Howard Marks - Oaktree Capital Management
As of Q2 2026, Howard Marks reported 49 long-equity positions worth $3.78B in aggregate.
It also disclosed $1.75B of put notional and $144.58M of call notional. Notional is the contracts’ face value, not the premium paid, so it is reported separately from the equity above — see the Options section below.
Copy-investor backtest
- Latest quarter
- -2.57%
- 1-year
- +42.80%
- 3-year
- +67.77%
- 5-year
- +122.77%
- 3-year vs S&P 500
- -5.47%
- 5-year vs S&P 500
- +49.09%
- 5-year top 5
- +183.78%
Return from mechanically copying the disclosed 13F equity portfolio after each filing and rebalancing at the next. The vs S&P 500 figures subtract SPY over that manager's own rebalance dates, so both sides cover the same days; both are price return, excluding dividends. Method & limitations.
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Updated 2026-06-06 from SEC 13F data.
Live quotes available for 44 of 217 rows. Rows without a quote are marked unavailable.
| 1 | STOR | STORE CAPITAL CORP | 38.56% | Reduce -2.9% | 70,336,144 | $1.63B | No quote | No quote |
| 2 | TRCO | TRIBUNE MEDIA CO | 11.30% | - | 14,145,447 | $478.26M | No quote | No quote |
| 3 | DMND | DIAMOND FOODS INC | 4.03% | - | 4,420,859 | $170.43M | No quote | No quote |
| 4 | ALLY | ALLY FINANCIAL INC | 3.80% | - | 8,630,530 | $160.87M | $18.64 | No quote |
| 5 | FBP | FIRST BANCORP/PUERTO RICO | 3.21% | - | 41,843,581 | $135.99M | No quote | No quote |
| 6 | DYN | DYNEGY INC | 3.12% | - | 9,840,696 | $131.87M | No quote | No quote |
| 7 | GNRT | GENER8 MARITIME INC | 2.92% | - | 13,052,534 | $123.35M | No quote | No quote |
| 8 | BANR | BANNER CORP | 2.82% | New | 2,598,988 | $119.19M | No quote | No quote |
| 9 | TSM | TAIWAN SEMICONDUCTOR-SP ADR | 2.40% | Add +75.3% | 4,460,356 | $101.47M | $22.75 | No quote |
| 10 | AGNPRA | ALLERGAN PLC | 2.28% | Add +30.4% | 93,900 | $96.62M | No quote | No quote |
| 11 | MTG | MGIC INVESTMENT CORP | 1.88% | - | 9,030,000 | $79.74M | $8.83 | No quote |
| 12 | AIQZZZZ | ALLIANCE HEALTHCARE SERVICES INC | 1.75% | - | 4,756,491 | $74.2M | No quote | No quote |
| 13 | SBLK | STAR BULK CARRIERS CORP | 1.63% | Add +1.0% | 114,304,005 | $69.17M | $0.61 | No quote |
| 14 | XCO | EXCO RESOURCES INC | 1.32% | - | 45,173,682 | $56.02M | No quote | No quote |
| 15 | Y2187A | EAGLE BULK SHIPPING INC | 1.31% | - | 15,707,276 | $55.29M | No quote | No quote |
| 16 | JD | JD.COM INC-ADR | 1.10% | Reduce -7.5% | 1,443,660 | $46.58M | $32.27 | No quote |
