Howard Marks - Oaktree Capital Management
As of Q2 2026, Howard Marks reported 49 long-equity positions worth $3.78B in aggregate.
It also disclosed $1.75B of put notional and $144.58M of call notional. Notional is the contracts’ face value, not the premium paid, so it is reported separately from the equity above — see the Options section below.
Copy-investor backtest
- Latest quarter
- -2.57%
- 1-year
- +42.80%
- 3-year
- +67.77%
- 5-year
- +122.77%
- 3-year vs S&P 500
- -5.47%
- 5-year vs S&P 500
- +49.09%
- 5-year top 5
- +183.78%
Return from mechanically copying the disclosed 13F equity portfolio after each filing and rebalancing at the next. The vs S&P 500 figures subtract SPY over that manager's own rebalance dates, so both sides cover the same days; both are price return, excluding dividends. Method & limitations.
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Updated 2026-06-06 from SEC 13F data.
Live quotes available for 40 of 243 rows. Rows without a quote are marked unavailable.
| 1 | VST | VISTRA ENERGY CORP | 15.25% | Add +17.1% | 28,151,399 | $637.35M | $22.64 | No quote |
| 2 | TRMD | TORM PLC | 9.91% | - | 47,600,172 | $413.98M | $8.70 | No quote |
| 3 | SBLK | STAR BULK CARRIERS CORP | 8.64% | Add +5.7% | 37,413,697 | $361.04M | $9.65 | No quote |
| 4 | ALLY | ALLY FINANCIAL INC | 8.12% | Reduce -1.8% | 10,943,541 | $339.14M | $30.99 | No quote |
| 5 | SPY | SPDR S&P 500 ETF TRUST | 5.68% | Add +62.0% | 810,000 | $237.33M | $293.00 | No quote |
| 6 | CZR | CAESARS ENTERTAINMENT CORP | 4.31% | - | 15,250,000 | $180.26M | $11.82 | No quote |
| 7 | EGLE | EAGLE BULK SHIPPING INC | 3.39% | Add +2.9% | 27,034,083 | $141.66M | No quote | No quote |
| 8 | NMIH | NMI HOLDINGS INC | 3.38% | Reduce -12.4% | 4,975,911 | $141.27M | $28.39 | No quote |
| 9 | BRY | BERRY PETROLEUM CORP | 3.27% | Add +65.1% | 12,891,717 | $136.65M | No quote | No quote |
| 10 | TSM | TAIWAN SEMICONDUCTOR-SP ADR | 2.74% | Add +0.7% | 2,919,573 | $114.36M | $39.17 | No quote |
| 11 | ITUB | ITAU UNIBANCO H-SPON PRF ADR | 2.69% | Reduce -1.2% | 11,923,666 | $112.32M | $9.42 | No quote |
| 12 | IBN | ICICI BANK LTD-SPON ADR | 2.60% | Reduce -16.3% | 8,635,910 | $108.73M | $12.59 | No quote |
| 13 | SMH | VANECK VECTORS SEMICONDUCTOR ETF | 1.98% | New | 750,000 | $82.64M | $110.18 | No quote |
| 14 | PBR/A | PETROLEO BRASIL-SP PREF ADRCUSIP 71654V101 | 1.90% | Add +0.8% | 5,587,814 | $79.35M | No quote | No quote |
| 15 | EURN | EURONAV NV | 1.83% | - | 8,107,246 | $76.53M | No quote | No quote |
| 16 | INFN | INFINERA CORP | 1.46% | - | 20,975,384 | $61.04M | No quote | No quote |
| 17 | CEO | CNOOC LTD-SPON ADR | 1.41% | Add +0.8% | 346,997 | $59.11M | No quote | No quote |
| 18 | MU | MICRON TECHNOLOGY INC | 1.39% | Reduce -33.3% | 1,500,000 | $57.89M | $38.59 | No quote |
| 19 | AU | ANGLOGOLD ASHANTI-SPON ADR | 1.28% | Reduce -5.4% | 2,998,204 | $53.4M | $17.81 | No quote |
| 20 | AZUL | AZUL SA-ADR | 1.21% | Add +2.5% | 1,516,668 | $50.72M | No quote | No quote |
| 21 | CCS | CENTURY COMMUNITIES INC | 1.16% | - | 1,819,003 | $48.35M | $26.58 | No quote |
| 22 | SMCI | SUPER MICRO COMPUTER INC | 1.11% | Add +20.0% | 2,400,000 | $46.44M | No quote | No quote |
