Howard Marks - Oaktree Capital Management
As of Q2 2026, Howard Marks reported 49 long-equity positions worth $3.78B in aggregate.
It also disclosed $1.75B of put notional and $144.58M of call notional. Notional is the contracts’ face value, not the premium paid, so it is reported separately from the equity above — see the Options section below.
Copy-investor backtest
- Latest quarter
- -1.99%
- 1-year
- +43.50%
- 3-year
- +72.44%
- 5-year
- +127.86%
- 3-year vs S&P 500
- -4.01%
- 5-year vs S&P 500
- +54.92%
- 5-year top 5
- +191.55%
Return from mechanically copying the disclosed 13F equity portfolio after each filing and rebalancing at the next. The vs S&P 500 figures subtract SPY over that manager's own rebalance dates, so both sides cover the same days; both are price return, excluding dividends. Method & limitations.
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Updated 2026-09-19 from SEC 13F data.
Live quotes available for 40 of 226 rows. Rows without a quote are marked unavailable.
| 1 | APFH | ADVANCEPIERRE FOODS HOLDINGS INC | 32.23% | New | 43,268,538 | $1.19B | No quote | No quote |
| 2 | TRCO | TRIBUNE MEDIA CO | 13.99% | - | 14,178,245 | $517.79M | No quote | No quote |
| 3 | FBP | FIRST BANCORP/PUERTO RICO | 5.88% | - | 41,843,581 | $217.59M | No quote | No quote |
| 4 | ALLY | ALLY FINANCIAL INC | 5.47% | - | 10,401,462 | $202.52M | $19.47 | No quote |
| 5 | SBLK | STAR BULK CARRIERS CORP | 3.57% | Add +27.2% | 29,078,777 | $132.02M | $4.54 | No quote |
| 6 | BANR | BANNER CORP | 2.92% | Reduce -4.8% | 2,473,283 | $108.18M | No quote | No quote |
| 7 | DYN | DYNEGY INC | 2.82% | - | 8,424,322 | $104.38M | No quote | No quote |
| 8 | TSM | TAIWAN SEMICONDUCTOR-SP ADR | 2.81% | Reduce -21.8% | 3,398,797 | $103.92M | $30.58 | No quote |
| 9 | TRNC | TRONC INC | 2.14% | Add +0.1% | 4,695,947 | $79.27M | No quote | No quote |
| 10 | MTG | MGIC INVESTMENT CORP | 1.95% | - | 9,030,000 | $72.24M | $8.00 | No quote |
| 11 | ITUB | ITAU UNIBANCO H-SPON PRF ADR | 1.91% | Reduce -4.1% | 6,455,046 | $70.59M | $10.94 | No quote |
| 12 | AMTPRB | AMERICAN TOWER CORP | 1.91% | Reduce -5.8% | 643,239 | $70.49M | No quote | No quote |
| 13 | GNRT | GENER8 MARITIME INC | 1.81% | - | 13,052,534 | $66.83M | No quote | No quote |
| 14 | BABA | ALIBABA GROUP HOLDING-SP ADR | 1.60% | New | 560,148 | $59.24M | $105.75 | No quote |
| 15 | CX | CEMEX SAB DE CV | 1.46% | Add +0.2% | 6,786,681 | $53.87M | $7.94 | No quote |
| 16 | NMIH | NMI HOLDINGS INC | 1.20% | - | 5,816,443 | $44.32M | $7.62 | No quote |
| 17 | IBN | ICICI BANK LTD-SPON ADR | 1.19% | Add +42.8% | 5,912,417 | $44.15M | $7.47 | No quote |
| 18 | XCO | EXCO RESOURCES INC | 1.09% | Reduce -16.4% | 37,773,682 | $40.42M | No quote | No quote |