| 17 | TPUB | TRIBUNE PUBLISHING CO | 1.02% | - | 4,691,371 | $43.26M | No quote | No quote |
| 18 | ITUB | ITAU UNIBANCO H-SPON PRF ADR | 0.96% | Reduce -2.9% | 6,215,175 | $40.46M | $6.51 | No quote |
| 19 | TSL | TRINA SOLAR LTD-SPON ADR | 0.96% | Reduce -7.7% | 3,668,722 | $40.43M | No quote | No quote |
| 20 | ALRPRB | ALERE INC | 0.95% | - | 142,733 | $40.14M | No quote | No quote |
| 21 | LVNTA | LIBERTY VENTURES | 0.93% | - | 875,000 | $39.47M | No quote | No quote |
| 22 | BRFS | BRF SA-ADR | 0.92% | Reduce -7.6% | 2,825,199 | $39.04M | No quote | No quote |
| 23 | NMIH | NMI HOLDINGS INC | 0.91% | Add +3.6% | 5,666,443 | $38.36M | $6.77 | No quote |
| 24 | CCIPRAZZZZ | CROWN CASTLE INTERNATIONAL CORP | 0.81% | Reduce -11.1% | 319,285 | $34.25M | No quote | No quote |
| 25 | CX | CEMEX SAB-SPONS ADR PART CER | 0.81% | Reduce -7.7% | 6,115,759 | $34.07M | $5.57 | No quote |
| 26 | IBN | ICICI BANK LTD-SPON ADR | 0.77% | Reduce -8.1% | 4,144,876 | $32.45M | $7.83 | No quote |
| 27 | PBR/A | PETROLEO BRASIL-SP PREF ADRCUSIP 71654V101 | 0.74% | Add +12.1% | 9,258,683 | $31.48M | No quote | No quote |
| 28 | CCS | CENTURY COMMUNITIES INC | 0.57% | Add +10.4% | 1,354,003 | $23.98M | $17.71 | No quote |
| 29 | VALEP | VALE SA-SP PREF ADR | 0.55% | Reduce -11.2% | 9,071,485 | $23.13M | No quote | No quote |
| 30 | TSQ | TOWNSQUARE MEDIA INC | 0.45% | - | 1,595,224 | $19.08M | No quote | No quote |
| 31 | BANC | BANC OF CALIFORNIA INC | 0.45% | Reduce -35.2% | 1,299,144 | $18.99M | No quote | No quote |
| 32 | VIV | TELEFONICA BRASIL-ADR | 0.43% | Reduce -7.3% | 2,024,726 | $18.28M | No quote | No quote |
| 33 | VSH | VISHAY INTERTECHNOLOGY INC | 0.43% | Reduce -30.6% | 1,510,000 | $18.2M | $12.05 | No quote |
| 34 | BX | BLACKSTONE GROUP LP/THE | 0.36% | - | 525,000 | $15.35M | $29.24 | No quote |
| 35 | BSAC | BANCO SANTANDER-CHILE-ADR | 0.36% | Reduce -7.6% | 870,082 | $15.35M | No quote | No quote |
| 36 | AU | ANGLOGOLD ASHANTI-SPON ADR | 0.35% | Reduce -7.8% | 2,073,759 | $14.72M | $7.10 | No quote |
| 37 | WRK | WESTROCK CO | 0.30% | - | 274,864 | $12.54M | No quote | No quote |
| 38 | YPF | YPF S.A.-SPONSORED ADR | 0.29% | Reduce -8.4% | 786,136 | $12.36M | $15.72 | No quote |
| 39 | FIG | FORTRESS INVESTMENT GROUP LLC | 0.29% | Add +287.6% | 2,425,000 | $12.34M | $5.09 | No quote |
| 40 | GGB | GERDAU SA -SPON ADR | 0.25% | New | 8,801,905 | $10.56M | $1.20 | No quote |
| 41 | WFCPRL | WELLS FARGO & CO | 0.21% | Reduce -16.1% | 7,602 | $8.81M | $1159.17 | No quote |