| 23 | BRFS | BRF SA-ADR | 1.02% | Reduce -6.3% | 5,597,803 | $42.54M | No quote | No quote |
| 24 | INFY | INFOSYS LTD-SP ADR | 0.94% | Add +0.9% | 3,672,938 | $39.3M | $10.70 | No quote |
| 25 | PBR | PETROLEO BRASILEIRO-SPON ADR | 0.82% | New | 2,200,848 | $34.27M | $15.57 | No quote |
| 26 | MX | MAGNACHIP SEMICONDUCTOR CORP | 0.80% | - | 3,250,000 | $33.64M | $10.35 | No quote |
| 27 | BCEI | BONANZA CREEK ENERGY INC | 0.79% | Reduce -6.7% | 1,586,383 | $33.13M | No quote | No quote |
| 28 | CX | CEMEX SAB-SPONS ADR PART CER | 0.73% | Add +13.4% | 7,183,331 | $30.46M | $4.24 | No quote |
| 29 | MTG | MGIC INVESTMENT CORP | 0.70% | - | 2,220,000 | $29.17M | $13.14 | No quote |
| 30 | PCG | PG&E CORP | 0.67% | - | 1,215,000 | $27.85M | $22.92 | No quote |
| 31 | STKL | SUNOPTA INC | 0.64% | - | 8,092,699 | $26.63M | $3.29 | No quote |
| 32 | VRS | VERSO CORP | 0.61% | Add +38.5% | 1,331,319 | $25.36M | No quote | No quote |
| 33 | XEC | CIMAREX ENERGY CO | 0.59% | - | 415,735 | $24.67M | No quote | No quote |
| 34 | WB | WEIBO CORP-SPON ADR | 0.55% | Add +0.6% | 531,918 | $23.17M | $43.55 | No quote |
| 35 | YNDX | YANDEX NV-A | 0.53% | Reduce -11.8% | 583,020 | $22.16M | No quote | No quote |
| 36 | TEO | TELECOM ARGENTINA SA | 0.51% | Add +14.8% | 1,198,000 | $21.17M | $17.67 | No quote |
| 37 | LRCX | LAM RESEARCH CORP | 0.45% | - | 100,000 | $18.78M | $187.84 | No quote |
| 38 | PAM | PAMPA ENERGIA SA | 0.44% | Add +19.6% | 528,000 | $18.31M | No quote | No quote |
| 39 | AABA | ALTABA INC | 0.40% | Reduce -50.0% | 241,933 | $16.78M | No quote | No quote |
| 40 | YETI | YETI HOLDINGS INC | 0.37% | Reduce -15.2% | 537,629 | $15.56M | $28.95 | No quote |
| 41 | COOP | MR COOPER GROUP INC | 0.37% | - | 1,927,544 | $15.44M | No quote | No quote |
| 42 | TGS | TRANSPORTADORA DE GAS DEL SUR SA | 0.36% | Add +51.4% | 1,043,000 | $15.08M | No quote | No quote |
| 43 | HUYA | HUYA INC-ADR | 0.32% | New | 540,100 | $13.35M | No quote | No quote |
| 44 | STON | STONEMOR PARTNERS LP | 0.24% | - | 4,477,857 | $9.85M | No quote | No quote |
| 45 | GLIBA | GCI LIBERTY INC | 0.22% | - | 150,000 | $9.22M | $61.46 | No quote |
| 46 | TSQ | TOWNSQUARE MEDIA INC | 0.21% | - | 1,595,224 | $8.58M | No quote | No quote |
| 47 | CCO | CLEAR CHANNEL OUTDOOR HOLDINGS INC | 0.19% | New | 1,681,898 | $7.94M | $4.72 | No quote |
| 48 | ROCC | PENN VIRGINIA CORP | 0.18% | New | 248,979 | $7.64M | No quote | No quote |
| 49 | CTRA | CONTURA ENERGY INC | 0.12% | Reduce -49.9% | 100,000 | $5.19M | $51.91 | No quote |
| 50 | BATRK | LIBERTY MEDIA CORP-LIBERTY BRAVES | 0.12% | Reduce -31.5% | 182,800 | $5.11M | $27.97 | No quote |
| 51 | VEON | VEON LTD | 0.11% | - | 1,678,900 | $4.7M | No quote | No quote |
| 52 | OIBZQ | OI SA | 0.11% | - | 2,201,646 | $4.43M | No quote | No quote |
| 53 | OCSI | OAKTREE STRATEGIC INCOME CORP | 0.08% | - | 392,000 | $3.33M | No quote | No quote |
| 54 | BGNE | BEIGENE LTD-ADR | 0.08% | New | 26,700 | $3.31M | No quote | No quote |
| 55 | TV | GRUPO TELEVISA SAB | 0.08% | New | 385,000 | $3.25M | No quote | No quote |
| 56 | DHRRP | DANAHER CORP | 0.08% | Reduce -58.1% | 2,930 | $3.24M | No quote | No quote |
| 57 | BDXA | BECTON DICKINSON AND CO | 0.08% | Reduce -76.9% | 51,050 | $3.16M | No quote | No quote |