| 19 | LVNTA | LIBERTY VENTURES | 1.07% | - | 990,450 | $39.49M | No quote | No quote |
| 20 | VALEP | VALE SA-SP PREF ADR | 1.03% | Reduce -16.1% | 8,093,843 | $38.11M | No quote | No quote |
| 21 | SWNC | SOUTHWESTERN ENERGY CO | 0.89% | Reduce -22.4% | 1,037,340 | $32.75M | No quote | No quote |
| 22 | CCS | CENTURY COMMUNITIES INC | 0.85% | - | 1,469,003 | $31.6M | $21.51 | No quote |
| 23 | VIV | TELEFONICA BRASIL-ADR | 0.69% | Reduce -12.4% | 1,765,161 | $25.53M | No quote | No quote |
| 24 | TSL | TRINA SOLAR LTD-SPON ADR | 0.68% | Reduce -32.1% | 2,450,845 | $25.09M | No quote | No quote |
| 25 | AU | ANGLOGOLD ASHANTI-SPON ADR | 0.66% | Reduce -15.5% | 1,523,352 | $24.24M | $15.91 | No quote |
| 26 | FMX | FOMENTO ECONOMICO MEX-SP ADR | 0.62% | New | 250,143 | $23.01M | $92.00 | No quote |
| 27 | ABEV | AMBEV SA-ADR | 0.61% | Reduce -19.6% | 3,727,958 | $22.69M | $6.09 | No quote |
| 28 | GGB | GERDAU SA -SPON ADR | 0.58% | Reduce -17.3% | 7,854,363 | $21.36M | $2.72 | No quote |
| 29 | CEO | CNOOC LTD-SPON ADR | 0.57% | Add +45.3% | 167,337 | $21.16M | No quote | No quote |
| 30 | KMI | KINDER MORGAN INC/DE (HIGHSTAR) | 0.57% | New | 908,699 | $21.02M | $23.13 | No quote |
| 31 | WPXP | WPX ENERGY INC | 0.55% | - | 330,700 | $20.29M | No quote | No quote |
| 32 | VRS | VERSO CORP | 0.54% | New | 3,103,397 | $20.02M | No quote | No quote |
| 33 | VSH | VISHAY INTERTECHNOLOGY INC | 0.48% | - | 1,250,000 | $17.61M | $14.09 | No quote |
| 34 | VIP | VIMPELCOM LTD | 0.46% | Add +191.6% | 4,895,273 | $17.03M | No quote | No quote |
| 35 | BATRK | LIBERTY BRAVES GROUP | 0.45% | - | 968,078 | $16.83M | $17.38 | No quote |
| 36 | TSQ | TOWNSQUARE MEDIA INC | 0.40% | - | 1,595,224 | $14.9M | No quote | No quote |
| 37 | MCF | CONTANGO OIL & GAS CO | 0.36% | - | 1,296,813 | $13.25M | No quote | No quote |
| 38 | NC | NACCO INDUSTRIES INC | 0.30% | - | 164,500 | $11.18M | No quote | No quote |
| 39 | BXE | BELLATRIX EXPLORATION LTD | 0.27% | New | 11,600,000 | $9.97M | No quote | No quote |
| 40 | VALE | VALE SA | 0.19% | Add +128.0% | 1,247,000 | $6.86M | $5.50 | No quote |
| 41 | KMIPRA | KINDER MORGAN INC/DE | 0.18% | Reduce -57.9% | 130,128 | $6.52M | No quote | No quote |
| 42 | APO | APOLLO GLOBAL MANAGEMENT LLC | 0.17% | - | 353,842 | $6.36M | $17.96 | No quote |
| 43 | SXL | SUNOCO LOGISTICS PARTNERS LP | 0.17% | New | 217,000 | $6.17M | No quote | No quote |
| 44 | EGLE | EAGLE BULK SHIPPING INC | 0.15% | New | 785,363 | $5.55M | No quote | No quote |
| 45 | AGNPRA | ALLERGAN PLC | 0.14% | Reduce -93.2% | 6,183 | $5.06M | No quote | No quote |
| 46 | CPLP | CAPITAL PRODUCT PARTNERS LP | 0.07% | - | 819,228 | $2.67M | No quote | No quote |
