Howard Marks - Oaktree Capital Management
As of Q2 2026, Howard Marks reported 49 long-equity positions worth $3.78B in aggregate.
It also disclosed $1.75B of put notional and $144.58M of call notional. Notional is the contracts’ face value, not the premium paid, so it is reported separately from the equity above — see the Options section below.
Copy-investor backtest
- Latest quarter
- -2.57%
- 1-year
- +42.80%
- 3-year
- +67.77%
- 5-year
- +122.77%
- 3-year vs S&P 500
- -5.47%
- 5-year vs S&P 500
- +49.09%
- 5-year top 5
- +183.78%
Return from mechanically copying the disclosed 13F equity portfolio after each filing and rebalancing at the next. The vs S&P 500 figures subtract SPY over that manager's own rebalance dates, so both sides cover the same days; both are price return, excluding dividends. Method & limitations.
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Updated 2026-09-12 from SEC 13F data.
Live quotes available for 42 of 231 rows. Rows without a quote are marked unavailable.
| 1 | VST | VISTRA ENERGY CORP | 17.24% | Add +11.0% | 30,278,055 | $483.24M | $15.96 | |
| 2 | TRMD | TORM PLC | 14.83% | Add +1.3% | 48,900,506 | $415.61M | $8.50 | |
| 3 | SBLK | STAR BULK CARRIERS CORP | 7.85% | Add +2.5% | 39,006,017 | $219.99M | $5.64 | |
| 4 | ALLY | ALLY FINANCIAL INC | 7.37% | Add +30.8% | 14,318,541 | $206.62M | $14.43 | |
| 5 | TSM | TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD | 5.89% | Add +15.0% | 3,457,927 | $165.25M | $47.79 | |
| 6 | INFN | INFINERA CORP | 4.76% | Add +20.0% | 25,175,384 | $133.43M | No quote | No quote |
| 7 | CZR | CAESARS ENTERTAINMENT CORP | 3.68% | - | 15,250,000 | $103.09M | $6.76 | |
| 8 | BABA | ALIBABA GROUP HOLDING LTD | 2.71% | Add +141.2% | 390,681 | $75.98M | $194.47 | |
| 9 | SMCI | SUPER MICRO COMPUTER INC | 2.63% | Add +44.6% | 3,469,505 | $73.83M | No quote | No quote |
| 10 | ITUB | ITAU UNIBANCO HOLDING SA | 2.09% | Add +6.0% | 13,059,310 | $58.63M | $4.49 | |
| 11 | EGLE | EAGLE BULK SHIPPING INC | 1.95% | - | 29,544,139 | $54.66M | No quote | No quote |
| 12 | TMHC | TAYLOR MORRISON HOME CORP | 1.89% | New | 4,825,000 | $53.08M | $11.00 | |
| 13 | NMIH | NMI HOLDINGS INC | 1.82% | - | 4,400,000 | $51.08M | $11.61 | |
| 14 | AU | ANGLOGOLD ASHANTI LTD | 1.50% | Add +6.3% | 2,525,181 | $41.99M | $16.63 | |
| 15 | IBN | ICICI BANK LTD | 1.45% | Reduce -17.9% | 4,769,444 | $40.54M | $8.50 | |
| 16 | BIDU | BAIDU INC | 1.20% | New | 332,415 | $33.5M | $100.78 | |
| 17 | PBR-A | PETROLEO BRASILEIRO SA | 1.18% | Add +6.2% | 6,117,097 | $32.97M | $5.39 | |
| 18 | MX | MAGNACHIP SEMICONDUCTOR CORP | 1.16% | Reduce -7.3% | 2,939,537 | $32.48M | $11.05 | |
| 19 | CX | CEMEX SAB DE CV | 1.15% | Add +75.5% | 15,194,909 | $32.21M | $2.12 | |
