Howard Marks - Oaktree Capital Management
As of Q2 2026, Howard Marks reported 49 long-equity positions worth $3.78B in aggregate.
It also disclosed $1.75B of put notional and $144.58M of call notional. Notional is the contracts’ face value, not the premium paid, so it is reported separately from the equity above — see the Options section below.
Copy-investor backtest
- Latest quarter
- -1.99%
- 1-year
- +43.50%
- 3-year
- +72.44%
- 5-year
- +127.86%
- 3-year vs S&P 500
- -4.01%
- 5-year vs S&P 500
- +54.92%
- 5-year top 5
- +191.55%
Return from mechanically copying the disclosed 13F equity portfolio after each filing and rebalancing at the next. The vs S&P 500 figures subtract SPY over that manager's own rebalance dates, so both sides cover the same days; both are price return, excluding dividends. Method & limitations.
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Updated 2026-09-19 from SEC 13F data.
Live quotes available for 38 of 223 rows. Rows without a quote are marked unavailable.
| 1 | FBP | FIRST BANCORP PUERTO RICO | 18.22% | - | 50,684,485 | $358.85M | No quote | No quote |
| 2 | XCO | EXCO RESOURCES INC | 14.27% | - | 36,778,946 | $280.99M | No quote | No quote |
| 3 | CHTR | CHARTER COMMUNICATION-A | 12.41% | Reduce -1.3% | 1,973,595 | $244.43M | $123.85 | No quote |
| 4 | DYN | DYNEGY INC | 8.93% | Add +8.0% | 7,800,986 | $175.91M | No quote | No quote |
| 5 | DLPH | DELPHI AUTOMOTIVE PLC | 7.72% | Reduce -25.0% | 3,000,000 | $152.07M | No quote | No quote |
| 6 | AIQ | ALLIANCE HEALTHCARE SERVICES | 3.78% | - | 4,756,490 | $74.39M | No quote | No quote |
| 7 | MTG | MGIC INVESTMENT CORP | 3.70% | Add +166.7% | 12,000,000 | $72.84M | $6.07 | No quote |
| 8 | GWRU | GENESEE & WYOMING INC | 2.60% | Reduce -7.6% | 427,500 | $51.25M | No quote | No quote |
| 9 | CXPO | CRIMSON EXPLORATION INC | 2.22% | - | 15,524,819 | $43.78M | No quote | No quote |
| 10 | ALRPRB | ALERE INC | 2.18% | Add +2.7% | 190,800 | $42.93M | No quote | No quote |
| 11 | UTXPRA | UNITED TECHNOLOGIES CORP | 2.00% | Reduce -3.6% | 664,950 | $39.47M | No quote | No quote |
| 12 | VSH | VISHAY INTERTECHNOLOGY INC | 1.94% | - | 2,750,000 | $38.2M | $13.89 | No quote |
| 13 | NRG | NRG ENERGY INC | 1.80% | Add +45.3% | 1,325,000 | $35.38M | $26.70 | No quote |
| 14 | APO | APOLLO GLOBAL MANAGEMENT - A | 1.53% | - | 1,250,000 | $30.13M | $24.10 | No quote |
| 15 | GTY | GETTY REALTY CORP | 1.49% | - | 1,422,221 | $29.37M | No quote | No quote |
