Howard Marks - Oaktree Capital Management
As of Q2 2026, Howard Marks reported 49 long-equity positions worth $3.78B in aggregate.
It also disclosed $1.75B of put notional and $144.58M of call notional. Notional is the contracts’ face value, not the premium paid, so it is reported separately from the equity above — see the Options section below.
Copy-investor backtest
- Latest quarter
- -1.99%
- 1-year
- +43.50%
- 3-year
- +72.44%
- 5-year
- +127.86%
- 3-year vs S&P 500
- -4.01%
- 5-year vs S&P 500
- +54.92%
- 5-year top 5
- +191.55%
Return from mechanically copying the disclosed 13F equity portfolio after each filing and rebalancing at the next. The vs S&P 500 figures subtract SPY over that manager's own rebalance dates, so both sides cover the same days; both are price return, excluding dividends. Method & limitations.
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Updated 2026-09-19 from SEC 13F data.
Live quotes available for 39 of 194 rows. Rows without a quote are marked unavailable.
| 1 | XCO | EXCO RESOURCES INC | 11.59% | - | 36,778,946 | $247.89M | No quote | No quote |
| 2 | FBP | FIRST BANCORP PUERTO RICO | 11.11% | Reduce -17.4% | 41,843,581 | $237.67M | No quote | No quote |
| 3 | DOOR | MASONITE INTERNATIONAL CORP | 10.93% | New | 4,778,334 | $233.8M | No quote | No quote |
| 4 | DLPH | DELPHI AUTOMOTIVE PLC | 8.19% | - | 3,000,000 | $175.26M | No quote | No quote |
| 5 | DYN | DYNEGY INC | 7.45% | Add +5.7% | 8,245,986 | $159.31M | No quote | No quote |
| 6 | AIQ | ALLIANCE HEALTHCARE SERVICES | 6.16% | - | 4,756,490 | $131.71M | No quote | No quote |
| 7 | CHTR | CHARTER COMMUNICATION-A | 5.73% | Reduce -53.9% | 909,683 | $122.59M | $134.76 | No quote |
| 8 | MTG | MGIC INVESTMENT CORP | 4.08% | - | 12,000,000 | $87.36M | $7.28 | No quote |
| 9 | GWRU | GENESEE & WYOMING INC | 2.53% | - | 427,500 | $54.14M | No quote | No quote |
| 10 | ALRPRB | ALERE INC | 2.53% | Add +8.9% | 207,800 | $54.03M | No quote | No quote |
| 11 | CXPO | CRIMSON EXPLORATION INC | 2.18% | Reduce 0.0% | 15,524,818 | $46.73M | No quote | No quote |
| 12 | AIG | AMERICAN INTERNATIONAL GROUP | 2.11% | Add +44.0% | 929,100 | $45.18M | $48.63 | No quote |
| 13 | LVLT | LEVEL 3 COMMUNICATIONS INC | 1.91% | Add +52.9% | 1,528,500 | $40.8M | No quote | No quote |
| 14 | SBLK | STAR BULK CARRIERS CORP | 1.83% | New | 3,865,888 | $39.16M | $10.13 | No quote |
| 15 | NRG | NRG ENERGY INC | 1.69% | - | 1,325,000 | $36.21M | $27.33 | No quote |