| 20 | LBTYK | Liberty Global PLC | 1.12% | New | 2,000,000 | $31.42M | $15.71 | |
| 21 | BRY | BERRY PETROLEUM CORP | 1.11% | - | 12,913,313 | $31.12M | No quote | No quote |
| 22 | CEO | CNOOC LTD | 1.08% | Reduce -17.8% | 293,304 | $30.35M | No quote | No quote |
| 23 | AFYA | AFYA LTD | 0.98% | Add +96.4% | 1,439,762 | $27.44M | $19.06 | |
| 24 | CCS | CENTURY COMMUNITIES INC | 0.94% | - | 1,819,003 | $26.39M | $14.51 | |
| 25 | BBD | BANCO BRADESCO SA | 0.89% | Add +6.4% | 6,133,753 | $24.9M | No quote | No quote |
| 26 | PBR | PETROLEO BRASILEIRO SA | 0.73% | New | 3,728,093 | $20.5M | $5.50 | |
| 27 | MTG | MGIC INVESTMENT CORP | 0.68% | Add +36.0% | 3,020,000 | $19.18M | $6.35 | |
| 28 | TEO | TELECOM ARGENTINA SA | 0.64% | Add +7.1% | 1,960,500 | $18.08M | $9.22 | |
| 29 | SRLP | SPRAGUE RESOURCES LP | 0.63% | New | 1,350,000 | $17.66M | No quote | No quote |
| 30 | ERI | ELDORADO RESORTS INC | 0.51% | New | 1,000,000 | $14.4M | No quote | No quote |
| 31 | WMB | WILLIAMS COS INC/THE | 0.50% | New | 1,000,000 | $14.15M | $14.15 | |
| 32 | COOP | MR COOPER GROUP INC | 0.50% | - | 1,927,544 | $14.13M | No quote | No quote |
| 33 | BATL | BATTALION OIL CORP | 0.50% | New | 3,009,912 | $14.07M | $4.67 | |
| 34 | STKL | SUNOPTA INC | 0.50% | - | 8,092,699 | $13.92M | $1.72 | |
| 35 | AZUL | AZUL SA | 0.48% | Add +21.8% | 1,331,638 | $13.57M | No quote | No quote |
| 36 | MELI | MERCADOLIBRE INC | 0.44% | New | 25,400 | $12.41M | $488.54 | |
| 37 | SQM | SOCIEDAD QUIMICA Y MINERA DE CHILE SA | 0.38% | New | 473,720 | $10.68M | No quote | No quote |
| 38 | TV | GRUPO TELEVISA SAB | 0.38% | Add +128.2% | 1,828,000 | $10.6M | No quote | No quote |
| 39 | PAM | PAMPA ENERGIA SA | 0.34% | Add +12.6% | 849,000 | $9.59M | No quote | No quote |
| 40 | TGS | TRANSPORTADORA DE GAS DEL SUR SA | 0.32% | Add +5.3% | 1,974,729 | $9.08M | No quote | No quote |
| 41 | GLIBA | GCI LIBERTY INC | 0.30% | - | 150,000 | $8.55M | $56.97 | No quote |
| 42 | BCEI | BONANZA CREEK ENERGY INC | 0.30% | Reduce -26.3% | 741,726 | $8.34M | No quote | No quote |
| 43 | VVR | INVESCO SENIOR INCOME TRUST | 0.28% | New | 2,433,800 | $7.84M | No quote | No quote |
| 44 | TSQ | TOWNSQUARE MEDIA INC | 0.26% | - | 1,595,224 | $7.35M | No quote | No quote |
| 45 | XEC | CIMAREX ENERGY CO | 0.25% | - | 415,735 | $7M | No quote | No quote |
| 46 | VIST | VISTA OIL & GAS SAB DE CV | 0.22% | Add +23.9% | 3,133,000 | $6.27M | $2.00 | |
| 47 | EFT | EATON VANCE FLOATING-RATE INCOME TRUST | 0.21% | New | 570,000 | $5.84M | No quote | No quote |
| 48 | IHRT | IHEARTMEDIA INC | 0.19% | - | 715,247 | $5.23M | $7.31 | |
| 49 | IIM | INVESCO VALUE MUNICIPAL INCOME TRUST | 0.18% | New | 365,000 | $5.16M | No quote | No quote |
| 50 | VMO | INVESCO MUNICIPAL OPPORTUNITY TRUST | 0.18% | New | 446,000 | $5.11M | No quote | No quote |