| 16 | AIG | AMERICAN INTERNATIONAL GROUP | 1.46% | Add +22.9% | 645,000 | $28.83M | $44.70 | No quote |
| 17 | CZR | CAESARS ENTERTAINMENT CORP | 1.44% | Reduce -18.2% | 2,077,157 | $28.46M | $13.70 | No quote |
| 18 | LVLT | LEVEL 3 COMMUNICATIONS INC | 1.07% | - | 1,000,000 | $21.08M | No quote | No quote |
| 19 | TMS | TMS INTERNATIONAL CORP-A | 1.04% | Add +26.3% | 1,382,425 | $20.5M | No quote | No quote |
| 20 | EPRPRC | EPR PROPERTIES | 1.03% | Reduce -14.4% | 887,821 | $20.38M | No quote | No quote |
| 21 | ORBK | ORBOTECH LTD | 0.88% | - | 1,400,000 | $17.42M | No quote | No quote |
| 22 | CWHPRD | COMMONWEALTH REIT | 0.69% | Add +42.5% | 586,829 | $13.53M | No quote | No quote |
| 23 | CMLS | CUMULUS MEDIA INC-CL A | 0.69% | - | 3,985,983 | $13.51M | No quote | No quote |
| 24 | SWY | SAFEWAY INC | 0.60% | Reduce -50.0% | 500,000 | $11.83M | No quote | No quote |
| 25 | ETFC | E*TRADE FINANCIAL CORP | 0.56% | New | 875,000 | $11.08M | No quote | No quote |
| 26 | VALEP | Vale S.A. PFD | 0.52% | New | 845,600 | $10.28M | No quote | No quote |
| 27 | PULS | PULSE ELECTRONICS CORP | 0.51% | Reduce -90.0% | 3,844,659 | $10.07M | No quote | No quote |
| 28 | PBR | PETROLEO BRASILEIRO SA SPONSORED ADR | 0.41% | Add +89.3% | 597,830 | $8.02M | $13.41 | No quote |
| 29 | NYCBPRU | NY COMMUNITY CAP TRUST V | 0.37% | New | 150,000 | $7.2M | No quote | No quote |
| 30 | PLPC | PREFORMED LINE PRODUCTS CO | 0.35% | Add +195.9% | 105,181 | $6.98M | $66.31 | No quote |
| 31 | CBD | Cia Brasileira de Distribuicao Grupo Pao | 0.33% | Add +8.0% | 143,739 | $6.53M | No quote | No quote |
| 32 | VIV | TELEF BRASIL | 0.33% | Add +10.9% | 285,700 | $6.52M | No quote | No quote |
| 33 | TTM | Tata Motors | 0.33% | New | 274,800 | $6.44M | No quote | No quote |
| 34 | CSTM | CONSTELLIUM NV- CLASS A | 0.27% | New | 331,082 | $5.35M | No quote | No quote |
| 35 | IEP | ICAHN ENTERPRISES LP | 0.26% | New | 5,000,000 | $5.02M | $1.00 | No quote |
| 36 | BALT | BALTIC TRADING LTD | 0.25% | New | 1,303,000 | $4.83M | No quote | No quote |
| 37 | WH | WSP HOLDINGS LTD-ADR | 0.22% | - | 1,408,800 | $4.35M | No quote | No quote |
| 38 | BSMX | Grupo Financiero Santander Mex | 0.22% | Add +10.3% | 300,800 | $4.27M | No quote | No quote |
| 39 | BVN | COMPANIA DE MINAS BUEN SPON ADR SER B | 0.19% | Add +68.6% | 251,327 | $3.71M | No quote | No quote |
| 40 | EPRPRE | EPR PROPERTIES | 0.18% | - | 107,500 | $3.45M | No quote | No quote |
