | |
| 7 | INFN | INFINERA CORP | 5.66% | - | 25,175,384 | $263.84M | No quote | No quote |
| 8 | ITUB | ITAU UNIBANCO HOLDING SA | 3.36% | Add +29.8% | 25,728,310 | $156.69M | $6.09 | |
| 9 | CX | CEMEX SAB DE CV | 2.72% | Add +2.3% | 24,487,334 | $126.6M | $5.17 | |
| 10 | VALE | VALE SA | 2.43% | Add +55.2% | 6,756,996 | $113.25M | $16.76 | |
| 11 | NMIH | NMI HOLDINGS INC | 2.41% | Add +2.0% | 4,964,000 | $112.43M | $22.65 | |
| 12 | SMCI | SUPER MICRO COMPUTER INC | 2.25% | Add +1.1% | 3,319,176 | $105.09M | No quote | No quote |
| 13 | STKL | SUNOPTA INC | 2.03% | - | 8,092,699 | $94.44M | $11.67 | |
| 14 | IBN | ICICI BANK LTD | 1.96% | Add +1.7% | 6,154,053 | $91.45M | $14.86 | |
| 15 | EGLE | EAGLE BULK SHIPPING INC | 1.72% | - | 4,220,591 | $80.19M | No quote | No quote |
| 16 | BBD | BANCO BRADESCO SA | 1.61% | Add +94.2% | 14,261,189 | $75.01M | No quote | No quote |
| 17 | PBR | PETROLEO BRASILEIRO SA | 1.52% | Add +55.5% | 6,311,209 | $70.87M | $11.23 | |
| 18 | AU | ANGLOGOLD ASHANTI LTD | 1.51% | Add +8.0% | 3,101,986 | $70.17M | $22.62 | |
| 19 | AZUL | AZUL SA | 1.11% | Add +35.3% | 2,262,454 | $51.63M | No quote | No quote |
| 20 | LBTYK | Liberty Global PLC | 1.02% | Add +1.0% | 2,020,000 | $47.77M | $23.65 | |
| 21 | BRY | BERRY PETROLEUM CO LLC | 1.02% | - | 12,913,313 | $47.52M | No quote | No quote |
| 22 | COOP | MR COOPER GROUP INC | 1.00% | Reduce -13.1% | 1,507,286 | $46.77M | No quote | No quote |
| 23 | AFYA | AFYA LTD | 0.97% | Add +1.6% | 1,780,040 | $45.04M | $25.30 | |
| 24 | TSM | TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD | 0.93% | Reduce -84.3% | 398,949 | $43.5M | $109.04 | |
| 25 | MX | MAGNACHIP SEMICONDUCTOR CORP | 0.93% | Add +9.4% | 3,214,537 | $43.46M | $13.52 | |
| 26 | AMX | AMERICA MOVIL SAB DE CV | 0.87% | Add +1.7% | 2,778,470 | $40.4M | No quote | No quote |
| 27 | UNIT | UNITI GROUP INC | 0.85% | Reduce -24.1% | 3,397,592 | $39.85M | $11.73 | |
| 28 | MTG | MGIC INVESTMENT CORP | 0.83% | Add +2.4% | 3,093,000 | $38.82M | $12.55 | |
| 29 | LU | LUFAX HOLDING LTD | 0.81% | New | 2,645,651 | $37.57M | No quote | No quote |
| 30 | EQR | EQUITY RESIDENTIAL | 0.61% | Add +67.4% | 477,000 | $28.28M | $59.28 | |
| 31 | BATL | BATTALION OIL CORP | 0.54% | - | 3,009,912 | $24.98M | $8.30 | |
| 32 | TV | GRUPO TELEVISA SAB | 0.48% | Add +24.6% | 2,700,150 | $22.25M | No quote | No quote |
| 33 | KC | KINGSOFT CORP LTD | 0.47% | Reduce -31.4% | 505,676 | $22.02M | No quote | No quote |
| 34 | MELI | MERCADOLIBRE INC | 0.46% | Reduce -50.8% | 12,894 | $21.6M | $1675.20 | |
| 35 | XEC | CIMAREX ENERGY CO | 0.33% | - | 415,735 | $15.59M | No quote | No quote |
| 36 | TEO | TELECOM ARGENTINA SA | 0.32% | - | 2,260,500 | $14.83M | $6.56 | |
| 37 | LBRDK | LIBERTY BROADBAND CORP | 0.30% | New | 86,999 | $13.78M | $158.37 | |
| 38 | PAM | PAMPA ENERGIA SA | 0.25% | - | 849,000 | $11.7M | No quote | No quote |
| 39 | TSQ | TOWNSQUARE MEDIA INC | 0.23% | - | 1,595,224 | $10.62M | No quote | No quote |
| 40 | CHRD | OASIS PETROLEUM INC | 0.23% | New | 285,918 | $10.6M | $37.06 | |
| 41 | TGS | TRANSPORTADORA DE GAS DEL SUR SA | 0.22% | - | 1,994,729 | $10.37M | No quote | No quote |
| 42 | VIST | VISTA OIL & GAS SAB DE CV | 0.17% | - | 3,133,000 | $8.02M | $2.56 | |