| 51 | BELFB | BEL FUSE INC | 0.16% | - | 462,679 | $4.51M | $9.74 | |
| 52 | JFR | NUVEEN FLOATING RATE INCOME FUND | 0.16% | New | 580,000 | $4.38M | No quote | No quote |
| 53 | BRFS | BRF SA | 0.15% | Reduce -74.8% | 1,423,969 | $4.13M | No quote | No quote |
| 54 | HFRO | HIGHLAND INCOME FUND | 0.14% | New | 470,000 | $4.01M | No quote | No quote |
| 55 | VEON | VEON LTD | 0.10% | Add +11.9% | 1,878,900 | $2.84M | No quote | No quote |
| 56 | ASC | ARDMORE SHIPPING CORP | 0.10% | New | 526,694 | $2.77M | No quote | No quote |
| 57 | INDA | ISHARES MSCI INDIA ETF | 0.09% | Add +27.2% | 109,500 | $2.63M | $24.05 | |
| 58 | XFRAX | BLACKROCK FLOATING RATE INCOME STRATEGIES FUND INC | 0.09% | New | 260,000 | $2.6M | No quote | No quote |
| 59 | OCSI | OAKTREE STRATEGIC INCOME CORP | 0.08% | - | 392,000 | $2.17M | No quote | No quote |
| 60 | BAK | BRASKEM SA | 0.07% | New | 279,550 | $1.86M | No quote | No quote |
| 61 | XEFRX | EATON VANCE SENIOR FLOATING-RATE TRUST | 0.06% | New | 170,000 | $1.68M | No quote | No quote |
| 62 | LOMA | LOMA NEGRA CIA INDUSTRIAL ARGENTINA SA | 0.04% | Add +35.7% | 342,000 | $1.21M | $3.55 | |
| 63 | CCO | CLEAR CHANNEL OUTDOOR HOLDINGS INC | 0.04% | - | 1,681,898 | $1.08M | $0.64 | |
| 64 | CCIPRA | CROWN CASTLE INTERNATIONAL CORP | 0.04% | Reduce -65.6% | 826 | $1.03M | No quote | No quote |
| 65 | ASRT | ASSERTIO THERAPEUTICS INC | 0.03% | - | 1,492,455 | $970K | $0.65 | |
| 66 | OIBZQ | OI SA | 0.03% | - | 2,201,646 | $966K | No quote | No quote |
| 67 | OCSL | OAKTREE SPECIALTY LENDING CORP | 0.03% | - | 276,000 | $894K | $3.24 | |
| 68 | EVF | EATON VANCE SENIOR INCOME TRUST | 0.03% | New | 170,000 | $783K | No quote | No quote |
| 69 | SIGA | SIGA TECHNOLOGIES INC | 0.03% | - | 159,782 | $763K | No quote | No quote |
| 70 | BELFA | BEL FUSE INC | 0.02% | - | 71,613 | $542K | No quote | No quote |
| 71 | QTTTP | QTS REALTY TRUST INC | 0.02% | Reduce -77.0% | 4,140 | $532K | No quote | No quote |
| 72 | OBDC | OWL ROCK CAPITAL CORP | 0.02% | New | 43,000 | $496K | $11.53 | |
| 73 | DHRRP | DANAHER CORP | 0.02% | Reduce -76.1% | 461 | $476K | No quote | No quote |
| 74 | ROCC | PENN VIRGINIA CORP | 0.01% | - | 124,000 | $383K | No quote | No quote |
| 75 | NEEPRO | NEXTERA ENERGY INC | 0.01% | Reduce -87.2% | 5,766 | $272K | No quote | No quote |
| 76 | DSSI | DIAMOND S SHIPPING INC | 0.01% | - | 22,076 | $260K | No quote | No quote |
| 77 | CPLP | CAPITAL PRODUCT PARTNERS LP | 0.01% | - | 32,142 | $235K | No quote | No quote |
| 78 | AMPY | AMPLIFY ENERGY CORP | 0.01% | - | 410,041 | $232K | $0.57 | |
| 79 | IEA | INFRASTRUCTURE & ENERGY ALTERNATIVES LLC | 0.00% | - | 18,926 | $38K | No quote | No quote |
| 80 | MDR | MCDERMOTT INTERNATIONAL INC | 0.00% | New | 49,653 | $2K | No quote | No quote |
