Howard Marks - Oaktree Capital Management
As of Q2 2026, Howard Marks reported 49 long-equity positions worth $3.78B in aggregate.
It also disclosed $1.75B of put notional and $144.58M of call notional. Notional is the contracts’ face value, not the premium paid, so it is reported separately from the equity above — see the Options section below.
Copy-investor backtest
- Latest quarter
- -2.57%
- 1-year
- +42.80%
- 3-year
- +67.77%
- 5-year
- +122.77%
- 3-year vs S&P 500
- -5.47%
- 5-year vs S&P 500
- +49.09%
- 5-year top 5
- +183.78%
Return from mechanically copying the disclosed 13F equity portfolio after each filing and rebalancing at the next. The vs S&P 500 figures subtract SPY over that manager's own rebalance dates, so both sides cover the same days; both are price return, excluding dividends. Method & limitations.
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Updated 2026-09-12 from SEC 13F data.
Live quotes available for 34 of 224 rows. Rows without a quote are marked unavailable.
| 1 | VST | VISTRA ENERGY CORP | 15.50% | - | 27,278,055 | $627.12M | $22.99 | No quote |
| 2 | TRMD | TORM PLC | 13.35% | - | 48,263,921 | $540.13M | $11.19 | No quote |
| 3 | SBLK | STAR BULK CARRIERS CORP | 11.11% | - | 38,063,697 | $449.53M | $11.81 | No quote |
| 4 | ALLY | ALLY FINANCIAL INC | 8.26% | - | 10,943,541 | $334.43M | $30.56 | No quote |
| 5 | CZR | CAESARS ENTERTAINMENT CORP | 5.13% | - | 15,250,000 | $207.4M | $13.60 | No quote |
| 6 | TSM | TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD | 4.32% | Add +5.5% | 3,006,193 | $174.66M | $58.10 | No quote |
| 7 | INFN | INFINERA CORP | 4.12% | - | 20,975,384 | $166.54M | No quote | No quote |
| 8 | NMIH | NMI HOLDINGS INC | 3.61% | Reduce -11.6% | 4,400,000 | $145.99M | $33.18 | No quote |
| 9 | EGLE | EAGLE BULK SHIPPING INC | 3.36% | - | 29,544,139 | $135.9M | No quote | No quote |
| 10 | BRY | BERRY PETROLEUM CORP | 3.01% | Add +0.2% | 12,913,313 | $121.77M | No quote | No quote |
| 11 | ITUB | ITAU UNIBANCO HOLDING SA | 2.79% | Add +5.6% | 12,319,157 | $112.72M | $9.15 | No quote |
| 12 | IBN | ICICI BANK LTD | 2.17% | Reduce -30.6% | 5,808,890 | $87.66M | $15.09 | No quote |
| 13 | PBR-A | PETROLEO BRASILEIRO SA | 2.12% | Add +5.5% | 5,758,517 | $85.92M | $14.92 | No quote |
| 14 | CEO | CNOOC LTD | 1.47% | Add +5.5% | 356,638 | $59.44M | No quote | No quote |
| 15 | SMCI | SUPER MICRO COMPUTER INC | 1.42% | - | 2,400,000 | $57.65M | No quote | No quote |
| 16 | AU | ANGLOGOLD ASHANTI LTD | 1.31% | Reduce -1.1% | 2,374,581 | $53.05M | $22.34 | No quote |
| 17 | BBD | BANCO BRADESCO SA | 1.28% | New | 5,767,107 | $51.62M | No quote | No quote |
| 18 | CCS | CENTURY COMMUNITIES INC | 1.23% | - | 1,819,003 | $49.75M | $27.35 | No quote |
| 19 | BRFS | BRF SA | 1.22% | Add +3.8% | 5,653,531 | $49.19M | No quote | No quote |
| 20 | AZUL | AZUL SA | 1.16% | Add +5.5% | 1,093,638 | $46.81M | No quote | No quote |
| 21 | MX | MAGNACHIP SEMICONDUCTOR CORP | 0.91% | Reduce -2.4% | 3,170,729 | $36.81M | $11.61 | No quote |
