Howard Marks - Oaktree Capital Management
As of Q2 2026, Howard Marks reported 49 long-equity positions worth $3.78B in aggregate.
It also disclosed $1.75B of put notional and $144.58M of call notional. Notional is the contracts’ face value, not the premium paid, so it is reported separately from the equity above — see the Options section below.
Copy-investor backtest
- Latest quarter
- -2.57%
- 1-year
- +42.80%
- 3-year
- +67.77%
- 5-year
- +122.77%
- 3-year vs S&P 500
- -5.47%
- 5-year vs S&P 500
- +49.09%
- 5-year top 5
- +183.78%
Return from mechanically copying the disclosed 13F equity portfolio after each filing and rebalancing at the next. The vs S&P 500 figures subtract SPY over that manager's own rebalance dates, so both sides cover the same days; both are price return, excluding dividends. Method & limitations.
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Updated 2026-09-12 from SEC 13F data.
Live quotes available for 42 of 230 rows. Rows without a quote are marked unavailable.
| 1 | VST | VISTRA ENERGY CORP | 15.36% | - | 30,278,055 | $563.78M | $18.62 | |
| 2 | TRMD | TORM PLC | 9.69% | Add +5.9% | 51,804,925 | $355.6M | $6.86 | |
| 3 | ALLY | ALLY FINANCIAL INC | 7.74% | - | 14,318,541 | $283.94M | $19.83 | |
| 4 | SBLK | STAR BULK CARRIERS CORP | 7.01% | - | 39,006,017 | $257.44M | $6.60 | |
| 5 | TSM | TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD | 5.88% | Add +10.0% | 3,803,479 | $215.92M | $56.77 | |
| 6 | PCG | PG&E CORP | 5.44% | New | 22,500,000 | $199.58M | $8.87 | |
| 7 | CZR | CAESARS ENTERTAINMENT CORP | 5.04% | - | 15,250,000 | $184.98M | $12.13 | |
| 8 | INFN | INFINERA CORP | 4.06% | - | 25,175,384 | $149.04M | No quote | No quote |
| 9 | TMHC | TAYLOR MORRISON HOME CORP | 3.38% | Add +33.3% | 6,433,140 | $124.1M | $19.29 | |
| 10 | AU | ANGLOGOLD ASHANTI LTD | 2.58% | Add +27.2% | 3,212,281 | $94.73M | $29.49 | |
| 11 | SMCI | SUPER MICRO COMPUTER INC | 2.54% | Reduce -5.3% | 3,284,636 | $93.25M | No quote | No quote |
| 12 | ITUB | ITAU UNIBANCO HOLDING SA | 2.43% | Add +45.6% | 19,011,118 | $89.16M | $4.69 | |
| 13 | NMIH | NMI HOLDINGS INC | 1.93% | - | 4,400,000 | $70.75M | $16.08 | |
| 14 | CX | CEMEX SAB DE CV | 1.88% | Add +57.5% | 23,938,116 | $68.94M | $2.88 | |
| 15 | EGLE | EAGLE BULK SHIPPING INC | 1.76% | - | 29,544,139 | $64.7M | No quote | No quote |
| 16 | BRY | BERRY PETROLEUM CORP | 1.70% | - | 12,913,313 | $62.37M | No quote | No quote |
| 17 | BABA | ALIBABA GROUP HOLDING LTD | 1.66% | Reduce -27.7% | 282,547 | $60.95M | $215.70 | |
| 18 | BIDU | BAIDU INC | 1.38% | Add +27.3% | 423,307 | $50.75M | $119.89 | |
| 19 | IBN | ICICI BANK LTD | 1.33% | Add +10.1% | 5,251,011 | $48.78M | $9.29 | |
| 20 | LBTYK | Liberty Global PLC | 1.17% | - | 2,000,000 | $43.02M | $21.51 | |
| 21 | CCS | CENTURY COMMUNITIES INC | 1.14% | Reduce -25.0% | 1,365,000 | $41.85M | $30.66 | |
| 22 | AFYA | AFYA LTD | 1.12% | Add +22.1% | 1,758,666 | $41.22M | $23.44 | |
| 23 | STKL | SUNOPTA INC | 1.04% | - | 8,092,699 | $38.04M | $4.70 | |
| 24 | PBR | PETROLEO BRASILEIRO SA | 0.93% | Add +10.3% | 4,110,666 | $34M | $8.27 | |