| 41 | GG | Goldcorp Inc | 0.17% | Reduce -12.8% | 138,410 | $3.42M | No quote | No quote |
| 42 | GNK | GENCO SHIPPING & TRADING LTD | 0.13% | - | 1,512,532 | $2.47M | No quote | No quote |
| 43 | TSM | TAIWAN SEMICONDUCTOR SPONSORED ADR | 0.10% | Add +198.3% | 104,598 | $1.92M | $18.32 | No quote |
| 44 | HDB | HDFC Bank Ltd. ADR | 0.08% | Add +79.3% | 42,267 | $1.53M | $36.25 | No quote |
| 45 | FBN | FURNITURE BRANDS INTL INC | 0.08% | Reduce -85.7% | 371,428 | $1.49M | No quote | No quote |
| 46 | ITUB | Itau Unibanco Holding SA | 0.07% | Add +143.3% | 112,569 | $1.45M | $12.92 | No quote |
| 47 | TV | GRUPO TELEVISA SA DE SPN ADR REPORD | 0.07% | Add +136.8% | 56,600 | $1.41M | No quote | No quote |
| 48 | ABV | COMPANHIA DE BEBIDAS SPON ADR PFD | 0.07% | Add +123.0% | 36,688 | $1.37M | No quote | No quote |
| 49 | CX | Cemex SA-Sponsored ADR | 0.06% | Add +80.3% | 111,084 | $1.18M | $10.58 | No quote |
| 50 | MBT | Mobile Telesystems OJSC | 0.05% | Add +93.2% | 56,753 | $1.08M | No quote | No quote |
| 51 | PKX | Posco | 0.05% | Add +71.7% | 14,809 | $964K | No quote | No quote |
| 52 | TKC | TURKCELL ILETISIM HIZM SPONSORED ADR | 0.05% | New | 63,696 | $915K | No quote | No quote |
| 53 | SQM | Sociedad Quimica y Minera de Chi | 0.05% | Add +146.4% | 22,325 | $902K | No quote | No quote |
| 66 | UMC | United Micro Elect. | - | Sold | 0 | $0 | No quote | No quote |
| 65 | TX | Ternium SA | - | Sold | 0 | $0 | No quote | No quote |
| 64 | SCCO | Southern Copper Corp | - | Sold | 0 | $0 | No quote | No quote |
| 63 | QIHU | Qihoo 360 Technology Co Ltd | - | Sold | 0 | $0 | No quote | No quote |
| 62 | MLCO | Melco PBL Entertainment | - | Sold | 0 | $0 | No quote | No quote |
| 61 | GMPRB | GENERAL MOTORS CO | - | Sold | 0 | $0 | No quote | No quote |
| 60 | FCNCA | FIRST CITIZENS BCSHS -CL A | - | Sold | 0 | $0 | No quote | No quote |
| 59 | XIDEW | EXIDE TECHNOLOGIES | - | Sold | 0 | $0 | No quote | No quote |
| 58 | CIG | Companhia Energetica | - | Sold | 0 | $0 | No quote | No quote |
| 57 | CIT | CIT GROUP INC | - | Sold | 0 | $0 | No quote | No quote |
| 56 | VALE | CIA Vale Do Rio | - | Sold | 0 | $0 | No quote | No quote |
| 55 | CBF | CAPITAL BANK FINANCIAL-CL A | - | Sold | 0 | $0 | No quote | No quote |
| 54 | ARCO | Arcos Dorados Holdings Inc | - | Sold | 0 | $0 | No quote | No quote |
Other instruments
Bonds, warrants, or non-share principal positions reported alongside the equity portfolio.