| 22 | BABA | ALIBABA GROUP HOLDING LTD | 0.85% | New | 161,982 | $34.36M | $212.10 | No quote |
| 23 | CX | CEMEX SAB DE CV | 0.81% | Add +13.8% | 8,657,927 | $32.73M | $3.78 | No quote |
| 24 | MTG | MGIC INVESTMENT CORP | 0.78% | - | 2,220,000 | $31.46M | $14.17 | No quote |
| 25 | COOP | MR COOPER GROUP INC | 0.60% | - | 1,927,544 | $24.11M | No quote | No quote |
| 26 | BCEI | BONANZA CREEK ENERGY INC | 0.58% | Reduce -21.6% | 1,006,726 | $23.5M | No quote | No quote |
| 27 | XEC | CIMAREX ENERGY CO | 0.54% | - | 415,735 | $21.82M | No quote | No quote |
| 28 | TEO | TELECOM ARGENTINA SA | 0.51% | Add +39.7% | 1,830,500 | $20.78M | $11.35 | No quote |
| 29 | STKL | SUNOPTA INC | 0.50% | - | 8,092,699 | $20.23M | $2.50 | No quote |
| 30 | AFYA | AFYA LTD | 0.49% | Add +5.1% | 732,913 | $19.88M | $27.12 | No quote |
| 31 | VIST | VISTA OIL & GAS SAB DE CV | 0.49% | Add +34.5% | 2,528,000 | $19.84M | $7.85 | No quote |
| 32 | TSQ | TOWNSQUARE MEDIA INC | 0.39% | - | 1,595,224 | $15.9M | No quote | No quote |
| 33 | YPF | YPF SA | 0.39% | Reduce -5.9% | 1,356,600 | $15.71M | $11.58 | No quote |
| 34 | YETI | YETI HOLDINGS INC | 0.36% | Reduce -22.3% | 417,866 | $14.53M | $34.78 | No quote |
| 35 | HUYA | HUYA INC | 0.33% | Add +5.5% | 751,125 | $13.48M | No quote | No quote |
| 36 | TGS | TRANSPORTADORA DE GAS DEL SUR SA | 0.33% | Add +55.2% | 1,874,729 | $13.44M | No quote | No quote |
| 37 | PAM | PAMPA ENERGIA SA | 0.31% | Add +27.1% | 754,000 | $12.39M | No quote | No quote |
| 38 | VRS | VERSO CORP | 0.30% | Reduce -63.0% | 675,000 | $12.17M | No quote | No quote |
| 39 | IHRT | IHEARTMEDIA INC | 0.30% | - | 715,247 | $12.09M | $16.90 | No quote |
| 40 | GLIBA | GCI LIBERTY INC | 0.26% | - | 150,000 | $10.63M | $70.85 | No quote |
| 41 | BELFB | BEL FUSE INC | 0.23% | - | 462,679 | $9.48M | $20.50 | No quote |
| 42 | TV | GRUPO TELEVISA SAB | 0.23% | Add +41.5% | 801,000 | $9.4M | No quote | No quote |
| 43 | AVGOP | BROADCOM INC | 0.15% | New | 5,000 | $5.89M | No quote | No quote |
| 44 | CCO | CLEAR CHANNEL OUTDOOR HOLDINGS INC | 0.12% | - | 1,681,898 | $4.81M | $2.86 | No quote |
| 45 | VEON | VEON LTD | 0.10% | - | 1,678,900 | $4.25M | No quote | No quote |
| 46 | ROCC | PENN VIRGINIA CORP | 0.09% | Reduce -50.2% | 124,000 | $3.76M | No quote | No quote |
| 47 | OCSI | OAKTREE STRATEGIC INCOME CORP | 0.08% | - | 392,000 | $3.21M | No quote | No quote |
| 48 | CCIPRA | CROWN CASTLE INTERNATIONAL CORP | 0.08% | - | 2,402 | $3.08M | No quote | No quote |
| 49 | INDA | ISHARES MSCI INDIA ETF | 0.07% | Add +34.5% | 86,100 | $3.02M | $35.12 | No quote |
| 50 | SWKUU | STANLEY BLACK & DECKER INC | 0.07% | New | 25,000 | $2.72M | No quote | No quote |
| 51 | AMPY | AMPLIFY ENERGY CORP | 0.07% | Reduce -0.2% | 410,041 | $2.71M | $6.61 | No quote |
| 52 | FTVVP | FORTIVE CORP | 0.06% | New | 2,500 | $2.43M | No quote | No quote |
| 53 | SREMP | SEMPRA ENERGY | 0.06% | Reduce -16.4% | 20,350 | $2.42M | No quote | No quote |
| 54 | QTTTP | QTS REALTY TRUST INC | 0.06% | - | 17,990 | $2.32M | No quote | No quote |