| 43 | BELFB | BEL FUSE INC | 0.15% | - | 462,679 | $6.95M | $15.03 | |
| 44 | ASC | ARDMORE SHIPPING CORP | 0.11% | - | 1,600,000 | $5.23M | No quote | No quote |
| 45 | BAK | BRASKEM SA | 0.10% | - | 519,550 | $4.68M | No quote | No quote |
| 46 | OIBZQ | OI SA | 0.10% | - | 2,201,646 | $4.47M | No quote | No quote |
| 47 | HFRO | HIGHLAND INCOME FUND | 0.09% | Reduce -14.9% | 400,000 | $4.11M | No quote | No quote |
| 48 | CRC | CALIFORNIA RESOURCES CORP | 0.09% | New | 172,465 | $4.07M | $23.59 | |
| 49 | INDA | ISHARES MSCI INDIA ETF | 0.07% | Reduce -33.4% | 80,800 | $3.25M | $40.21 | |
| 50 | OCSI | OAKTREE STRATEGIC INCOME CORP | 0.07% | - | 392,000 | $3.04M | No quote | No quote |
| 51 | VEON | VEON LTD | 0.06% | - | 1,878,900 | $2.84M | No quote | No quote |
| 52 | LEA | LEAR CORP | 0.05% | Add +8.1% | 14,587 | $2.32M | $158.98 | |
| 53 | LOMA | LOMA NEGRA CIA INDUSTRIAL ARGENTINA SA | 0.05% | - | 342,000 | $2.1M | $6.15 | |
| 54 | OCSL | OAKTREE SPECIALTY LENDING CORP | 0.03% | - | 276,000 | $1.54M | $5.57 | |
| 55 | BELFA | BEL FUSE INC | 0.02% | - | 71,613 | $951K | No quote | No quote |
| 56 | IEA | INFRASTRUCTURE & ENERGY ALTERNATIVES LLC | 0.02% | - | 46,904 | $777K | No quote | No quote |
| 57 | AMPY | AMPLIFY ENERGY CORP | 0.01% | - | 410,041 | $537K | $1.31 | |
| 78 | XPEV | XPENG INC | - | Sold | 0 | $0 | No quote | No quote |
| 77 | SQM | SOCIEDAD QUIMICA Y MINERA DE CHILE SA | - | Sold | 0 | $0 | No quote | No quote |
| 76 | SIGA | SIGA TECHNOLOGIES INC | - | Sold | 0 | $0 | No quote | No quote |
| 75 | JFR | NUVEEN FLOATING RATE INCOME FUND | - | Sold | 0 | $0 | No quote | No quote |
| 74 | JQC | NUVEEN CREDIT STRATEGIES INCOME FUND | - | Sold | 0 | $0 | No quote | No quote |
| 73 | MEG | MONTROSE ENVIRONMENTAL GROUP INC | - | Sold | 0 | $0 | No quote | No quote |
| 72 | SPHR | MADISON SQUARE GARDEN ENTERTAINMENT CORP | - | Sold | 0 | $0 | No quote | No quote |
| 71 | VVR | INVESCO SENIOR INCOME TRUST | - | Sold | 0 | $0 | No quote | No quote |
| 70 | VTA | INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND | - | Sold | 0 | $0 | No quote | No quote |
| 69 | GTH | GENETRON HOLDINGS LTD | - | Sold | 0 | $0 | No quote | No quote |
| 68 | GLIBA | GCI LIBERTY INC | - | Sold | 0 | $0 | No quote | No quote |
| 67 | GTX | GARRETT MOTION INC | - | Sold | 0 | $0 | No quote | No quote |
| 66 | XEFRX | EATON VANCE SENIOR FLOATING-RATE TRUST | - | Sold | 0 | $0 | No quote | No quote |
| 65 | DSSI | DIAMOND S SHIPPING INC | - | Sold | 0 | $0 | No quote | No quote |
| 64 | CEO | CNOOC LTD | - | Sold | 0 | $0 | No quote | No quote |
| 63 | CCS | CENTURY COMMUNITIES INC | - | Sold | 0 | $0 | No quote | No quote |
| 62 | CPLP | CAPITAL PRODUCT PARTNERS LP | - | Sold | 0 | $0 | No quote | No quote |
| 61 | XFRAX | BLACKROCK FLOATING RATE INCOME STRATEGIES FUND INC | - | Sold | 0 | $0 | No quote | No quote |
| 60 | BACPRL | BANK OF AMERICA CORP | - | Sold | 0 | $0 | No quote | No quote |
| 59 | BIDU | BAIDU INC | - | Sold | 0 | $0 | No quote | No quote |
| 58 | API | AGORA INC | - | Sold | 0 | $0 | No quote | No quote |
Other instruments
Bonds, warrants, or non-share principal positions reported alongside the equity portfolio.