| 1 | - | COBALT INTL ENERGY INCCV SR UNSEC NT | OTHER | 146,500,000 | $155.53M |
| 2 | - | SALIX PHARMACEUTICALS LTDCV SR UNSEC NT | OTHER | 113,465,000 | $136.11M |
| 3 | - | TESLA MOTORS INCCV SR UNSEC NT | OTHER | 98,400,000 | $111.72M |
| 4 | - | MGM RESORTS INTLCV SR UNSEC NT | OTHER | 91,865,000 | $102.64M |
| 5 | SNDK | SANDISK CORPCV SR UNSEC NT | OTHER | 68,930,000 | $92.44M |
| 6 | OCR | OMNICARE INCCV SR SUB NT CPDI PNC | OTHER | 73,560,000 | $91.57M |
| 7 | - | CEMEX SAB DE CVCV SUB NT | OTHER | 75,077,000 | $86.6M |
| 8 | - | BROOKDALE SENIOR LIVINGCV SR UNSEC NT | OTHER | 72,975,000 | $86.18M |
| 9 | - | FOREST CITY ENTERPRISESCV SR UNSEC NT PNC | OTHER | 65,171,000 | $73.35M |
| 10 | ON 1 12/01/20 | ON SEMICONDUCTOR CORPCV SR SUB NT SER-B | OTHER | 58,945,000 | $68.08M |
| 11 | LRCX | LAM RESEARCH CORPCV SR UNSEC NT | OTHER | 53,200,000 | $56.23M |
| 12 | MENT | MENTOR GRAPHICS CORPCV SUB UNSEC NT | OTHER | 43,806,000 | $53.32M |
| 13 | HLX 4.25 05/01/22 | HELIX ENERGY SOLUTIONSCV SR UNSEC NT CPDI | OTHER | 41,392,000 | $52.81M |
| 14 | INTC | INTEL CORPCV JR SUB NT CPDI PNC | OTHER | 46,225,000 | $50.53M |
| 15 | HOLX | HOLOGIC INCCV SR UNSEC NT 2% MULTI-CPN CPDI | OTHER | 46,575,000 | $46.36M |
| 16 | GPI | GROUP 1 AUTOMOTIVE INCCV SR UNSEC NT (PNC) | OTHER | 38,202,000 | $45.89M |
| 17 | MTG | MGIC INVESTMENT CORPCV SR UNSEC NT | OTHER | 39,500,000 | $44.96M |
| 18 | INTC | INTEL CORPCV JR SUB NT PNC CPDI | OTHER | 33,000,000 | $42.19M |
| 19 | - | REDWOOD TRUST INCCV SR UNSEC NT REIT | OTHER | 42,250,000 | $41.95M |
| 20 | - | RTI INTERNATIONAL METALSCV SR UNSEC NT | OTHER | 41,100,000 | $38.94M |
| 21 | - | RTI INTERNATIONAL METALSCV SR UNSEC NT | OTHER | 35,475,000 | $38.81M |
| 22 | - | HEARTWARE INTERNATIONALCV SR UNSEC NT | OTHER | 30,625,000 | $38.29M |
| 23 | - | WALTER INVESTMENT MGMTCV SR SUB NT | OTHER | 36,505,000 | $37.14M |
| 24 | PLAB | PHOTRONICS INCCV SR UNSEC NT | OTHER | 32,758,000 | $35.91M |
| 25 | MTCN | ARCELORMITTALMAND 6% CV SR SUB NT | OTHER | 1,880,000 | $35.29M |
| 26 | DBRG 3.875 01/15/21 | COLONY FINANCIAL INCCV SR UNSEC NT REIT PNC | OTHER | 33,520,000 | $33.89M |
| 27 | - | TAKE-TWO INTERACTIVE SOFTWARECV SR UNSEC NT | OTHER | 29,828,000 | $33.01M |
| 28 | MTH | MERITAGE HOMES CORPCV SR UNSEC NT | OTHER | 29,650,000 | $32.46M |
