Howard Marks - Oaktree Capital Management
As of Q2 2026, Howard Marks reported 49 long-equity positions worth $3.78B in aggregate.
It also disclosed $1.75B of put notional and $144.58M of call notional. Notional is the contracts’ face value, not the premium paid, so it is reported separately from the equity above — see the Options section below.
Copy-investor backtest
- Latest quarter
- -2.57%
- 1-year
- +42.80%
- 3-year
- +67.77%
- 5-year
- +122.77%
- 3-year vs S&P 500
- -5.47%
- 5-year vs S&P 500
- +49.09%
- 5-year top 5
- +183.78%
Return from mechanically copying the disclosed 13F equity portfolio after each filing and rebalancing at the next. The vs S&P 500 figures subtract SPY over that manager's own rebalance dates, so both sides cover the same days; both are price return, excluding dividends. Method & limitations.
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Updated 2026-06-06 from SEC 13F data.
Live quotes available for 41 of 218 rows. Rows without a quote are marked unavailable.
| 1 | TRCO | TRIBUNE MEDIA CO | 21.82% | Add +0.0% | 14,178,245 | $555.5M | No quote | No quote |
| 2 | ALLY | ALLY FINANCIAL INC | 6.97% | Add +8.0% | 10,401,462 | $177.55M | $17.07 | No quote |
| 3 | FBP | FIRST BANCORP/PUERTO RICO | 6.52% | - | 41,843,581 | $166.12M | No quote | No quote |
| 4 | DYN | DYNEGY INC | 5.70% | Reduce -11.6% | 8,424,322 | $145.24M | No quote | No quote |
| 5 | TSM | TAIWAN SEMICONDUCTOR-SP ADR | 4.47% | Reduce -2.5% | 4,347,356 | $113.9M | $26.20 | No quote |
| 6 | BANR | BANNER CORP | 4.34% | - | 2,598,988 | $110.56M | No quote | No quote |
| 7 | AGNPRA | ALLERGAN PLC | 3.30% | Add +46.5% | 90,683 | $83.93M | No quote | No quote |
| 8 | GNRT | GENER8 MARITIME INC | 3.28% | - | 13,052,534 | $83.54M | No quote | No quote |
| 9 | AMTPRB | AMERICAN TOWER CORP | 3.01% | New | 683,239 | $76.74M | No quote | No quote |
| 10 | SBLK | STAR BULK CARRIERS CORP | 2.66% | Reduce -80.0% | 22,860,798 | $67.67M | $2.96 | No quote |
| 11 | TRNC | TRONC INC | 2.54% | New | 4,691,371 | $64.74M | No quote | No quote |
| 12 | XCO | EXCO RESOURCES INC | 2.31% | - | 45,173,682 | $58.73M | No quote | No quote |
| 13 | ITUB | ITAU UNIBANCO H-SPON PRF ADR | 2.27% | Add +8.3% | 6,731,675 | $57.83M | $8.59 | No quote |
| 14 | MTG | MGIC INVESTMENT CORP | 2.11% | - | 9,030,000 | $53.73M | $5.95 | No quote |
| 15 | CX | CEMEX SAB DE CV | 1.91% | Add +3.1% | 6,772,156 | $48.53M | $7.17 | No quote |
| 16 | SWNC | SOUTHWESTERN ENERGY CO | 1.58% | New | 1,337,340 | $40.26M | No quote | No quote |
| 17 | LVNTA | LIBERTY VENTURES | 1.44% | - | 990,450 | $36.72M | No quote | No quote |