| 42 | TEO | TELECOM ARGENTINA SA | 0.20% | - | 519,851 | $8.35M | $16.07 | No quote |
| 43 | MCF | CONTANGO OIL & GAS CO | 0.20% | - | 1,287,732 | $8.26M | No quote | No quote |
| 44 | BACPRL | BANK OF AMERICA CORP | 0.18% | Add +40.0% | 7,000 | $7.65M | $1093.43 | No quote |
| 45 | VIP | VIMPELCOM LTD | 0.13% | - | 1,678,900 | $5.51M | No quote | No quote |
| 46 | APO | APOLLO GLOBAL MANAGEMENT LLC | 0.13% | New | 353,842 | $5.37M | $15.18 | No quote |
| 47 | CPLP | CAPITAL PRODUCT PARTNERS LP | 0.11% | Add +33.4% | 819,228 | $4.52M | No quote | No quote |
| 48 | PARR | PAR PACIFIC HOLDINGS INC | 0.11% | - | 190,862 | $4.49M | $23.54 | No quote |
| 49 | INFY | INFOSYS LTD-SP ADR | 0.09% | Reduce -53.4% | 219,200 | $3.67M | $16.75 | No quote |
| 50 | AREPRD | ALEXANDRIA REAL ESTATE EQUITIES INC | 0.07% | New | 113,691 | $3.13M | No quote | No quote |
| 51 | MBT | MOBILE TELESYSTEMS PJSC | 0.04% | - | 298,500 | $1.84M | No quote | No quote |
| 52 | SWNC | SOUTHWESTERN ENERGY CO | 0.04% | New | 80,000 | $1.49M | No quote | No quote |
| 53 | CEO | CNOOC LTD-SPON ADR | 0.04% | New | 14,200 | $1.48M | No quote | No quote |
| 54 | BBL | BHP BILLITON PLC-ADR | 0.03% | New | 61,900 | $1.4M | No quote | No quote |
| 55 | TX | TERNIUM SA-SPONSORED ADR | 0.03% | - | 103,500 | $1.29M | $12.43 | No quote |
| 56 | VALE | VALE SA-SP ADR | 0.02% | New | 320,300 | $1.05M | $3.29 | No quote |
| 57 | YNDX | YANDEX NV | 0.02% | - | 65,500 | $1.03M | No quote | No quote |
| 58 | KANG | IKANG HEALTHCARE GROUP-ADR | 0.02% | - | 48,100 | $983K | No quote | No quote |
| 59 | INDA | ISHARES MSCI INDIA ETF | 0.02% | Reduce -95.2% | 29,000 | $798K | $27.52 | No quote |
| 60 | OIBRCZZZZ | OI SA | 0.02% | Add +262.3% | 1,255,018 | $765K | No quote | No quote |
| 61 | EPRPRE | EPR PROPERTIES | 0.01% | New | 14,657 | $458K | No quote | No quote |
| 69 | VRS | VERSO CORP | - | Sold | 0 | $0 | No quote | No quote |
| 68 | PGND | PRESS GANEY HOLDINGS INC | - | Sold | 0 | $0 | No quote | No quote |
| 67 | OIBRQ | OI SAPREF | - | Sold | 0 | $0 | No quote | No quote |
| 66 | NRG | NRG ENERGY INC | - | Sold | 0 | $0 | No quote | No quote |
| 65 | IWM | ISHARES RUSSELL 2000 | - | Sold | 0 | $0 | No quote | No quote |
| 64 | EEM | ISHARES MSCI EMERGING MARKET | - | Sold | 0 | $0 | No quote | No quote |
| 63 | TV | GRUPO TELEVISA SA-SPON ADR | - | Sold | 0 | $0 | No quote | No quote |
| 62 | GOGL | GOLDEN OCEAN GROUP LTD | - | Sold | 0 | $0 | No quote | No quote |
Other instruments
Bonds, warrants, or non-share principal positions reported alongside the equity portfolio.
