Howard Marks - Oaktree Capital Management
As of Q2 2026, Howard Marks reported 49 long-equity positions worth $3.78B in aggregate.
It also disclosed $1.75B of put notional and $144.58M of call notional. Notional is the contracts’ face value, not the premium paid, so it is reported separately from the equity above — see the Options section below.
Copy-investor backtest
- Latest quarter
- -1.99%
- 1-year
- +43.50%
- 3-year
- +72.44%
- 5-year
- +127.86%
- 3-year vs S&P 500
- -4.01%
- 5-year vs S&P 500
- +54.92%
- 5-year top 5
- +191.55%
Return from mechanically copying the disclosed 13F equity portfolio after each filing and rebalancing at the next. The vs S&P 500 figures subtract SPY over that manager's own rebalance dates, so both sides cover the same days; both are price return, excluding dividends. Method & limitations.
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Updated 2026-09-19 from SEC 13F data.
Live quotes available for 39 of 229 rows. Rows without a quote are marked unavailable.
| 1 | APFH | ADVANCEPIERRE FOODS HOLDINGS INC | 26.64% | Reduce -26.7% | 31,732,120 | $989.09M | No quote | No quote |
| 2 | TRCO | TRIBUNE MEDIA CO | 14.24% | Add +0.1% | 14,184,998 | $528.68M | No quote | No quote |
| 3 | SBLK | STAR BULK CARRIERS CORP | 10.38% | Add +11.6% | 32,439,506 | $385.38M | $11.88 | No quote |
| 4 | ALLY | ALLY FINANCIAL INC | 5.68% | Add +1.3% | 10,381,462 | $211.06M | $20.33 | No quote |
| 5 | TSM | TAIWAN SEMICONDUCTOR-SP ADR | 3.36% | Add +1.5% | 3,804,736 | $124.88M | $32.82 | No quote |
| 6 | EXXI | ENERGY XXI GULF COAST INC | 3.16% | New | 3,910,545 | $117.2M | No quote | No quote |
| 7 | FBP | FIRST BANCORP/PUERTO RICO | 3.04% | Reduce -36.5% | 20,001,066 | $113.01M | No quote | No quote |
| 8 | ITUB | ITAU UNIBANCO H-SPON PRF ADR | 2.44% | Reduce -1.3% | 7,506,320 | $90.56M | $12.06 | No quote |
| 9 | GNRT | GENER8 MARITIME INC | 1.99% | - | 13,052,534 | $74.01M | No quote | No quote |
| 10 | BABA | ALIBABA GROUP HOLDING-SP ADR | 1.87% | Add +3.8% | 643,156 | $69.32M | $107.79 | No quote |
| 11 | NMIH | NMI HOLDINGS INC | 1.79% | - | 5,816,443 | $66.31M | $11.40 | No quote |
| 12 | DYN | DYNEGY INC | 1.78% | - | 8,424,322 | $66.22M | No quote | No quote |
| 13 | CX | CEMEX SAB DE CV | 1.68% | Add +2.7% | 6,898,566 | $62.55M | $9.07 | No quote |
| 14 | IBN | ICICI BANK LTD-SPON ADR | 1.53% | Add +3.6% | 6,616,322 | $56.87M | $8.60 | No quote |
| 15 | - | ALLERGAN PLCCUSIP 00BY9D6T8 | 1.53% | New | 67,000 | $56.85M | No quote | No quote |
| 16 | MTG | MGIC INVESTMENT CORP | 1.25% | Reduce -21.2% | 4,567,000 | $46.26M | $10.13 | No quote |
| 17 | VALEP | VALE SA-SP PREF ADR | 1.24% | Reduce -2.8% | 5,136,879 | $46.11M | No quote | No quote |
| 18 | YHOO | YAHOO! INC | 1.10% | New | 880,000 | $40.84M | No quote | No quote |