| 25 | MELI | MERCADOLIBRE INC | 0.88% | Add +28.7% | 32,700 | $32.23M | $985.75 | |
| 26 | MX | MAGNACHIP SEMICONDUCTOR CORP | 0.82% | - | 2,939,537 | $30.28M | $10.30 | |
| 27 | BATL | BATTALION OIL CORP | 0.78% | - | 3,009,912 | $28.59M | $9.50 | |
| 28 | BBD | BANCO BRADESCO SA | 0.77% | Add +21.2% | 7,435,056 | $28.33M | No quote | No quote |
| 29 | MTG | MGIC INVESTMENT CORP | 0.67% | - | 3,020,000 | $24.73M | $8.19 | |
| 30 | COOP | MR COOPER GROUP INC | 0.65% | - | 1,927,544 | $23.98M | No quote | No quote |
| 31 | TEO | TELECOM ARGENTINA SA | 0.55% | Add +15.3% | 2,260,500 | $20.23M | $8.95 | |
| 32 | AZUL | AZUL SA | 0.52% | Add +27.2% | 1,693,938 | $18.94M | No quote | No quote |
| 33 | ERI | ELDORADO RESORTS INC | 0.49% | Reduce -55.0% | 450,000 | $18.03M | No quote | No quote |
| 34 | KC | KINGSOFT CORP LTD | 0.49% | New | 568,756 | $17.93M | No quote | No quote |
| 35 | SQM | SOCIEDAD QUIMICA Y MINERA DE CHILE SA | 0.43% | Add +27.5% | 604,020 | $15.75M | No quote | No quote |
| 36 | XEC | CIMAREX ENERGY CO | 0.31% | - | 415,735 | $11.43M | No quote | No quote |
| 37 | TGS | TRANSPORTADORA DE GAS DEL SUR SA | 0.31% | Add +1.0% | 1,994,729 | $11.23M | No quote | No quote |
| 38 | TV | GRUPO TELEVISA SAB | 0.31% | Add +17.0% | 2,138,000 | $11.2M | No quote | No quote |
| 39 | GLIBA | GCI LIBERTY INC | 0.29% | - | 150,000 | $10.67M | $71.12 | No quote |
| 40 | VVR | INVESCO SENIOR INCOME TRUST | 0.28% | Add +22.0% | 2,969,177 | $10.27M | No quote | No quote |
| 41 | VIST | VISTA OIL & GAS SAB DE CV | 0.26% | - | 3,133,000 | $9.56M | $3.05 | |
| 42 | PAM | PAMPA ENERGIA SA | 0.24% | - | 849,000 | $8.91M | No quote | No quote |
| 43 | JQC | NUVEEN CREDIT STRATEGIES INCOME FUND | 0.22% | New | 1,380,972 | $8.06M | No quote | No quote |
| 44 | GTH | GENETRON HOLDINGS LTD | 0.21% | New | 653,441 | $7.89M | No quote | No quote |
| 45 | JFR | NUVEEN FLOATING RATE INCOME FUND | 0.20% | Add +61.1% | 934,302 | $7.38M | No quote | No quote |
| 46 | TSQ | TOWNSQUARE MEDIA INC | 0.19% | - | 1,595,224 | $7.13M | No quote | No quote |
| 47 | IHRT | IHEARTMEDIA INC | 0.16% | - | 715,247 | $5.97M | $8.35 | |
| 48 | XFRAX | BLACKROCK FLOATING RATE INCOME STRATEGIES FUND INC | 0.16% | Add +102.8% | 527,327 | $5.9M | No quote | No quote |
| 49 | BACPRL | BANK OF AMERICA CORP | 0.14% | New | 3,808 | $5.11M | $1342.17 | |
| 50 | BELFB | BEL FUSE INC | 0.14% | - | 462,679 | $4.96M | $10.73 | |
| 51 | ASC | ARDMORE SHIPPING CORP | 0.13% | Add +113.7% | 1,125,709 | $4.89M | No quote | No quote |
| 52 | BAK | BRASKEM SA | 0.12% | Add +85.8% | 519,550 | $4.49M | No quote | No quote |
| 53 | API | AGORA INC | 0.12% | New | 98,645 | $4.36M | No quote | No quote |
| 54 | INDA | ISHARES MSCI INDIA ETF | 0.11% | Add +26.3% | 138,300 | $4.01M | $29.02 | |
| 55 | HFRO | HIGHLAND INCOME FUND | 0.10% | - | 470,000 | $3.78M | No quote | No quote |
| 56 | EFT | EATON VANCE FLOATING-RATE INCOME TRUST | 0.09% | Reduce -47.7% | 297,900 | $3.4M | No quote | No quote |
| 57 | VEON | VEON LTD | 0.09% | - | 1,878,900 | $3.38M | No quote | No quote |