| 1 | CTXS | CITRIX SYSTEMS INCCV SR UNSEC NT | OTHER | 106,901,000 | $116.71M |
| 2 | RHT | RED HAT INCCV SR UNSEC NT | OTHER | 87,195,000 | $114.22M |
| 3 | JAZZ 1.875 08/15/21 | JAZZ INVESTMENTS I LTDCV SR UNSEC NT | OTHER | 96,080,000 | $100.93M |
| 4 | - | LINKEDIN CORPCV SR UNSEC NT | OTHER | 94,050,000 | $98.81M |
| 5 | NXPI | NXP SEMICONDUCTORS NVCV SR UNSEC NT | OTHER | 87,627,000 | $96.15M |
| 6 | - | JARDEN CORPCV SUB NT PNC | OTHER | 77,578,000 | $95.02M |
| 7 | - | J2 GLOBAL INCCV SR UNSEC NT CPDI | OTHER | 66,159,000 | $87.3M |
| 8 | - | PRICELINE GROUP INC/THECV SR UNSEC NT | OTHER | 71,922,000 | $85.44M |
| 9 | EEFT | EURONET WORLDWIDE INCCV SR UNSEC NT PNC | OTHER | 66,630,000 | $79.19M |
| 10 | FWONK 1 01/30/23 | LIBERTY MEDIA CORPCV SR UNSEC NT | OTHER | 78,640,000 | $77.76M |
| 11 | - | RTI INTERNATIONAL METALS INCCV SR UNSEC NT | OTHER | 64,242,000 | $65.9M |
| 12 | EFII | ELECTRONICS FOR IMAGING INCCV SR UNSEC NT | OTHER | 61,527,000 | $65.54M |
| 13 | SNDK | SANDISK CORPCV SR UNSEC NT | OTHER | 60,500,000 | $63.23M |
| 14 | HOLX | HOLOGIC INCCV SR UNSEC NT 2%/0% MULTI-CPN | OTHER | 48,100,000 | $61.49M |
| 15 | - | INTEGRATED DEVICE TECHNOLOGY INCCV SR UNSEC NT 144A | OTHER | 58,200,000 | $59.36M |
| 16 | NUAN 1.5 11/01/35 | NUANCE COMMUNICATIONS INCCV SR UNSEC NT CPDI | OTHER | 53,503,000 | $58.02M |
| 17 | HLF | HERBALIFE LTDCV SR UNSEC NT | OTHER | 68,435,000 | $57.75M |
| 18 | - | CEMEX SAB DE CVCV SUB NT | OTHER | 71,500,000 | $56.48M |
| 19 | - | BROOKDALE SENIOR LIVING INCCV SR UNSEC NT | OTHER | 54,057,000 | $53.59M |
| 20 | - | MEDIDATA SOLUTIONS INCCV SR UNSEC NT | OTHER | 47,721,000 | $52.15M |
| 21 | SNCRL | SYNCHRONOSS TECHNOLOGIES INCCV SR UNSEC NT | OTHER | 51,493,000 | $51.55M |
| 22 | - | WEBMD HEALTH CORPCV UNSEC NT | OTHER | 45,460,000 | $50.91M |
| 23 | - | WEB.COM GROUP INCCV SR UNSEC NT PNC | OTHER | 53,723,000 | $50.11M |
| 24 | CATM 1 12/01/20 | CARDTRONICS INCCV SR UNSEC NT | OTHER | 50,488,000 | $47.21M |
| 25 | MU | MICRON TECHNOLOGY INCCV SR UNSEC NT SER-G PNC | OTHER | 56,200,000 | $47.2M |
| 26 | - | CORNERSTONE ONDEMAND INCCV SR UNSEC NT | OTHER | 47,000,000 | $46.5M |
| 27 | ACOR | ACORDA THERAPEUTICS INCCV SR UNSEC NT PNC | OTHER | 36,900,000 | $42.6M |
| 28 | HURN | HURON CONSULTING GROUP INCCV SR UNSEC NT | OTHER | 42,415,000 | $42.37M |
| 29 | ILMN 0.5 06/15/21 | ILLUMINA INCCV SR UNSEC NT | OTHER | 35,070,000 | $41.08M |