| 47 | PARR | PAR PACIFIC HOLDINGS INC | 0.07% | - | 190,862 | $2.5M | $13.08 | No quote |
| 48 | MBT | MOBILE TELESYSTEMS PJSC | 0.06% | - | 298,500 | $2.28M | No quote | No quote |
| 49 | MLCO | MELCO CROWN ENTERTAINME-ADR | 0.06% | New | 132,423 | $2.13M | $16.11 | No quote |
| 50 | EPRPRE | EPR PROPERTIES | 0.06% | - | 55,000 | $2.05M | No quote | No quote |
| 51 | BIDU | BAIDU INC - SPON ADR | 0.04% | New | 8,214 | $1.5M | $182.13 | No quote |
| 52 | OIBZQ | OI SA | 0.04% | - | 251,001 | $1.43M | No quote | No quote |
| 53 | YNDX | YANDEX NV | 0.04% | - | 65,500 | $1.38M | No quote | No quote |
| 69 | WRK | WESTROCK CO | - | Sold | 0 | $0 | No quote | No quote |
| 68 | TERP | TERRAFORM POWER INC | - | Sold | 0 | $0 | No quote | No quote |
| 67 | TEO | TELECOM ARGENTINA SA | - | Sold | 0 | $0 | No quote | No quote |
| 66 | JD | JD.COM INC-ADR | - | Sold | 0 | $0 | No quote | No quote |
| 65 | INDA | ISHARES MSCI INDIA ETF | - | Sold | 0 | $0 | No quote | No quote |
| 64 | NGVT | INGEVITY CORP | - | Sold | 0 | $0 | No quote | No quote |
| 63 | INFY | INFOSYS LTD-SP ADR | - | Sold | 0 | $0 | No quote | No quote |
| 62 | FTRPR | FRONTIER COMMUNICATIONS CORP | - | Sold | 0 | $0 | No quote | No quote |
| 61 | Y2187A | EAGLE BULK SHIPPING INC | - | Sold | 0 | $0 | No quote | No quote |
| 60 | CCIPRA | CROWN CASTLE INTERNATIONAL CORP | - | Sold | 0 | $0 | No quote | No quote |
| 59 | BRFS | BRF SA-ADR | - | Sold | 0 | $0 | No quote | No quote |
| 58 | AVTA | BLUCORA INC | - | Sold | 0 | $0 | No quote | No quote |
| 57 | BX | BLACKSTONE GROUP LP/THE | - | Sold | 0 | $0 | No quote | No quote |
| 56 | BSAC | BANCO SANTANDER-CHILE-ADR | - | Sold | 0 | $0 | No quote | No quote |
| 55 | ANTX | ANTHEM INC | - | Sold | 0 | $0 | No quote | No quote |
| 54 | AEUA | ANADARKO PETROLEUM CORP | - | Sold | 0 | $0 | No quote | No quote |
Options positions
Put = right to sell at strike (a bearish bet). Call = right to buy at strike (bullish via leverage). The notional column shows the underlying market value reported to the SEC, not the option premium paid - these don't add to the long-equity % portfolio above.
| 1 | SORL | SPDR S&P500 ETF TRUSTTR UNIT | CALL | New | 3,000,000 | $648.9M |
| 2 | CLR | CONTINENTAL RESOURCES INC/OKCOMMON STOCK | PUT | - | 400,000 | $20.78M |
| 3 | HYG | ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETFIBOXX HI YD ETF | PUT | Add +71.5% | 201,500 | $17.43M |
| 4 | SORL | SPDR S&P500 ETF TRUSTTR UNIT | PUT | New | 63,000 | $13.63M |
| 5 | X | UNITED STATES STEEL CORPCOMMON STOCK | PUT | New | 393,000 | $7.41M |
| 6 | CAT | CATERPILLAR INCCOMMON STOCK | PUT | New | 41,200 | $3.63M |
Other instruments
Bonds, warrants, or non-share principal positions reported alongside the equity portfolio.