| 1 | ACR 4.5 08/15/22 | EXANTAS CAPITAL CORPCONVERTIBLE BOND | OTHER | 72,675,000 | $67.32M |
| 2 | EGKPF | EAGLE BULK SHIPPING INCCONVERTIBLE BOND | OTHER | 49,480,000 | $40.57M |
| 3 | DISH 3.375 08/15/26 | DISH NETWORK CORPCONVERTIBLE BOND | OTHER | 32,604,000 | $31.16M |
| 4 | ABR | ARBOR REALTY TRUST INCCONVERTIBLE BOND | OTHER | 28,489,999 | $28.66M |
| 5 | FTV | FORTIVE CORPCONVERTIBLE BOND | OTHER | 19,270,000 | $19.92M |
| 6 | GBX 2.875 02/01/24 | GREENBRIER COS INC/THECONVERTIBLE BOND | OTHER | 19,288,000 | $19.59M |
| 7 | STWD 4.375 04/01/23 | STARWOOD PROPERTY TRUST INCCONVERTIBLE BOND | OTHER | 18,189,000 | $18.11M |
| 8 | HOPE 2 05/15/38 | HOPE BANCORP INCCONVERTIBLE BOND | OTHER | 18,568,000 | $17.41M |
| 9 | WDC 1.5 02/01/24 | WESTERN DIGITAL CORPCONVERTIBLE BOND | OTHER | 17,290,000 | $17.27M |
| 10 | VRNT | VERINT SYSTEMS INCCONVERTIBLE BOND | OTHER | 15,094,000 | $16.63M |
| 11 | ARCC 4.625 03/01/24 | ARES CAPITAL CORPCONVERTIBLE BOND | OTHER | 15,544,000 | $16.44M |
| 12 | SUPN | SUPERNUS PHARMACEUTICALS INCCONVERTIBLE BOND | OTHER | 16,738,000 | $15.96M |
| 13 | LGND 0.75 05/15/23 | LIGAND PHARMACEUTICALS INCCONVERTIBLE BOND | OTHER | 16,797,000 | $15.93M |
| 14 | - | PENNYMAC MORTGAGE INVESTMENT TRUSTCONVERTIBLE BOND | OTHER | 15,959,000 | $15.76M |
| 15 | DISH 2.375 03/15/24 | DISH NETWORK CORPCONVERTIBLE BOND | OTHER | 16,739,000 | $15.66M |
| 16 | PS | PLURALSIGHT INCCONVERTIBLE BOND | OTHER | 15,689,999 | $15.59M |
| 17 | VSH 2.25 06/15/25 | VISHAY INTERTECHNOLOGY INCCONVERTIBLE BOND | OTHER | 14,893,000 | $15.55M |
| 18 | HLF 2.625 03/15/24 | HERBALIFE NUTRITION LTDCONVERTIBLE BOND | OTHER | 14,562,000 | $15.55M |
| 19 | TWO 6.25 01/15/22 | TWO HARBORS INVESTMENT CORPCONVERTIBLE BOND | OTHER | 15,184,000 | $15.22M |
| 20 | ICPT 3.25 07/01/23 | INTERCEPT PHARMACEUTICALS INCCONVERTIBLE BOND | OTHER | 19,435,000 | $15.08M |
| 21 | NTNX | NUTANIX INCCONVERTIBLE BOND | OTHER | 14,646,000 | $14.82M |
| 22 | ECPG 2.875 03/15/21 | ENCORE CAPITAL GROUP INCCONVERTIBLE BOND | OTHER | 14,608,000 | $14.69M |
| 23 | TWTR 1 09/15/21 | TWITTER INCCONVERTIBLE BOND | OTHER | 14,352,000 | $14.65M |
| 24 | KREF 6.125 05/15/23 | KKR REAL ESTATE FINANCE TRUST INCCONVERTIBLE BOND | OTHER | 14,237,000 | $14.4M |
| 25 | ARI 4.75 08/23/22 | APOLLO COMMERCIAL REAL ESTATE FINANCE INCCONVERTIBLE BOND | OTHER | 14,987,000 | $14.35M |
| 26 | VG | VONAGE HOLDINGS CORPCONVERTIBLE BOND | OTHER | 12,963,000 | $14.13M |