| 29 | - | US STEEL CORPCV SR UNSEC NT PNC | OTHER | 32,100,000 | $31.86M |
| 30 | KBH | KB HOMECV SR UNSEC NT | OTHER | 29,500,000 | $31.1M |
| 31 | - | DEALERTRACK TECHNOLOGIESCV SR UNSEC NT | OTHER | 26,000,000 | $30.12M |
| 32 | ORI | OLD REPUBLIC INTL CORPCV SR UNSEC NT | OTHER | 26,023,000 | $29.58M |
| 33 | HOLX | HOLOGIC INCCV SR UNSEC NT SER-2010 CPDI | OTHER | 26,179,000 | $29.38M |
| 34 | - | XPO LOGISTICS INCCV SR UNSEC NT PNC | OTHER | 23,440,000 | $28.95M |
| 35 | - | BPZ RESOURCES INCCV SR UNSEC NT PNC | OTHER | 34,665,000 | $28.15M |
| 36 | WNC | WABASH NATIONAL CORPCV SR UNSEC NT | OTHER | 21,980,000 | $27.21M |
| 37 | - | DFC GLOBAL CORPCV SR UNSEC NT | OTHER | 26,190,000 | $27.1M |
| 38 | VGR | VECTOR GROUP LTDCV SR UNSEC VARIABLE NT CPDI | OTHER | 21,185,000 | $25.56M |
| 39 | - | TAKE-TWO INTERACTIVE SOFTWARECV SR UNSEC NT | OTHER | 25,000,000 | $24.39M |
| 40 | RDN | RADIAN GROUP INCCV SR UNSEC NT PNC | OTHER | 18,750,000 | $24.26M |
| 41 | - | PRICELINE.COM INCCV SR UNSEC NT | OTHER | 19,825,000 | $23.08M |
| 42 | - | BOTTOMLINE TECHNOLOGIESCV SR UNSEC NT | OTHER | 19,250,000 | $21.26M |
| 43 | STWD | STARWOOD PROPERTY TRUSTCV SR UNSEC NT REIT | OTHER | 20,000,000 | $20.65M |
| 44 | SWC | STILLWATER MINING COMPANYCV SR UNSEC NT | OTHER | 19,432,000 | $20.27M |
| 45 | AMD | ADVANCED MICRO DEVICESCV SR UNSEC NT | OTHER | 19,667,000 | $20.19M |
| 46 | - | INSULET CORPORATIONCV SR UNSEC NT PNC | OTHER | 15,199,000 | $20.02M |
| 47 | - | ANNALY CAPITAL MGMTCV SR UNSEC NT | OTHER | 18,916,000 | $19.12M |
| 48 | - | RYLAND GROUPCV SR UNSEC NT PNC | OTHER | 21,000,000 | $19.1M |
| 49 | - | STERLITE INDUSTRIES LTDCV SR UNSEC NT PNC | OTHER | 19,586,000 | $19.02M |
| 50 | - | BGC PARTNERS INCCV SR UNSEC NT | OTHER | 18,676,000 | $18.96M |
| 51 | - | GT ADV TECHNOLOGIES INCCV SR UNSEC NT | OTHER | 22,000,000 | $18.9M |
| 52 | - | CHIQUITA BRANDS INTLCV SR UNSEC NT PNC | OTHER | 18,500,000 | $17.74M |
| 53 | ICON | ICONIX BRAND GROUP INCCV SR SUB NT | OTHER | 15,305,000 | $17.46M |
| 54 | MTOR 3.25 10/15/37 | MERITOR INCCV SR UNSEC STEP CPN NT | OTHER | 18,878,000 | $16.88M |
| 55 | - | WEBMD HEALTH CORPCV SR UNSEC NT | OTHER | 18,074,000 | $16.83M |
| 56 | TTMI | TTM TECHNOLOGIESCV SR UNSEC NT | OTHER | 16,643,000 | $16.74M |
| 57 | - | NEWMONT MINING CORPCV SR UNSEC NT SER-B | OTHER | 15,400,000 | $16.5M |