| 18 | TSL | TRINA SOLAR LTD-SPON ADR | 1.41% | Reduce -1.6% | 3,608,122 | $35.87M | No quote | No quote |
| 19 | NMIH | NMI HOLDINGS INC | 1.25% | - | 5,816,443 | $31.87M | $5.48 | No quote |
| 20 | JD | JD.COM INC-ADR | 1.20% | Reduce -19.9% | 1,156,960 | $30.66M | $26.50 | No quote |
| 21 | VALEP | VALE SA-SP PREF ADR | 1.18% | Add +6.4% | 9,649,085 | $30.11M | No quote | No quote |
| 22 | IBN | ICICI BANK LTD-SPON ADR | 1.16% | Reduce -0.1% | 4,140,476 | $29.65M | $7.16 | No quote |
| 23 | BRFS | BRF SA-ADR | 1.07% | Reduce -31.9% | 1,922,699 | $27.34M | No quote | No quote |
| 24 | CCS | CENTURY COMMUNITIES INC | 1.00% | - | 1,469,003 | $25.47M | $17.34 | No quote |
| 25 | VIV | TELEFONICA BRASIL-ADR | 0.99% | Reduce -0.5% | 2,015,426 | $25.17M | No quote | No quote |
| 26 | AU | ANGLOGOLD ASHANTI-SPON ADR | 0.97% | Reduce -13.1% | 1,803,059 | $24.68M | $13.69 | No quote |
| 27 | ABEV | AMBEV SA-ADR | 0.94% | New | 4,638,200 | $24.03M | $5.18 | No quote |
| 28 | ANTX | ANTHEM INC | 0.87% | Reduce -35.3% | 493,335 | $22.07M | No quote | No quote |
| 29 | CLR | CONTINENTAL RESOURCES INC | 0.71% | - | 400,000 | $18.11M | No quote | No quote |
| 30 | GGB | GERDAU SA -SPON ADR | 0.66% | Add +8.0% | 9,501,727 | $16.91M | $1.78 | No quote |
| 31 | BSAC | BANCO SANTANDER-CHILE-ADR | 0.66% | Reduce -0.1% | 869,282 | $16.82M | No quote | No quote |
| 32 | FTRPR | FRONTIER COMMUNICATIONS CORP | 0.65% | New | 174,324 | $16.53M | No quote | No quote |
| 33 | MCF | CONTANGO OIL & GAS CO | 0.62% | Add +0.3% | 1,296,813 | $15.87M | No quote | No quote |
| 34 | VSH | VISHAY INTERTECHNOLOGY INC | 0.61% | - | 1,250,000 | $15.49M | $12.39 | No quote |
| 35 | WPXP | WPX ENERGY INC | 0.60% | Reduce -56.6% | 330,700 | $15.27M | No quote | No quote |
| 36 | KMIPRA | KINDER MORGAN INC/DE | 0.59% | Reduce -60.3% | 309,284 | $15.11M | No quote | No quote |
| 37 | CCIPRAZZZZ | CROWN CASTLE INTERNATIONAL CORP | 0.56% | Reduce -61.3% | 117,700 | $14.24M | No quote | No quote |
| 38 | BATRK | LIBERTY BRAVES GROUP | 0.56% | New | 968,078 | $14.19M | $14.66 | No quote |
| 39 | CEO | CNOOC LTD-SPON ADR | 0.53% | Add +711.3% | 115,200 | $13.49M | No quote | No quote |
| 40 | BX | BLACKSTONE GROUP LP/THE | 0.51% | - | 525,000 | $12.88M | $24.54 | No quote |
| 41 | TSQ | TOWNSQUARE MEDIA INC | 0.49% | - | 1,595,224 | $12.59M | No quote | No quote |
| 42 | WRK | WESTROCK CO | 0.42% | - | 274,864 | $10.68M | No quote | No quote |
| 43 | TEO | TELECOM ARGENTINA SA | 0.40% | Add +7.4% | 558,151 | $10.23M | $18.33 | No quote |
| 44 | HYG | ISHARES TR | 0.39% | New | 117,500 | $9.86M | No quote | No quote |
| 45 | NC | NACCO INDUSTRIES INC | 0.36% | Add +6.5% | 164,500 | $9.21M | No quote | No quote |