| 27 | MIC 2 10/01/23 | MACQUARIE INFRASTRUCTURE CORPCONVERTIBLE BOND | OTHER | 13,950,000 | $13.92M |
| 28 | VAC 1.5 09/15/22 | MARRIOTT VACATIONS WORLDWIDE CORPCONVERTIBLE BOND | OTHER | 12,190,000 | $13.86M |
| 29 | NMFC 5.75 08/15/23 | NEW MOUNTAIN FINANCE CORPCONVERTIBLE BOND | OTHER | 13,138,000 | $13.55M |
| 30 | MNDT 1.625 06/01/35 B | FIREEYE INCCONVERTIBLE BOND | OTHER | 13,418,000 | $13.23M |
| 31 | JAZZ 1.875 08/15/21 | JAZZ PHARMACEUTICALS PLCCONVERTIBLE BOND | OTHER | 12,479,000 | $12.81M |
| 32 | DY 0.75 09/15/21 | DYCOM INDUSTRIES INCCONVERTIBLE BOND | OTHER | 12,155,000 | $12.57M |
| 33 | - | TRAVERE THERAPEUTICS INCCONVERTIBLE BOND | OTHER | 11,925,000 | $12.15M |
| 34 | MFA | MFA FINANCIAL INCCONVERTIBLE BOND | OTHER | 12,067,000 | $12.13M |
| 35 | HTGC 4.375 02/01/22 | HERCULES CAPITAL INCCONVERTIBLE BOND | OTHER | 11,756,000 | $12.1M |
| 36 | - | REDWOOD TRUST INCCONVERTIBLE BOND | OTHER | 12,680,000 | $12.09M |
| 37 | - | CYBERARK SOFTWARE LTDCONVERTIBLE BOND | OTHER | 9,631,000 | $11.73M |
| 38 | GSBD 4.5 04/01/22 | GOLDMAN SACHS BDC INCCONVERTIBLE BOND | OTHER | 11,204,000 | $11.55M |
| 39 | PATK 1 02/01/23 | PATRICK INDUSTRIES INCCONVERTIBLE BOND | OTHER | 10,252,000 | $10.93M |
| 40 | GMED 2.25 03/15/21 | NUVASIVE INCCONVERTIBLE BOND | OTHER | 10,577,000 | $10.76M |
| 41 | - | BLACKSTONE MORTGAGE TRUST INCCONVERTIBLE BOND | OTHER | 10,530,000 | $10.56M |
| 42 | DBRG 3.875 01/15/21 | COLONY CAPITAL INCCONVERTIBLE BOND | OTHER | 10,683,000 | $10.53M |
| 43 | QGEN 1 11/13/24 | Qiagen NVCONVERTIBLE BOND | OTHER | 8,600,000 | $10.28M |
| 44 | PDD | PINDUODUO INCCONVERTIBLE BOND | OTHER | 8,250,000 | $10.22M |
| 45 | TEVA 0.25 02/01/26 C | TEVA PHARMACEUTICAL INDUSTRIES LTDCONVERTIBLE BOND | OTHER | 9,964,000 | $10.01M |
| 46 | SPWR 4 01/15/23 | SUNPOWER CORPCONVERTIBLE BOND | OTHER | 7,670,000 | $9.99M |
| 47 | NEWR | NEW RELIC INCCONVERTIBLE BOND | OTHER | 9,979,000 | $9.8M |
| 48 | HLX 4.25 05/01/22 | HELIX ENERGY SOLUTIONS GROUP INCCONVERTIBLE BOND | OTHER | 9,855,000 | $9.51M |
| 49 | - | AVAYA HOLDINGS CORPCONVERTIBLE BOND | OTHER | 8,483,000 | $8.88M |
| 50 | - | PRETIUM RESOURCES INCCONVERTIBLE BOND | OTHER | 8,010,000 | $8.61M |
| 51 | SSRM | SSR MINING INCCONVERTIBLE BOND | OTHER | 6,108,000 | $8.49M |
| 52 | - | EVOLENT HEALTH INCCONVERTIBLE BOND | OTHER | 8,126,000 | $8.21M |
| 53 | EXAS 0.375 03/15/27 | EXACT SCIENCES CORPCONVERTIBLE BOND | OTHER | 5,850,000 | $8.12M |