| 19 | CCS | CENTURY COMMUNITIES INC | 1.00% | - | 1,469,003 | $37.31M | $25.40 | No quote |
| 20 | AMX | AMERICA MOVIL-SPN ADR CL L | 0.95% | Add +3.7% | 2,501,889 | $35.44M | No quote | No quote |
| 21 | ANTX | ANTHEM INC | 0.90% | New | 657,000 | $33.51M | No quote | No quote |
| 22 | VIV | TELEFONICA BRASIL-ADR | 0.88% | Add +3.6% | 2,195,204 | $32.58M | No quote | No quote |
| 23 | ABEV | AMBEV SA-ADR | 0.80% | Add +13.5% | 5,157,300 | $29.69M | $5.76 | No quote |
| 24 | AU | ANGLOGOLD ASHANTI-SPON ADR | 0.80% | Add +24.4% | 2,746,100 | $29.56M | $10.77 | No quote |
| 25 | LVNTA | LIBERTY VENTURES | 0.71% | - | 594,270 | $26.43M | No quote | No quote |
| 26 | NSM | NATIONSTAR MORTGAGE HOLDINGS INC | 0.68% | Add +286.1% | 1,609,891 | $25.37M | No quote | No quote |
| 27 | CEO | CNOOC LTD-SPON ADR | 0.68% | Add +15.1% | 210,960 | $25.26M | No quote | No quote |
| 28 | BATRK | LIBERTY MEDIA CORP-LIBERTY BRAVES | 0.62% | - | 968,078 | $22.9M | $23.65 | No quote |
| 29 | GGB | GERDAU SA -SPON ADR | 0.58% | Add +3.7% | 6,259,033 | $21.58M | $3.45 | No quote |
| 30 | STKL | SUNOPTA INC | 0.56% | New | 3,000,000 | $20.85M | $6.95 | No quote |
| 31 | TSQ | TOWNSQUARE MEDIA INC | 0.52% | - | 1,595,224 | $19.43M | No quote | No quote |
| 32 | XCO | EXCO RESOURCES INC | 0.51% | - | 30,773,682 | $19.08M | No quote | No quote |
| 33 | VSH | VISHAY INTERTECHNOLOGY INC | 0.51% | Reduce -8.4% | 1,145,367 | $18.84M | $16.45 | No quote |
| 34 | VRS | VERSO CORP | 0.49% | Reduce -2.8% | 3,015,680 | $18.1M | No quote | No quote |
| 35 | WPXP | WPX ENERGY INC | 0.41% | Add +197.2% | 254,690 | $15.39M | No quote | No quote |
| 36 | MPACU | MATLIN AND PARTNERS ACQUISITION CORP | 0.40% | New | 1,500,000 | $15.03M | No quote | No quote |
| 37 | BXE | BELLATRIX EXPLORATION LTD | 0.40% | - | 18,750,000 | $14.76M | No quote | No quote |
| 38 | MX | MAGNACHIP SEMICONDUCTOR CORP | 0.32% | New | 1,255,275 | $11.99M | $9.55 | No quote |
| 39 | NTES | NETEASE INC-ADR | 0.32% | New | 42,080 | $11.95M | $283.86 | No quote |
| 40 | VALE | VALE SA | 0.32% | - | 1,247,000 | $11.85M | $9.50 | No quote |
| 41 | STON | STONEMOR PARTNERS LP | 0.27% | - | 1,250,000 | $9.91M | No quote | No quote |
| 42 | MCF | CONTANGO OIL & GAS CO | 0.26% | - | 1,296,813 | $9.49M | No quote | No quote |
| 43 | VEON | VEON LTD | 0.18% | New | 1,678,900 | $6.85M | No quote | No quote |
| 44 | NC | NACCO INDUSTRIES INC | 0.18% | - | 98,000 | $6.84M | No quote | No quote |
| 45 | SXL | SUNOCO LOGISTICS PARTNERS LP | 0.18% | - | 267,000 | $6.52M | No quote | No quote |
| 46 | EGLE | EAGLE BULK SHIPPING INC | 0.12% | - | 785,363 | $4.47M | No quote | No quote |
| 47 | BACPRL | BANK OF AMERICA CORP | 0.11% | New | 3,500 | $4.18M | $1195.43 | No quote |