| 58 | BELFB | BEL FUSE INC | 0.07% | - | 175,060 | $3.01M | $17.17 | No quote |
| 59 | CCIPRA | CROWN CASTLE INTERNATIONAL CORP | 0.07% | Reduce -74.7% | 2,402 | $2.89M | No quote | No quote |
| 60 | SWP | STANLEY BLACK & DECKER INC | 0.07% | Reduce -24.5% | 28,300 | $2.86M | No quote | No quote |
| 61 | MBT | MOBILE TELESYSTEMS PJSC | 0.07% | - | 298,500 | $2.78M | No quote | No quote |
| 62 | BACPRL | BANK OF AMERICA CORP | 0.06% | - | 1,960 | $2.69M | $1371.43 | No quote |
| 63 | INDA | ISHARES MSCI INDIA ETF | 0.05% | Add +27.2% | 59,800 | $2.11M | $35.35 | No quote |
| 64 | QTTTP | QTS REALTY TRUST INC | 0.04% | Reduce -72.6% | 16,790 | $1.86M | No quote | No quote |
| 65 | SREMP | SEMPRA ENERGY | 0.04% | Reduce -83.7% | 14,350 | $1.59M | No quote | No quote |
| 66 | NEEPRR | NEXTERA ENERGY INC | 0.04% | Reduce -86.4% | 23,980 | $1.56M | No quote | No quote |
| 67 | DTV | DTE ENERGY CO | 0.04% | Reduce -71.6% | 27,300 | $1.53M | No quote | No quote |
| 68 | OCSL | OAKTREE SPECIALTY LENDING CORP | 0.04% | - | 276,000 | $1.5M | $5.42 | No quote |
| 69 | FPI | FARMLAND PARTNERS INC | 0.03% | Reduce -42.9% | 200,000 | $1.41M | No quote | No quote |
| 70 | LOMA | LOMA NEGRA CIA INDUSTRIAL ARGENTINA SA | 0.03% | New | 107,000 | $1.25M | $11.70 | No quote |
| 71 | BELFA | BEL FUSE INC | 0.03% | - | 71,613 | $1.09M | No quote | No quote |
| 72 | WFCPRL | WELLS FARGO & CO | 0.02% | Reduce -74.9% | 721 | $984K | $1364.77 | No quote |
| 73 | SD | SANDRIDGE ENERGY INC | 0.02% | - | 135,000 | $934K | $6.92 | No quote |
| 74 | SIGA | SIGA TECHNOLOGIES INC | 0.02% | - | 159,782 | $908K | No quote | No quote |
| 75 | MPO | MIDSTATES PETROLEUM CO INC | 0.02% | - | 139,473 | $821K | No quote | No quote |
| 76 | XOG | EXTRACTION OIL & GAS INC | 0.02% | - | 172,787 | $749K | No quote | No quote |
| 77 | AEPCU | AMERICAN ELECTRIC POWER CO INC | 0.01% | Reduce -86.4% | 9,550 | $511K | No quote | No quote |
| 78 | CPLP | CAPITAL PRODUCT PARTNERS LP | 0.01% | Reduce -72.5% | 32,142 | $338K | No quote | No quote |
| 79 | DSSI | DIAMOND S SHIPPING INC | 0.01% | Reduce -72.5% | 22,076 | $282K | No quote | No quote |
| 80 | UPL | ULTRA PETROLEUM CORP | 0.00% | - | 590,799 | $109K | No quote | No quote |
| 81 | IEA | INFRASTRUCTURE AND ENERGY ALTERNATIVES INC | 0.00% | New | 18,926 | $39K | No quote | No quote |
| 90 | YUMC | YUM CHINA HOLDINGS INC | - | Sold | 0 | $0 | No quote | No quote |
| 89 | DYNC | VISTRA ENERGY CORP | - | Sold | 0 | $0 | No quote | No quote |
| 88 | VICI | VICI PROPERTIES INC | - | Sold | 0 | $0 | No quote | No quote |
| 87 | NYCBPRU | NEW YORK COMMUNITY CAPITAL TRUST V | - | Sold | 0 | $0 | No quote | No quote |
| 86 | HK | HALCON RESOURCES CORP | - | Sold | 0 | $0 | No quote | No quote |
| 85 | FTVVP | FORTIVE CORP | - | Sold | 0 | $0 | No quote | No quote |
| 84 | DCUD | DOMINION ENERGY INC | - | Sold | 0 | $0 | No quote | No quote |
| 83 | BXE | BELLATRIX EXPLORATION LTD | - | Sold | 0 | $0 | No quote | No quote |
| 82 | BABA | ALIBABA GROUP HOLDING-SP ADR | - | Sold | 0 | $0 | No quote | No quote |
Other instruments
Bonds, warrants, or non-share principal positions reported alongside the equity portfolio.