| 55 | NEEPRO | NEXTERA ENERGY INC | 0.06% | Reduce -25.0% | 45,000 | $2.31M | No quote | No quote |
| 56 | DHRRP | DANAHER CORP | 0.06% | - | 1,930 | $2.28M | No quote | No quote |
| 57 | BACPRL | BANK OF AMERICA CORP | 0.05% | Reduce -25.5% | 1,461 | $2.12M | $1448.32 | No quote |
| 58 | OIBZQ | OI SA | 0.05% | - | 2,201,646 | $2.05M | No quote | No quote |
| 59 | LOMA | LOMA NEGRA CIA INDUSTRIAL ARGENTINA SA | 0.05% | Add +18.9% | 252,000 | $1.97M | $7.82 | No quote |
| 60 | ASRT | ASSERTIO THERAPEUTICS INC | 0.05% | - | 1,492,455 | $1.87M | $1.25 | No quote |
| 61 | SOUEU | SOUTHERN CO/THE | 0.04% | Reduce -25.0% | 30,000 | $1.62M | No quote | No quote |
| 62 | OCSL | OAKTREE SPECIALTY LENDING CORP | 0.04% | - | 276,000 | $1.51M | $5.46 | No quote |
| 63 | BDXA | BECTON DICKINSON AND CO | 0.03% | Reduce -58.8% | 21,050 | $1.38M | No quote | No quote |
| 64 | BELFA | BEL FUSE INC | 0.03% | - | 71,613 | $1.16M | No quote | No quote |
| 65 | DOMGL | DOMINION ENERGY INC | 0.03% | Reduce -33.3% | 10,000 | $1.07M | No quote | No quote |
| 66 | WFCPRL | WELLS FARGO & CO | 0.03% | - | 721 | $1.05M | $1449.38 | No quote |
| 67 | FPI | FARMLAND PARTNERS INC | 0.02% | Reduce -35.0% | 130,000 | $881K | No quote | No quote |
| 68 | WTRZU | AQUA AMERICA INC | 0.02% | - | 13,000 | $810K | No quote | No quote |
| 69 | SIGA | SIGA TECHNOLOGIES INC | 0.02% | - | 159,782 | $762K | No quote | No quote |
| 70 | CPLP | CAPITAL PRODUCT PARTNERS LP | 0.01% | - | 32,142 | $431K | No quote | No quote |
| 71 | DSSI | DIAMOND S SHIPPING INC | 0.01% | - | 22,076 | $369K | No quote | No quote |
| 72 | XOG | EXTRACTION OIL & GAS INC | 0.01% | - | 172,787 | $366K | No quote | No quote |
| 73 | IEA | INFRASTRUCTURE & ENERGY ALTERNATIVES LLC | 0.00% | - | 18,926 | $60K | No quote | No quote |
| 85 | YNDX | YANDEX NV-A | - | Sold | 0 | $0 | No quote | No quote |
| 84 | UPL | ULTRA PETROLEUM CORP | - | Sold | 0 | $0 | No quote | No quote |
| 83 | STON | STONEMOR PARTNERS LP | - | Sold | 0 | $0 | No quote | No quote |
| 82 | SD | SANDRIDGE ENERGY INC | - | Sold | 0 | $0 | No quote | No quote |
| 81 | PCG | PG&E CORP | - | Sold | 0 | $0 | No quote | No quote |
| 80 | PBR | PETROLEO BRASILEIRO-SPON ADR | - | Sold | 0 | $0 | No quote | No quote |
| 79 | MBT | MOBILE TELESYSTEMS PJSC | - | Sold | 0 | $0 | No quote | No quote |
| 78 | INFY | INFOSYS LTD-SP ADR | - | Sold | 0 | $0 | No quote | No quote |
| 77 | EURN | EURONAV NV | - | Sold | 0 | $0 | No quote | No quote |
| 76 | CBB | CINCINNATI BELL INC | - | Sold | 0 | $0 | No quote | No quote |
| 75 | AEPCU | AMERICAN ELECTRIC POWER CO INC | - | Sold | 0 | $0 | No quote | No quote |
| 74 | AABA | ALTABA INC | - | Sold | 0 | $0 | No quote | No quote |
Options positions
Put = right to sell at strike (a bearish bet). Call = right to buy at strike (bullish via leverage). The notional column shows the underlying market value reported to the SEC, not the option premium paid - these don't add to the long-equity % portfolio above.