| 58 | - | HANWHA SOLARONE CO LTDCV SR UNSEC NT | OTHER | 19,310,000 | $16.41M |
| 59 | SGY | STONE ENERGY CORPCV SR UNSEC NT | OTHER | 17,491,000 | $16.26M |
| 60 | DRYS | DRYSHIPS INCCV SR UNSEC NT | OTHER | 18,000,000 | $16.09M |
| 61 | - | ARCELORMITTALCV SR UNSEC NT | OTHER | 14,500,000 | $14.94M |
| 62 | AIR | AAR CORPCV SR UNSEC NT | OTHER | 15,000,000 | $14.93M |
| 63 | PRSC | PROVIDENCE SERVICE CORPCV SR SUB NT | OTHER | 13,882,000 | $14.85M |
| 64 | - | KNIGHT CAPITAL GROUP INCCV SR SUB NT | OTHER | 14,659,000 | $14.7M |
| 65 | VTOL | BRISTOW GROUP INCCV SR UNSEC NT | OTHER | 11,545,000 | $13.49M |
| 66 | NUVA | NUVASIVE INCCV SR UNSEC NT | OTHER | 13,500,000 | $13.34M |
| 67 | CHK | CHESAPEAKE ENERGY CORPCV SR UNSEC NT CPDI | OTHER | 14,000,000 | $13.26M |
| 68 | - | ALCATEL-LUCENT USA INCCV SR UNSEC NT SER A 2.75% MULTI-CPN PNC | OTHER | 13,318,000 | $13.05M |
| 69 | TWGP | TOWER GROUP INTL LTDCV SR UNSEC NT | OTHER | 11,949,000 | $12.92M |
| 70 | - | US STEEL CORPCV SR UNSEC NT | OTHER | 12,000,000 | $12.35M |
| 71 | - | NAVISTAR INTL CORPCV SR SUB NT | OTHER | 12,550,000 | $12.22M |
| 72 | GDPAL | GOODRICH PETROLEUM CORPCV SR UNSEC NT | OTHER | 12,104,000 | $12.12M |
| 73 | - | PROSPECT CAPITAL CORPCV SR UNSEC NT | OTHER | 11,272,000 | $11.9M |
| 74 | AFFX | AFFYMETRIX INCCV SR UNSEC NT PNC | OTHER | 11,650,000 | $11.66M |
| 75 | GBX 2.875 02/01/24 | GREENBRIER COS INCCV SR UNSEC NT | OTHER | 11,250,000 | $11.65M |
| 76 | BGC | GENERAL CABLE CORPCV SR UNSEC NT | OTHER | 11,495,000 | $11.51M |
| 77 | MTG | MGIC INVESTMENT CORPCV SR UNSEC NT | OTHER | 10,935,000 | $11.27M |
| 78 | - | HOME INNS HTL MNGMT INCCV SR UNSEC NT | OTHER | 12,474,000 | $11.08M |
| 79 | YRCW | YRC WORLDWIDE INCCV SEC 2ND LIEN 10% PIK NT SER-A | OTHER | 10,500,000 | $10.66M |
| 80 | LWINQ | LEAP WIRELESS INTL INCCV SR UNSEC NT | OTHER | 10,386,000 | $10.52M |
| 81 | OCR | OMNICARE INCCV SR UNSEC NT SER-OCR CPDI | OTHER | 10,154,000 | $10.5M |
| 82 | - | TITAN MACHINERY INCCV SR UNSEC NT | OTHER | 10,784,000 | $10.16M |
| 83 | - | ALPHA NATURAL RESOURCESCV SR UNSEC NT | OTHER | 11,750,000 | $10.13M |
| 84 | - | MORGANS HOTEL GROUP COCV SR SUB NT | OTHER | 10,177,000 | $10.08M |
| 85 | - | AMTRUST FINANCIAL SERVICES INCCV SR UNSEC NT | OTHER | 7,142,000 | $10.03M |
| 86 | HOLX | HOLOGIC INCCV SR UNSEC NT MULTI-CPN | OTHER | 9,404,000 | $9.71M |