| 16 | VSH | VISHAY INTERTECHNOLOGY INC | 1.66% | - | 2,750,000 | $35.45M | $12.89 | No quote |
| 17 | UTXPRA | UNITED TECHNOLOGIES CORP | 1.48% | Reduce -26.3% | 489,950 | $31.74M | No quote | No quote |
| 18 | ETFC | E*TRADE FINANCIAL CORP | 1.44% | Add +112.7% | 1,861,400 | $30.71M | No quote | No quote |
| 19 | APO | APOLLO GLOBAL MANAGEMENT - A | 1.32% | Reduce -20.0% | 1,000,000 | $28.26M | $28.26 | No quote |
| 20 | GTY | GETTY REALTY CORP | 1.29% | - | 1,422,221 | $27.63M | No quote | No quote |
| 21 | HCNPRI | HEALTH CARE REIT INC | 1.25% | New | 462,874 | $26.64M | No quote | No quote |
| 22 | TMS | TMS INTERNATIONAL CORP-A | 1.13% | - | 1,382,425 | $24.11M | No quote | No quote |
| 23 | EPRPRC | EPR PROPERTIES | 0.95% | Add +7.0% | 949,821 | $20.23M | No quote | No quote |
| 24 | CMLS | CUMULUS MEDIA INC-CL A | 0.81% | Reduce -17.4% | 3,294,583 | $17.43M | No quote | No quote |
| 25 | NYCBPRU | NY COMMUNITY CAP TRUST V | 0.77% | Add +121.7% | 332,500 | $16.38M | No quote | No quote |
| 26 | NTAP | NETAPP INC | 0.74% | New | 370,000 | $15.77M | $42.62 | No quote |
| 27 | PULS | PULSE ELECTRONICS CORP | 0.70% | Reduce 0.0% | 3,844,658 | $14.99M | No quote | No quote |
| 28 | CWHPRD | COMMONWEALTH REIT | 0.64% | Add +11.3% | 653,285 | $13.67M | No quote | No quote |
| 29 | EMC | EMC CORP/MA | 0.48% | New | 400,000 | $10.22M | No quote | No quote |
| 30 | PBR | PETROLEO BRASILEIRO SA SPONSORED ADR | 0.48% | Add +10.2% | 658,860 | $10.21M | $15.49 | No quote |
| 31 | MO | ALTRIA GROUP INC | 0.46% | New | 288,000 | $9.89M | $34.35 | No quote |
| 32 | VALEP | Vale S.A. PFD | 0.46% | Reduce -18.6% | 688,700 | $9.79M | No quote | No quote |
| 33 | ORBK | ORBOTECH LTD | 0.45% | Reduce -42.5% | 804,356 | $9.64M | No quote | No quote |
| 34 | CPLP | CAPITAL PRODUCT PARTNERS LP | 0.40% | New | 944,988 | $8.51M | No quote | No quote |
| 35 | PLPC | PREFORMED LINE PRODUCTS CO | 0.35% | - | 105,181 | $7.57M | $71.93 | No quote |
| 36 | TSM | TAIWAN SEMICONDUCTOR SPONSORED ADR | 0.34% | Add +307.4% | 426,184 | $7.23M | $16.96 | No quote |
| 37 | TTM | Tata Motors | 0.33% | Reduce -2.7% | 267,500 | $7.12M | No quote | No quote |
| 38 | CBD | Cia Brasileira de Distribuicao Grupo Pao | 0.33% | Add +6.0% | 152,428 | $7.02M | No quote | No quote |
| 39 | VIV | TELEF BRASIL | 0.32% | Add +5.8% | 302,200 | $6.78M | No quote | No quote |
| 40 | BVN | COMPANIA DE MINAS BUEN SPON ADR SER B | 0.21% | Add +50.7% | 378,727 | $4.44M | No quote | No quote |