| 1 | CTXS | CITRIX SYSTEMS INCCV SR UNSEC NT | OTHER | 101,437,000 | $114.96M |
| 2 | - | CEMEX SAB DE CVCV SUB NT | OTHER | 97,548,000 | $102.72M |
| 3 | MU | MICRON TECHNOLOGY INCCV SR UNSEC NT SER-G PNC | OTHER | 101,479,000 | $92.09M |
| 4 | HLF | HERBALIFE LTDCV SR UNSEC NT | OTHER | 90,386,000 | $89.73M |
| 5 | TCOM 1 07/01/20 | CTRIP.COM INTERNATIONAL LTDCV SR UNSEC NT | OTHER | 74,115,000 | $80.7M |
| 6 | MCHP | MICROCHIP TECHNOLOGY INCCV SR SUB NT | OTHER | 62,091,000 | $79.66M |
| 7 | - | PRICELINE GROUP INC/THECV SR UNSEC NT | OTHER | 61,580,000 | $78.98M |
| 8 | - | ROVI CORPCV SR UNSEC NT (ACQUIRED BY: TIVO) | OTHER | 69,603,000 | $69.67M |
| 9 | FWONK 1 01/30/23 | LIBERTY MEDIA CORPCV SR UNSEC NT | OTHER | 64,618,000 | $67.95M |
| 10 | IDCC 1.5 03/01/20 | INTERDIGITAL INC/PACV SR UNSEC NT | OTHER | 53,917,000 | $66.02M |
| 11 | NXPI | NXP SEMICONDUCTORS NVCV SR UNSEC NT | OTHER | 53,669,000 | $64.06M |
| 12 | - | J2 GLOBAL INCCV SR UNSEC NT CPDI | OTHER | 54,637,000 | $63.64M |
| 13 | CATM 1 12/01/20 | CARDTRONICS INCCV SR UNSEC NT | OTHER | 55,725,000 | $59.3M |
| 14 | EFII | ELECTRONICS FOR IMAGING INCCV SR UNSEC NT | OTHER | 51,523,000 | $57.17M |
| 15 | WMGI | WRIGHT MEDICAL GROUP INCCV SR UNSEC NT | OTHER | 50,790,000 | $54.57M |
| 16 | DY 0.75 09/15/21 | DYCOM INDUSTRIES INCCV SR UNSEC NT | OTHER | 49,417,000 | $54.11M |
| 17 | - | LIBERTY INTERACTIVE LLCCV SR UNSEC NT 144A (EX: CHTR) | OTHER | 49,500,000 | $52.46M |
| 18 | - | IRONWOOD PHARMACEUTICALS INCCV SR UNSEC NT | OTHER | 43,658,000 | $52.24M |
| 19 | EEFT | EURONET WORLDWIDE INCCV SR UNSEC NT PNC | OTHER | 38,734,000 | $49.11M |
| 20 | HURN | HURON CONSULTING GROUP INCCV SR UNSEC NT | OTHER | 47,386,000 | $47.96M |
| 21 | HZNP 2.5 03/15/22 | HORIZON PHARMA INVESTMENT LTDCV SR UNSEC NT PNC | OTHER | 48,360,000 | $47.07M |
| 22 | - | MEDIDATA SOLUTIONS INCCV SR UNSEC NT | OTHER | 39,532,000 | $46.61M |
| 23 | BMRN | BIOMARIN PHARMACEUTICAL INCCV SR SUB NT | OTHER | 38,073,000 | $45.63M |
| 24 | CKH 3 11/15/28 | SEACOR HOLDINGS INCCV SR UNSEC NT CPDI | OTHER | 55,675,000 | $45.6M |
| 25 | SNCRL | SYNCHRONOSS TECHNOLOGIES INCCV SR UNSEC NT | OTHER | 41,923,000 | $44.44M |
| 26 | EZPW 2.375 05/01/25 | EZCORP INCCV SR UNSEC MULTI CPN NT | OTHER | 44,770,000 | $44.42M |
| 27 | SPNC | SPECTRANETICS CORP/THECV SR UNSEC NT PNC | OTHER | 40,584,000 | $43.13M |
| 28 | - | RTI INTERNATIONAL METALS INCCV SR UNSEC NT | OTHER | 39,715,000 | $42.54M |
| 29 | VGR | VECTOR GROUP LTDCV SR UNSEC NT VARIABLE | OTHER | 36,450,000 | $41.55M |