| 87 | AVHI | AV HOMES INCCV SR UNSEC NT | OTHER | 8,835,000 | $9.28M |
| 88 | - | ALLIANCE ONE INTL INCCV SR SUB NT | OTHER | 8,876,000 | $9.01M |
| 90 | - | JINKOSOLAR HOLDING CO LTCV SR UNSEC NT 144A | OTHER | 12,153,000 | $8.39M |
| 89 | - | CENTRAL EURO MEDIA ENTERCV SEC NT | OTHER | 8,695,000 | $8.39M |
| 91 | ITMN | INTERMUNE INCCV SR UNSEC NT PNC | OTHER | 9,992,000 | $8.31M |
| 92 | CDNS | CADENCE DESIGN SYS INCCV SR UNSEC NT SER-B | OTHER | 8,000,000 | $8.01M |
| 93 | DLLR | DOLLAR FINANCIAL CORPCV SR UNSEC NT | OTHER | 7,880,000 | $7.81M |
| 94 | - | HEADWATERS INCCV SR SUB NT | OTHER | 6,846,000 | $7.67M |
| 95 | GG | GOLDCORP INCCV SR UNSEC NT | OTHER | 6,968,000 | $7.06M |
| 96 | MNKD | MANNKIND CORPCV SR UNSEC NT | OTHER | 7,378,000 | $7.04M |
| 97 | - | ACCURAY INCCV SR UNSEC NT PNC | OTHER | 7,140,000 | $6.85M |
| 98 | ARCC 4.625 03/01/24 | ARES CAPITAL CORPCV SR UNSEC NT | OTHER | 6,250,000 | $6.64M |
| 99 | NG | NOVAGOLD RESOURCES INCCV SR UNSEC NT | OTHER | 6,350,000 | $6.36M |
| 100 | - | INTEROIL CORPCV SR UNSEC NT PNC | OTHER | 6,400,000 | $6.18M |
| 101 | - | MOLYCORP INCCV SR UNSEC NT PNC | OTHER | 7,800,000 | $5.88M |
| 102 | - | INTEGRA LIFESCIENCES HLDCV SR UNSEC NT | OTHER | 5,733,000 | $5.63M |
| 103 | - | FIVE STAR QUALITY CARE INCCV SR UNSECD NT | OTHER | 5,300,000 | $5.32M |
| 104 | JAKK | JAKKS PACIFIC INCCV SR UNSEC NT | OTHER | 4,750,000 | $4.89M |
| 105 | JEF | JEFFERIES GROUP LLCCV SR UNSEC NT PNC | OTHER | 4,236,000 | $4.53M |
| 106 | - | ENDO HEALTH SOLUTIONS INCV SR SUB NT | OTHER | 3,360,000 | $4.52M |
| 107 | RFMD | RF MICRO DEVICES INCCV SUB NT | OTHER | 4,000,000 | $4.05M |
| 108 | CHK | CHESAPEAKE ENERGY CORPCV SR UNSEC NT CPDI | OTHER | 4,000,000 | $3.99M |
| 109 | - | HUTCHINSON TECHNOLOGYCV SR UNSEC NT | OTHER | 4,000,000 | $3.97M |
| 110 | HA | HAWAIIAN HOLDINGS INCCV SR UNSEC NT | OTHER | 3,117,000 | $3.42M |
| 111 | - | GOLDEN STAR RESOURCESCV SR UNSEC NT | OTHER | 5,000,000 | $3.35M |
| 112 | - | PROSPECT CAPITAL CORPCV SR UNSEC NT | OTHER | 3,000,000 | $3.11M |
| 113 | - | GREEN PLAINS RENEWABLE ENERGYCV SR UNSEC NT PNC | OTHER | 2,000,000 | $2.3M |
| 114 | - | GLOBALSTAR INCCV SR UNSEC NT (5.75% CASH/ 2.25% PIK) | OTHER | 2,116,000 | $2.03M |
| 115 | MMR | MCMORAN EXPLORATION COCV SR UNSEC NT PNC | OTHER | 1,750,000 | $1.81M |