| 48 | XOG | EXTRACTION OIL & GAS INC | 0.10% | - | 202,787 | $3.76M | No quote | No quote |
| 49 | MBT | MOBILE TELESYSTEMS PJSC | 0.09% | - | 298,500 | $3.29M | No quote | No quote |
| 50 | PARR | PAR PACIFIC HOLDINGS INC | 0.08% | - | 190,862 | $3.15M | $16.49 | No quote |
| 51 | CPLP | CAPITAL PRODUCT PARTNERS LP | 0.08% | - | 819,228 | $2.93M | No quote | No quote |
| 52 | SD | SANDRIDGE ENERGY INC | 0.07% | - | 135,000 | $2.5M | $18.49 | No quote |
| 53 | MLCO | MELCO RESORTS & ENTERT-ADR | 0.05% | Add +19.1% | 107,927 | $2M | $18.54 | No quote |
| 54 | YNDX | YANDEX NV | 0.04% | - | 65,500 | $1.44M | No quote | No quote |
| 55 | CHL | CHINA MOBILE LTD-SPON ADR | 0.04% | New | 23,741 | $1.31M | No quote | No quote |
| 56 | MPO | MIDSTATES PETROLEUM CO INC | 0.03% | - | 54,548 | $1.01M | No quote | No quote |
| 57 | INDA | ISHARES MSCI INDIA ETF | 0.02% | Add +9.6% | 19,400 | $567K | $29.23 | No quote |
| 58 | INFY | INFOSYS LTD-SP ADR | 0.01% | New | 31,181 | $478K | $15.33 | No quote |
| 59 | SN | SANCHEZ ENERGY CORP | 0.01% | Add +164.1% | 39,177 | $372K | $9.50 | No quote |
| 69 | VIP | VIMPELCOM LTD | - | Sold | 0 | $0 | No quote | No quote |
| 68 | TRNC | TRONC INC | - | Sold | 0 | $0 | No quote | No quote |
| 67 | TSL | TRINA SOLAR LTD-SPON ADR | - | Sold | 0 | $0 | No quote | No quote |
| 66 | SWNC | SOUTHWESTERN ENERGY CO | - | Sold | 0 | $0 | No quote | No quote |
| 65 | OIBZQ | OI SA | - | Sold | 0 | $0 | No quote | No quote |
| 64 | LEXEA | LIBERTY EXPEDIA HOLDINGS INC | - | Sold | 0 | $0 | No quote | No quote |
| 63 | FMX | FOMENTO ECONOMICO MEX-SP ADR | - | Sold | 0 | $0 | No quote | No quote |
| 62 | BANC | BANC OF CALIFORNIA INC | - | Sold | 0 | $0 | No quote | No quote |
| 61 | BIDU | BAIDU INC - SPON ADR | - | Sold | 0 | $0 | No quote | No quote |
| 60 | AMTPRB | AMERICAN TOWER CORP | - | Sold | 0 | $0 | No quote | No quote |
Options positions
Put = right to sell at strike (a bearish bet). Call = right to buy at strike (bullish via leverage). The notional column shows the underlying market value reported to the SEC, not the option premium paid - these don't add to the long-equity % portfolio above.
| 1 | SPY | SPDR S&P500 ETF TRUSTETF | CALL | New | 1,750,000 | $412.55M |
| 2 | SPY | SPDR S&P500 ETF TRUSTETF | PUT | Reduce -50.9% | 135,000 | $31.83M |
| 3 | HYG | ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETFETF | PUT | New | 140,000 | $12.29M |
| 4 | NSM | NATIONSTAR MORTGAGE HOLDINGS INCCOMMON STOCK | CALL | New | 200,000 | $3.15M |
| 6 | X | UNITED STATES STEEL CORPCOMMON STOCK | PUT | Sold | 0 | $0 |
| 5 | CLR | CONTINENTAL RESOURCES INC/OKCOMMON STOCK | PUT | Sold | 0 | $0 |
Other instruments
Bonds, warrants, or non-share principal positions reported alongside the equity portfolio.