| 30 | - | AMTRUST FINANCIAL SERVICES INCCV SR UNSEC NT PNC CPDI | OTHER | 47,576,000 | $41.19M |
| 31 | - | 51JOB INCCV SR NT | OTHER | 38,363,000 | $40.84M |
| 32 | SWC | STILLWATER MINING COCV SR UNSEC NT | OTHER | 31,466,000 | $37.94M |
| 33 | PDCE 1.125 09/15/21 | PDC ENERGY INCCV SR UNSEC NT | OTHER | 34,869,000 | $37.59M |
| 34 | - | PROOFPOINT INCCV SR UNSEC NT PNC | OTHER | 31,955,000 | $37.24M |
| 35 | - | WEATHERFORD INTERNATIONAL LTDCV SR UNSEC NT | OTHER | 32,300,000 | $36.41M |
| 36 | ASRT 2.5 09/01/21 | DEPOMED INCCV SR UNSEC NT PNC | OTHER | 25,362,000 | $36.18M |
| 37 | - | NEVRO CORPCV SR UNSEC NT | OTHER | 27,515,000 | $35.79M |
| 38 | PEGI 4 07/15/20 | PATTERN ENERGY GROUP INCCV SR UNSEC NT | OTHER | 32,778,000 | $33.25M |
| 39 | - | KEYW HOLDING CORP/THECV SR UNSEC NT | OTHER | 32,750,000 | $31.69M |
| 40 | BKNG 0.9 09/15/21 | PRICELINE GROUP INC/THECV SR UNSEC NT | OTHER | 28,044,000 | $30.29M |
| 41 | - | FINISAR CORPCV SR UNSEC NT | OTHER | 25,000,000 | $29.51M |
| 42 | - | APOLLO COMMERCIAL REAL ESTATE FINANCE INCCV SR UNSEC NT REIT | OTHER | 28,470,000 | $29.29M |
| 43 | PRAA 3 08/01/20 | PRA GROUP INCCV SR UNSEC NT | OTHER | 31,617,000 | $28.63M |
| 44 | - | BLACKSTONE MORTGAGE TRUST INCCV SR UNSEC NT REIT | OTHER | 25,826,000 | $28.4M |
| 45 | LNG | CHENIERE ENERGY INCCV SR UNSEC NT PNC | OTHER | 44,312,000 | $28.37M |
| 46 | DBRG 3.875 01/15/21 | COLONY CAPITAL INCCV SR UNSEC NT REIT PNC | OTHER | 27,393,000 | $27.36M |
| 47 | SM 1.5 07/01/21 | SM ENERGY COCV SR UNSEC NT | OTHER | 22,600,000 | $27.2M |
| 48 | IONS 1 11/15/21 | IONIS PHARMACEUTICALS INCCV SR UNSEC NT | OTHER | 27,100,000 | $25.38M |
| 49 | - | SPIRIT REALTY CAPITAL INCCV SR UNSEC NT REIT | OTHER | 22,641,000 | $25.17M |
| 50 | ENV | ENVESTNET INCCV SR UNSEC NT | OTHER | 25,095,000 | $24.25M |
| 51 | MDRX 1.25 07/01/20 | ALLSCRIPTS HEALTHCARE SOLUTIONS INCCV SR UNSEC NT | OTHER | 23,058,000 | $23.69M |
| 52 | ARRY | ARRAY BIOPHARMA INCCV SR UNSEC NT PNC | OTHER | 19,600,000 | $23.23M |
| 53 | ECPG | ENCORE CAPITAL GROUP INCCV SR UNSEC NT | OTHER | 27,805,000 | $23.18M |
| 54 | TTMI | TTM TECHNOLOGIES INCCV SR UNSEC NT | OTHER | 17,171,000 | $22.8M |
| 55 | SFLY | SHUTTERFLY INCCV SR UNSEC NT | OTHER | 22,828,000 | $22.56M |
| 56 | ICPT 3.25 07/01/23 | INTERCEPT PHARMACEUTICALS INCCV SR UNSEC NT PNC | OTHER | 18,900,000 | $21.25M |
| 57 | - | CTRIP.COM INTERNATIONAL LTDCV SR UNSEC NT 144A | OTHER | 20,000,000 | $20.26M |