| 41 | BALT | BALTIC TRADING LTD | 0.21% | Reduce -30.9% | 900,000 | $4.4M | No quote | No quote |
| 42 | GG | Goldcorp Inc | 0.17% | - | 138,410 | $3.6M | No quote | No quote |
| 43 | EPRPRE | EPR PROPERTIES | 0.15% | - | 107,500 | $3.17M | No quote | No quote |
| 44 | WH | WSP HOLDINGS LTD-ADR | 0.14% | - | 1,408,800 | $2.92M | No quote | No quote |
| 45 | AMX | AMERICA MOVIL | 0.10% | New | 106,127 | $2.1M | No quote | No quote |
| 46 | TV | GRUPO TELEVISA SA DE SPN ADR REPORD | 0.10% | Add +28.4% | 72,700 | $2.03M | No quote | No quote |
| 47 | ABV | COMPANHIA DE BEBIDAS SPON ADR PFD | 0.08% | Add +28.6% | 47,180 | $1.81M | No quote | No quote |
| 48 | HDB | HDFC Bank Ltd. ADR | 0.08% | Add +33.8% | 56,557 | $1.74M | $30.78 | No quote |
| 49 | MBT | Mobile Telesystems OJSC | 0.08% | Add +28.4% | 72,853 | $1.62M | No quote | No quote |
| 50 | CX | Cemex SA-Sponsored ADR | 0.07% | Add +28.5% | 142,784 | $1.6M | $11.18 | No quote |
| 51 | TKC | TURKCELL ILETISIM HIZM SPONSORED ADR | 0.06% | Add +28.4% | 81,796 | $1.21M | No quote | No quote |
| 61 | SQM | Sociedad Quimica y Minera de Chi | - | Sold | 0 | $0 | No quote | No quote |
| 60 | SWY | SAFEWAY INC | - | Sold | 0 | $0 | No quote | No quote |
| 59 | PKX | Posco | - | Sold | 0 | $0 | No quote | No quote |
| 58 | ITUB | Itau Unibanco Holding SA | - | Sold | 0 | $0 | No quote | No quote |
| 57 | IEP | ICAHN ENTERPRISES LP | - | Sold | 0 | $0 | No quote | No quote |
| 56 | BSMX | Grupo Financiero Santander Mex | - | Sold | 0 | $0 | No quote | No quote |
| 55 | GNK | GENCO SHIPPING & TRADING LTD | - | Sold | 0 | $0 | No quote | No quote |
| 54 | FBN | FURNITURE BRANDS INTL INC | - | Sold | 0 | $0 | No quote | No quote |
| 53 | CSTM | CONSTELLIUM NV- CLASS A | - | Sold | 0 | $0 | No quote | No quote |
| 52 | CZR | CAESARS ENTERTAINMENT CORP | - | Sold | 0 | $0 | No quote | No quote |
Other instruments
Bonds, warrants, or non-share principal positions reported alongside the equity portfolio.
| 1 | - | COBALT INTL ENERGY INCCV SR UNSEC NT | OTHER | 144,500,000 | $152.6M |
| 2 | - | MGM RESORTS INTLCV SR UNSEC NT | OTHER | 111,365,000 | $141.25M |
| 3 | - | SALIX PHARMACEUTICALS LTDCV SR UNSEC NT | OTHER | 89,905,000 | $110.62M |
| 4 | HOS | HORNBECK OFFSHORE SERVICESCV SR UNSEC NT | OTHER | 78,830,000 | $101.75M |
| 5 | - | CEMEX SAB DE CVCV SUB NT | OTHER | 75,077,000 | $89.2M |
| 6 | SGY | STONE ENERGY CORPCV SR UNSEC NT | OTHER | 81,700,000 | $88.95M |
| 7 | SNDK | SANDISK CORPCV SR UNSEC NT | OTHER | 65,930,000 | $87.6M |