| 58 | XEFRX | EATON VANCE SENIOR FLOATING-RATE TRUST | 0.08% | Add +49.5% | 254,100 | $2.88M | No quote | No quote |
| 59 | OCSI | OAKTREE STRATEGIC INCOME CORP | 0.07% | - | 392,000 | $2.49M | No quote | No quote |
| 60 | OIBZQ | OI SA | 0.06% | - | 2,201,646 | $2.31M | No quote | No quote |
| 61 | SPHR | MADISON SQUARE GARDEN ENTERTAINMENT CORP | 0.06% | New | 30,000 | $2.25M | $75.00 | |
| 62 | CCO | CLEAR CHANNEL OUTDOOR HOLDINGS INC | 0.05% | - | 1,681,898 | $1.75M | $1.04 | |
| 63 | VTA | INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND | 0.05% | New | 185,968 | $1.66M | No quote | No quote |
| 64 | LOMA | LOMA NEGRA CIA INDUSTRIAL ARGENTINA SA | 0.04% | - | 342,000 | $1.46M | $4.26 | |
| 65 | OCSL | OAKTREE SPECIALTY LENDING CORP | 0.03% | - | 276,000 | $1.23M | $4.47 | |
| 66 | SIGA | SIGA TECHNOLOGIES INC | 0.03% | - | 159,782 | $944K | No quote | No quote |
| 67 | BELFA | BEL FUSE INC | 0.02% | - | 71,613 | $717K | No quote | No quote |
| 68 | SRNEQ | SORRENTO THERAPEUTICS INC | 0.02% | New | 100,500 | $631K | No quote | No quote |
| 69 | DHRRP | DANAHER CORP | 0.02% | - | 461 | $574K | No quote | No quote |
| 70 | AMPY | AMPLIFY ENERGY CORP | 0.01% | - | 410,041 | $504K | $1.23 | |
| 71 | CCIPRA | CROWN CASTLE INTERNATIONAL CORP | 0.01% | Reduce -60.5% | 326 | $484K | No quote | No quote |
| 72 | BCEI | BONANZA CREEK ENERGY INC | 0.01% | Reduce -96.2% | 28,000 | $414K | No quote | No quote |
| 73 | CPLP | CAPITAL PRODUCT PARTNERS LP | 0.01% | - | 32,142 | $259K | No quote | No quote |
| 74 | IEA | INFRASTRUCTURE & ENERGY ALTERNATIVES LLC | 0.01% | Add +147.8% | 46,904 | $187K | No quote | No quote |
| 75 | DSSI | DIAMOND S SHIPPING INC | 0.00% | - | 22,076 | $176K | No quote | No quote |
| 89 | WMB | WILLIAMS COS INC/THE | - | Sold | 0 | $0 | No quote | No quote |
| 88 | SRLP | SPRAGUE RESOURCES LP | - | Sold | 0 | $0 | No quote | No quote |
| 87 | QTTTP | QTS REALTY TRUST INC | - | Sold | 0 | $0 | No quote | No quote |
| 86 | PBR-A | PETROLEO BRASILEIRO SA | - | Sold | 0 | $0 | No quote | No quote |
| 85 | ROCC | PENN VIRGINIA CORP | - | Sold | 0 | $0 | No quote | No quote |
| 84 | OBDC | OWL ROCK CAPITAL CORP | - | Sold | 0 | $0 | No quote | No quote |
| 83 | NEEPRO | NEXTERA ENERGY INC | - | Sold | 0 | $0 | No quote | No quote |
| 82 | MDR | MCDERMOTT INTERNATIONAL INC | - | Sold | 0 | $0 | No quote | No quote |
| 81 | IIM | INVESCO VALUE MUNICIPAL INCOME TRUST | - | Sold | 0 | $0 | No quote | No quote |
| 80 | VMO | INVESCO MUNICIPAL OPPORTUNITY TRUST | - | Sold | 0 | $0 | No quote | No quote |
| 79 | EVF | EATON VANCE SENIOR INCOME TRUST | - | Sold | 0 | $0 | No quote | No quote |
| 78 | CEO | CNOOC LTD | - | Sold | 0 | $0 | No quote | No quote |
| 77 | BRFS | BRF SA | - | Sold | 0 | $0 | No quote | No quote |
| 76 | ASRT | ASSERTIO THERAPEUTICS INC | - | Sold | 0 | $0 | No quote | No quote |
Options positions
Put = right to sell at strike (a bearish bet). Call = right to buy at strike (bullish via leverage). The notional column shows the underlying market value reported to the SEC, not the option premium paid - these don't add to the long-equity % portfolio above.