| 54 | GES | GUESS INCCONVERTIBLE BOND | OTHER | 7,179,000 | $8.02M |
| 55 | TWTR 1 09/15/21 | TWITTER INCCONVERTIBLE BOND | OTHER | 6,465,000 | $7.83M |
| 56 | EZPW 2.375 05/01/25 | EZCORP INCCONVERTIBLE BOND | OTHER | 9,565,000 | $7.77M |
| 57 | - | LIBERTY LATIN AMERICA LTDCONVERTIBLE BOND | OTHER | 7,971,000 | $7.61M |
| 58 | AKAM | AKAMAI TECHNOLOGIES INCCONVERTIBLE BOND | OTHER | 6,794,999 | $7.61M |
| 59 | - | AURORA CANNABIS INCCONVERTIBLE BOND | OTHER | 9,804,000 | $7.43M |
| 60 | - | BENEFITFOCUS INCCONVERTIBLE BOND | OTHER | 8,369,000 | $7.41M |
| 61 | - | QUOTIENT TECHNOLOGY INCCONVERTIBLE BOND | OTHER | 7,174,000 | $7.2M |
| 62 | THRX | INNOVIVA INCCONVERTIBLE BOND | OTHER | 7,175,000 | $7.16M |
| 63 | VECO 2.7 01/15/23 | VEECO INSTRUMENTS INCCONVERTIBLE BOND | OTHER | 7,199,000 | $7.01M |
| 64 | - | TURNING POINT BRANDS INCCONVERTIBLE BOND | OTHER | 6,018,000 | $6.83M |
| 65 | - | PURE STORAGE INCCONVERTIBLE BOND | OTHER | 6,162,000 | $6.81M |
| 66 | WB 1.25 11/15/22 | WEIBO CORPCONVERTIBLE BOND | OTHER | 6,974,000 | $6.8M |
| 67 | BKNG 0.9 09/15/21 | BOOKING HOLDINGS INCCONVERTIBLE BOND | OTHER | 5,733,000 | $6.66M |
| 68 | GPRE 4.125 09/01/22 | GREEN PLAINS INCCONVERTIBLE BOND | OTHER | 6,775,000 | $6.52M |
| 69 | RDUS 3 09/01/24 | RADIUS HEALTH INCCONVERTIBLE BOND | OTHER | 7,173,000 | $6.45M |
| 70 | CKH 3 11/15/28 | SEACOR HOLDINGS INCCONVERTIBLE BOND | OTHER | 6,404,000 | $6.34M |
| 71 | LITE | LUMENTUM HOLDINGS INCCONVERTIBLE BOND | OTHER | 5,149,000 | $6.3M |
| 72 | EEFT | EURONET WORLDWIDE INCCONVERTIBLE BOND | OTHER | 5,500,000 | $6.24M |
| 73 | GLNG 2.75 02/15/22 | GOLAR LNG LTDCONVERTIBLE BOND | OTHER | 6,595,000 | $6.09M |
| 74 | - | SHOPIFY INCCONVERTIBLE BOND | OTHER | 5,000,000 | $5.91M |
| 75 | TLRY 5 10/01/23 | TILRAY INCCONVERTIBLE BOND | OTHER | 6,776,000 | $5.76M |
| 76 | ILMN | ILLUMINA INCCONVERTIBLE BOND | OTHER | 5,000,000 | $5.69M |
| 77 | JAZZ 1.875 08/15/21 | JAZZ PHARMACEUTICALS PLCCONVERTIBLE BOND | OTHER | 5,317,000 | $5.67M |
| 78 | IVC | INVACARE CORPCONVERTIBLE BOND | OTHER | 5,780,000 | $5.54M |
| 79 | INSM 1.75 01/15/25 | INSMED INCCONVERTIBLE BOND | OTHER | 4,717,000 | $5.32M |
| 80 | - | PROOFPOINT INCCONVERTIBLE BOND | OTHER | 4,500,000 | $5.06M |
| 81 | CNMD | CONMED CORPCONVERTIBLE BOND | OTHER | 3,500,000 | $4.91M |
| 82 | MOMO 1.25 07/01/25 | MOMO INCCONVERTIBLE BOND | OTHER | 5,819,000 | $4.83M |
| 83 | - | Q2 HOLDINGS INCCONVERTIBLE BOND | OTHER | 2,950,000 | $4.53M |