| 46 | NGVT | INGEVITY CORP | 0.35% | New | 261,810 | $8.91M | No quote | No quote |
| 47 | Y2187A | EAGLE BULK SHIPPING INC | 0.27% | - | 15,707,276 | $6.89M | No quote | No quote |
| 48 | VIP | VIMPELCOM LTD | 0.26% | - | 1,678,900 | $6.51M | No quote | No quote |
| 49 | AEUA | ANADARKO PETROLEUM CORP | 0.24% | New | 163,500 | $6M | No quote | No quote |
| 50 | APO | APOLLO GLOBAL MANAGEMENT LLC | 0.21% | - | 353,842 | $5.36M | $15.15 | No quote |
| 51 | INFY | INFOSYS LTD-SP ADR | 0.16% | Reduce -1.6% | 215,600 | $4.1M | $19.02 | No quote |
| 52 | TERP | TERRAFORM POWER INC | 0.16% | New | 365,000 | $3.98M | No quote | No quote |
| 53 | AVTA | BLUCORA INC | 0.13% | Add +32.6% | 325,000 | $3.37M | No quote | No quote |
| 54 | PARR | PAR PACIFIC HOLDINGS INC | 0.12% | - | 190,862 | $2.93M | $15.34 | No quote |
| 55 | VALE | VALE SA | 0.11% | Add +70.8% | 547,000 | $2.77M | $5.06 | No quote |
| 56 | MBT | MOBILE TELESYSTEMS PJSC | 0.10% | - | 298,500 | $2.47M | No quote | No quote |
| 57 | CPLP | CAPITAL PRODUCT PARTNERS LP | 0.10% | - | 819,228 | $2.44M | No quote | No quote |
| 58 | EPRPRE | EPR PROPERTIES | 0.08% | Reduce -59.9% | 55,000 | $2.06M | No quote | No quote |
| 59 | YNDX | YANDEX NV | 0.06% | Reduce -50.0% | 65,500 | $1.43M | No quote | No quote |
| 60 | OIBZQ | OI SA | 0.03% | - | 251,001 | $765K | No quote | No quote |
| 61 | INDA | ISHARES MSCI INDIA ETF | 0.03% | Reduce -10.7% | 25,900 | $702K | $27.10 | No quote |
| 74 | YPF | YPF S.A.-SPONSORED ADR | - | Sold | 0 | $0 | No quote | No quote |
| 73 | YHOO | YAHOO! INC | - | Sold | 0 | $0 | No quote | No quote |
| 72 | TPUB | TRIBUNE PUBLISHING CO | - | Sold | 0 | $0 | No quote | No quote |
| 71 | TX | TERNIUM SA-SPONSORED ADR | - | Sold | 0 | $0 | No quote | No quote |
| 70 | LNCE | SNYDER'S-LANCE INC | - | Sold | 0 | $0 | No quote | No quote |
| 69 | QQQ | POWERSHARES QQQ TRUST | - | Sold | 0 | $0 | No quote | No quote |
| 68 | PBR/A | PETROLEO BRASIL-SP PREF ADRCUSIP 71654V101 | - | Sold | 0 | $0 | No quote | No quote |
| 67 | IWM | ISHARES TR RUSSELL 2000 ETF | - | Sold | 0 | $0 | No quote | No quote |
| 66 | KANG | IKANG HEALTHCARE GROUP-ADR | - | Sold | 0 | $0 | No quote | No quote |
| 65 | FIG | FORTRESS INVESTMENT GROUP LLC | - | Sold | 0 | $0 | No quote | No quote |
| 64 | BBL | BHP BILLITON PLC-ADR | - | Sold | 0 | $0 | No quote | No quote |
| 63 | BANC | BANC OF CALIFORNIA INC | - | Sold | 0 | $0 | No quote | No quote |
| 62 | ALRPRB | ALERE INC | - | Sold | 0 | $0 | No quote | No quote |
Other instruments
Bonds, warrants, or non-share principal positions reported alongside the equity portfolio.