| 96 | YPF | YPF SA | - | Sold | 0 | $0 | No quote | No quote |
| 95 | YETI | YETI HOLDINGS INC | - | Sold | 0 | $0 | No quote | No quote |
| 94 | WFCPRL | WELLS FARGO & CO | - | Sold | 0 | $0 | No quote | No quote |
| 93 | VRS | VERSO CORP | - | Sold | 0 | $0 | No quote | No quote |
| 92 | SWKUU | STANLEY BLACK & DECKER INC | - | Sold | 0 | $0 | No quote | No quote |
| 91 | SOUEU | SOUTHERN CO/THE | - | Sold | 0 | $0 | No quote | No quote |
| 90 | SREMP | SEMPRA ENERGY | - | Sold | 0 | $0 | No quote | No quote |
| 89 | HUYA | HUYA INC | - | Sold | 0 | $0 | No quote | No quote |
| 88 | FTVVP | FORTIVE CORP | - | Sold | 0 | $0 | No quote | No quote |
| 87 | FPI | FARMLAND PARTNERS INC | - | Sold | 0 | $0 | No quote | No quote |
| 86 | XOG | EXTRACTION OIL & GAS INC | - | Sold | 0 | $0 | No quote | No quote |
| 85 | DOMGL | DOMINION ENERGY INC | - | Sold | 0 | $0 | No quote | No quote |
| 84 | AVGOP | BROADCOM INC | - | Sold | 0 | $0 | No quote | No quote |
| 83 | BDXA | BECTON DICKINSON AND CO | - | Sold | 0 | $0 | No quote | No quote |
| 82 | BACPRL | BANK OF AMERICA CORP | - | Sold | 0 | $0 | No quote | No quote |
| 81 | WTRZU | AQUA AMERICA INC | - | Sold | 0 | $0 | No quote | No quote |
Options positions
Put = right to sell at strike (a bearish bet). Call = right to buy at strike (bullish via leverage). The notional column shows the underlying market value reported to the SEC, not the option premium paid - these don't add to the long-equity % portfolio above.
Other instruments
Bonds, warrants, or non-share principal positions reported alongside the equity portfolio.
| 1 | ACR 4.5 08/15/22 | EXANTAS CAPITAL CORPCONVERTIBLE BOND | OTHER | 80,137,000 | $48.57M |
| 2 | DISH 3.375 08/15/26 | DISH NETWORK CORPCONVERTIBLE BOND | OTHER | 35,556,000 | $28.96M |
| 3 | TWTR 1 09/15/21 | TWITTER INCCONVERTIBLE BOND | OTHER | 25,823,000 | $24.47M |
| 4 | PRAA 3 08/01/20 | PRA GROUP INCCONVERTIBLE BOND | OTHER | 21,901,000 | $21.34M |
| 5 | JAZZ 1.875 08/15/21 | JAZZ PHARMACEUTICALS PLCCONVERTIBLE BOND | OTHER | 19,038,000 | $18.11M |
| 6 | MNDT 1.625 06/01/35 B | FIREEYE INCCONVERTIBLE BOND | OTHER | 18,939,000 | $17.19M |
| 7 | DBRG 3.875 01/15/21 | COLONY CAPITAL INCCONVERTIBLE BOND | OTHER | 20,337,000 | $16.32M |
| 8 | FTV | FORTIVE CORPCONVERTIBLE BOND | OTHER | 17,409,999 | $16.22M |
| 9 | LGND 0.75 05/15/23 | LIGAND PHARMACEUTICALS INCCONVERTIBLE BOND | OTHER | 18,865,000 | $15.62M |
| 10 | CATM 1 12/01/20 | CARDTRONICS PLCCONVERTIBLE BOND | OTHER | 15,001,000 | $14.33M |
| 11 | HTGC 4.375 02/01/22 | HERCULES CAPITAL INCCONVERTIBLE BOND | OTHER | 14,682,000 | $13.51M |
| 12 | GSBD 4.5 04/01/22 | GOLDMAN SACHS BDC INCCONVERTIBLE BOND | OTHER | 14,715,000 | $13.46M |