| 84 | PODD | INSULET CORPCONVERTIBLE BOND | OTHER | 3,415,000 | $4.52M |
| 85 | CAMP 2 08/01/25 | CALAMP CORPCONVERTIBLE BOND | OTHER | 4,782,000 | $4.26M |
| 86 | HCI 4.25 03/01/37 | HCI GROUP INCCONVERTIBLE BOND | OTHER | 3,889,000 | $4.06M |
| 87 | WK | WORKIVA INCCONVERTIBLE BOND | OTHER | 2,900,000 | $3.91M |
| 88 | - | INVITATION HOMES INCCONVERTIBLE BOND | OTHER | 2,850,000 | $3.82M |
| 89 | AAL | AMERICAN AIRLINES GROUP INCCONVERTIBLE BOND | OTHER | 3,000,000 | $3.78M |
| 90 | FWONK 1 01/30/23 | LIBERTY MEDIA CORP-LIBERTY FORMULA ONECONVERTIBLE BOND | OTHER | 2,951,000 | $3.77M |
| 91 | TISI | TEAM INCCONVERTIBLE BOND | OTHER | 3,769,000 | $3.73M |
| 92 | SYNA 0.5 06/15/22 | SYNAPTICS INCCONVERTIBLE BOND | OTHER | 2,699,999 | $3.73M |
| 93 | SFL 5.75 10/15/21 | SFL CORP LTDCONVERTIBLE BOND | OTHER | 3,575,000 | $3.54M |
| 94 | ON 1 12/01/20 | ON SEMICONDUCTOR CORPCONVERTIBLE BOND | OTHER | 2,100,000 | $3.52M |
| 95 | - | SPIRIT REALTY CAPITAL INCCONVERTIBLE BOND | OTHER | 3,397,000 | $3.45M |
| 96 | IIVI | II-VI INCCONVERTIBLE BOND | OTHER | 2,045,000 | $3.42M |
| 97 | - | WORKDAY INCCONVERTIBLE BOND | OTHER | 2,000,000 | $3.35M |
| 98 | - | ATLAS AIR WORLDWIDE HOLDINGS INCCONVERTIBLE BOND | OTHER | 3,190,000 | $3.34M |
| 99 | - | PEBBLEBROOK HOTEL TRUSTCONVERTIBLE BOND | OTHER | 3,000,000 | $3.2M |
| 100 | - | CHEFS WAREHOUSE INC/THECONVERTIBLE BOND | OTHER | 3,134,000 | $3.03M |
| 101 | BL | BLACKLINE INCCONVERTIBLE BOND | OTHER | 1,499,999 | $2.82M |
| 102 | CREE | CREE INCCONVERTIBLE BOND | OTHER | 1,550,000 | $2.82M |
| 103 | - | PARATEK PHARMACEUTICALS INCCONVERTIBLE BOND | OTHER | 3,189,000 | $2.78M |
| 104 | LUV | SOUTHWEST AIRLINES COCONVERTIBLE BOND | OTHER | 1,812,000 | $2.64M |
| 105 | WIFI 1 10/01/23 | BOINGO WIRELESS INCCONVERTIBLE BOND | OTHER | 2,785,000 | $2.58M |
| 106 | FLXN 3.375 05/01/24 | FLEXION THERAPEUTICS INCCONVERTIBLE BOND | OTHER | 2,794,000 | $2.49M |
| 107 | - | LIVE NATION ENTERTAINMENT INCCONVERTIBLE BOND | OTHER | 1,900,000 | $2.46M |
| 108 | PGEN | PRECIGEN INCCONVERTIBLE BOND | OTHER | 2,790,000 | $2.39M |
| 109 | NR 4 12/01/21 | NEWPARK RESOURCES INCCONVERTIBLE BOND | OTHER | 2,617,000 | $2.38M |
| 110 | NYMT 6.25 01/15/22 | NEW YORK MORTGAGE TRUST INCCONVERTIBLE BOND | OTHER | 2,391,000 | $2.38M |
| 111 | CLF 1.5 01/15/25 | CLEVELAND-CLIFFS INCCONVERTIBLE BOND | OTHER | 1,000,000 | $1.95M |