| 1 | CTXS | CITRIX SYSTEMS INCCV SR UNSEC NT | OTHER | 116,187,000 | $130.63M |
| 2 | - | CEMEX SAB DE CVCV SUB NT | OTHER | 96,265,000 | $90.68M |
| 3 | HLF | HERBALIFE LTDCV SR UNSEC NT | OTHER | 90,586,000 | $90.03M |
| 4 | - | PRICELINE GROUP INC/THECV SR UNSEC NT | OTHER | 71,780,000 | $84.05M |
| 5 | MCHP | MICROCHIP TECHNOLOGY INCCV SR SUB NT | OTHER | 74,616,000 | $83.16M |
| 6 | NXPI | NXP SEMICONDUCTORS NVCV SR UNSEC NT | OTHER | 68,769,000 | $74.73M |
| 7 | FWONK 1 01/30/23 | LIBERTY MEDIA CORPCV SR UNSEC NT | OTHER | 74,268,000 | $74.1M |
| 8 | JAZZ 1.875 08/15/21 | JAZZ INVESTMENTS I LTDCV SR UNSEC NT | OTHER | 68,407,000 | $73.8M |
| 9 | - | J2 GLOBAL INCCV SR UNSEC NT CPDI | OTHER | 64,637,000 | $72.47M |
| 10 | TCOM 1 07/01/20 | CTRIP.COM INTERNATIONAL LTDCV SR UNSEC NT | OTHER | 64,415,000 | $68.14M |
| 11 | CATM 1 12/01/20 | CARDTRONICS INCCV SR UNSEC NT | OTHER | 58,175,000 | $59.38M |
| 12 | EFII | ELECTRONICS FOR IMAGING INCCV SR UNSEC NT | OTHER | 54,823,000 | $58.73M |
| 13 | SWC | STILLWATER MINING COCV SR UNSEC NT | OTHER | 51,816,000 | $58.34M |
| 14 | - | ROVI CORPCV SR UNSEC NT | OTHER | 60,079,000 | $56.97M |
| 15 | - | INTEGRATED DEVICE TECHNOLOGY INCCV SR UNSEC NT 144A | OTHER | 55,342,000 | $54.06M |
| 16 | BMRN | BIOMARIN PHARMACEUTICAL INCCV SR SUB NT | OTHER | 44,823,000 | $49.86M |
| 17 | IDCC 1.5 03/01/20 | INTERDIGITAL INC/PACV SR UNSEC NT | OTHER | 47,367,000 | $49.66M |
| 18 | - | IRONWOOD PHARMACEUTICALS INCCV SR UNSEC NT | OTHER | 46,958,000 | $48.58M |
| 19 | - | RTI INTERNATIONAL METALS INCCV SR UNSEC NT | OTHER | 45,165,000 | $48.49M |
| 20 | EEFT | EURONET WORLDWIDE INCCV SR UNSEC NT PNC | OTHER | 41,134,000 | $47.4M |
| 21 | - | MEDIDATA SOLUTIONS INCCV SR UNSEC NT | OTHER | 42,782,000 | $46.37M |
| 22 | HURN | HURON CONSULTING GROUP INCCV SR UNSEC NT | OTHER | 43,300,000 | $44.07M |
| 23 | VGR | VECTOR GROUP LTDCV SR UNSEC NT VARIABLE | OTHER | 38,450,000 | $42.63M |
| 24 | NUAN 1.5 11/01/35 | NUANCE COMMUNICATIONS INCCV SR UNSEC NT CPDI | OTHER | 43,839,000 | $42.51M |
| 25 | TTMI | TTM TECHNOLOGIES INCCV SR UNSEC NT | OTHER | 40,852,000 | $40.48M |
| 26 | CKH 3 11/15/28 | SEACOR HOLDINGS INCCV SR UNSEC NT CPDI | OTHER | 48,915,000 | $39.54M |
| 27 | HZNP 2.5 03/15/22 | HORIZON PHARMA INVESTMENT LTDCV SR UNSEC NT PNC | OTHER | 40,989,000 | $37.66M |