| 13 | DISH 2.375 03/15/24 | DISH NETWORK CORPCONVERTIBLE BOND | OTHER | 16,903,000 | $13.46M |
| 14 | HOPE 2 05/15/38 | HOPE BANCORP INCCONVERTIBLE BOND | OTHER | 15,489,000 | $12.96M |
| 15 | TCOM 1 07/01/20 | CTRIP.COM INTERNATIONAL LTDCONVERTIBLE BOND | OTHER | 12,975,000 | $12.68M |
| 16 | MIC 2 10/01/23 | MACQUARIE INFRASTRUCTURE CORPCONVERTIBLE BOND | OTHER | 15,329,000 | $12.3M |
| 17 | NBR 0.75 01/15/24 | NABORS INDUSTRIES LTDCONVERTIBLE BOND | OTHER | 61,622,000 | $12.02M |
| 18 | TEVA 0.25 02/01/26 C | TEVA PHARMACEUTICAL INDUSTRIES LTDCONVERTIBLE BOND | OTHER | 12,771,000 | $11.88M |
| 19 | GBX 2.875 02/01/24 | GREENBRIER COS INC/THECONVERTIBLE BOND | OTHER | 14,411,000 | $11.78M |
| 20 | PDCE 1.125 09/15/21 | PDC ENERGY INCCONVERTIBLE BOND | OTHER | 14,273,000 | $11.71M |
| 21 | KREF 6.125 05/15/23 | KKR REAL ESTATE FINANCE TRUST INCCONVERTIBLE BOND | OTHER | 13,616,000 | $11.51M |
| 22 | WDC 1.5 02/01/24 | WESTERN DIGITAL CORPCONVERTIBLE BOND | OTHER | 12,652,000 | $11.07M |
| 23 | ECPG 2.875 03/15/21 | ENCORE CAPITAL GROUP INCCONVERTIBLE BOND | OTHER | 12,286,000 | $11.06M |
| 24 | MDRX 1.25 07/01/20 | ALLSCRIPTS HEALTHCARE SOLUTIONS INCCONVERTIBLE BOND | OTHER | 11,268,000 | $10.85M |
| 25 | SFL 5.75 10/15/21 | SFL CORP LTDCONVERTIBLE BOND | OTHER | 12,058,000 | $10.71M |
| 26 | WB 1.25 11/15/22 | WEIBO CORPCONVERTIBLE BOND | OTHER | 11,888,000 | $10.1M |
| 27 | VECO 2.7 01/15/23 | VEECO INSTRUMENTS INCCONVERTIBLE BOND | OTHER | 12,049,000 | $9.94M |
| 28 | TWO 6.25 01/15/22 | TWO HARBORS INVESTMENT CORPCONVERTIBLE BOND | OTHER | 11,722,000 | $9.91M |
| 29 | WIFI 1 10/01/23 | BOINGO WIRELESS INCCONVERTIBLE BOND | OTHER | 11,005,000 | $9.83M |
| 30 | CAMP 1.625 05/15/20 | CALAMP CORPCONVERTIBLE BOND | OTHER | 8,568,000 | $8.49M |
| 31 | PMT 5.375 05/01/20 | PENNYMAC MORTGAGE INVESTMENT TRUSTCONVERTIBLE BOND | OTHER | 8,733,000 | $8.44M |
| 32 | NMFC 5.75 08/15/23 | NEW MOUNTAIN FINANCE CORPCONVERTIBLE BOND | OTHER | 9,433,000 | $7.74M |
| 33 | MOMO 1.25 07/01/25 | MOMO INCCONVERTIBLE BOND | OTHER | 9,463,000 | $7.6M |
| 34 | ECHO 2.5 05/01/20 | ECHO GLOBAL LOGISTICS INCCONVERTIBLE BOND | OTHER | 7,512,000 | $7.52M |
| 35 | - | WAYFAIR INCCONVERTIBLE BOND | OTHER | 9,500,000 | $7.29M |
| 36 | WMC 6.75 10/01/22 | WESTERN ASSET MORTGAGE CAPITAL CORPCONVERTIBLE BOND | OTHER | 15,593,000 | $6.65M |
| 37 | - | AVAYA HOLDINGS CORPCONVERTIBLE BOND | OTHER | 7,512,000 | $6.03M |
| 38 | - | BLACKROCK TCP CAPITAL CORPCONVERTIBLE BOND | OTHER | 6,000,000 | $5.39M |
| 39 | PATK 1 02/01/23 | PATRICK INDUSTRIES INCCONVERTIBLE BOND | OTHER | 6,768,000 | $5.35M |
| 40 | ICPT 3.25 07/01/23 | INTERCEPT PHARMACEUTICALS INCCONVERTIBLE BOND | OTHER | 6,386,000 | $5.27M |
| 41 | SPLK 0.5 09/15/23 | SPLUNK INCCONVERTIBLE BOND | OTHER | 4,745,000 | $5.12M |