Other instruments
Bonds, warrants, or non-share principal positions reported alongside the equity portfolio.
| 1 | ACR 4.5 08/15/22 | EXANTAS CAPITAL CORPCONVERTIBLE BOND | OTHER | 73,367,000 | $76.54M |
| 2 | DISH 3.375 08/15/26 | DISH NETWORK CORPCONVERTIBLE BOND | OTHER | 42,056,000 | $40.56M |
| 3 | NBR 0.75 01/15/24 | NABORS INDUSTRIES LTDCONVERTIBLE BOND | OTHER | 48,853,000 | $36.63M |
| 4 | WMC 6.75 10/01/22 | WESTERN ASSET MORTGAGE CAPITAL CORPCONVERTIBLE BOND | OTHER | 27,969,000 | $28.5M |
| 5 | TWO 6.25 01/15/22 | TWO HARBORS INVESTMENT CORPCONVERTIBLE BOND | OTHER | 22,312,000 | $23.21M |
| 6 | GBX 2.875 02/01/24 | GREENBRIER COS INC/THECONVERTIBLE BOND | OTHER | 23,298,000 | $22.66M |
| 7 | DISH 2.375 03/15/24 | DISH NETWORK CORPCONVERTIBLE BOND | OTHER | 24,354,000 | $22.33M |
| 8 | DBRG 3.875 01/15/21 | COLONY CAPITAL INCCONVERTIBLE BOND | OTHER | 21,307,000 | $21.04M |
| 9 | Z 1.5 07/01/23 | ZILLOW GROUP INCCONVERTIBLE BOND | OTHER | 21,833,000 | $21.01M |
| 10 | LGND 0.75 05/15/23 | LIGAND PHARMACEUTICALS INCCONVERTIBLE BOND | OTHER | 23,903,000 | $20.69M |
| 11 | SFL 5.75 10/15/21 | SFL CORP LTDCONVERTIBLE BOND | OTHER | 19,017,000 | $20.31M |
| 12 | HOPE 2 05/15/38 | HOPE BANCORP INCCONVERTIBLE BOND | OTHER | 21,389,000 | $20.17M |
| 13 | DY 0.75 09/15/21 | DYCOM INDUSTRIES INCCONVERTIBLE BOND | OTHER | 20,282,000 | $19.76M |
| 14 | PRAA 3 08/01/20 | PRA GROUP INCCONVERTIBLE BOND | OTHER | 19,249,000 | $19.27M |
| 15 | MIC 2 10/01/23 | MACQUARIE INFRASTRUCTURE CORPCONVERTIBLE BOND | OTHER | 19,770,000 | $18.96M |
| 16 | TWTR 1 09/15/21 | TWITTER INCCONVERTIBLE BOND | OTHER | 19,176,000 | $18.7M |
| 17 | SYNA 0.5 06/15/22 | SYNAPTICS INCCONVERTIBLE BOND | OTHER | 16,318,000 | $18.13M |
| 18 | VECO 2.7 01/15/23 | VEECO INSTRUMENTS INCCONVERTIBLE BOND | OTHER | 19,151,000 | $18.1M |
| 19 | KREF 6.125 05/15/23 | KKR REAL ESTATE FINANCE TRUST INCCONVERTIBLE BOND | OTHER | 16,555,000 | $17.38M |
| 20 | PMT 5.375 05/01/20 | PENNYMAC MORTGAGE INVESTMENT TRUSTCONVERTIBLE BOND | OTHER | 16,727,000 | $16.91M |
| 21 | CATM 1 12/01/20 | CARDTRONICS PLCCONVERTIBLE BOND | OTHER | 15,334,000 | $16.38M |
| 22 | HTGC 4.375 02/01/22 | HERCULES CAPITAL INCCONVERTIBLE BOND | OTHER | 15,893,000 | $16.27M |
| 23 | OIS 1.5 02/15/23 | OIL STATES INTERNATIONAL INCCONVERTIBLE BOND | OTHER | 17,620,000 | $15.9M |
| 24 | ECPG 2.875 03/15/21 | ENCORE CAPITAL GROUP INCCONVERTIBLE BOND | OTHER | 15,584,000 | $15.38M |
| 25 | NYMT 6.25 01/15/22 | NEW YORK MORTGAGE TRUST INCCONVERTIBLE BOND | OTHER | 14,840,000 | $15.19M |