| 28 | - | WEATHERFORD INTERNATIONAL LTDCV SR UNSEC NT | OTHER | 34,475,000 | $37.57M |
| 29 | - | PROOFPOINT INCCV SR UNSEC NT PNC | OTHER | 33,855,000 | $36.4M |
| 30 | SNCRL | SYNCHRONOSS TECHNOLOGIES INCCV SR UNSEC NT | OTHER | 36,190,000 | $36.02M |
| 31 | ASRT 2.5 09/01/21 | DEPOMED INCCV SR UNSEC NT PNC | OTHER | 29,212,000 | $35.3M |
| 32 | PODD | INSULET CORPCV SR UNSEC NT PNC | OTHER | 35,447,000 | $33.96M |
| 33 | HOLX | HOLOGIC INCCV SR UNSEC NT 2%/0% MULTI-CPN | OTHER | 26,453,000 | $32.2M |
| 34 | ECPG | ENCORE CAPITAL GROUP INCCV SR UNSEC NT | OTHER | 39,289,000 | $31.32M |
| 35 | MDRX 1.25 07/01/20 | ALLSCRIPTS HEALTHCARE SOLUTIONS INCCV SR UNSEC NT | OTHER | 30,708,000 | $30.96M |
| 36 | - | KEYW HOLDING CORP/THECV SR UNSEC NT | OTHER | 34,250,000 | $30.94M |
| 37 | - | SPECTRANETICS CORP/THECV SR UNSEC NT PNC | OTHER | 34,863,000 | $30.73M |
| 38 | - | NEVRO CORPCV SR UNSEC NT | OTHER | 26,265,000 | $27.61M |
| 39 | DBRG 3.875 01/15/21 | COLONY CAPITAL INCCV SR UNSEC NT REIT PNC | OTHER | 28,393,000 | $27.47M |
| 40 | - | ATLAS AIR WORLDWIDE HOLDINGS INCCV SR UNSEC NT | OTHER | 28,051,000 | $27.25M |
| 41 | - | AMTRUST FINANCIAL SERVICES INCCV SR UNSEC NT PNC CPDI | OTHER | 35,494,000 | $27.07M |
| 42 | HWAY | HEALTHWAYS INCCV SR UNSEC NT | OTHER | 27,466,000 | $25.77M |
| 43 | MU | MICRON TECHNOLOGY INCCV SR UNSEC NT SER-G PNC | OTHER | 33,479,000 | $25.7M |
| 44 | PRAA 3 08/01/20 | PRA GROUP INCCV SR UNSEC NT | OTHER | 32,309,000 | $25.25M |
| 45 | - | SPIRIT REALTY CAPITAL INCCV SR UNSEC NT REIT | OTHER | 23,141,000 | $25.05M |
| 46 | ECHO 2.5 05/01/20 | ECHO GLOBAL LOGISTICS INCCV SR UNSEC NT | OTHER | 26,270,000 | $25.01M |
| 47 | SFLY | SHUTTERFLY INCCV SR UNSEC NT | OTHER | 24,328,000 | $24.22M |
| 48 | RHT | RED HAT INCCV SR UNSEC NT | OTHER | 19,147,000 | $23.33M |
| 49 | - | WORKDAY INCCV SR UNSEC NT | OTHER | 19,665,000 | $23M |
| 50 | - | BLACKSTONE MORTGAGE TRUST INCCV SR UNSEC NT REIT | OTHER | 20,526,000 | $21.9M |
| 51 | - | CANADIAN SOLAR INCCV SR UNSEC NT PNC | OTHER | 24,650,000 | $21.17M |
| 52 | - | 51JOB INCCV SR NT | OTHER | 20,363,000 | $20.72M |
| 53 | STWD | STARWOOD PROPERTY TRUST INCCV SR UNSEC NT REIT | OTHER | 19,490,000 | $20.34M |
| 54 | BKNG 0.9 09/15/21 | PRICELINE GROUP INC/THECV SR UNSEC NT | OTHER | 19,894,000 | $20.19M |
| 55 | - | BLUCORA INCCV SR UNSEC NT | OTHER | 21,368,000 | $19.85M |