Other instruments
Bonds, warrants, or non-share principal positions reported alongside the equity portfolio.
| 1 | ACR 4.5 08/15/22 | EXANTAS CAPITAL CORPCONVERTIBLE BOND | OTHER | 76,314,000 | $58.57M |
| 2 | DISH 3.375 08/15/26 | DISH NETWORK CORPCONVERTIBLE BOND | OTHER | 46,910,000 | $43.21M |
| 3 | HLF 2.625 03/15/24 | HERBALIFE NUTRITION LTDCONVERTIBLE BOND | OTHER | 20,437,000 | $20.18M |
| 4 | ICPT 3.25 07/01/23 | INTERCEPT PHARMACEUTICALS INCCONVERTIBLE BOND | OTHER | 26,629,000 | $20.17M |
| 5 | FTV | FORTIVE CORPCONVERTIBLE BOND | OTHER | 19,527,000 | $19.28M |
| 6 | LGND 0.75 05/15/23 | LIGAND PHARMACEUTICALS INCCONVERTIBLE BOND | OTHER | 19,826,000 | $17.44M |
| 7 | NBR 0.75 01/15/24 | NABORS INDUSTRIES LTDCONVERTIBLE BOND | OTHER | 46,598,000 | $17.26M |
| 8 | TWTR 1 09/15/21 | TWITTER INCCONVERTIBLE BOND | OTHER | 15,805,000 | $15.51M |
| 9 | TEVA 0.25 02/01/26 C | TEVA PHARMACEUTICAL INDUSTRIES LTDCONVERTIBLE BOND | OTHER | 15,366,000 | $15.03M |
| 10 | MNDT 1.625 06/01/35 B | FIREEYE INCCONVERTIBLE BOND | OTHER | 15,543,000 | $14.73M |
| 11 | HOPE 2 05/15/38 | HOPE BANCORP INCCONVERTIBLE BOND | OTHER | 17,731,000 | $14.7M |
| 12 | SUPN | SUPERNUS PHARMACEUTICALS INCCONVERTIBLE BOND | OTHER | 16,511,000 | $14.61M |
| 13 | VAC 1.5 09/15/22 | MARRIOTT VACATIONS WORLDWIDE CORPCONVERTIBLE BOND | OTHER | 14,953,000 | $13.84M |
| 14 | ECPG 2.875 03/15/21 | ENCORE CAPITAL GROUP INCCONVERTIBLE BOND | OTHER | 13,661,000 | $13.19M |
| 15 | MIC 2 10/01/23 | MACQUARIE INFRASTRUCTURE CORPCONVERTIBLE BOND | OTHER | 15,157,000 | $13.15M |
| 16 | SSRM | SSR MINING INCCONVERTIBLE BOND | OTHER | 8,849,000 | $12.32M |
| 17 | - | ATLAS AIR WORLDWIDE HOLDINGS INCCONVERTIBLE BOND | OTHER | 12,778,000 | $12.2M |
| 18 | DBRG 3.875 01/15/21 | COLONY CAPITAL INCCONVERTIBLE BOND | OTHER | 12,626,000 | $12.06M |
| 19 | DY 0.75 09/15/21 | DYCOM INDUSTRIES INCCONVERTIBLE BOND | OTHER | 12,708,000 | $12.04M |
| 20 | DISH 2.375 03/15/24 | DISH NETWORK CORPCONVERTIBLE BOND | OTHER | 13,238,000 | $11.9M |
| 21 | VG | VONAGE HOLDINGS CORPCONVERTIBLE BOND | OTHER | 12,673,000 | $11.88M |
| 22 | GBX 2.875 02/01/24 | GREENBRIER COS INC/THECONVERTIBLE BOND | OTHER | 14,369,000 | $11.88M |
| 23 | - | RETROPHIN INCCONVERTIBLE BOND | OTHER | 14,178,000 | $11.84M |
| 24 | VRNT | VERINT SYSTEMS INCCONVERTIBLE BOND | OTHER | 11,909,000 | $11.82M |
| 25 | PRAA 3 08/01/20 | PRA GROUP INCCONVERTIBLE BOND | OTHER | 11,654,000 | $11.62M |