| 26 | GSBD 4.5 04/01/22 | GOLDMAN SACHS BDC INCCONVERTIBLE BOND | OTHER | 14,038,000 | $14.51M |
| 27 | TSLA 2.375 03/15/22 | TESLA INCCONVERTIBLE BOND | OTHER | 10,000,000 | $14.17M |
| 28 | MNDT 1.625 06/01/35 B | FIREEYE INCCONVERTIBLE BOND | OTHER | 14,156,000 | $13.73M |
| 29 | TCOM 1 07/01/20 | CTRIP.COM INTERNATIONAL LTDCONVERTIBLE BOND | OTHER | 13,526,000 | $13.34M |
| 30 | GPRE 4.125 09/01/22 | GREEN PLAINS INCCONVERTIBLE BOND | OTHER | 13,303,000 | $12.47M |
| 31 | TEVA 0.25 02/01/26 C | TEVA PHARMACEUTICAL INDUSTRIES LTDCONVERTIBLE BOND | OTHER | 13,001,000 | $12.39M |
| 32 | SSRMCN 2.875 02/01/33 | SSR MINING INCCONVERTIBLE BOND | OTHER | 11,886,000 | $12.08M |
| 33 | PATK 1 02/01/23 | PATRICK INDUSTRIES INCCONVERTIBLE BOND | OTHER | 12,261,000 | $11.84M |
| 34 | NUAN 2.75 11/01/31 | NUANCE COMMUNICATIONS INCCONVERTIBLE BOND | OTHER | 11,494,000 | $11.29M |
| 35 | GLNG 2.75 02/15/22 | GOLAR LNG LTDCONVERTIBLE BOND | OTHER | 12,021,000 | $10.78M |
| 36 | FOR 3.75 03/01/20 | FORESTAR GROUP INCCONVERTIBLE BOND | OTHER | 10,676,000 | $10.76M |
| 37 | VSH 2.25 06/15/25 | VISHAY INTERTECHNOLOGY INCCONVERTIBLE BOND | OTHER | 10,708,000 | $10.75M |
| 38 | PDCE 1.125 09/15/21 | PDC ENERGY INCCONVERTIBLE BOND | OTHER | 11,081,000 | $10.46M |
| 39 | HLX 4.25 05/01/22 | HELIX ENERGY SOLUTIONS GROUP INCCONVERTIBLE BOND | OTHER | 9,761,000 | $10.46M |
| 40 | RIG 0.5 01/30/23 | TRANSOCEAN LTDCONVERTIBLE BOND | OTHER | 10,125,000 | $10.14M |
| 41 | TPC 2.875 06/15/21 | TUTOR PERINI CORPCONVERTIBLE BOND | OTHER | 10,526,000 | $10.05M |
| 42 | CKH 3 11/15/28 | SEACOR HOLDINGS INCCONVERTIBLE BOND | OTHER | 10,198,000 | $10.05M |
| 43 | WIFI 1 10/01/23 | BOINGO WIRELESS INCCONVERTIBLE BOND | OTHER | 11,005,000 | $9.78M |
| 44 | SPLK 0.5 09/15/23 | SPLUNK INCCONVERTIBLE BOND | OTHER | 7,905,000 | $9.54M |
| 45 | WDC 1.5 02/01/24 | WESTERN DIGITAL CORPCONVERTIBLE BOND | OTHER | 9,016,000 | $8.88M |
| 46 | DERM 3 05/15/22 | DERMIRA INCCONVERTIBLE BOND | OTHER | 9,241,000 | $8.54M |
| 47 | MCHP 1.625 02/15/27 | MICROCHIP TECHNOLOGY INCCONVERTIBLE BOND | OTHER | 5,967,000 | $8.52M |
| 48 | ON 1 12/01/20 | ON SEMICONDUCTOR CORPCONVERTIBLE BOND | OTHER | 6,170,000 | $8.4M |
| 49 | INSM 1.75 01/15/25 | INSMED INCCONVERTIBLE BOND | OTHER | 8,626,000 | $8.33M |
| 50 | SM 1.5 07/01/21 | SM ENERGY COCONVERTIBLE BOND | OTHER | 8,601,000 | $8.23M |
| 51 | CAMP 1.625 05/15/20 | CALAMP CORPCONVERTIBLE BOND | OTHER | 7,996,000 | $7.92M |