| 30 | ASRT 2.5 09/01/21 | DEPOMED INCCV SR UNSEC NT PNC | OTHER | 35,500,000 | $40.76M |
| 31 | TTMI | TTM TECHNOLOGIES INCCV SR UNSEC NT | OTHER | 44,721,000 | $40.38M |
| 32 | MDRX 1.25 07/01/20 | ALLSCRIPTS HEALTHCARE SOLUTIONS INCCV SR UNSEC NT | OTHER | 34,785,000 | $37.85M |
| 33 | - | AMTRUST FINANCIAL SERVICES INCCV SR UNSEC NT PNC CPDI | OTHER | 41,135,000 | $37.6M |
| 34 | PRAA 3 08/01/20 | PRA GROUP INCCV SR UNSEC NT | OTHER | 44,050,000 | $37M |
| 35 | PODD | INSULET CORPCV SR UNSEC NT PNC | OTHER | 35,619,000 | $36.9M |
| 36 | - | SALESFORCE.COM INCCV SR UNSEC NT | OTHER | 28,092,000 | $36.24M |
| 37 | DBRG 3.875 01/15/21 | COLONY CAPITAL INCCV SR UNSEC NT REIT PNC | OTHER | 37,123,000 | $36.01M |
| 38 | - | EMERGENT BIOSOLUTIONS INCCV SR UNSEC NT PNC | OTHER | 24,664,000 | $34.2M |
| 39 | SCTY | SOLARCITY CORPCV SR UNSEC NT | OTHER | 34,200,000 | $33.09M |
| 40 | NUVA | NUVASIVE INCCV SR UNSEC NT | OTHER | 23,918,000 | $32.92M |
| 41 | - | RWT HOLDINGS INCCV SR UNSEC NT | OTHER | 35,475,000 | $32.88M |
| 42 | - | CANADIAN SOLAR INCCV SR UNSEC NT PNC | OTHER | 35,195,000 | $32.29M |
| 43 | CKH 3 11/15/28 | SEACOR HOLDINGS INCCV SR UNSEC NT CPDI PNC | OTHER | 32,900,000 | $30.99M |
| 44 | ECPG | ENCORE CAPITAL GROUP INCCV SR UNSEC NT | OTHER | 35,543,000 | $30.65M |
| 45 | - | KEYW HOLDING CORP/THECV SR UNSEC NT | OTHER | 40,145,000 | $29.93M |
| 46 | VGR | VECTOR GROUP LTDCV SR UNSEC NT | OTHER | 23,000,000 | $26.43M |
| 47 | - | SPIRIT REALTY CAPITAL INCCV SR UNSEC NT REIT | OTHER | 27,750,000 | $26.37M |
| 48 | - | 51JOB INCCV SR NT | OTHER | 25,518,000 | $25.16M |
| 49 | HWAY | HEALTHWAYS INCCV SR UNSEC NT | OTHER | 26,475,000 | $25.15M |
| 50 | INTC | INTEL CORPCV JR SUB NT CPDI MULTI CPN | OTHER | 19,500,000 | $25.09M |
| 51 | - | COBALT INTERNATIONAL ENERGY INCCV SR UNSEC NT PNC | OTHER | 47,110,000 | $24.77M |
| 52 | BKNG 0.9 09/15/21 | PRICELINE GROUP INC/THECV SR UNSEC NT | OTHER | 23,000,000 | $23.17M |
| 53 | HOLX | HOLOGIC INCCV SR UNSEC NT 2% MULTI-CPN CPDI | OTHER | 15,405,000 | $20.72M |
| 54 | MOH | MOLINA HEALTHCARE INCCV SR UNSEC NT | OTHER | 16,345,000 | $19.81M |
| 55 | CPHD | CEPHEIDCV SR UNSEC NT | OTHER | 21,845,000 | $19.78M |
| 56 | ICON | ICONIX BRAND GROUP INCCV SR SUB NT | OTHER | 39,112,000 | $19.65M |
| 57 | - | TRINA SOLAR LTDCV SR UNSEC NT | OTHER | 19,760,000 | $19.39M |