| 26 | NEWR | NEW RELIC INCCONVERTIBLE BOND | OTHER | 11,907,000 | $11.53M |
| 27 | PATK 1 02/01/23 | PATRICK INDUSTRIES INCCONVERTIBLE BOND | OTHER | 11,010,000 | $11.09M |
| 28 | WDC 1.5 02/01/24 | WESTERN DIGITAL CORPCONVERTIBLE BOND | OTHER | 11,259,000 | $10.64M |
| 29 | HTGC 4.375 02/01/22 | HERCULES CAPITAL INCCONVERTIBLE BOND | OTHER | 10,836,000 | $10.58M |
| 30 | SFL 5.75 10/15/21 | SFL CORP LTDCONVERTIBLE BOND | OTHER | 8,742,000 | $8.34M |
| 31 | VECO 2.7 01/15/23 | VEECO INSTRUMENTS INCCONVERTIBLE BOND | OTHER | 9,017,000 | $8.26M |
| 32 | GSBD 4.5 04/01/22 | GOLDMAN SACHS BDC INCCONVERTIBLE BOND | OTHER | 8,251,000 | $8.21M |
| 33 | INSM 1.75 01/15/25 | INSMED INCCONVERTIBLE BOND | OTHER | 8,325,000 | $8.13M |
| 34 | PS | PLURALSIGHT INCCONVERTIBLE BOND | OTHER | 9,006,000 | $8M |
| 35 | Z 1.5 07/01/23 | ZILLOW GROUP INCCONVERTIBLE BOND | OTHER | 7,673,000 | $7.99M |
| 36 | - | AVAYA HOLDINGS CORPCONVERTIBLE BOND | OTHER | 9,456,000 | $7.83M |
| 37 | CATM 1 12/01/20 | CARDTRONICS PLCCONVERTIBLE BOND | OTHER | 7,880,000 | $7.81M |
| 38 | WIFI 1 10/01/23 | BOINGO WIRELESS INCCONVERTIBLE BOND | OTHER | 8,631,000 | $7.7M |
| 39 | KREF 6.125 05/15/23 | KKR REAL ESTATE FINANCE TRUST INCCONVERTIBLE BOND | OTHER | 7,882,000 | $7.6M |
| 40 | NTNX | NUTANIX INCCONVERTIBLE BOND | OTHER | 8,545,000 | $7.59M |
| 41 | WB 1.25 11/15/22 | WEIBO CORPCONVERTIBLE BOND | OTHER | 8,059,000 | $7.53M |
| 42 | FLXN 3.375 05/01/24 | FLEXION THERAPEUTICS INCCONVERTIBLE BOND | OTHER | 8,987,000 | $7.53M |
| 43 | NMFC 5.75 08/15/23 | NEW MOUNTAIN FINANCE CORPCONVERTIBLE BOND | OTHER | 8,001,000 | $7.53M |
| 44 | GES | GUESS INCCONVERTIBLE BOND | OTHER | 10,877,000 | $7.36M |
| 45 | - | PURE STORAGE INCCONVERTIBLE BOND | OTHER | 7,078,000 | $6.98M |
| 46 | VSH 2.25 06/15/25 | VISHAY INTERTECHNOLOGY INCCONVERTIBLE BOND | OTHER | 7,452,000 | $6.97M |
| 47 | - | BLACKSTONE MORTGAGE TRUST INCCONVERTIBLE BOND | OTHER | 7,380,000 | $6.96M |
| 48 | - | WORKDAY INCCONVERTIBLE BOND | OTHER | 5,000,000 | $6.9M |
| 49 | SPLK 0.5 09/15/23 | SPLUNK INCCONVERTIBLE BOND | OTHER | 4,395,000 | $6.35M |
| 50 | SQ 0.5 05/15/23 | SQUARE INCCONVERTIBLE BOND | OTHER | 4,000,000 | $5.96M |
| 51 | HLX 4.25 05/01/22 | HELIX ENERGY SOLUTIONS GROUP INCCONVERTIBLE BOND | OTHER | 6,815,000 | $5.83M |
| 52 | EZPW 2.375 05/01/25 | EZCORP INCCONVERTIBLE BOND | OTHER | 7,130,000 | $5.58M |
| 53 | - | AIR TRANSPORT SERVICES GROUP INCCONVERTIBLE BOND | OTHER | 5,753,000 | $5.47M |