| 52 | PEGI 4 07/15/20 | PATTERN ENERGY GROUP INCCONVERTIBLE BOND | OTHER | 7,819,000 | $7.88M |
| 53 | ECHO 2.5 05/01/20 | ECHO GLOBAL LOGISTICS INCCONVERTIBLE BOND | OTHER | 7,700,000 | $7.71M |
| 54 | MNDT 1 06/01/35 A | FIREEYE INCCONVERTIBLE BOND | OTHER | 7,353,000 | $7.33M |
| 55 | FLXN 3.375 05/01/24 | FLEXION THERAPEUTICS INCCONVERTIBLE BOND | OTHER | 6,381,000 | $6.84M |
| 56 | EZPW 2.375 05/01/25 | EZCORP INCCONVERTIBLE BOND | OTHER | 8,264,000 | $6.77M |
| 57 | NMFC 5.75 08/15/23 | NEW MOUNTAIN FINANCE CORPCONVERTIBLE BOND | OTHER | 6,353,000 | $6.69M |
| 58 | ARI 4.75 08/23/22 | APOLLO COMMERCIAL REAL ESTATE FINANCE INCCONVERTIBLE BOND | OTHER | 6,642,000 | $6.69M |
| 59 | GMED 2.25 03/15/21 | NUVASIVE INCCONVERTIBLE BOND | OTHER | 4,835,000 | $6.45M |
| 60 | WLL 1.25 04/01/20 | WHITING PETROLEUM CORPCONVERTIBLE BOND | OTHER | 6,069,000 | $5.95M |
| 61 | DOCU 0.5 09/15/23 | DOCUSIGN INCCONVERTIBLE BOND | OTHER | 4,694,000 | $5.85M |
| 62 | BKNG 0.9 09/15/21 | BOOKING HOLDINGS INCCONVERTIBLE BOND | OTHER | 5,051,000 | $5.83M |
| 63 | HZNP 2.5 03/15/22 | HORIZON PHARMA PLCCONVERTIBLE BOND | OTHER | 4,175,000 | $5.53M |
| 64 | PANW 0.75 07/01/23 | PALO ALTO NETWORKS INCCONVERTIBLE BOND | OTHER | 5,000,000 | $5.53M |
| 65 | NUAN 1 12/15/35 | NUANCE COMMUNICATIONS INCCONVERTIBLE BOND | OTHER | 5,208,000 | $5.26M |
| 66 | MDRX 1.25 07/01/20 | ALLSCRIPTS HEALTHCARE SOLUTIONS INCCONVERTIBLE BOND | OTHER | 5,259,000 | $5.22M |
| 67 | GNC 1.5 08/15/20 | GNC HOLDINGS INCCONVERTIBLE BOND | OTHER | 5,239,000 | $5.07M |
| 68 | NRG 2.75 06/01/48 | NRG ENERGY INCCONVERTIBLE BOND | OTHER | 4,430,000 | $5.03M |
| 69 | HTHT 0.375 11/01/22 | HUAZHU GROUP LTDCONVERTIBLE BOND | OTHER | 4,400,000 | $4.93M |
| 70 | TSLA 1.25 03/01/21 | TESLA INCCONVERTIBLE BOND | OTHER | 3,818,000 | $4.88M |
| 71 | WB 1.25 11/15/22 | WEIBO CORPCONVERTIBLE BOND | OTHER | 4,762,000 | $4.48M |
| 72 | RGEN 0.375 07/15/24 | REPLIGEN CORPCONVERTIBLE BOND | OTHER | 4,000,000 | $4.33M |
| 73 | VSI 2.25 12/01/20 | VITAMIN SHOPPE INCCONVERTIBLE BOND | OTHER | 4,261,000 | $4.3M |
| 75 | JAZZ 1.875 08/15/21 | JAZZ PHARMACEUTICALS PLCCONVERTIBLE BOND | OTHER | 4,115,000 | $4.25M |
| 74 | MRVL 0.75 09/01/21 | INPHI CORPCONVERTIBLE BOND | OTHER | 3,000,000 | $4.25M |
| 76 | HLF 2.625 03/15/24 | HERBALIFE NUTRITION LTDCONVERTIBLE BOND | OTHER | 4,000,000 | $4.16M |
| 77 | ILMN 0.5 06/15/21 | ILLUMINA INCCONVERTIBLE BOND | OTHER | 2,875,000 | $4.01M |