| 58 | ECHO 2.5 05/01/20 | ECHO GLOBAL LOGISTICS INCCV SR UNSEC NT | OTHER | 21,153,000 | $20.06M |
| 59 | STWD | STARWOOD PROPERTY TRUST INCCV SR UNSEC NT REIT | OTHER | 17,240,000 | $19.03M |
| 60 | ON 1 12/01/20 | ON SEMICONDUCTOR CORPCV SR UNSEC NT | OTHER | 18,000,000 | $18.14M |
| 61 | NR 4 12/01/21 | NEWPARK RESOURCES INCCV SR UNSEC NT | OTHER | 16,421,000 | $16.36M |
| 62 | - | VIPSHOP HOLDING LTDCV SR UNSEC NT | OTHER | 15,000,000 | $16.25M |
| 63 | - | TCP CAPITAL CORPCV SR UNSEC NT | OTHER | 15,000,000 | $15.71M |
| 64 | RSO | RESOURCE CAPITAL CORPCV SR UNSEC NT REIT | OTHER | 15,603,000 | $15.57M |
| 65 | VER | VEREIT INCCV SR UNSEC NT REIT | OTHER | 15,524,000 | $15.56M |
| 66 | - | WORKDAY INCCV SR UNSEC NT | OTHER | 12,518,000 | $15.37M |
| 67 | STWD | STARWOOD PROPERTY TRUST INCCV SR UNSEC NT REIT | OTHER | 14,612,000 | $15.05M |
| 68 | DBRG 3.875 01/15/21 | COLONY CAPITAL INCCV SR UNSEC NT REIT PNC | OTHER | 15,127,000 | $14.74M |
| 69 | - | SPIRIT REALTY CAPITAL INCCV SR UNSEC NT REIT | OTHER | 12,890,000 | $14.68M |
| 70 | ICON | ICONIX BRAND GROUP INCCV SR SUB NT | OTHER | 16,000,000 | $13.91M |
| 71 | - | CHART INDUSTRIES INCCV SR SUB NT | OTHER | 14,000,000 | $13.8M |
| 72 | AVID | AVID TECHNOLOGY INCCV SR UNSEC NT | OTHER | 17,000,000 | $13.69M |
| 73 | - | BLUCORA INCCV SR UNSEC NT | OTHER | 13,868,000 | $13.35M |
| 74 | - | CANADIAN SOLAR INCCV SR UNSEC NT PNC | OTHER | 14,675,000 | $13.14M |
| 75 | NMFC 5.75 08/15/23 | NEW MOUNTAIN FINANCE CORPCV SR UNSEC NT | OTHER | 12,129,000 | $12.44M |
| 76 | - | BROADSOFT INCCV SR UNSEC NT | OTHER | 9,326,000 | $12.43M |
| 77 | PMT 5.375 05/01/20 | PENNYMAC CORPCV SR UNSEC NT REIT | OTHER | 12,865,000 | $12.42M |
| 78 | HLX 4.25 05/01/22 | HELIX ENERGY SOLUTIONS GROUP INCCV SR UNSEC NT CPDI | OTHER | 13,000,000 | $12.37M |
| 79 | HCI 4.25 03/01/37 | HCI GROUP INCCV SR UNSEC NT | OTHER | 12,500,000 | $12.12M |
| 80 | - | AEGEAN MARINE PETROLEUM NETWORK INCCV SR UNSEC NT PNC | OTHER | 11,599,000 | $11.63M |
| 81 | - | RAIT FINANCIAL TRUSTCV SR UNSEC NT REIT | OTHER | 12,500,000 | $11.6M |
| 82 | SCTY | SOLARCITY CORPCV SR UNSEC NT | OTHER | 15,000,000 | $11.54M |
| 83 | - | LIVE NATION ENTERTAINMENT INCCV SR UNSEC NT | OTHER | 10,521,000 | $11.42M |
| 84 | - | TICC CAPITAL CORPCV SR UNSEC NT | OTHER | 11,000,000 | $11.15M |
| 85 | MTOR 3.25 10/15/37 | MERITOR INCCV SR UNSEC STEP CPN NT | OTHER | 11,026,000 | $11.07M |
| 86 | FOR 3.75 03/01/20 | FORESTAR GROUP INCCV SR UNSEC NT | OTHER | 11,500,000 | $10.91M |
| 87 | PDLI | PDL BIOPHARMA INCCV SR UNSEC NT | OTHER | 11,091,000 | $10.84M |