| 8 | OCR | OMNICARE INCCV SR SUB NT CPDI | OTHER | 90,250,000 | $86.07M |
| 9 | - | BROOKDALE SENIOR LIVINGCV SR UNSEC NT | OTHER | 69,975,000 | $82.71M |
| 10 | AL | AIR LEASE CORPCV SR UNSEC NT | OTHER | 60,600,000 | $78.18M |
| 11 | - | FOREST CITY ENTERPRISESCV SR UNSEC NT PNC | OTHER | 65,171,000 | $72.66M |
| 12 | ON 1 12/01/20 | ON SEMICONDUCTOR CORPCV SR SUB NT SER-B | OTHER | 66,445,000 | $72.05M |
| 13 | WMGI | WRIGHT MEDICAL GROUP INCCV SR UNSEC NT | OTHER | 57,612,000 | $70.71M |
| 14 | LRCX | LAM RESEARCH CORPCV SR UNSEC NT | OTHER | 51,400,000 | $58.09M |
| 15 | MENT | MENTOR GRAPHICS CORPCV SUB UNSEC NT | OTHER | 41,306,000 | $54.14M |
| 16 | HLX 4.25 05/01/22 | HELIX ENERGY SOLUTIONSCV SR UNSEC NT CPDI | OTHER | 38,392,000 | $50.9M |
| 17 | INTC | INTEL CORPCV JR SUB NT CPDI PNC | OTHER | 46,725,000 | $50.83M |
| 18 | - | RTI INTERNATIONAL METALSCV SR UNSEC NT | OTHER | 43,600,000 | $45.32M |
| 19 | MTG | MGIC INVESTMENT CORPCV SR UNSEC NT | OTHER | 35,600,000 | $45.18M |
| 20 | INTC | INTEL CORPCV JR SUB NT PNC CPDI | OTHER | 32,000,000 | $39.58M |
| 21 | HOLX | HOLOGIC INCCV SR UNSEC NT 2% MULTI-CPN CPDI | OTHER | 37,575,000 | $38.27M |
| 22 | - | WALTER INVESTMENT MGMTCV SR SUB NT | OTHER | 35,505,000 | $37.58M |
| 23 | - | RTI INTERNATIONAL METALSCV SR UNSEC NT | OTHER | 31,975,000 | $36.64M |
| 24 | PLAB | PHOTRONICS INCCV SR UNSEC NT | OTHER | 32,698,000 | $36.54M |
| 25 | - | TAKE-TWO INTERACTIVE SOFTWARECV SR UNSEC NT | OTHER | 29,828,000 | $35.75M |
| 26 | - | VOLCANO CORPCV SR UNSEC NT | OTHER | 33,960,000 | $35.35M |
| 27 | - | WEB.COM GROUP INCCV SR UNSEC NT PNC | OTHER | 29,000,000 | $33.01M |
| 28 | - | HEARTWARE INTERNATIONALCV SR UNSEC NT | OTHER | 29,416,000 | $32.65M |
| 29 | DBRG 3.875 01/15/21 | COLONY FINANCIAL INCCV SR UNSEC NT REIT PNC | OTHER | 31,520,000 | $32.49M |
| 30 | - | HANWHA SOLARONE CO LTDCV SR UNSEC NT | OTHER | 34,146,000 | $31.76M |
| 31 | STWD | STARWOOD PROPERTY TRUSTCV SR UNSEC NT REIT | OTHER | 30,000,000 | $31.19M |
| 32 | MTH | MERITAGE HOMES CORPCV SR UNSEC NT | OTHER | 28,650,000 | $30.94M |
| 33 | - | TAKE-TWO INTERACTIVE SOFTWARECV SR UNSEC NT | OTHER | 27,500,000 | $30.39M |
| 34 | KBH | KB HOMECV SR UNSEC NT | OTHER | 29,500,000 | $30.08M |
| 35 | HOLX | HOLOGIC INCCV SR UNSEC NT SER-2010 CPDI | OTHER | 26,179,000 | $29.64M |
| 36 | CIEN | CIENA CORPCV SR UNSEC NT | OTHER | 28,500,000 | $29.21M |
| 37 | WNC | WABASH NATIONAL CORPCV SR UNSEC NT | OTHER | 21,980,000 | $28.99M |
| 38 | - | XPO LOGISTICS INCCV SR UNSEC NT PNC | OTHER | 19,650,000 | $28.57M |