| 1 | ACR 4.5 08/15/22 | EXANTAS CAPITAL CORPCV SR UNSEC NT | OTHER | 71,093,000 | $72.82M |
| 2 | DISH 3.375 08/15/26 | DISH NETWORK CORPCV SR UNSEC NT | OTHER | 33,584,000 | $32.73M |
| 3 | DBRG 3.875 01/15/21 | COLONY CAPITAL INCCV SR UNSEC NT REIT PNC | OTHER | 28,328,000 | $27.69M |
| 4 | WLL 1.25 04/01/20 | WHITING PETROLEUM CORPCV SR UNSEC NT | OTHER | 27,975,000 | $27.14M |
| 5 | PMT 5.375 05/01/20 | PENNYMAC CORPCV SR UNSEC NT REIT | OTHER | 26,125,000 | $26.5M |
| 6 | SCTY | SOLARCITY CORPCV SR UNSEC NT | OTHER | 27,039,000 | $26.14M |
| 7 | PRAA 3 08/01/20 | PRA GROUP INCCV SR UNSEC NT | OTHER | 26,192,000 | $26.07M |
| 8 | DISH 2.375 03/15/24 | DISH NETWORK CORPCV SR UNSEC NT | OTHER | 28,081,000 | $26.05M |
| 9 | CATM 1 12/01/20 | CARDTRONICS INCCV SR UNSEC NT | OTHER | 25,174,000 | $24.5M |
| 10 | HURN | HURON CONSULTING GROUP INCCV SR UNSEC NT | OTHER | 23,784,000 | $23.67M |
| 11 | MIC 2 10/01/23 | MACQUARIE INFRASTRUCTURE CORPCV SR UNSEC NT | OTHER | 25,711,000 | $22.72M |
| 12 | SFL 5.75 10/15/21 | SHIP FINANCE INTERNATIONAL LTDCV SR UNSEC NT | OTHER | 21,993,000 | $22.3M |
| 13 | PEGI 4 07/15/20 | PATTERN ENERGY GROUP INCCV SR UNSEC NT | OTHER | 21,567,000 | $21.84M |
| 14 | HOPE 2 05/15/38 | HOPE BANCORP INCCV SR UNSEC NT | OTHER | 23,000,000 | $21.06M |
| 15 | TWTR 1 09/15/21 | TWITTER INCCV SR UNSEC NT | OTHER | 21,000,000 | $20.15M |
| 16 | KREF 6.125 05/15/23 | KKR REAL ESTATE FINANCE TRUST INCCV SR UNSEC NT | OTHER | 19,385,000 | $20.14M |
| 17 | ECPG 2.875 03/15/21 | ENCORE CAPITAL GROUP INCCV SR UNSEC NT | OTHER | 20,353,000 | $19.35M |
| 18 | ASRT 2.5 09/01/21 | ASSERTIO THERAPEUTICS INCCV SR UNSEC NT PNC | OTHER | 26,583,000 | $19.13M |
| 19 | TWO 6.25 01/15/22 | TWO HARBORS INVESTMENT CORPCV SR UNSEC NT | OTHER | 18,646,000 | $18.84M |
| 20 | - | REDWOOD TRUST INCCV SR UNSEC NT | OTHER | 18,577,000 | $18.74M |
| 21 | Z 1.5 07/01/23 | ZILLOW GROUP INCCV SR UNSEC NT PNC | OTHER | 18,289,000 | $18.05M |
| 22 | TPC 2.875 06/15/21 | TUTOR PERINI CORPCV SR UNSEC NT PNC | OTHER | 18,135,000 | $17.24M |
| 23 | DY 0.75 09/15/21 | DYCOM INDUSTRIES INCCV SR UNSEC NT | OTHER | 17,576,000 | $17.23M |
| 24 | FOR 3.75 03/01/20 | FORESTAR GROUP INCCV SR UNSEC NT | OTHER | 17,060,000 | $17.08M |
| 25 | LGND 0.75 05/15/23 | LIGAND PHARMACEUTICALS INCCV SR UNSEC NT | OTHER | 19,648,000 | $17.01M |
| 26 | ECHO 2.5 05/01/20 | ECHO GLOBAL LOGISTICS INCCV SR UNSEC NT | OTHER | 16,810,000 | $16.72M |
| 27 | NYMT 6.25 01/15/22 | NEW YORK MORTGAGE TRUST INCCV SR UNSEC NT | OTHER | 16,504,000 | $16.61M |
| 28 | SYNA 0.5 06/15/22 | SYNAPTICS INCCV SR UNSEC NT PNC | OTHER | 17,170,000 | $15.38M |