| 88 | - | TITAN MACHINERY INCCV SR UNSEC NT | OTHER | 12,042,000 | $10.6M |
| 89 | - | PROSPECT CAPITAL CORPCV SR UNSEC NT | OTHER | 10,500,000 | $10.42M |
| 90 | ALJ | ALON USA ENERGY INCCV SR UNSEC NT | OTHER | 10,667,000 | $10.22M |
| 91 | - | REDWOOD TRUST INCCV SR UNSEC NT REIT | OTHER | 10,167,000 | $10.21M |
| 92 | MTH | MERITAGE HOMES CORPCV SR UNSEC NT | OTHER | 9,666,000 | $9.71M |
| 93 | - | CORENERGY INFRASTRUCTURE TRUST INCCV SR UNSEC NT REIT | OTHER | 9,500,000 | $9.66M |
| 94 | JEF | JEFFERIES GROUP LLCCV SR UNSEC NT PNC | OTHER | 9,000,000 | $9.15M |
| 95 | RSO | RESOURCE CAPITAL CORPCV SR UNSEC NT REIT | OTHER | 9,189,000 | $9.02M |
| 96 | WLL 1.25 04/01/20 | WHITING PETROLEUM CORPCV SR UNSEC NT | OTHER | 10,500,000 | $8.78M |
| 97 | ELGX | ENDOLOGIX INCCV SR UNSEC NT PNC | OTHER | 9,000,000 | $8.71M |
| 98 | - | TELIGENT INCCV SR UNSEC NT PNC | OTHER | 8,706,000 | $8.35M |
| 99 | - | YANDEX NVCV SR UNSEC NT | OTHER | 8,248,000 | $7.85M |
| 100 | - | COLONY STARWOOD HOMESCV SR UNSEC NT REIT | OTHER | 7,070,000 | $7.77M |
| 101 | - | GAIN CAPITAL HOLDINGS INCCV SR UNSEC NT PNC | OTHER | 8,079,000 | $7.73M |
| 102 | - | TOLL BROTHERS FINANCE CORPCV SR UNSEC NT CPDI | OTHER | 7,534,000 | $7.45M |
| 103 | - | TERRAVIA HOLDINGS INCCV SR SUB NT | OTHER | 14,600,000 | $7.32M |
| 104 | - | WEB.COM GROUP INCCV SR UNSEC NT PNC | OTHER | 7,511,000 | $7.12M |
| 105 | - | SPECTRUM PHARMACEUTICALS INCCV SR UNSEC NT | OTHER | 7,819,000 | $7.07M |
| 106 | - | GSV CAPITAL CORPCV SR UNSEC NT | OTHER | 7,440,000 | $7.06M |
| 107 | - | TPG SPECIALTY LENDING INCCV SR UNSEC NT | OTHER | 6,387,000 | $6.62M |
| 108 | - | NAVISTAR INTERNATIONAL CORPCV SR SUB NT PNC | OTHER | 7,000,000 | $6.6M |
| 109 | BGC | GENERAL CABLE CORPCV SUB NT MULTI-CPN PNC | OTHER | 9,756,000 | $6.53M |
| 110 | - | BLACKROCK CAPITAL INVESTMENT CORPCV SR UNSEC NT | OTHER | 6,000,000 | $6.22M |
| 111 | - | REDWOOD TRUST INCCV SR UNSEC NT | OTHER | 5,626,000 | $5.72M |
| 112 | - | ENERNOC INCCV SR UNSEC NT | OTHER | 7,666,000 | $5.65M |
| 113 | KBH | KB HOMECV SR UNSEC NT | OTHER | 5,500,000 | $5.36M |
| 114 | - | GOGO INCCV SR UNSEC NT | OTHER | 6,800,000 | $5.29M |
| 115 | ARCC 4.625 03/01/24 | ARES CAPITAL CORPCV SR UNSEC NT | OTHER | 5,045,000 | $5.13M |
| 116 | - | NAVISTAR INTERNATIONAL CORPCV SR SUB NT PNC | OTHER | 5,360,000 | $5.11M |
| 117 | - | CALATLANTIC GROUP INCCV SR UNSEC NT PNC | OTHER | 5,000,000 | $4.69M |
| 118 | CPHD | CEPHEIDCV SR UNSEC NT | OTHER | 4,000,000 | $4.16M |