| 58 | LNG | CHENIERE ENERGY INCCV SR UNSEC NT PNC | OTHER | 34,625,000 | $18.13M |
| 59 | - | WEBMD HEALTH CORPCV SR UNSEC NT | OTHER | 16,525,000 | $17.07M |
| 60 | - | YANDEX NVCV SR UNSEC NT | OTHER | 17,427,000 | $15.2M |
| 61 | VERZZZZ | VEREIT INCCV SR UNSEC NT REIT | OTHER | 16,000,000 | $14.45M |
| 62 | - | APOLLO COMMERCIAL REAL ESTATE FINANCE INCCV SR UNSEC NT REIT | OTHER | 14,165,000 | $14.42M |
| 63 | ECHO 2.5 05/01/20 | ECHO GLOBAL LOGISTICS INCCV SR UNSEC NT | OTHER | 16,250,000 | $14.28M |
| 64 | BTG | B2GOLD CORPCV SR SUB NT PNC | OTHER | 16,109,000 | $13.48M |
| 65 | ARCC 4.625 03/01/24 | ARES CAPITAL CORPCV SR UNSEC NT | OTHER | 13,280,000 | $13.38M |
| 66 | - | TCP CAPITAL CORPCV SR UNSEC NT | OTHER | 13,198,000 | $13.04M |
| 67 | PMT 5.375 05/01/20 | PENNYMAC CORPCV SR UNSEC NT REIT | OTHER | 14,000,000 | $12.98M |
| 68 | STWD | STARWOOD PROPERTY TRUST INCCV SR UNSEC NT REIT | OTHER | 12,775,000 | $12.63M |
| 69 | - | PROSPECT CAPITAL CORPCV SR UNSEC NT | OTHER | 12,705,000 | $12.42M |
| 70 | - | JEFFERIES GROUP LLCCV SR UNSEC NT PNC | OTHER | 12,290,000 | $12.28M |
| 71 | - | FIFTH STREET FINANCE CORPCV SR UNSEC NT | OTHER | 11,950,000 | $12.01M |
| 72 | STWD | STARWOOD PROPERTY TRUST INCCV SR UNSEC NT REIT | OTHER | 10,911,000 | $11.37M |
| 73 | - | TITAN MACHINERY INCCV SR UNSEC NT | OTHER | 16,400,000 | $10.89M |
| 74 | - | BLUCORA INCCV SR UNSEC NT | OTHER | 13,000,000 | $10.81M |
| 75 | CKH 3 11/15/28 | SEACOR HOLDINGS INCCV SR UNSEC NT CPDI | OTHER | 13,058,000 | $10.45M |
| 76 | AVHI | AV HOMES INCCV SR UNSEC NT | OTHER | 10,497,000 | $10.27M |
| 77 | FOR 3.75 03/01/20 | FORESTAR GROUP INCCV SR UNSEC NT | OTHER | 12,447,000 | $10.18M |
| 78 | - | RAIT FINANCIAL TRUSTCV SR UNSEC NT REIT | OTHER | 12,545,000 | $9.91M |
| 79 | - | WEBMD HEALTH CORPCV SR UNSEC NT | OTHER | 9,790,000 | $9.8M |
| 80 | HCI 4.25 03/01/37 | HCI GROUP INCCV SR UNSEC NT | OTHER | 11,125,000 | $9.7M |
| 81 | - | BLACKROCK CAPITAL INVESTMENT CORPCV SR UNSEC NT | OTHER | 9,314,000 | $9.61M |
| 82 | - | NEW MOUNTAIN FINANCE CORPCV SR UNSEC NT | OTHER | 9,155,000 | $9.06M |
| 83 | VERZZZZ | VEREIT INCCV SR UNSEC NT REIT | OTHER | 9,600,000 | $8.9M |
| 84 | - | REDWOOD TRUST INCCV SR UNSEC NT REIT | OTHER | 8,936,000 | $8.4M |
| 85 | AIR | AAR CORPCV SR UNSEC NT | OTHER | 8,360,000 | $8.39M |
| 86 | - | QIHOO 360 TECHNOLOGY CO LTDCV SR UNSEC NT | OTHER | 8,527,000 | $8.26M |