| 29 | TCOM 1 07/01/20 | CTRIP.COM INTERNATIONAL LTDCV SR UNSEC NT | OTHER | 15,416,000 | $15.35M |
| 30 | CKH 3 11/15/28 | SEACOR HOLDINGS INCCV SR UNSEC NT CPDI | OTHER | 15,468,000 | $15.32M |
| 31 | GPRE 4.125 09/01/22 | GREEN PLAINS INCCV SR UNSEC NT PNC | OTHER | 17,636,000 | $15.25M |
| 32 | VECO 2.7 01/15/23 | VEECO INSTRUMENTS INCCV SR UNSEC NT PNC | OTHER | 16,560,000 | $14.78M |
| 33 | PATK 1 02/01/23 | PATRICK INDUSTRIES INCCV SR UNSEC NT | OTHER | 15,547,000 | $14.17M |
| 34 | SSRMCN 2.875 02/01/33 | SSR MINING INCCV SR UNSEC NT PNC | OTHER | 13,744,000 | $13.76M |
| 35 | GLNG 2.75 02/15/22 | GOLAR LNG LTDCV SR UNSEC NT | OTHER | 14,555,000 | $13.48M |
| 36 | QGEN 1 11/13/24 | QIAGEN NVCV SR UNSEC NT REG S | OTHER | 11,800,000 | $13.12M |
| 37 | - | BLACKROCK CAPITAL INVESTMENT CORPCV SR UNSEC NT | OTHER | 11,630,000 | $11.67M |
| 38 | GSBD 4.5 04/01/22 | GOLDMAN SACHS BDC INCCV SR UNSEC NT | OTHER | 11,520,000 | $11.6M |
| 39 | HTGC 4.375 02/01/22 | HERCULES CAPITAL INCCV SR UNSEC NT | OTHER | 11,507,000 | $11.54M |
| 40 | MCHP 1.625 02/15/27 | MICROCHIP TECHNOLOGY INCCV SR SUB NT | OTHER | 9,567,000 | $11.29M |
| 41 | - | TPG SPECIALTY LENDING INCCV SR UNSEC NT | OTHER | 10,686,000 | $10.77M |
| 42 | RDUS 3 09/01/24 | RADIUS HEALTH INCCV SR UNSEC NT PNC | OTHER | 11,460,000 | $10.4M |
| 43 | Z 1.5 07/01/23 | ZILLOW GROUP INCCV SR UNSEC NT PNC | OTHER | 8,554,000 | $9.7M |
| 44 | HLX 4.25 05/01/22 | HELIX ENERGY SOLUTIONS GROUP INCCV SR UNSEC NT PNC | OTHER | 9,340,000 | $9.42M |
| 45 | - | BLACKROCK TCP CAPITAL CORPCV SR UNSEC NT | OTHER | 8,733,000 | $8.83M |
| 46 | - | NEVRO CORPCV SR UNSEC NT | OTHER | 8,429,000 | $8.72M |
| 47 | VSI 2.25 12/01/20 | VITAMIN SHOPPE INCCV SR UNSEC NT | OTHER | 9,525,000 | $8.49M |
| 48 | SM 1.5 07/01/21 | SM ENERGY COCV SR UNSEC NT | OTHER | 9,047,000 | $8.37M |
| 49 | - | CEMEX SAB DE CVCV SUB NT | OTHER | 8,335,000 | $8.34M |
| 50 | TSLA 2.375 03/15/22 | TESLA INCCV SR UNSEC NT | OTHER | 8,000,000 | $7.9M |
| 51 | WMC 6.75 10/01/22 | WESTERN ASSET MORTGAGE CAPITAL CORPCV SR UNSEC NT | OTHER | 7,452,000 | $7.38M |
| 52 | TEVA 0.25 02/01/26 C | TEVA PHARMACEUTICAL FINANCE CO LLCCV SR UNSEC NT | OTHER | 7,511,000 | $6.91M |
| 53 | - | CEMEX SAB DE CVCV SUB NT | OTHER | 6,805,000 | $6.81M |
| 54 | ARI 4.75 08/23/22 | APOLLO COMMERCIAL REAL ESTATE FINANCE INCCV SR UNSEC NT | OTHER | 6,669,000 | $6.69M |
| 55 | TWTR 1 09/15/21 | TWITTER INCCV SR UNSEC NT | OTHER | 6,680,000 | $6.66M |
| 56 | ACOR | ACORDA THERAPEUTICS INCCV SR UNSEC NT PNC | OTHER | 7,114,000 | $6.09M |
| 57 | NUAN 2.75 11/01/31 | NUANCE COMMUNICATIONS INCCV SR UNSEC NT | OTHER | 6,318,000 | $6.02M |