| 39 | - | DEALERTRACK TECHNOLOGIESCV SR UNSEC NT | OTHER | 22,000,000 | $28.3M |
| 40 | - | REDWOOD TRUST INCCV SR UNSEC NT REIT | OTHER | 26,250,000 | $27.81M |
| 41 | - | US STEEL CORPCV SR UNSEC NT PNC | OTHER | 24,740,000 | $27.52M |
| 42 | GPI | GROUP 1 AUTOMOTIVE INCCV SR UNSEC NT (PNC) | OTHER | 19,447,000 | $25.71M |
| 43 | VGR | VECTOR GROUP LTDCV SR UNSEC VARIABLE NT CPDI | OTHER | 21,185,000 | $25.19M |
| 44 | DRYS | DRYSHIPS INCCV SR UNSEC NT | OTHER | 23,510,000 | $22.79M |
| 45 | - | BOTTOMLINE TECHNOLOGIESCV SR UNSEC NT | OTHER | 18,250,000 | $21.06M |
| 46 | - | ANNALY CAPITAL MGMTCV SR UNSEC NT | OTHER | 20,500,000 | $20.94M |
| 47 | STWD | STARWOOD PROPERTY TRUSTCV SR UNSEC NT REIT | OTHER | 20,000,000 | $20.9M |
| 48 | SWC | STILLWATER MINING COMPANYCV SR UNSEC NT | OTHER | 19,432,000 | $20.4M |
| 49 | MTCN | ARCELORMITTALMAND 6% CV SR SUB NT | OTHER | 930,000 | $20.01M |
| 50 | MTOR 3.25 10/15/37 | MERITOR INCCV SR UNSEC STEP CPN NT | OTHER | 21,068,000 | $19.42M |
| 51 | - | BGC PARTNERS INCCV SR UNSEC NT | OTHER | 18,676,000 | $19.26M |
| 52 | - | CHIQUITA BRANDS INTLCV SR UNSEC NT PNC | OTHER | 19,500,000 | $19.23M |
| 53 | ORI | OLD REPUBLIC INTL CORPCV SR UNSEC NT | OTHER | 16,113,000 | $19.21M |
| 54 | ICON | ICONIX BRAND GROUP INCCV SR SUB NT | OTHER | 15,305,000 | $18.82M |
| 55 | - | STERLITE INDUSTRIES LTDCV SR UNSEC NT PNC | OTHER | 18,961,000 | $18.63M |
| 56 | TTMI | TTM TECHNOLOGIESCV SR UNSEC NT | OTHER | 17,143,000 | $17.51M |
| 57 | AIR | AAR CORPCV SR UNSEC NT | OTHER | 15,000,000 | $15.81M |
| 58 | - | HOME INNS HTL MNGMT INCCV SR UNSEC NT | OTHER | 16,474,000 | $15.65M |
| 59 | - | DFC GLOBAL CORPCV SR UNSEC NT | OTHER | 15,065,000 | $14.62M |
| 60 | ALRPRB | ALERE INCCV SR SUB NT | OTHER | 13,602,000 | $14.41M |
| 61 | VTOL | BRISTOW GROUP INCCV SR UNSEC NT | OTHER | 11,545,000 | $14.26M |
| 62 | - | CENTRAL EURO MEDIA ENTERCV SEC NT | OTHER | 13,830,000 | $13.31M |
| 63 | - | ENDEAVOUR INTERNATIONALCV SR UNSEC NT | OTHER | 15,600,000 | $13.19M |
| 64 | - | JINKOSOLAR HOLDING CO LTCV SR UNSEC NT 144A | OTHER | 13,653,000 | $13.14M |
| 65 | - | MORGANS HOTEL GROUP COCV SR SUB NT | OTHER | 13,177,000 | $12.91M |
| 66 | HOLX | HOLOGIC INCCV SR UNSEC NT MULTI-CPN | OTHER | 12,114,000 | $12.65M |
| 67 | YRCW | YRC WORLDWIDE INCCV SEC 2ND LIEN 10% PIK NT SER-A | OTHER | 13,000,000 | $12.09M |
| 68 | LRCX | LAM RESEARCH CORPCV SR UNSEC NT SER B | OTHER | 10,000,000 | $12.01M |