| 1 | - | CEMEX SAB DE CVCV SUB NT | OTHER | 90,950,000 | $103.41M |
| 2 | MU | MICRON TECHNOLOGY INCCV SR UNSEC NT SER-G PNC | OTHER | 80,729,000 | $90.34M |
| 3 | ON 1 12/01/20 | ON SEMICONDUCTOR CORPCV SR UNSEC NT | OTHER | 66,395,000 | $72.94M |
| 4 | - | LIBERTY INTERACTIVE LLCCV SR UNSEC NT 144A (EX: CHTR) | OTHER | 60,850,000 | $68.59M |
| 5 | TSLA 1.25 03/01/21 | TESLA INCCV SR UNSEC NT | OTHER | 68,525,000 | $67.18M |
| 6 | BKNG 0.9 09/15/21 | PRICELINE GROUP INC/THECV SR UNSEC NT | OTHER | 58,574,000 | $65.97M |
| 7 | EFII | ELECTRONICS FOR IMAGING INCCV SR UNSEC NT | OTHER | 57,670,000 | $63.19M |
| 8 | WMGI | WRIGHT MEDICAL GROUP INCCV SR UNSEC NT | OTHER | 49,000,000 | $58.52M |
| 9 | - | WEATHERFORD INTERNATIONAL LTDCV SR UNSEC NT | OTHER | 42,615,000 | $55.01M |
| 10 | SCTY | SOLARCITY CORPCV SR UNSEC NT | OTHER | 55,000,000 | $49.31M |
| 11 | - | INTEGRATED DEVICE TECHNOLOGY INCCV SR UNSEC NT | OTHER | 47,857,000 | $48.22M |
| 12 | CKH 3 11/15/28 | SEACOR HOLDINGS INCCV SR UNSEC NT CPDI | OTHER | 52,585,000 | $47.24M |
| 13 | GMED 2.25 03/15/21 | NUVASIVE INCCV SR UNSEC NT PNC | OTHER | 33,765,000 | $46.26M |
| 14 | TCOM 1 07/01/20 | CTRIP.COM INTERNATIONAL LTDCV SR UNSEC NT (SERIES: C) | OTHER | 41,560,000 | $46.14M |
| 15 | CTXS | CITRIX SYSTEMS INCCV SR UNSEC NT | OTHER | 32,787,000 | $41.32M |
| 16 | VRNT | VERINT SYSTEMS INCCV SR UNSEC NT | OTHER | 41,129,000 | $40.63M |
| 17 | JAZZ 1.875 08/15/21 | JAZZ INVESTMENTS I LTDCV SR UNSEC NT PNC | OTHER | 36,497,000 | $39.23M |
| 18 | - | IRONWOOD PHARMACEUTICALS INCCV SR UNSEC NT | OTHER | 30,958,000 | $38.71M |
| 19 | PRAA 3 08/01/20 | PRA GROUP INCCV SR UNSEC NT | OTHER | 41,944,000 | $38.05M |
| 20 | HLSH | HEALTHSOUTH CORPCV SR SUB NT CPDI PNC | OTHER | 30,186,000 | $37.02M |
| 21 | - | LIVE NATION ENTERTAINMENT INCCV SR UNSEC NT | OTHER | 33,967,000 | $36.98M |
| 22 | BMRN | BIOMARIN PHARMACEUTICAL INCCV SR SUB NT | OTHER | 32,163,000 | $36.7M |
| 23 | - | J2 GLOBAL INCCV SR UNSEC NT CPDI | OTHER | 27,037,000 | $36.65M |
| 24 | SPNC | SPECTRANETICS CORP/THECV SR UNSEC NT PNC | OTHER | 31,704,000 | $36.02M |
| 25 | - | 51JOB INCCV SR NT | OTHER | 32,150,000 | $34.6M |
| 26 | VGR | VECTOR GROUP LTDCV SR UNSEC NT VARIABLE | OTHER | 30,500,000 | $34.58M |
| 27 | - | APOLLO COMMERCIAL REAL ESTATE FINANCE INCCV SR UNSEC NT REIT | OTHER | 31,457,000 | $34.42M |
| 28 | - | NEVRO CORPCV SR UNSEC NT | OTHER | 27,840,000 | $33.84M |
| 29 | VECO 2.7 01/15/23 | VEECO INSTRUMENTS INCCV SR UNSEC NT PNC | OTHER | 32,245,000 | $33.7M |
| 30 | IDCC 1.5 03/01/20 | INTERDIGITAL INC/PACV SR UNSEC NT | OTHER | 24,717,000 | $32.18M |