| 58 | PDCE 1.125 09/15/21 | PDC ENERGY INCCV SR UNSEC NT | OTHER | 6,086,000 | $5.73M |
| 59 | - | ATLAS AIR WORLDWIDE HOLDINGS INCCV SR UNSEC NT | OTHER | 5,750,000 | $5.71M |
| 60 | - | CLOVIS ONCOLOGY INCCV SR UNSEC NT PNC | OTHER | 6,315,000 | $5.63M |
| 61 | ILMN 0.5 06/15/21 | ILLUMINA INCCV SR UNSEC NT | OTHER | 3,600,000 | $5.57M |
| 62 | DERM 3 05/15/22 | DERMIRA INCCV SR UNSEC NT | OTHER | 6,380,000 | $5.52M |
| 63 | AKAM | AKAMAI TECHNOLOGIES INCCV SR UNSEC NT | OTHER | 5,125,000 | $5.5M |
| 64 | RDFN 1.75 07/15/23 | REDFIN CORPCV SR UNSEC NT PNC | OTHER | 5,901,000 | $5.49M |
| 65 | TWTR 1 09/15/21 | TWITTER INCCV SR UNSEC NT | OTHER | 5,514,000 | $5.4M |
| 66 | ICPT 3.25 07/01/23 | INTERCEPT PHARMACEUTICALS INCCV SR UNSEC NT PNC | OTHER | 5,959,000 | $5.34M |
| 67 | EXAS 0.375 03/15/27 | EXACT SCIENCES CORPCV SR UNSEC NT | OTHER | 3,992,000 | $5.06M |
| 68 | SQ 0.5 05/15/23 | SQUARE INCCV SR UNSEC NT | OTHER | 4,000,000 | $4.79M |
| 70 | WB 1.25 11/15/22 | WEIBO CORPCV SR UNSEC NT | OTHER | 4,950,000 | $4.7M |
| 69 | NMFC 5.75 08/15/23 | NEW MOUNTAIN FINANCE CORPCV SR UNSEC NT | OTHER | 4,545,000 | $4.7M |
| 71 | MNDT 1 06/01/35 A | FIREEYE INCCV SR UNSEC NT | OTHER | 4,314,000 | $4.21M |
| 72 | - | J2 GLOBAL INCCV SR UNSEC NT CPDI | OTHER | 2,910,000 | $4.06M |
| 73 | BKNG 0.9 09/15/21 | BOOKING HOLDINGS INCCV SR UNSEC NT | OTHER | 3,500,000 | $4.01M |
| 74 | - | AK STEEL CORPCV SR UNSEC NT | OTHER | 3,950,000 | $3.97M |
| 75 | NBIX 2.25 05/15/24 | NEUROCRINE BIOSCIENCES INCCV SR UNSEC NT PNC | OTHER | 3,000,000 | $3.95M |
| 76 | VIAV 1 03/01/24 | VIAVI SOLUTIONS INCCV SR UNSEC NT | OTHER | 3,315,000 | $3.9M |
| 77 | HCI 4.25 03/01/37 | HCI GROUP INCCV SR UNSEC NT | OTHER | 3,862,000 | $3.81M |
| 78 | INSM 1.75 01/15/25 | INSMED INCCV SR UNSEC NT PNC | OTHER | 3,875,000 | $3.78M |
| 79 | CAMP 1.625 05/15/20 | CALAMP CORPCV SR UNSEC NT | OTHER | 3,844,000 | $3.75M |
| 80 | NXPI | NXP SEMICONDUCTORS NVCV SR UNSEC NT | OTHER | 3,424,000 | $3.62M |
| 81 | ARCC 4.625 03/01/24 | ARES CAPITAL CORPCV SR UNSEC NT | OTHER | 3,499,000 | $3.61M |
| 82 | - | MEDICINES CO/THECV SR UNSEC NT PNC | OTHER | 3,530,000 | $3.55M |
| 83 | ON 1 12/01/20 | ON SEMICONDUCTOR CORPCV SR UNSEC NT | OTHER | 2,870,000 | $3.53M |
| 84 | - | AIR TRANSPORT SERVICES GROUP INCCV SR UNSEC NT | OTHER | 3,385,000 | $3.47M |
| 85 | OSIS 1.25 09/01/22 | OSI SYSTEMS INCCV SR UNSEC NT PNC | OTHER | 2,855,000 | $3.39M |
| 86 | GWRE 1.25 03/15/25 | GUIDEWIRE SOFTWARE INCCV SR UNSEC NT PNC | OTHER | 3,000,000 | $3.38M |
| 87 | GNC 1.5 08/15/20 | GNC HOLDINGS INCCV SR UNSEC NT | OTHER | 3,694,000 | $3.15M |