| 69 | - | INTEGRA LIFESCIENCES HLDCV SR UNSEC NT | OTHER | 11,566,000 | $11.76M |
| 70 | PRSC | PROVIDENCE SERVICE CORPCV SR SUB NT | OTHER | 11,382,000 | $11.75M |
| 71 | BGC | GENERAL CABLE CORPCV SR UNSEC NT | OTHER | 11,495,000 | $11.52M |
| 72 | - | MOLYCORP INCCV SR UNSEC NT PNC | OTHER | 13,800,000 | $11.14M |
| 73 | - | ALCATEL-LUCENT USA INCCV SR UNSEC NT SER A 2.75% MULTI-CPN PNC | OTHER | 10,843,000 | $10.83M |
| 74 | GBX 2.875 02/01/24 | GREENBRIER COS INCCV SR UNSEC NT | OTHER | 10,000,000 | $10.78M |
| 75 | - | GT ADV TECHNOLOGIES INCCV SR UNSEC NT | OTHER | 8,000,000 | $10.51M |
| 76 | RDN | RADIAN GROUP INCCV SR UNSEC NT PNC | OTHER | 7,150,000 | $10.48M |
| 77 | TWGP | TOWER GROUP INTL LTDCV SR UNSEC NT | OTHER | 12,284,000 | $10.44M |
| 78 | - | PROSPECT CAPITAL CORPCV SR UNSEC NT | OTHER | 10,000,000 | $10.42M |
| 79 | CHK | CHESAPEAKE ENERGY CORPCV SR UNSEC NT CPDI | OTHER | 11,347,000 | $10.37M |
| 80 | MNKD | MANNKIND CORPCV SR UNSEC NT | OTHER | 10,378,000 | $10.27M |
| 81 | - | ARCELORMITTALCV SR UNSEC NT | OTHER | 9,800,000 | $10M |
| 82 | AVHI | AV HOMES INCCV SR UNSEC NT | OTHER | 8,835,000 | $9.48M |
| 83 | - | TITAN MACHINERY INCCV SR UNSEC NT | OTHER | 10,474,000 | $9.4M |
| 84 | - | AK STEEL CORPCV SR UNSEC NT | OTHER | 9,719,000 | $9.3M |
| 85 | - | ALPHA NATURAL RESOURCESCV SR UNSEC NT | OTHER | 9,774,000 | $9.21M |
| 86 | MTG | MGIC INVESTMENT CORPCV SR UNSEC NT | OTHER | 7,500,000 | $8.2M |
| 87 | CDNS | CADENCE DESIGN SYS INCCV SR UNSEC NT SER-B | OTHER | 8,000,000 | $8.02M |
| 88 | ITMN | INTERMUNE INCCV SR UNSEC NT PNC | OTHER | 8,782,000 | $7.96M |
| 89 | DLLR | DOLLAR FINANCIAL CORPCV SR UNSEC NT | OTHER | 7,880,000 | $7.69M |
| 90 | - | PRICELINE.COM INCCV SR UNSEC NT | OTHER | 5,925,000 | $7.65M |
| 91 | - | PROSPECT CAPITAL CORPCV SR UNSEC NT | OTHER | 7,304,000 | $7.55M |
| 92 | CHK | CHESAPEAKE ENERGY CORPCV SR UNSEC NT CPDI | OTHER | 7,500,000 | $7.48M |
| 93 | - | HEADWATERS INCCV SR SUB NT | OTHER | 6,846,000 | $7.39M |
| 94 | - | ACCURAY INCCV SR UNSEC NT PNC | OTHER | 6,640,000 | $6.97M |
| 95 | EA | ELECTRONIC ARTS INCCV SR UNSEC NT | OTHER | 6,273,000 | $6.86M |
| 96 | - | WEBMD HEALTH CORPCV SR UNSEC NT | OTHER | 7,000,000 | $6.63M |
| 97 | NUVA | NUVASIVE INCCV SR UNSEC NT | OTHER | 6,647,000 | $6.51M |
| 98 | - | INTEROIL CORPCV SR UNSEC NT PNC | OTHER | 6,400,000 | $6.37M |
| 99 | AFFX | AFFYMETRIX INCCV SR UNSEC NT PNC | OTHER | 5,000,000 | $6.31M |
| 100 | - | HUTCHINSON TECHNOLOGYCV SR UNSEC NT PNC | OTHER | 6,045,000 | $5.57M |