| 31 | ACOR | ACORDA THERAPEUTICS INCCV SR UNSEC NT PNC | OTHER | 37,450,000 | $31.98M |
| 32 | VIAV 1 03/01/24 | VIAVI SOLUTIONS INCCV SR UNSEC NT | OTHER | 28,455,000 | $31.79M |
| 33 | - | FINISAR CORPCV SR UNSEC NT | OTHER | 27,950,000 | $31.74M |
| 34 | ECPG | ENCORE CAPITAL GROUP INCCV SR UNSEC NT | OTHER | 32,860,000 | $31.36M |
| 35 | SSRMCN 2.875 02/01/33 | SILVER STANDARD RESOURCES INCCV SR UNSEC NT PNC | OTHER | 31,108,000 | $30.65M |
| 36 | NUAN 1.5 11/01/35 | NUANCE COMMUNICATIONS INCCV SR UNSEC NT CPDI | OTHER | 28,900,000 | $29.87M |
| 37 | CRK | COMSTOCK RESOURCES INCCV SEC 2ND LIEN PIK NT PNC | OTHER | 33,888,405 | $28.64M |
| 38 | CATM 1 12/01/20 | CARDTRONICS INCCV SR UNSEC NT | OTHER | 26,175,000 | $28.47M |
| 39 | THRX | INNOVIVA INCCV SUB NT | OTHER | 28,890,000 | $27.58M |
| 40 | - | AMTRUST FINANCIAL SERVICES INCCV SR UNSEC NT PNC CPDI | OTHER | 35,901,000 | $26.67M |
| 41 | DBRG 3.875 01/15/21 | COLONY NORTHSTAR INCCV SR UNSEC NT REIT PNC | OTHER | 26,543,000 | $26.59M |
| 42 | - | PROOFPOINT INCCV SR UNSEC NT PNC | OTHER | 20,220,000 | $23.12M |
| 43 | BGC | GENERAL CABLE CORPCV SUB NT MULTI-CPN PNC | OTHER | 28,350,000 | $22.11M |
| 44 | PMT 5.375 05/01/20 | PENNYMAC CORPCV SR UNSEC NT REIT | OTHER | 22,577,000 | $21.95M |
| 45 | - | PROSPECT CAPITAL CORPCV SR UNSEC NT | OTHER | 21,250,000 | $21.04M |
| 46 | - | CALATLANTIC GROUP INCCV SR UNSEC NT PNC | OTHER | 22,050,000 | $20.81M |
| 47 | - | RTI INTERNATIONAL METALS INCCV SR UNSEC NT | OTHER | 17,500,000 | $20.4M |
| 48 | EZPW 2.375 05/01/25 | EZCORP INCCV SR UNSEC MULTI CPN NT | OTHER | 21,703,000 | $20.25M |
| 49 | - | BLUCORA INCCV SR UNSEC NT | OTHER | 19,800,000 | $20.01M |
| 50 | VER | VEREIT INCCV SR UNSEC NT REIT | OTHER | 19,746,000 | $19.83M |
| 51 | MTH | MERITAGE HOMES CORPCV SR UNSEC NT | OTHER | 19,184,000 | $19.27M |
| 52 | - | BROOKDALE SENIOR LIVING INCCV SR UNSEC NT | OTHER | 19,500,000 | $19.23M |
| 53 | JEF | JEFFERIES GROUP LLCCV SR UNSEC NT PNC | OTHER | 18,844,000 | $19.12M |
| 54 | LNG | CHENIERE ENERGY INCCV SR UNSEC NT PNC | OTHER | 27,116,000 | $18.47M |
| 55 | - | TOLL BROTHERS FINANCE CORPCV SR UNSEC NT CPDI | OTHER | 17,599,000 | $17.49M |
| 56 | ECPG 2.875 03/15/21 | ENCORE CAPITAL GROUP INCCV SR UNSEC NT | OTHER | 19,138,000 | $16.92M |
| 57 | RSO | RESOURCE CAPITAL CORPCV SR UNSEC NT REIT | OTHER | 16,723,000 | $16.84M |
| 58 | CRK | COMSTOCK RESOURCES INCCV SEC 2ND LIEN PIK NT PNC | OTHER | 19,100,000 | $16.39M |
| 59 | FWONK 1 01/30/23 | LIBERTY MEDIA CORPCV SR UNSEC NT (BASKET: LMCA/FWONA...) | OTHER | 14,570,000 | $16.31M |