| 56 | - | APOLLO COMMERCIAL REAL ESTATE FINANCE INCCV SR UNSEC NT REIT | OTHER | 19,373,000 | $19.77M |
| 57 | BTG | B2GOLD CORPCV SR SUB NT PNC | OTHER | 16,355,000 | $16.11M |
| 58 | PMT 5.375 05/01/20 | PENNYMAC CORPCV SR UNSEC NT REIT | OTHER | 17,000,000 | $16.05M |
| 59 | CKH 3 11/15/28 | SEACOR HOLDINGS INCCV SR UNSEC NT CPDI PNC | OTHER | 15,371,000 | $15.07M |
| 60 | FOR 3.75 03/01/20 | FORESTAR GROUP INCCV SR UNSEC NT | OTHER | 16,359,000 | $15M |
| 61 | STWD | STARWOOD PROPERTY TRUST INCCV SR UNSEC NT REIT | OTHER | 14,662,000 | $14.8M |
| 62 | - | SPIRIT REALTY CAPITAL INCCV SR UNSEC NT REIT | OTHER | 13,190,000 | $14.8M |
| 63 | - | HELIX ENERGY SOLUTIONS GROUP INCCV SR UNSEC NT CPDI | OTHER | 16,289,000 | $14.37M |
| 64 | - | WORKDAY INCCV SR UNSEC NT | OTHER | 12,918,000 | $14.37M |
| 65 | - | CHART INDUSTRIES INCCV SR SUB NT | OTHER | 15,151,000 | $14.3M |
| 66 | NR 4 12/01/21 | NEWPARK RESOURCES INCCV SR UNSEC NT | OTHER | 14,971,000 | $14.07M |
| 67 | RSO | RESOURCE CAPITAL CORPCV SR UNSEC NT REIT | OTHER | 14,316,000 | $14.06M |
| 68 | EZPW 2.375 05/01/25 | EZCORP INCCV SR UNSEC MULTI CPN NT | OTHER | 16,417,000 | $13.89M |
| 69 | LNG | CHENIERE ENERGY INCCV SR UNSEC NT PNC | OTHER | 24,241,000 | $13.84M |
| 70 | INTC | INTEL CORPCV JR SUB NT CPDI MULTI CPN | OTHER | 10,039,000 | $12.97M |
| 71 | - | TCP CAPITAL CORPCV SR UNSEC NT | OTHER | 12,149,000 | $12.63M |
| 72 | HCI 4.25 03/01/37 | HCI GROUP INCCV SR UNSEC NT | OTHER | 14,144,000 | $12.43M |
| 73 | PDLI | PDL BIOPHARMA INCCV SR UNSEC NT | OTHER | 12,791,000 | $12.16M |
| 74 | - | PROSPECT CAPITAL CORPCV SR UNSEC NT | OTHER | 12,717,000 | $12.09M |
| 75 | HOS | HORNBECK OFFSHORE SERVICES INCCV SR UNSEC NT | OTHER | 20,683,000 | $11.94M |
| 76 | DBRG 3.875 01/15/21 | COLONY CAPITAL INCCV SR UNSEC NT REIT PNC | OTHER | 12,127,000 | $11.57M |
| 77 | - | CORENERGY INFRASTRUCTURE TRUST INCCV SR UNSEC NT REIT | OTHER | 11,454,000 | $11.49M |
| 78 | - | JEFFERIES GROUP LLCCV SR UNSEC NT PNC | OTHER | 11,195,000 | $11.35M |
| 79 | - | TITAN MACHINERY INCCV SR UNSEC NT | OTHER | 12,542,000 | $10.44M |
| 80 | - | RAIT FINANCIAL TRUSTCV SR UNSEC NT REIT | OTHER | 11,500,000 | $10.41M |
| 81 | - | YANDEX NVCV SR UNSEC NT | OTHER | 11,108,000 | $10.4M |
| 82 | - | AEGEAN MARINE PETROLEUM NETWORK INCCV SR UNSEC NT PNC | OTHER | 12,849,000 | $10.12M |