| 119 | - | GLOBAL EAGLE ENTERTAINMENT INCCV SR UNSEC NT PNC | OTHER | 4,405,000 | $3.7M |
| 120 | MTG | MGIC INVESTMENT CORPCV SR UNSEC NT | OTHER | 3,143,000 | $3.23M |
| 121 | - | NOVATEL WIRELESS INCCV SR UNSEC NT PNC | OTHER | 3,000,000 | $2.95M |
| 122 | - | ALASKA COMMUNICATIONS SYSTEMS GROUP INCCV SR SUB NT | OTHER | 2,542,000 | $2.51M |
| 123 | MHO | M/I HOMES INCCV SR SUB NT PNC | OTHER | 2,398,000 | $2.47M |
| 124 | CKH 3 11/15/28 | SEACOR HOLDINGS INCCV SR UNSEC NT CPDI PNC | OTHER | 2,391,000 | $2.43M |
| 125 | - | CLOVIS ONCOLOGY INCCV SR UNSEC NT PNC | OTHER | 2,000,000 | $1.93M |
| 126 | AEGR | AEGERION PHARMACEUTICALSCV SR UNSEC NT | OTHER | 2,000,000 | $1.33M |
| 127 | ANIP | ANI PHARMACEUTICALS INCCV SR UNSEC NT | OTHER | 1,042,000 | $1.28M |
| 128 | REGI | RENEWABLE ENERGY GROUP INCCV SR UNSEC NT | OTHER | 929,000 | $861K |
| 151 | - | WORKDAY INCCV SR UNSEC NT | OTHER | 0 | $0 |
| 150 | - | WEBMD HEALTH CORPCV SR UNSEC NT | OTHER | 0 | $0 |
| 149 | TWTR 1 09/15/21 | TWITTER INCCV SR UNSEC NT | OTHER | 0 | $0 |
| 148 | - | TRINA SOLAR LTDCV SR UNSEC NT | OTHER | 0 | $0 |
| 147 | - | SINA CORP/CHINACV SR UNSEC NT | OTHER | 0 | $0 |
| 146 | RGLD | ROYAL GOLD INCCV SR UNSEC NT PNC | OTHER | 0 | $0 |
| 145 | RHT | RED HAT INCCV SR UNSEC NT | OTHER | 0 | $0 |
| 144 | - | QIHOO 360 TECHNOLOGY CO LTDCV SR UNSEC NT | OTHER | 0 | $0 |
| 143 | - | PROSPECT CAPITAL CORPCV SR UNSEC NT | OTHER | 0 | $0 |
| 142 | NUAN 1.5 11/01/35 | NUANCE COMMUNICATIONS INCCV SR UNSEC NT CPDI | OTHER | 0 | $0 |
| 141 | NUAN 2.75 11/01/31 | NUANCE COMMUNICATIONS INCCV SR UNSEC NT | OTHER | 0 | $0 |
| 140 | - | MODUSLINK GLOBAL SOLUTIONS INCCV SR UNSEC NT | OTHER | 0 | $0 |
| 139 | JAZZ 1.875 08/15/21 | JAZZ INVESTMENTS I LTDCV SR UNSEC NT | OTHER | 0 | $0 |
| 138 | INTC | INTEL CORPCV JR SUB NT CPDI MULTI CPN | OTHER | 0 | $0 |
| 137 | - | INTEGRATED DEVICE TECHNOLOGY INCCV SR UNSEC NT 144A | OTHER | 0 | $0 |
| 136 | PODD | INSULET CORPCV SR UNSEC NT PNC | OTHER | 0 | $0 |
| 135 | HOS | HORNBECK OFFSHORE SERVICES INCCV SR UNSEC NT | OTHER | 0 | $0 |
| 134 | HOLX | HOLOGIC INCCV SR UNSEC NT 2%/0% MULTI-CPN | OTHER | 0 | $0 |
| 133 | - | HEARTWARE INTERNATIONAL INCCV SR UNSEC NT PNC | OTHER | 0 | $0 |
| 132 | HWAY | HEALTHWAYS INCCV SR UNSEC NT | OTHER | 0 | $0 |
| 131 | - | COLONY STARWOOD HOMESCV SR UNSEC NT REIT | OTHER | 0 | $0 |
| 130 | BTG | B2GOLD CORPCV SR SUB NT PNC | OTHER | 0 | $0 |
| 129 | - | ATLAS AIR WORLDWIDE HOLDINGS INCCV SR UNSEC NT | OTHER | 0 | $0 |