| 42 | QGEN 1 11/13/24 | QIAGEN NVCONVERTIBLE BOND | OTHER | 5,000,000 | $4.95M |
| 43 | SQ 0.5 05/15/23 | SQUARE INCCONVERTIBLE BOND | OTHER | 4,500,000 | $4.66M |
| 44 | Z 1.5 07/01/23 | ZILLOW GROUP INCCONVERTIBLE BOND | OTHER | 5,376,999 | $4.56M |
| 45 | PANW 0.75 07/01/23 | PALO ALTO NETWORKS INCCONVERTIBLE BOND | OTHER | 4,597,999 | $4.45M |
| 46 | NYMT 6.25 01/15/22 | NEW YORK MORTGAGE TRUST INCCONVERTIBLE BOND | OTHER | 7,311,000 | $4.23M |
| 47 | NUAN 1 12/15/35 | NUANCE COMMUNICATIONS INCCONVERTIBLE BOND | OTHER | 4,272,000 | $4.09M |
| 48 | HCI 4.25 03/01/37 | HCI GROUP INCCONVERTIBLE BOND | OTHER | 4,023,000 | $4.08M |
| 49 | SM 1.5 07/01/21 | SM ENERGY COCONVERTIBLE BOND | OTHER | 10,740,000 | $3.99M |
| 50 | HTHT 0.375 11/01/22 | HUAZHU GROUP LTDCONVERTIBLE BOND | OTHER | 4,000,000 | $3.85M |
| 51 | INSM 1.75 01/15/25 | INSMED INCCONVERTIBLE BOND | OTHER | 4,504,000 | $3.78M |
| 52 | MNDT 1 06/01/35 A | FIREEYE INCCONVERTIBLE BOND | OTHER | 3,845,000 | $3.77M |
| 53 | OIS 1.5 02/15/23 | OIL STATES INTERNATIONAL INCCONVERTIBLE BOND | OTHER | 8,789,000 | $3.76M |
| 54 | BMRN | BIOMARIN PHARMACEUTICAL INCCONVERTIBLE BOND | OTHER | 3,500,000 | $3.72M |
| 55 | ARCC 4.625 03/01/24 | ARES CAPITAL CORPCONVERTIBLE BOND | OTHER | 3,989,000 | $3.47M |
| 56 | IVC | INVACARE CORPCONVERTIBLE BOND | OTHER | 3,709,000 | $3.35M |
| 57 | RGEN 0.375 07/15/24 | REPLIGEN CORPCONVERTIBLE BOND | OTHER | 3,056,000 | $3.23M |
| 58 | TMST 6 06/01/21 | TIMKENSTEEL CORPCONVERTIBLE BOND | OTHER | 3,756,000 | $3.07M |
| 59 | STWD 4.375 04/01/23 | STARWOOD PROPERTY TRUST INCCONVERTIBLE BOND | OTHER | 3,450,000 | $2.99M |
| 60 | DOCU 0.5 09/15/23 | DOCUSIGN INCCONVERTIBLE BOND | OTHER | 2,026,000 | $2.86M |
| 61 | TPC 2.875 06/15/21 | TUTOR PERINI CORPCONVERTIBLE BOND | OTHER | 3,004,000 | $2.78M |
| 62 | GNC 1.5 08/15/20 | GNC HOLDINGS INCCONVERTIBLE BOND | OTHER | 4,557,000 | $2.73M |
| 63 | SYNA 0.5 06/15/22 | SYNAPTICS INCCONVERTIBLE BOND | OTHER | 2,600,000 | $2.71M |
| 64 | GLNG 2.75 02/15/22 | GOLAR LNG LTDCONVERTIBLE BOND | OTHER | 4,104,000 | $2.63M |
| 65 | NR 4 12/01/21 | NEWPARK RESOURCES INCCONVERTIBLE BOND | OTHER | 3,381,000 | $2.52M |
| 66 | NUAN 1.5 11/01/35 | NUANCE COMMUNICATIONS INCCONVERTIBLE BOND | OTHER | 2,343,000 | $2.48M |
| 67 | ARI 4.75 08/23/22 | APOLLO COMMERCIAL REAL ESTATE FINANCE INCCONVERTIBLE BOND | OTHER | 3,510,000 | $2.44M |
| 68 | HLX 4.25 05/01/22 | HELIX ENERGY SOLUTIONS GROUP INCCONVERTIBLE BOND | OTHER | 2,930,000 | $2.21M |
| 69 | EZPW 2.375 05/01/25 | EZCORP INCCONVERTIBLE BOND | OTHER | 2,933,000 | $2.2M |
| 70 | IVC 5 02/15/21 | INVACARE CORPCONVERTIBLE BOND | OTHER | 2,272,000 | $2.18M |
| 71 | TWTR 1 09/15/21 | TWITTER INCCONVERTIBLE BOND | OTHER | 2,295,000 | $2.06M |
| 72 | - | ATLAS AIR WORLDWIDE HOLDINGS INCCONVERTIBLE BOND | OTHER | 2,254,000 | $2M |