| 83 | - | REDWOOD TRUST INCCV SR UNSEC NT REIT | OTHER | 10,167,000 | $10.04M |
| 84 | - | COLONY STARWOOD HOMESCV SR UNSEC NT REIT | OTHER | 9,070,000 | $9.89M |
| 85 | - | ENERNOC INCCV SR UNSEC NT | OTHER | 13,036,000 | $9.36M |
| 86 | VERZZZZ | VEREIT INCCV SR UNSEC NT REIT | OTHER | 9,374,000 | $9.3M |
| 87 | - | HEARTWARE INTERNATIONAL INCCV SR UNSEC NT PNC | OTHER | 8,197,000 | $8.16M |
| 88 | - | SINA CORP/CHINACV SR UNSEC NT | OTHER | 8,106,000 | $8.01M |
| 89 | - | CALATLANTIC GROUP INCCV SR UNSEC NT PNC | OTHER | 8,416,000 | $7.81M |
| 90 | - | COLONY STARWOOD HOMESCV SR UNSEC NT REIT | OTHER | 6,848,000 | $7.57M |
| 91 | - | TERRAVIA HOLDINGS INCCV SR SUB NT | OTHER | 14,600,000 | $7.5M |
| 92 | - | SPECTRUM PHARMACEUTICALS INCCV SR UNSEC NT | OTHER | 8,113,000 | $7.43M |
| 93 | ARCC 4.625 03/01/24 | ARES CAPITAL CORPCV SR UNSEC NT | OTHER | 7,000,000 | $7.18M |
| 94 | MTH | MERITAGE HOMES CORPCV SR UNSEC NT | OTHER | 6,666,000 | $6.73M |
| 95 | - | TPG SPECIALTY LENDING INCCV SR UNSEC NT | OTHER | 6,387,000 | $6.52M |
| 96 | - | GAIN CAPITAL HOLDINGS INCCV SR UNSEC NT PNC | OTHER | 6,565,000 | $6.22M |
| 97 | - | TICC CAPITAL CORPCV SR UNSEC NT | OTHER | 6,096,000 | $6.15M |
| 98 | - | NEW MOUNTAIN FINANCE CORPCV SR UNSEC NT | OTHER | 6,129,000 | $6.12M |
| 99 | BGC | GENERAL CABLE CORPCV SUB NT MULTI-CPN PNC | OTHER | 9,756,000 | $5.67M |
| 100 | - | RWT HOLDINGS INCCV SR UNSEC NT | OTHER | 5,626,000 | $5.52M |
| 101 | - | GSV CAPITAL CORPCV SR UNSEC NT | OTHER | 5,977,000 | $5.47M |
| 102 | KBH | KB HOMECV SR UNSEC NT | OTHER | 5,392,000 | $5.18M |
| 103 | NUAN 2.75 11/01/31 | NUANCE COMMUNICATIONS INCCV SR UNSEC NT | OTHER | 5,075,000 | $5.1M |
| 104 | - | PROSPECT CAPITAL CORPCV SR UNSEC NT | OTHER | 4,942,000 | $4.97M |
| 105 | - | QIHOO 360 TECHNOLOGY CO LTDCV SR UNSEC NT | OTHER | 5,023,000 | $4.96M |
| 106 | TWTR 1 09/15/21 | TWITTER INCCV SR UNSEC NT | OTHER | 5,084,000 | $4.68M |
| 107 | - | LIVE NATION ENTERTAINMENT INCCV SR UNSEC NT | OTHER | 4,620,000 | $4.68M |
| 108 | - | TELIGENT INCCV SR UNSEC NT PNC | OTHER | 5,206,000 | $4.59M |
| 109 | - | BLACKROCK CAPITAL INVESTMENT CORPCV SR UNSEC NT | OTHER | 4,285,000 | $4.39M |
| 110 | - | TRINA SOLAR LTDCV SR UNSEC NT | OTHER | 5,000,000 | $4.31M |
| 111 | RGLD | ROYAL GOLD INCCV SR UNSEC NT PNC | OTHER | 4,000,000 | $4.31M |