| 78 | EXAS 0.375 03/15/27 | EXACT SCIENCES CORPCONVERTIBLE BOND | OTHER | 3,492,000 | $3.97M |
| 79 | ICPT 3.25 07/01/23 | INTERCEPT PHARMACEUTICALS INCCONVERTIBLE BOND | OTHER | 3,861,000 | $3.9M |
| 80 | HCI 4.25 03/01/37 | HCI GROUP INCCONVERTIBLE BOND | OTHER | 3,766,000 | $3.87M |
| 81 | IDCC 1.5 03/01/20 | INTERDIGITAL INCCONVERTIBLE BOND | OTHER | 3,782,000 | $3.78M |
| 82 | BMRN 0.599 08/01/24 | BIOMARIN PHARMACEUTICAL INCCONVERTIBLE BOND | OTHER | 3,500,000 | $3.71M |
| 83 | RDFN 1.75 07/15/23 | REDFIN CORPCONVERTIBLE BOND | OTHER | 3,681,000 | $3.65M |
| 84 | ENV 1.75 06/01/23 | ENVESTNET INCCONVERTIBLE BOND | OTHER | 3,000,000 | $3.6M |
| 85 | QGEN 0.875 03/19/21 | QIAGEN NVCONVERTIBLE BOND | OTHER | 3,000,000 | $3.53M |
| 86 | NBIX 2.25 05/15/24 | NEUROCRINE BIOSCIENCES INCCONVERTIBLE BOND | OTHER | 2,250,000 | $3.46M |
| 87 | MOMO 1.25 07/01/25 | MOMO INCCONVERTIBLE BOND | OTHER | 3,500,000 | $3.26M |
| 88 | VAC 1.5 09/15/22 | MARRIOTT VACATIONS WORLDWIDE CORPCONVERTIBLE BOND | OTHER | 3,000,000 | $3.21M |
| 89 | GWRE 1.25 03/15/25 | GUIDEWIRE SOFTWARE INCCONVERTIBLE BOND | OTHER | 2,700,000 | $3.19M |
| 90 | NUAN 1.5 11/01/35 | NUANCE COMMUNICATIONS INCCONVERTIBLE BOND | OTHER | 3,000,000 | $3.18M |
| 91 | FCN 2 08/15/23 T | FTI CONSULTING INCCONVERTIBLE BOND | OTHER | 2,497,000 | $3.14M |
| 92 | CAMP 2 08/01/25 | CALAMP CORPCONVERTIBLE BOND | OTHER | 3,535,000 | $2.94M |
| 93 | SLAB 1.375 03/01/22 | SILICON LABORATORIES INCCONVERTIBLE BOND | OTHER | 2,165,000 | $2.88M |
| 94 | ARCC 4.625 03/01/24 | ARES CAPITAL CORPCONVERTIBLE BOND | OTHER | 2,630,000 | $2.8M |
| 95 | STNG 3 05/15/22 | SCORPIO TANKERS INCCONVERTIBLE BOND | OTHER | 2,272,000 | $2.8M |
| 96 | STWD 4.375 04/01/23 | STARWOOD PROPERTY TRUST INCCONVERTIBLE BOND | OTHER | 2,500,000 | $2.61M |
| 97 | RH 0 06/15/23 | RHCONVERTIBLE BOND | OTHER | 2,000,000 | $2.54M |
| 98 | ECPG 4.5 09/01/23 | ENCORE CAPITAL GROUP INCCONVERTIBLE BOND | OTHER | 2,250,000 | $2.41M |
| 99 | TMST 6 06/01/21 | TIMKENSTEEL CORPCONVERTIBLE BOND | OTHER | 2,317,000 | $2.4M |
| 100 | CLF 1.5 01/15/25 | CLEVELAND-CLIFFS INCCONVERTIBLE BOND | OTHER | 2,000,000 | $2.4M |
| 101 | DXCM 0.75 12/01/23 | DEXCOM INCCONVERTIBLE BOND | OTHER | 1,465,000 | $2.17M |
| 102 | PRAA 3.5 06/01/23 | PRA GROUP INCCONVERTIBLE BOND | OTHER | 2,000,000 | $2.09M |
| 103 | QGEN 1 11/13/24 | QIAGEN NVCONVERTIBLE BOND | OTHER | 2,200,000 | $2.07M |
| 104 | OSIS 1.25 09/01/22 | OSI SYSTEMS INCCONVERTIBLE BOND | OTHER | 1,855,000 | $2.03M |