| 101 | ARCC 4.625 03/01/24 | ARES CAPITAL CORPCV SR UNSEC NT | OTHER | 5,096,000 | $5.33M |
| 102 | - | US STEEL CORPCV SR UNSEC NT | OTHER | 5,000,000 | $5.14M |
| 103 | LWINQ | LEAP WIRELESS INTL INCCV SR UNSEC NT | OTHER | 5,000,000 | $5.1M |
| 104 | RFMD | RF MICRO DEVICES INCCV SUB NT | OTHER | 4,000,000 | $4.06M |
| 105 | GG | GOLDCORP INCCV SR UNSEC NT | OTHER | 3,968,000 | $4.02M |
| 106 | OCR | OMNICARE INCCV SR UNSEC NT SER-OCR CPDI | OTHER | 3,309,000 | $3.53M |
| 107 | - | BPZ RESOURCES INCCV SR UNSEC NT PNC | OTHER | 3,760,000 | $3.51M |
| 108 | - | NAVISTAR INTL CORPCV SR SUB NT | OTHER | 3,231,000 | $3.31M |
| 109 | - | GOLDEN STAR RESOURCESCV SR UNSEC NT | OTHER | 5,000,000 | $3.3M |
| 110 | CHK | CHESAPEAKE ENERGY CORPCV SR UNSEC NT CPDI | OTHER | 3,000,000 | $3.13M |
| 111 | - | PROSPECT CAPITAL CORPCV SR UNSEC NT | OTHER | 3,000,000 | $3.11M |
| 112 | - | ALPHA NATURAL RESOURCESCV SR UNSEC NT | OTHER | 3,000,000 | $2.88M |
| 113 | - | MOLYCORP INCCV SR UNSEC NT | OTHER | 3,500,000 | $2.5M |
| 114 | HA | HAWAIIAN HOLDINGS INCCV SR UNSEC NT | OTHER | 2,117,000 | $2.49M |
| 115 | - | ALLIANCE ONE INTL INCCV SR SUB NT | OTHER | 2,260,000 | $2.27M |
| 116 | - | ALPHA APPALACHIA HOLDINGCV SR UNSEC NT | OTHER | 1,800,000 | $1.69M |
| 117 | JAKK | JAKKS PACIFIC INCCV SR UNSEC NT | OTHER | 1,150,000 | $1.07M |
| 133 | - | TESLA MOTORS INCCV SR UNSEC NT | OTHER | 0 | $0 |
| 132 | - | RYLAND GROUPCV SR UNSEC NT PNC | OTHER | 0 | $0 |
| 131 | NG | NOVAGOLD RESOURCES INCCV SR UNSEC NT | OTHER | 0 | $0 |
| 130 | - | NEWMONT MINING CORPCV SR UNSEC NT SER-B | OTHER | 0 | $0 |
| 129 | MMR | MCMORAN EXPLORATION COCV SR UNSEC NT PNC | OTHER | 0 | $0 |
| 128 | - | KNIGHT CAPITAL GROUP INCCV SR SUB NT | OTHER | 0 | $0 |
| 127 | JEF | JEFFERIES GROUP LLCCV SR UNSEC NT PNC | OTHER | 0 | $0 |
| 126 | - | INSULET CORPORATIONCV SR UNSEC NT PNC | OTHER | 0 | $0 |
| 125 | - | GREEN PLAINS RENEWABLE ENERGYCV SR UNSEC NT PNC | OTHER | 0 | $0 |
| 124 | GDPAL | GOODRICH PETROLEUM CORPCV SR UNSEC NT | OTHER | 0 | $0 |
| 123 | - | GLOBALSTAR INCCV SR UNSEC NT (5.75% CASH/ 2.25% PIK) | OTHER | 0 | $0 |
| 122 | - | FIVE STAR QUALITY CARE INCCV SR UNSECD NT | OTHER | 0 | $0 |
| 121 | - | ENDO HEALTH SOLUTIONS INCV SR SUB NT | OTHER | 0 | $0 |
| 120 | - | AMTRUST FINANCIAL SERVICES INCCV SR UNSEC NT | OTHER | 0 | $0 |
| 119 | AMG | AFFILIATED MANAGERS GROUPCV SR UNSEC NT | OTHER | 0 | $0 |
| 118 | AMD | ADVANCED MICRO DEVICESCV SR UNSEC NT | OTHER | 0 | $0 |