| 112 | - | MODUSLINK GLOBAL SOLUTIONS INCCV SR UNSEC NT | OTHER | 4,970,000 | $3.53M |
| 113 | RSO | RESOURCE CAPITAL CORPCV SR UNSEC NT REIT | OTHER | 3,484,000 | $3.37M |
| 114 | ENV | ENVESTNET INCCV SR UNSEC NT | OTHER | 3,202,000 | $2.92M |
| 115 | - | CTRIP.COM INTERNATIONAL LTDCV SR UNSEC NT | OTHER | 2,605,000 | $2.82M |
| 116 | - | GOGO INCCV SR UNSEC NT | OTHER | 3,750,000 | $2.56M |
| 117 | - | ALASKA COMMUNICATIONS SYSTEMS GROUP INCCV SR SUB NT | OTHER | 2,542,000 | $2.46M |
| 118 | ICON | ICONIX BRAND GROUP INCCV SR SUB NT | OTHER | 2,900,000 | $2.37M |
| 119 | MHO | M/I HOMES INCCV SR SUB NT PNC | OTHER | 2,398,000 | $2.36M |
| 120 | - | WEBMD HEALTH CORPCV SR UNSEC NT | OTHER | 2,102,000 | $2.32M |
| 121 | ELGX | ENDOLOGIX INCCV SR UNSEC NT PNC | OTHER | 2,446,000 | $2.29M |
| 122 | ANIP | ANI PHARMACEUTICALS INCCV SR UNSEC NT | OTHER | 2,042,000 | $2.22M |
| 123 | SCTY | SOLARCITY CORPCV SR UNSEC NT | OTHER | 2,745,000 | $1.86M |
| 124 | AVID | AVID TECHNOLOGY INCCV SR UNSEC NT | OTHER | 2,000,000 | $1.35M |
| 144 | YHOO | YAHOO! INCCV SR UNSEC NT | OTHER | 0 | $0 |
| 143 | WMGI | WRIGHT MEDICAL GROUP INCCV SR UNSEC NT | OTHER | 0 | $0 |
| 142 | - | WEBMD HEALTH CORPCV UNSEC NT | OTHER | 0 | $0 |
| 141 | - | WEB.COM GROUP INCCV SR UNSEC NT PNC | OTHER | 0 | $0 |
| 140 | VIAV 1 03/01/24 | VIAVI SOLUTIONS INCCV SR UNSEC NT | OTHER | 0 | $0 |
| 139 | VERZZZZ | VEREIT INCCV SR UNSEC NT REIT | OTHER | 0 | $0 |
| 138 | - | TOLL BROTHERS FINANCE CORPCV SR UNSEC NT CPDI | OTHER | 0 | $0 |
| 137 | SPWR 4 01/15/23 | SUNPOWER CORPCV SR UNSEC NT | OTHER | 0 | $0 |
| 136 | SNDK | SANDISK CORPCV SR UNSEC NT | OTHER | 0 | $0 |
| 135 | MOH | MOLINA HEALTHCARE INCCV SR UNSEC NT | OTHER | 0 | $0 |
| 134 | - | MEDICINES CO/THECV SR UNSEC NT PNC | OTHER | 0 | $0 |
| 133 | - | JARDEN CORPCV SUB NT PNC | OTHER | 0 | $0 |
| 132 | ILMN 0.5 06/15/21 | ILLUMINA INCCV SR UNSEC NT | OTHER | 0 | $0 |
| 131 | - | FINISAR CORPCV SR UNSEC NT | OTHER | 0 | $0 |
| 130 | - | FIFTH STREET FINANCE CORPCV SR UNSEC NT | OTHER | 0 | $0 |
| 129 | - | COBALT INTERNATIONAL ENERGY INCCV SR UNSEC NT | OTHER | 0 | $0 |
| 128 | CIEN | CIENA CORPCV SR UNSEC NT | OTHER | 0 | $0 |
| 127 | CPHD | CEPHEIDCV SR UNSEC NT | OTHER | 0 | $0 |
| 126 | - | BROOKDALE SENIOR LIVING INCCV SR UNSEC NT | OTHER | 0 | $0 |
| 125 | - | BROCADE COMMUNICATIONS SYSTEMS INCCV SR UNSEC NT | OTHER | 0 | $0 |