| 88 | HASI 4.125 09/01/22 | HANNON ARMSTRONG SUSTAINABLE INFRASTRUCTURE CAPITAL INCCV SR UNSEC NT | OTHER | 2,845,000 | $3.13M |
| 89 | FLXN 3.375 05/01/24 | FLEXION THERAPEUTICS INCCV SR UNSEC NT PNC | OTHER | 3,449,000 | $3.01M |
| 90 | STNG 3 05/15/22 | SCORPIO TANKERS INCCV SR UNSEC NT | OTHER | 2,875,000 | $3M |
| 91 | FWONK 1 01/30/23 | LIBERTY MEDIA CORP-LIBERTY FORMULA ONECV SR UNSEC NT (LMCK/FWONK) | OTHER | 2,522,000 | $2.98M |
| 92 | IONS 1 11/15/21 | IONIS PHARMACEUTICALS INCCV SR UNSEC NT | OTHER | 2,386,000 | $2.83M |
| 93 | MRVL 0.75 09/01/21 | INPHI CORPCV SR UNSEC NT | OTHER | 2,100,000 | $2.83M |
| 94 | - | INVITATION HOMES (IH MERGER SUB LLC)CV SR UNSEC NT | OTHER | 2,236,000 | $2.73M |
| 95 | MTOR 3.25 10/15/37 | MERITOR INCCV SR UNSEC NT | OTHER | 2,595,000 | $2.71M |
| 96 | ENV 1.75 06/01/23 | ENVESTNET INCCV SR UNSEC NT PNC | OTHER | 2,265,000 | $2.71M |
| 97 | VRNT | VERINT SYSTEMS INCCV SR UNSEC NT | OTHER | 2,428,000 | $2.61M |
| 98 | HZNP 2.5 03/15/22 | HORIZON PHARMA INVESTMENT LTDCV SR UNSEC NT PNC | OTHER | 2,325,000 | $2.58M |
| 99 | - | WORKDAY INCCV SR UNSEC NT | OTHER | 1,675,000 | $2.52M |
| 100 | SLAB 1.375 03/01/22 | SILICON LABORATORIES INCCV SR UNSEC NT PNC | OTHER | 1,965,000 | $2.45M |
| 101 | GMED 2.25 03/15/21 | NUVASIVE INCCV SR UNSEC NT PNC | OTHER | 2,085,000 | $2.37M |
| 102 | JAZZ 1.875 08/15/21 | JAZZ INVESTMENTS I LTDCV SR UNSEC NT PNC | OTHER | 2,190,000 | $2.24M |
| 103 | - | CSG SYSTEMS INTERNATIONAL INCCV SR UNSEC NT PNC | OTHER | 2,000,000 | $2.22M |
| 104 | - | PTC THERAPEUTICS INCCV SR UNSEC NT PNC | OTHER | 2,000,000 | $2.22M |
| 105 | SPWR 4 01/15/23 | SUNPOWER CORPCV SR UNSEC NT | OTHER | 2,374,000 | $2.12M |
| 106 | - | DHT HOLDINGS INCCV SR UNSEC NT PNC | OTHER | 1,973,000 | $2.07M |
| 107 | - | BLACKSTONE MORTGAGE TRUST INCCV SR UNSEC NT | OTHER | 1,905,000 | $2M |
| 108 | LITE 0.25 03/15/24 | LUMENTUM HOLDINGS INCCV SR UNSEC NT | OTHER | 1,596,000 | $1.88M |
| 109 | PODD | INSULET CORPCV SR UNSEC NT PNC | OTHER | 1,128,000 | $1.61M |
| 110 | NRG 2.75 06/01/48 | NRG ENERGY INCCV SR UNSEC NT | OTHER | 1,430,000 | $1.53M |
| 111 | - | GOPRO INCCV SR UNSEC NT | OTHER | 1,535,000 | $1.52M |
| 112 | IVC 5 02/15/21 | INVACARE CORPCV SR UNSEC NT | OTHER | 1,745,000 | $1.43M |
| 113 | - | PRETIUM RESOURCES INCCV SR SUB NT PNC | OTHER | 1,395,000 | $1.37M |
| 114 | - | LIVE NATION ENTERTAINMENT INCCV SR UNSEC NT | OTHER | 1,125,000 | $1.34M |
| 115 | - | AMAG PHARMACEUTICALS INCCV SR UNSEC NT | OTHER | 1,575,000 | $1.26M |
| 116 | TCOM 1 07/01/20 | CTRIP.COM INTERNATIONAL LTDCV SR UNSEC NT (SERIES: C) | OTHER | 1,150,000 | $1.14M |
| 117 | - | IRONWOOD PHARMACEUTICALS INCCV SR UNSEC NT | OTHER | 1,000,000 | $1.07M |