| 60 | SFL 5.75 10/15/21 | SHIP FINANCE INTERNATIONAL LTDCV SR UNSEC NT | OTHER | 16,350,000 | $16.2M |
| 61 | - | RAIT FINANCIAL TRUSTCV SR UNSEC NT REIT | OTHER | 16,700,000 | $16.15M |
| 62 | - | CHART INDUSTRIES INCCV SR SUB NT | OTHER | 16,000,000 | $15.89M |
| 63 | - | BLACKSTONE MORTGAGE TRUST INCCV SR UNSEC NT REIT | OTHER | 13,826,000 | $15.86M |
| 64 | - | TPG SPECIALTY LENDING INCCV SR UNSEC NT | OTHER | 15,350,000 | $15.8M |
| 65 | - | CLOVIS ONCOLOGY INCCV SR UNSEC NT PNC | OTHER | 11,750,000 | $15.3M |
| 66 | - | TCP CAPITAL CORPCV SR UNSEC NT | OTHER | 14,600,000 | $15.3M |
| 67 | NMFC 5.75 08/15/23 | NEW MOUNTAIN FINANCE CORPCV SR UNSEC NT | OTHER | 14,021,000 | $14.6M |
| 68 | WLL 1.25 04/01/20 | WHITING PETROLEUM CORPCV SR UNSEC NT | OTHER | 16,000,000 | $14.02M |
| 69 | - | TELIGENT INCCV SR UNSEC NT PNC | OTHER | 13,750,000 | $13.86M |
| 70 | STWD | STARWOOD PROPERTY TRUST INCCV SR UNSEC NT REIT | OTHER | 11,902,000 | $13.03M |
| 71 | - | REDWOOD TRUST INCCV SR UNSEC NT | OTHER | 12,567,000 | $12.97M |
| 72 | IONS 1 11/15/21 | IONIS PHARMACEUTICALS INCCV SR UNSEC NT | OTHER | 13,350,000 | $12.92M |
| 73 | HLX 4.25 05/01/22 | HELIX ENERGY SOLUTIONS GROUP INCCV SR UNSEC NT CPDI | OTHER | 13,000,000 | $12.81M |
| 74 | - | SPECTRUM PHARMACEUTICALS INCCV SR UNSEC NT | OTHER | 12,619,000 | $12.78M |
| 75 | - | TICC CAPITAL CORPCV SR UNSEC NT | OTHER | 12,500,000 | $12.68M |
| 76 | - | CSG SYSTEMS INTERNATIONAL INCCV SR UNSEC NT PNC | OTHER | 11,838,000 | $12.33M |
| 77 | RSO | RESOURCE CAPITAL CORPCV SR UNSEC NT REIT | OTHER | 12,188,000 | $12.23M |
| 78 | - | TITAN MACHINERY INCCV SR UNSEC NT | OTHER | 12,307,000 | $11.88M |
| 79 | HCI 4.25 03/01/37 | HCI GROUP INCCV SR UNSEC NT | OTHER | 11,500,000 | $11.46M |
| 80 | - | GAIN CAPITAL HOLDINGS INCCV SR UNSEC NT PNC | OTHER | 11,350,000 | $11.35M |
| 81 | TSLA 2.375 03/15/22 | TESLA INCCV SR UNSEC NT | OTHER | 10,000,000 | $10.43M |
| 82 | DY 0.75 09/15/21 | DYCOM INDUSTRIES INCCV SR UNSEC NT | OTHER | 8,817,000 | $10.34M |
| 83 | TWO 6.25 01/15/22 | TWO HARBORS INVESTMENT CORPCV SR UNSEC NT | OTHER | 9,900,000 | $10.21M |
| 84 | NYMT 6.25 01/15/22 | NEW YORK MORTGAGE TRUST INCCV SR UNSEC NT | OTHER | 10,000,000 | $9.84M |
| 85 | PDLI | PDL BIOPHARMA INCCV SR UNSEC NT | OTHER | 9,200,000 | $9.16M |
| 86 | - | DHT HOLDINGS INCCV SR UNSEC NT PNC | OTHER | 9,000,000 | $9M |
| 87 | - | REDWOOD TRUST INCCV SR UNSEC NT REIT | OTHER | 8,908,000 | $8.99M |
| 88 | ENV | ENVESTNET INCCV SR UNSEC NT | OTHER | 9,559,000 | $8.95M |
| 89 | DBRG 3.875 01/15/21 | COLONY NORTHSTAR INCCV SR UNSEC NT REIT PNC | OTHER | 9,000,000 | $8.92M |