| 73 | VSH 2.25 06/15/25 | VISHAY INTERTECHNOLOGY INCCONVERTIBLE BOND | OTHER | 2,218,000 | $1.98M |
| 74 | PCRX | PACIRA BIOSCIENCES INCCONVERTIBLE BOND | OTHER | 2,000,000 | $1.93M |
| 75 | FCN 2 08/15/23 T | FTI CONSULTING INCCONVERTIBLE BOND | OTHER | 1,438,000 | $1.88M |
| 76 | ON 1 12/01/20 | ON SEMICONDUCTOR CORPCONVERTIBLE BOND | OTHER | 1,876,000 | $1.87M |
| 77 | SPWR 4 01/15/23 | SUNPOWER CORPCONVERTIBLE BOND | OTHER | 2,157,000 | $1.7M |
| 78 | CKH 3 11/15/28 | SEACOR HOLDINGS INCCONVERTIBLE BOND | OTHER | 1,563,000 | $1.55M |
| 79 | - | VOCERA COMMUNICATIONS INCCONVERTIBLE BOND | OTHER | 1,500,000 | $1.49M |
| 80 | - | WIX.COM LTDCONVERTIBLE BOND | OTHER | 1,500,000 | $1.49M |
| 81 | - | WAYFAIR INCCONVERTIBLE BOND | OTHER | 2,000,000 | $1.37M |
| 82 | GPRE 4.125 09/01/22 | GREEN PLAINS INCCONVERTIBLE BOND | OTHER | 1,978,000 | $1.33M |
| 83 | HLF 2.625 03/15/24 | HERBALIFE NUTRITION LTDCONVERTIBLE BOND | OTHER | 1,593,000 | $1.28M |
| 84 | GMED 2.25 03/15/21 | NUVASIVE INCCONVERTIBLE BOND | OTHER | 1,186,000 | $1.25M |
| 85 | ENV 1.75 06/01/23 | ENVESTNET INCCONVERTIBLE BOND | OTHER | 1,200,000 | $1.23M |
| 86 | MRVL 0.75 09/01/21 | INPHI CORPCONVERTIBLE BOND | OTHER | 765,000 | $1.12M |
| 87 | RDUS 3 09/01/24 | RADIUS HEALTH INCCONVERTIBLE BOND | OTHER | 1,464,000 | $1.04M |
| 88 | IONS 1 11/15/21 | IONIS PHARMACEUTICALS INCCONVERTIBLE BOND | OTHER | 1,000,000 | $1.01M |
| 89 | FWONK 1 01/30/23 | LIBERTY MEDIA CORP-LIBERTY FORMULA ONECONVERTIBLE BOND | OTHER | 975,000 | $922K |
| 90 | GWRE 1.25 03/15/25 | GUIDEWIRE SOFTWARE INCCONVERTIBLE BOND | OTHER | 858,000 | $830K |
| 91 | EEFT | EURONET WORLDWIDE INCCONVERTIBLE BOND | OTHER | 839,000 | $766K |
| 92 | BKNG 0.9 09/15/21 | BOOKING HOLDINGS INCCONVERTIBLE BOND | OTHER | 760,000 | $759K |
| 93 | TSLA 2.375 03/15/22 | TESLA INCCONVERTIBLE BOND | OTHER | 413,000 | $707K |
| 94 | FLXN 3.375 05/01/24 | FLEXION THERAPEUTICS INCCONVERTIBLE BOND | OTHER | 752,000 | $584K |
| 95 | - | WORKDAY INCCONVERTIBLE BOND | OTHER | 500,000 | $556K |
| 96 | BMRN 0.599 08/01/24 | BIOMARIN PHARMACEUTICAL INCCONVERTIBLE BOND | OTHER | 470,000 | $493K |
| 97 | MNDT 1 06/01/35 A | FIREEYE INCCONVERTIBLE BOND | OTHER | 155,000 | $130K |
| 98 | USWSW | US WELL SERVICES INCWARRANT | OTHER | 1,500,000 | $27K |
| 133 | WLL 1.25 04/01/20 | WHITING PETROLEUM CORPCONVERTIBLE BOND | OTHER | 0 | $0 |
| 132 | VSI 2.25 12/01/20 | VITAMIN SHOPPE INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 131 | VIAV 1 03/01/24 | VIAVI SOLUTIONS INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 130 | RIG 0.5 01/30/23 | TRANSOCEAN LTDCONVERTIBLE BOND | OTHER | 0 | $0 |