| 54 | - | BENEFITFOCUS INCCONVERTIBLE BOND | OTHER | 6,821,000 | $5.4M |
| 55 | MCHP 1.625 02/15/27 | MICROCHIP TECHNOLOGY INCCONVERTIBLE BOND | OTHER | 3,610,000 | $5.33M |
| 56 | - | IQIYI INCCONVERTIBLE BOND | OTHER | 5,200,000 | $5.18M |
| 57 | - | AMAG PHARMACEUTICALS INCCONVERTIBLE BOND | OTHER | 6,407,000 | $5.02M |
| 58 | CREE | CREE INCCONVERTIBLE BOND | OTHER | 4,200,000 | $4.95M |
| 59 | ILMN | ILLUMINA INCCONVERTIBLE BOND | OTHER | 4,470,000 | $4.9M |
| 60 | GWRE 1.25 03/15/25 | GUIDEWIRE SOFTWARE INCCONVERTIBLE BOND | OTHER | 4,158,000 | $4.86M |
| 61 | JAZZ 1.875 08/15/21 | JAZZ PHARMACEUTICALS PLCCONVERTIBLE BOND | OTHER | 5,183,000 | $4.76M |
| 62 | - | ZYNGA INCCONVERTIBLE BOND | OTHER | 3,655,000 | $4.74M |
| 63 | PANW 0.75 07/01/23 | PALO ALTO NETWORKS INCCONVERTIBLE BOND | OTHER | 4,397,999 | $4.71M |
| 64 | EXAS 0.375 03/15/27 | EXACT SCIENCES CORPCONVERTIBLE BOND | OTHER | 4,500,000 | $4.68M |
| 65 | JAZZ 1.875 08/15/21 | JAZZ PHARMACEUTICALS PLCCONVERTIBLE BOND | OTHER | 4,557,000 | $4.45M |
| 66 | ARCC 4.625 03/01/24 | ARES CAPITAL CORPCONVERTIBLE BOND | OTHER | 4,458,000 | $4.36M |
| 67 | ON 1 12/01/20 | ON SEMICONDUCTOR CORPCONVERTIBLE BOND | OTHER | 3,500,000 | $4.26M |
| 68 | ARI 4.75 08/23/22 | APOLLO COMMERCIAL REAL ESTATE FINANCE INCCONVERTIBLE BOND | OTHER | 4,761,000 | $4.17M |
| 69 | OIS 1.5 02/15/23 | OIL STATES INTERNATIONAL INCCONVERTIBLE BOND | OTHER | 8,188,000 | $4.13M |
| 70 | RDUS 3 09/01/24 | RADIUS HEALTH INCCONVERTIBLE BOND | OTHER | 5,565,000 | $4.1M |
| 71 | TWO 6.25 01/15/22 | TWO HARBORS INVESTMENT CORPCONVERTIBLE BOND | OTHER | 4,029,000 | $4.05M |
| 72 | HCI 4.25 03/01/37 | HCI GROUP INCCONVERTIBLE BOND | OTHER | 4,042,000 | $4.02M |
| 73 | - | ALLEGHENY TECHNOLOGIES INCCONVERTIBLE BOND | OTHER | 3,740,000 | $4M |
| 74 | TPC 2.875 06/15/21 | TUTOR PERINI CORPCONVERTIBLE BOND | OTHER | 4,095,000 | $3.9M |
| 75 | LUV | SOUTHWEST AIRLINES COCONVERTIBLE BOND | OTHER | 3,100,000 | $3.74M |
| 76 | BKNG 0.9 09/15/21 | BOOKING HOLDINGS INCCONVERTIBLE BOND | OTHER | 3,431,000 | $3.65M |
| 77 | - | EVOLENT HEALTH INCCONVERTIBLE BOND | OTHER | 4,147,000 | $3.63M |
| 78 | - | REALPAGE INCCONVERTIBLE BOND | OTHER | 3,300,000 | $3.56M |
| 79 | IIVI | II-VI INCCONVERTIBLE BOND | OTHER | 3,000,000 | $3.56M |
| 80 | PDCE 1.125 09/15/21 | PDC ENERGY INCCONVERTIBLE BOND | OTHER | 3,758,000 | $3.5M |
| 81 | - | Q2 HOLDINGS INCCONVERTIBLE BOND | OTHER | 3,000,000 | $3.42M |
| 82 | CHGG | CHEGG INCCONVERTIBLE BOND | OTHER | 2,354,000 | $3.34M |