| 90 | - | PRICELINE GROUP INC/THECV SR UNSEC NT | OTHER | 6,177,000 | $8.82M |
| 91 | MTOR 3.25 10/15/37 | MERITOR INCCV SR UNSEC STEP CPN NT | OTHER | 8,301,000 | $8.71M |
| 92 | FOR 3.75 03/01/20 | FORESTAR GROUP INCCV SR UNSEC NT | OTHER | 8,400,000 | $8.41M |
| 93 | - | KEYW HOLDING CORP/THECV SR UNSEC NT | OTHER | 8,005,000 | $7.72M |
| 94 | MTG | MGIC INVESTMENT CORPCV SR UNSEC NT | OTHER | 7,643,000 | $7.71M |
| 95 | - | NAVISTAR INTERNATIONAL CORPCV SR SUB NT PNC | OTHER | 7,750,000 | $7.49M |
| 96 | YY | YY INCCV SR UNSEC NT | OTHER | 7,184,000 | $7.2M |
| 97 | SPWR 4 01/15/23 | SUNPOWER CORPCV SR UNSEC NT | OTHER | 9,000,000 | $7.07M |
| 98 | MHO | M/I HOMES INCCV SR SUB NT PNC | OTHER | 6,470,000 | $6.56M |
| 99 | - | GSV CAPITAL CORPCV SR UNSEC NT | OTHER | 6,400,000 | $6.34M |
| 100 | - | BLACKROCK CAPITAL INVESTMENT CORPCV SR UNSEC NT | OTHER | 6,000,000 | $6.19M |
| 101 | - | ROVI CORPCV SR UNSEC NT (ACQUIRED BY: TIVO) | OTHER | 6,335,000 | $6.19M |
| 102 | - | YANDEX NVCV SR UNSEC NT | OTHER | 6,423,000 | $6.18M |
| 103 | KBH | KB HOMECV SR UNSEC NT | OTHER | 6,000,000 | $6.16M |
| 104 | AEGR | AEGERION PHARMACEUTICALS INCCV SR UNSEC NT | OTHER | 7,250,000 | $5.93M |
| 105 | - | NAVISTAR INTERNATIONAL CORPCV SR SUB NT PNC | OTHER | 6,000,000 | $5.83M |
| 106 | ELGX | ENDOLOGIX INCCV SR UNSEC NT PNC | OTHER | 6,000,000 | $5.81M |
| 107 | ICON | ICONIX BRAND GROUP INCCV SR SUB NT | OTHER | 6,000,000 | $5.74M |
| 108 | PDCE 1.125 09/15/21 | PDC ENERGY INCCV SR UNSEC NT | OTHER | 5,034,000 | $5.21M |
| 109 | NR 4 12/01/21 | NEWPARK RESOURCES INCCV SR UNSEC NT | OTHER | 3,921,000 | $4.02M |
| 110 | - | AEGEAN MARINE PETROLEUM NETWORK INCCV SR UNSEC NT PNC | OTHER | 3,500,000 | $3.86M |
| 111 | REGI | RENEWABLE ENERGY GROUP INCCV SR UNSEC NT | OTHER | 3,509,000 | $3.56M |
| 112 | STWD | STARWOOD PROPERTY TRUST INCCV SR UNSEC NT REIT | OTHER | 3,500,000 | $3.56M |
| 113 | AVID | AVID TECHNOLOGY INCCV SR UNSEC NT | OTHER | 5,000,000 | $3.5M |
| 114 | - | GOGO INCCV SR UNSEC NT | OTHER | 4,000,000 | $3.33M |
| 115 | - | EGALET CORPCV SR UNSEC NT | OTHER | 4,200,000 | $3.29M |
| 116 | - | MODUSLINK GLOBAL SOLUTIONS INCCV SR UNSEC NT | OTHER | 3,400,000 | $3.2M |
| 117 | PEGI 4 07/15/20 | PATTERN ENERGY GROUP INCCV SR UNSEC NT | OTHER | 3,000,000 | $2.99M |
| 118 | HLX 4.25 05/01/22 | HELIX ENERGY SOLUTIONS GROUP INCCV SR UNSEC NT PNC | OTHER | 3,029,000 | $2.96M |
| 119 | - | FLUIDIGM CORPCV SR UNSEC NT PNC | OTHER | 4,273,000 | $2.91M |
| 120 | - | ENERNOC INCCV SR UNSEC NT | OTHER | 3,000,000 | $2.58M |