| 118 | PDLI | PDL BIOPHARMA INCCV SR UNSEC NT | OTHER | 914,000 | $964K |
| 119 | USWSW | US WELL SERVICES INCWARRANT STRIKE 5.75 EXP 11/09/2023 | OTHER | 1,500,000 | $950K |
| 120 | TSLA 1.25 03/01/21 | TESLA INCCV SR UNSEC NT | OTHER | 920,000 | $875K |
| 121 | - | TWILIO INCCV SR UNSEC NT PNC | OTHER | 410,000 | $824K |
| 122 | SRPT | SAREPTA THERAPEUTICS INCCV SR UNSEC NT | OTHER | 310,000 | $691K |
| 123 | LNG | CHENIERE ENERGY INCCV SR UNSEC NT PNC | OTHER | 845,000 | $666K |
| 124 | CY | CYPRESS SEMICONDUCTOR CORPCV SR UNSEC NT | OTHER | 252,000 | $424K |
| 153 | - | ZENDESK INCCV SR UNSEC NT | OTHER | 0 | $0 |
| 152 | - | WEATHERFORD INTERNATIONAL LTDCV SR UNSEC NT | OTHER | 0 | $0 |
| 151 | VGR | VECTOR GROUP LTDCV SR UNSEC NT VARIABLE | OTHER | 0 | $0 |
| 150 | RIG 0.5 01/30/23 | TRANSOCEAN INCCV SR UNSEC NT | OTHER | 0 | $0 |
| 149 | - | TITAN MACHINERY INCCV SR UNSEC NT | OTHER | 0 | $0 |
| 148 | - | SPIRIT REALTY CAPITAL INCCV SR UNSEC NT REIT | OTHER | 0 | $0 |
| 147 | RGLD | ROYAL GOLD INCCV SR UNSEC NT PNC | OTHER | 0 | $0 |
| 146 | - | RINGCENTRAL INCCV SR UNSEC NT PNC | OTHER | 0 | $0 |
| 145 | RH | RHCV SR UNSEC NT | OTHER | 0 | $0 |
| 144 | - | RETROPHIN INCCV SR UNSEC NT PNC | OTHER | 0 | $0 |
| 143 | - | Q2 HOLDINGS INCCV SR UNSEC NT | OTHER | 0 | $0 |
| 142 | PRAA 3.5 06/01/23 | PRA GROUP INCCV SR UNSEC NT PNC | OTHER | 0 | $0 |
| 141 | NUAN | NUANCE COMMUNICATIONS INCCV SR UNSEC NT | OTHER | 0 | $0 |
| 140 | NUAN 1 12/15/35 | NUANCE COMMUNICATIONS INCCV SR UNSEC NT CPDI | OTHER | 0 | $0 |
| 139 | - | NEW MOUNTAIN FINANCE CORPCV SR UNSEC NT | OTHER | 0 | $0 |
| 138 | TREE | LENDINGTREE INCCV SR UNSEC NT | OTHER | 0 | $0 |
| 137 | JAZZ 1.875 08/15/21 | JAZZ INVESTMENTS I LTDCV SR UNSEC NT PNC | OTHER | 0 | $0 |
| 136 | IVC | INVACARE CORPCV SR UNSEC NT | OTHER | 0 | $0 |
| 135 | INFN | INFINERA CORPCV SR UNSEC NT PNC | OTHER | 0 | $0 |
| 134 | IIVI | II-VI INCCV SR UNSEC NT | OTHER | 0 | $0 |
| 133 | HTHT 0.375 11/01/22 | HUAZHU GROUP LTDCV SR UNSEC NT | OTHER | 0 | $0 |
| 132 | HLF 2.625 03/15/24 | HERBALIFE NUTRITION LTDCV SR UNSEC NT PNC | OTHER | 0 | $0 |
| 131 | - | GLOBAL EAGLE ENTERTAINMENT INCCV SR UNSEC NT PNC | OTHER | 0 | $0 |
| 130 | - | FINISAR CORPCV SR UNSEC NT | OTHER | 0 | $0 |
| 129 | EZPW 2.375 05/01/25 | EZCORP INCCV SR UNSEC MULTI CPN NT | OTHER | 0 | $0 |
| 128 | - | ENSCO JERSEY FINANCE LTDCV SR UNSEC NT | OTHER | 0 | $0 |
| 127 | CHK | CHESAPEAKE ENERGY CORPCV SR UNSEC NT PNC | OTHER | 0 | $0 |
| 126 | CZR 5 10/01/24 | CAESARS ENTERTAINMENT CORPCV SR UNSEC NT PNC | OTHER | 0 | $0 |
| 125 | BMRN 0.599 08/01/24 | BIOMARIN PHARMACEUTICAL INCCV SR SUB NT | OTHER | 0 | $0 |