| 83 | IVC | INVACARE CORPCONVERTIBLE BOND | OTHER | 3,709,000 | $3.16M |
| 84 | NUAN 1.5 11/01/35 | NUANCE COMMUNICATIONS INCCONVERTIBLE BOND | OTHER | 2,343,000 | $3.04M |
| 85 | RGEN 0.375 07/15/24 | REPLIGEN CORPCONVERTIBLE BOND | OTHER | 2,306,000 | $2.9M |
| 86 | QGEN 1 11/13/24 | Qiagen NVCONVERTIBLE BOND | OTHER | 2,600,000 | $2.82M |
| 87 | ENV 1.75 06/01/23 | ENVESTNET INCCONVERTIBLE BOND | OTHER | 2,200,000 | $2.72M |
| 88 | GLNG 2.75 02/15/22 | GOLAR LNG LTDCONVERTIBLE BOND | OTHER | 3,423,000 | $2.54M |
| 89 | SYNA 0.5 06/15/22 | SYNAPTICS INCCONVERTIBLE BOND | OTHER | 2,100,000 | $2.24M |
| 90 | SPWR 4 01/15/23 | SUNPOWER CORPCONVERTIBLE BOND | OTHER | 2,726,000 | $2.21M |
| 91 | RIG 0.5 01/30/23 | TRANSOCEAN LTDCONVERTIBLE BOND | OTHER | 5,278,000 | $2.2M |
| 92 | - | JOYY INCCONVERTIBLE BOND | OTHER | 2,000,000 | $2.2M |
| 93 | PCRX | PACIRA BIOSCIENCES INCCONVERTIBLE BOND | OTHER | 2,000,000 | $2.19M |
| 94 | IVC 5 02/15/21 | INVACARE CORPCONVERTIBLE BOND | OTHER | 2,272,000 | $2.15M |
| 95 | - | RAMBUS INCCONVERTIBLE BOND | OTHER | 2,054,000 | $2.15M |
| 96 | PRAA 3.5 06/01/23 | PRA GROUP INCCONVERTIBLE BOND | OTHER | 2,000,000 | $2.07M |
| 97 | VER | VEREIT INCCONVERTIBLE BOND | OTHER | 2,066,000 | $2.06M |
| 98 | STWD 4.375 04/01/23 | STARWOOD PROPERTY TRUST INCCONVERTIBLE BOND | OTHER | 2,006,000 | $1.93M |
| 99 | NYMT 6.25 01/15/22 | NEW YORK MORTGAGE TRUST INCCONVERTIBLE BOND | OTHER | 1,823,000 | $1.66M |
| 100 | ON 1 12/01/20 | ON SEMICONDUCTOR CORPCONVERTIBLE BOND | OTHER | 1,376,000 | $1.61M |
| 101 | GPRE 4.125 09/01/22 | GREEN PLAINS INCCONVERTIBLE BOND | OTHER | 1,978,000 | $1.58M |
| 102 | CKH 3 11/15/28 | SEACOR HOLDINGS INCCONVERTIBLE BOND | OTHER | 1,563,000 | $1.55M |
| 103 | CKH 3 11/15/28 | SEACOR HOLDINGS INCCONVERTIBLE BOND | OTHER | 1,700,000 | $1.49M |
| 104 | TSLA 2.375 03/15/22 | TESLA INCCONVERTIBLE BOND | OTHER | 413,000 | $1.37M |
| 105 | NR 4 12/01/21 | NEWPARK RESOURCES INCCONVERTIBLE BOND | OTHER | 1,459,000 | $1.31M |
| 106 | CAMP 2 08/01/25 | CALAMP CORPCONVERTIBLE BOND | OTHER | 1,497,000 | $1.17M |
| 107 | - | NEOGENOMICS INCCONVERTIBLE BOND | OTHER | 1,000,000 | $1.08M |
| 108 | - | ATLAS AIR WORLDWIDE HOLDINGS INCCONVERTIBLE BOND | OTHER | 1,074,000 | $1.04M |
| 109 | TWTR 1 09/15/21 | TWITTER INCCONVERTIBLE BOND | OTHER | 695,000 | $656K |
| 110 | NUAN 1 12/15/35 | NUANCE COMMUNICATIONS INCCONVERTIBLE BOND | OTHER | 500,000 | $591K |