| 121 | - | CANADIAN SOLAR INCCV SR UNSEC NT PNC | OTHER | 2,500,000 | $2.36M |
| 122 | - | INSEEGO CORPCV SR UNSEC NT PNC | OTHER | 2,500,000 | $2.22M |
| 123 | ALJ | ALON USA ENERGY INCCV SR UNSEC NT | OTHER | 2,000,000 | $2.21M |
| 124 | - | GLOBAL EAGLE ENTERTAINMENT INCCV SR UNSEC NT PNC | OTHER | 3,500,000 | $1.78M |
| 125 | - | PTC THERAPEUTICS INCCV SR UNSEC NT PNC | OTHER | 2,600,000 | $1.69M |
| 126 | HURN | HURON CONSULTING GROUP INCCV SR UNSEC NT | OTHER | 1,664,000 | $1.55M |
| 127 | - | ALASKA COMMUNICATIONS SYSTEMS GROUP INCCV SR SUB NT | OTHER | 1,227,000 | $1.28M |
| 128 | IMMU | IMMUNOMEDICS INCCV SR UNSEC NT | OTHER | 750,000 | $1.05M |
| 129 | - | PROSPECT CAPITAL CORPCV SR UNSEC NT | OTHER | 1,000,000 | $1.01M |
| 130 | VER | VEREIT INCCV SR UNSEC NT REIT | OTHER | 885,000 | $892K |
| 154 | - | WALTER INVESTMENT MANAGEMENT CORPCV SR SUB NT | OTHER | 0 | $0 |
| 153 | - | VIPSHOP HOLDINGS LTDCV SR UNSEC NT | OTHER | 0 | $0 |
| 152 | - | TERRAVIA HOLDINGS INCCV SR SUB NT | OTHER | 0 | $0 |
| 151 | SNCRL | SYNCHRONOSS TECHNOLOGIES INCCV SR UNSEC NT | OTHER | 0 | $0 |
| 150 | - | SUCAMPO PHARMACEUTICALS INCCV SR UNSEC NT 144A | OTHER | 0 | $0 |
| 149 | - | SPIRIT REALTY CAPITAL INCCV SR UNSEC NT REIT | OTHER | 0 | $0 |
| 148 | SM 1.5 07/01/21 | SM ENERGY COCV SR UNSEC NT | OTHER | 0 | $0 |
| 147 | - | OASIS PETROLEUM INCCV SR UNSEC NT PNC | OTHER | 0 | $0 |
| 146 | NXPI | NXP SEMICONDUCTORS NVCV SR UNSEC NT | OTHER | 0 | $0 |
| 145 | NUAN 1 12/15/35 | NUANCE COMMUNICATIONS INCCV SR UNSEC NT CPDI | OTHER | 0 | $0 |
| 144 | - | NOVATEL WIRELESS INCCV SR UNSEC NT PNC | OTHER | 0 | $0 |
| 143 | MCHP | MICROCHIP TECHNOLOGY INCCV SR SUB NT | OTHER | 0 | $0 |
| 142 | - | MEDIDATA SOLUTIONS INCCV SR UNSEC NT | OTHER | 0 | $0 |
| 141 | MIC 2 10/01/23 | MACQUARIE INFRASTRUCTURE CORPCV SR UNSEC NT | OTHER | 0 | $0 |
| 140 | HOS | HORNBECK OFFSHORE SERVICES INCCV SR UNSEC NT | OTHER | 0 | $0 |
| 139 | HZNP 2.5 03/15/22 | HORIZON PHARMA INVESTMENT LTDCV SR UNSEC NT PNC | OTHER | 0 | $0 |
| 138 | HLF | HERBALIFE LTDCV SR UNSEC NT | OTHER | 0 | $0 |
| 137 | EEFT | EURONET WORLDWIDE INCCV SR UNSEC NT PNC | OTHER | 0 | $0 |
| 136 | ASRT 2.5 09/01/21 | DEPOMED INCCV SR UNSEC NT PNC | OTHER | 0 | $0 |
| 135 | - | CORENERGY INFRASTRUCTURE TRUST INCCV SR UNSEC NT REIT | OTHER | 0 | $0 |
| 134 | ARRY | ARRAY BIOPHARMA INCCV SR UNSEC NT PNC | OTHER | 0 | $0 |
| 133 | ARCC 4.625 03/01/24 | ARES CAPITAL CORPCV SR UNSEC NT | OTHER | 0 | $0 |
| 132 | MDRX 1.25 07/01/20 | ALLSCRIPTS HEALTHCARE SOLUTIONS INCCV SR UNSEC NT | OTHER | 0 | $0 |
| 131 | AKAM | AKAMAI TECHNOLOGIES INCCV SR UNSEC NT | OTHER | 0 | $0 |