| 112 | STNG 3 05/15/22 | SCORPIO TANKERS INCCONVERTIBLE BOND | OTHER | 1,977,000 | $1.9M |
| 113 | PRAA 3.5 06/01/23 | PRA GROUP INCCONVERTIBLE BOND | OTHER | 1,650,000 | $1.8M |
| 114 | - | AIR TRANSPORT SERVICES GROUP INCCONVERTIBLE BOND | OTHER | 1,465,000 | $1.75M |
| 115 | - | IQIYI INCCONVERTIBLE BOND | OTHER | 1,900,000 | $1.68M |
| 116 | - | NEOGENOMICS INCCONVERTIBLE BOND | OTHER | 1,000,000 | $1.64M |
| 117 | - | INVITAE CORPCONVERTIBLE BOND | OTHER | 1,000,000 | $1.6M |
| 118 | MNDT 1 06/01/35 A | FIREEYE INCCONVERTIBLE BOND | OTHER | 1,278,000 | $1.56M |
| 119 | - | ALLEGHENY TECHNOLOGIES INCCONVERTIBLE BOND | OTHER | 1,036,000 | $1.42M |
| 120 | SPWR 4 01/15/23 | SUNPOWER CORPCONVERTIBLE BOND | OTHER | 1,345,000 | $1.38M |
| 121 | TSLA 2.375 03/15/22 | TESLA INCCONVERTIBLE BOND | OTHER | 113,000 | $1.22M |
| 122 | HTHT 0.375 11/01/22 | HUAZHU GROUP LTDCONVERTIBLE BOND | OTHER | 1,000,000 | $1.14M |
| 123 | - | PINDUODUO INCCONVERTIBLE BOND | OTHER | 209,000 | $871K |
| 124 | VIAV 1 03/01/24 | VIAVI SOLUTIONS INCCONVERTIBLE BOND | OTHER | 664,000 | $853K |
| 125 | - | JOYY INCCONVERTIBLE BOND | OTHER | 500,000 | $509K |
| 126 | DBRG 3.875 01/15/21 | COLONY CAPITAL INCCONVERTIBLE BOND | OTHER | 326,000 | $328K |
| 140 | - | ZYNGA INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 139 | Z 1.5 07/01/23 | ZILLOW GROUP INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 138 | VER | VEREIT INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 137 | RGEN 0.375 07/15/24 | REPLIGEN CORPCONVERTIBLE BOND | OTHER | 0 | $0 |
| 136 | PDCE 1.125 09/15/21 | PDC ENERGY INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 135 | ON 1 12/01/20 | ON SEMICONDUCTOR CORPCONVERTIBLE BOND | OTHER | 0 | $0 |
| 134 | NUAN 1 12/15/35 | NUANCE COMMUNICATIONS INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 133 | NUAN 1.5 11/01/35 | NUANCE COMMUNICATIONS INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 132 | NBR 0.75 01/15/24 | NABORS INDUSTRIES LTDCONVERTIBLE BOND | OTHER | 0 | $0 |
| 131 | MCHP 1.625 02/15/27 | MICROCHIP TECHNOLOGY INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 130 | GWRE 1.25 03/15/25 | GUIDEWIRE SOFTWARE INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 129 | CATM 1 12/01/20 | CARDTRONICS PLCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 128 | BMRN | BIOMARIN PHARMACEUTICAL INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 127 | - | AMAG PHARMACEUTICALS INCCONVERTIBLE BOND | OTHER | 0 | $0 |