| 87 | - | SINA CORP/CHINACV SR UNSEC NT | OTHER | 8,380,000 | $8.13M |
| 88 | RSO | RESOURCE CAPITAL CORPCV SR UNSEC NT REIT | OTHER | 8,276,000 | $7.99M |
| 89 | - | SPIRIT REALTY CAPITAL INCCV SR UNSEC NT REIT | OTHER | 8,275,000 | $7.93M |
| 90 | - | SOLAZYME INCCV SR SUB NT | OTHER | 15,600,000 | $7.56M |
| 91 | - | TELIGENT INCCV SR UNSEC NT PNC | OTHER | 7,445,000 | $7.34M |
| 92 | - | GSV CAPITAL CORPCV SR UNSEC NT | OTHER | 7,603,000 | $7.25M |
| 93 | NUAN 2.75 11/01/31 | NUANCE COMMUNICATIONS INCCV SR UNSEC NT | OTHER | 7,000,000 | $7.11M |
| 94 | - | GAIN CAPITAL HOLDINGS INCCV SR UNSEC NT PNC | OTHER | 7,100,000 | $7M |
| 95 | TWTR 1 09/15/21 | TWITTER INCCV SR UNSEC NT | OTHER | 8,000,000 | $6.82M |
| 96 | PDLI | PDL BIOPHARMA INCCV SR UNSEC NT | OTHER | 8,296,000 | $6.6M |
| 97 | HOS | HORNBECK OFFSHORE SERVICES INCCV SR UNSEC NT | OTHER | 11,059,000 | $6.4M |
| 98 | - | STARWOOD WAYPOINT RESIDENTIAL TRUSTCV SR UNSEC NT REIT | OTHER | 6,650,000 | $6.21M |
| 99 | - | TPG SPECIALTY LENDING INCCV SR UNSEC NT | OTHER | 6,245,000 | $6.19M |
| 100 | CIEN | CIENA CORPCV SR UNSEC NT | OTHER | 6,208,000 | $6.11M |
| 101 | - | APOLLO INVESTMENT CORPCV SR UNSEC NT | OTHER | 5,834,000 | $5.84M |
| 102 | YY | YY INCCV SR UNSEC NT | OTHER | 5,815,000 | $5.61M |
| 103 | - | SERVICESOURCE INTERNATIONAL INCCV SR UNSEC NT | OTHER | 6,400,000 | $5.46M |
| 104 | - | INVENSENSE INCCV SR UNSEC NT | OTHER | 5,893,000 | $5.4M |
| 105 | ALRPRB | ALERE INCCV SR SUB NT | OTHER | 4,863,000 | $5.05M |
| 106 | - | SOUFUN HOLDINGS LTDCV SR UNSEC NT | OTHER | 5,105,000 | $4.89M |
| 107 | MTH | MERITAGE HOMES CORPCV SR UNSEC NT | OTHER | 4,900,000 | $4.86M |
| 108 | - | CALATLANTIC GROUP INCCV SR UNSEC NT PNC | OTHER | 5,000,000 | $4.51M |
| 109 | - | MODUSLINK GLOBAL SOLUTIONS INCCV SR UNSEC NT | OTHER | 5,590,000 | $4.37M |
| 110 | - | STARWOOD WAYPOINT RESIDENTIAL TRUSTCV SR UNSEC NT REIT | OTHER | 4,250,000 | $4.26M |
| 111 | - | FINISAR CORPCV SR UNSEC NT | OTHER | 4,183,000 | $3.92M |
| 112 | STWD | STARWOOD PROPERTY TRUST INCCV SR UNSEC NT REIT | OTHER | 3,700,000 | $3.78M |
| 113 | - | PROSPECT CAPITAL CORPCV SR UNSEC NT | OTHER | 4,257,000 | $3.71M |
| 114 | NR 4 12/01/21 | NEWPARK RESOURCES INCCV SR UNSEC NT | OTHER | 4,025,000 | $3.65M |
| 115 | ENV | ENVESTNET INCCV SR UNSEC NT | OTHER | 4,000,000 | $3.54M |
| 116 | RSO | RESOURCE CAPITAL CORPCV SR UNSEC NT REIT | OTHER | 3,484,000 | $3.27M |