| 105 | FWONK 1 01/30/23 | LIBERTY MEDIA CORP-LIBERTY FORMULA ONECONVERTIBLE BOND | OTHER | 1,522,000 | $2.03M |
| 106 | TLRY 5 10/01/23 | TILRAY INCCONVERTIBLE BOND | OTHER | 3,745,000 | $2M |
| 107 | NR 4 12/01/21 | NEWPARK RESOURCES INCCONVERTIBLE BOND | OTHER | 1,930,000 | $1.99M |
| 108 | LITE 0.25 03/15/24 | LUMENTUM HOLDINGS INCCONVERTIBLE BOND | OTHER | 1,346,000 | $1.97M |
| 109 | RDUS 3 09/01/24 | RADIUS HEALTH INCCONVERTIBLE BOND | OTHER | 2,316,000 | $1.97M |
| 110 | ASRT 2.5 09/01/21 | ASSERTIO THERAPEUTICS INCCONVERTIBLE BOND | OTHER | 2,530,000 | $1.89M |
| 111 | SPWR 4 01/15/23 | SUNPOWER CORPCONVERTIBLE BOND | OTHER | 2,253,000 | $1.85M |
| 112 | MTOR 3.25 10/15/37 | MERITOR INCCONVERTIBLE BOND | OTHER | 1,595,000 | $1.74M |
| 113 | IONS 1 11/15/21 | IONIS PHARMACEUTICALS INCCONVERTIBLE BOND | OTHER | 1,500,000 | $1.72M |
| 114 | VIAV 1 03/01/24 | VIAVI SOLUTIONS INCCONVERTIBLE BOND | OTHER | 1,315,000 | $1.7M |
| 115 | SQ 0.5 05/15/23 | SQUARE INCCONVERTIBLE BOND | OTHER | 1,500,000 | $1.68M |
| 116 | IVC 5 02/15/21 | INVACARE CORPCONVERTIBLE BOND | OTHER | 1,524,000 | $1.5M |
| 117 | HASI 4.125 09/01/22 | HANNON ARMSTRONG SUSTAINABLE INFRASTRUCTURE CAPITAL INCCONVERTIBLE BOND | OTHER | 940,000 | $1.14M |
| 118 | USWSW | US WELL SERVICES INCWARRANT | OTHER | 1,500,000 | $195K |
| 136 | - | WIX.COM LTDCV SR UNSEC NT | OTHER | 0 | $0 |
| 135 | TWTR 1 09/15/21 | TWITTER INCCV SR UNSEC NT | OTHER | 0 | $0 |
| 134 | - | TPG SPECIALTY LENDING INCCV SR UNSEC NT | OTHER | 0 | $0 |
| 133 | SCTY | SOLARCITY CORPCV SR UNSEC NT | OTHER | 0 | $0 |
| 132 | - | REDWOOD TRUST INCCV SR UNSEC NT | OTHER | 0 | $0 |
| 131 | - | NEVRO CORPCV SR UNSEC NT | OTHER | 0 | $0 |
| 130 | - | MEDICINES CO/THECV SR UNSEC NT PNC | OTHER | 0 | $0 |
| 129 | - | LIVE NATION ENTERTAINMENT INCCV SR UNSEC NT | OTHER | 0 | $0 |
| 128 | - | J2 GLOBAL INCCV SR UNSEC NT CPDI | OTHER | 0 | $0 |
| 127 | - | INVITATION HOMES (IH MERGER SUB LLC)CV SR UNSEC NT | OTHER | 0 | $0 |
| 126 | IIVI | II-VI INCCV SR UNSEC NT | OTHER | 0 | $0 |
| 125 | - | CSG SYSTEMS INTERNATIONAL INCCV SR UNSEC NT PNC | OTHER | 0 | $0 |
| 124 | - | BLACKSTONE MORTGAGE TRUST INCCV SR UNSEC NT | OTHER | 0 | $0 |
| 123 | - | BLACKROCK TCP CAPITAL CORPCV SR UNSEC NT | OTHER | 0 | $0 |
| 122 | - | BLACKROCK CAPITAL INVESTMENT CORPCV SR UNSEC NT | OTHER | 0 | $0 |
| 121 | ABR | ARBOR REALTY TRUST INCCV SR UNSEC NT | OTHER | 0 | $0 |
| 120 | AKAM | AKAMAI TECHNOLOGIES INCCV SR UNSEC NT | OTHER | 0 | $0 |
| 119 | - | AK STEEL CORPCV SR UNSEC NT | OTHER | 0 | $0 |