| 111 | HTHT 0.375 11/01/22 | HUAZHU GROUP LTDCONVERTIBLE BOND | OTHER | 500,000 | $502K |
| 112 | - | QUOTIENT TECHNOLOGY INCCONVERTIBLE BOND | OTHER | 412,000 | $373K |
| 113 | DOCU 0.5 09/15/23 | DOCUSIGN INCCONVERTIBLE BOND | OTHER | 99,000 | $241K |
| 139 | - | WIX.COM LTDCONVERTIBLE BOND | OTHER | 0 | $0 |
| 138 | WMC 6.75 10/01/22 | WESTERN ASSET MORTGAGE CAPITAL CORPCONVERTIBLE BOND | OTHER | 0 | $0 |
| 137 | - | WAYFAIR INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 136 | - | WAYFAIR INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 135 | - | VOCERA COMMUNICATIONS INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 134 | USWSW | US WELL SERVICES INCWARRANT | OTHER | 0 | $0 |
| 133 | TMST 6 06/01/21 | TIMKENSTEEL CORPCONVERTIBLE BOND | OTHER | 0 | $0 |
| 132 | SM 1.5 07/01/21 | SM ENERGY COCONVERTIBLE BOND | OTHER | 0 | $0 |
| 131 | PMT 5.375 05/01/20 | PENNYMAC MORTGAGE INVESTMENT TRUSTCONVERTIBLE BOND | OTHER | 0 | $0 |
| 130 | GMED 2.25 03/15/21 | NUVASIVE INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 129 | MOMO 1.25 07/01/25 | MOMO INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 128 | FWONK 1 01/30/23 | LIBERTY MEDIA CORP-LIBERTY FORMULA ONECONVERTIBLE BOND | OTHER | 0 | $0 |
| 127 | IONS 1 11/15/21 | IONIS PHARMACEUTICALS INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 126 | MRVL 0.75 09/01/21 | INPHI CORPCONVERTIBLE BOND | OTHER | 0 | $0 |
| 125 | GNC 1.5 08/15/20 | GNC HOLDINGS INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 124 | FCN 2 08/15/23 T | FTI CONSULTING INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 123 | MNDT 1 06/01/35 A | FIREEYE INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 122 | MNDT 1 06/01/35 A | FIREEYE INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 121 | EEFT | EURONET WORLDWIDE INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 120 | ECHO 2.5 05/01/20 | ECHO GLOBAL LOGISTICS INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 119 | TCOM 1 07/01/20 | CTRIP.COM INTERNATIONAL LTDCONVERTIBLE BOND | OTHER | 0 | $0 |
| 118 | CAMP 1.625 05/15/20 | CALAMP CORPCONVERTIBLE BOND | OTHER | 0 | $0 |
| 117 | - | BLACKROCK TCP CAPITAL CORPCONVERTIBLE BOND | OTHER | 0 | $0 |
| 116 | BMRN 0.599 08/01/24 | BIOMARIN PHARMACEUTICAL INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 115 | BMRN | BIOMARIN PHARMACEUTICAL INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 114 | MDRX 1.25 07/01/20 | ALLSCRIPTS HEALTHCARE SOLUTIONS INCCONVERTIBLE BOND | OTHER | 0 | $0 |