| 117 | SCTY | SOLARCITY CORPCV SR UNSEC NT | OTHER | 4,000,000 | $3.22M |
| 118 | SPWR 4 01/15/23 | SUNPOWER CORPCV SR UNSEC NT | OTHER | 3,514,000 | $3.05M |
| 119 | - | SUNEDISON INCCV SR UNSEC NT | OTHER | 5,000,000 | $2.8M |
| 120 | - | AEGEAN MARINE PETROLEUM NETWORK INCCV SR UNSEC NT PNC | OTHER | 3,000,000 | $2.59M |
| 121 | - | ALASKA COMMUNICATIONS SYSTEMS GROUP INCCV SR SUB NT | OTHER | 2,500,000 | $2.48M |
| 122 | KBH | KB HOMECV SR UNSEC NT | OTHER | 2,650,000 | $2.4M |
| 123 | - | HELIX ENERGY SOLUTIONS GROUP INCCV SR UNSEC NT CPDI | OTHER | 3,000,000 | $2.36M |
| 124 | - | SPECTRUM PHARMACEUTICALS INCCV SR UNSEC NT | OTHER | 2,470,000 | $2.18M |
| 125 | - | COBALT INTERNATIONAL ENERGY INCCV SR UNSEC NT | OTHER | 3,000,000 | $1.71M |
| 126 | - | ATLAS AIR WORLDWIDE HOLDINGS INCCV SR UNSEC NT | OTHER | 2,000,000 | $1.66M |
| 127 | - | SPECTRANETICS CORP/THECV SR UNSEC NT PNC | OTHER | 2,000,000 | $1.51M |
| 128 | SGY | STONE ENERGY CORPCV SR UNSEC NT | OTHER | 2,000,000 | $1.44M |
| 129 | - | CORSICANTO LTDCV SR UNSEC NT | OTHER | 1,500,000 | $1.38M |
| 130 | - | FLUIDIGM CORPCV SR UNSEC NT | OTHER | 2,000,000 | $1.25M |
| 131 | EZPW 2.375 05/01/25 | EZCORP INCCV SR UNSEC MULTI CPN NT | OTHER | 1,641,000 | $1.14M |
| 148 | VRNT | VERINT SYSTEMS INCCV SR UNSEC NT | OTHER | 0 | $0 |
| 147 | XIV | VELOCITYSHARES DAILY INVERSE VIX SHORT TERM ETNEXCHANGE TRADED NOTE | OTHER | 0 | $0 |
| 146 | - | UNITED STATES STEEL CORPCV SR UNSEC NT PNC | OTHER | 0 | $0 |
| 145 | - | SUNEDISON INCCV SR UNSEC NT | OTHER | 0 | $0 |
| 144 | - | RESTORATION HARDWARE HOLDINGS INCCV SR UNSEC NT 144A | OTHER | 0 | $0 |
| 143 | - | NXP SEMICONDUCTORS NVCV SR UNSEC NT 144A | OTHER | 0 | $0 |
| 142 | - | NVIDIA CORPCV SR UNSEC NT | OTHER | 0 | $0 |
| 141 | - | IXIACV SR UNSEC NT | OTHER | 0 | $0 |
| 140 | - | ICONIX BRAND GROUP INCCV SR SUB NT | OTHER | 0 | $0 |
| 139 | - | EXELIXIS INCCV SR SUB NT PNC | OTHER | 0 | $0 |
| 138 | - | ENERNOC INCCV SR UNSEC NT | OTHER | 0 | $0 |
| 137 | - | CHESAPEAKE ENERGY CORPCV SR UNSEC NT CPDI | OTHER | 0 | $0 |
| 136 | CHK | CHESAPEAKE ENERGY CORPCV SR UNSEC NT CPDI | OTHER | 0 | $0 |
| 135 | - | CHESAPEAKE ENERGY CORPCV SR UNSEC NT CPDI | OTHER | 0 | $0 |
| 134 | - | CHART INDUSTRIES INCCV SR SUB NT | OTHER | 0 | $0 |
| 133 | - | ARES COMMERCIAL REAL ESTATE CORPCV SR UNSEC NT | OTHER | 0 | $0 |
| 132 | MTCN | ARCELORMITTALMAND 6% CV SR SUB NT | OTHER | 0 | $0 |