| 129 | TLRY 5 10/01/23 | TILRAY INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 128 | TSLA 1.25 03/01/21 | TESLA INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 127 | SSRMCN 2.875 02/01/33 | SSR MINING INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 126 | SLAB 1.375 03/01/22 | SILICON LABORATORIES INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 125 | STNG 3 05/15/22 | SCORPIO TANKERS INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 124 | RH 0 06/15/23 | RHCONVERTIBLE BOND | OTHER | 0 | $0 |
| 123 | RDFN 1.75 07/15/23 | REDFIN CORPCONVERTIBLE BOND | OTHER | 0 | $0 |
| 122 | QGEN 0.875 03/19/21 | QIAGEN NVCONVERTIBLE BOND | OTHER | 0 | $0 |
| 121 | PRAA 3.5 06/01/23 | PRA GROUP INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 120 | PEGI 4 07/15/20 | PATTERN ENERGY GROUP INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 119 | OSIS 1.25 09/01/22 | OSI SYSTEMS INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 118 | NUAN 2.75 11/01/31 | NUANCE COMMUNICATIONS INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 117 | NRG 2.75 06/01/48 | NRG ENERGY INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 116 | NBIX 2.25 05/15/24 | NEUROCRINE BIOSCIENCES INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 115 | MCHP 1.625 02/15/27 | MICROCHIP TECHNOLOGY INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 114 | MTOR 3.25 10/15/37 | MERITOR INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 113 | VAC 1.5 09/15/22 | MARRIOTT VACATIONS WORLDWIDE CORPCONVERTIBLE BOND | OTHER | 0 | $0 |
| 112 | LITE 0.25 03/15/24 | LUMENTUM HOLDINGS INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 111 | IDCC 1.5 03/01/20 | INTERDIGITAL INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 110 | ILMN 0.5 06/15/21 | ILLUMINA INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 109 | HZNP 2.5 03/15/22 | HORIZON PHARMA PLCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 108 | HASI 4.125 09/01/22 | HANNON ARMSTRONG SUSTAINABLE INFRASTRUCTURE CAPITAL INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 107 | FOR 3.75 03/01/20 | FORESTAR GROUP INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 106 | EXAS 0.375 03/15/27 | EXACT SCIENCES CORPCONVERTIBLE BOND | OTHER | 0 | $0 |
| 105 | ECPG 4.5 09/01/23 | ENCORE CAPITAL GROUP INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 104 | DY 0.75 09/15/21 | DYCOM INDUSTRIES INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 103 | DXCM 0.75 12/01/23 | DEXCOM INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 102 | DERM 3 05/15/22 | DERMIRA INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 101 | CLF 1.5 01/15/25 | CLEVELAND-CLIFFS INCCONVERTIBLE BOND | OTHER | 0 | $0 |
| 100 | CAMP 2 08/01/25 | CALAMP CORPCONVERTIBLE BOND | OTHER | 0 | $0 |
| 99 | ASRT 2.5 09/01/21 | ASSERTIO THERAPEUTICS INCCONVERTIBLE BOND | OTHER | 0 | $0 |