| 116 | - | ALPHA NATURAL RESOURCESCV SR UNSEC NT | OTHER | 1,640,000 | $1.51M |
| 117 | AMG | AFFILIATED MANAGERS GROUPCV SR UNSEC NT | OTHER | 712,000 | $919K |
| 157 | - | VOLCANO CORPCV SR UNSEC NT | OTHER | 0 | $0 |
| 156 | UTHR | UNITED THERAPEUTICS CORPCV SR UNSEC NT | OTHER | 0 | $0 |
| 155 | THRX | THERAVANCE INCCV SUB NT | OTHER | 0 | $0 |
| 154 | SPWR 4 01/15/23 | SUNPOWER CORPCV SR UNSEC NT | OTHER | 0 | $0 |
| 153 | SPWR 4 01/15/23 | SUNPOWER CORPCV SR UNSEC NT | OTHER | 0 | $0 |
| 152 | - | STEWART ENTERPRISESCV SR UNSEC NT | OTHER | 0 | $0 |
| 151 | SPF | STANDARD PACIFIC CORPCV SR UNSEC NT | OTHER | 0 | $0 |
| 150 | SNDK | SANDISK CORPCV SR UNSEC NT | OTHER | 0 | $0 |
| 149 | RGLD | ROYAL GOLD INCCV SR UNSEC NT PNC | OTHER | 0 | $0 |
| 148 | - | RAMBUS INCCV SR UNSEC NT PNC | OTHER | 0 | $0 |
| 147 | - | RAIT FINANCIAL TRUSTCV SR UNSEC NT REIT | OTHER | 0 | $0 |
| 146 | RDN | RADIAN GROUP INCCV SR UNSEC NT | OTHER | 0 | $0 |
| 145 | - | PHH CORPCV SR UNSEC NT | OTHER | 0 | $0 |
| 144 | ON 1 12/01/20 | ON SEMICONDUCTOR CORPCV SR SUB NT | OTHER | 0 | $0 |
| 143 | NUAN 2.75 11/01/31 | NUANCE COMMUNICATIONSCV SR UNSEC NT | OTHER | 0 | $0 |
| 142 | - | MOLYCORP INCCV SR UNSEC NT | OTHER | 0 | $0 |
| 141 | MOH | MOLINA HEALTHCARE INCCV SR UNSEC NT | OTHER | 0 | $0 |
| 140 | MU | MICRON TECHNOLOGY INCCV SR UNSEC NT 2031B PNC | OTHER | 0 | $0 |
| 139 | MU | MICRON TECHNOLOGY INCCV SR UNSEC NT 2031A PNC | OTHER | 0 | $0 |
| 138 | MU | MICRON TECHNOLOGY INCCV SR UNSEC NT (EXCH) | OTHER | 0 | $0 |
| 137 | LLTC | LINEAR TECHNOLOGY CORPCV SR UNSEC NT CPDI TRANCHE A | OTHER | 0 | $0 |
| 136 | - | LIFEPOINT HOSPITALS INCCV SR SUB NT | OTHER | 0 | $0 |
| 135 | - | LEUCADIA NATL CORPCV SR SUB NT | OTHER | 0 | $0 |
| 134 | LRCX | LAM RESEARCH CORPCV SR UNSEC NT SER B | OTHER | 0 | $0 |
| 133 | - | JAMES RIVER COAL COMPANYCV SR UNSEC NT | OTHER | 0 | $0 |
| 132 | - | JAMES RIVER COAL COMPANYCV SR UNSEC NT | OTHER | 0 | $0 |
| 131 | XXIA | IXIACV SR UNSEC NT | OTHER | 0 | $0 |
| 130 | - | HORSEHEAD HOLDING CORPCV SR UNSEC NT | OTHER | 0 | $0 |
| 129 | EA | ELECTRONIC ARTS INCCV SR UNSEC NT | OTHER | 0 | $0 |
| 128 | - | DENDREON CORPCV SR UNSEC NT | OTHER | 0 | $0 |
| 127 | CIEN | CIENA CORPCV SR UNSEC NT | OTHER | 0 | $0 |
| 126 | - | CHART INDUSTRIES INCCV SR SUB NT | OTHER | 0 | $0 |
| 125 | - | CEMEX SAB DE CVCV SUB NT | OTHER | 0 | $0 |
| 124 | - | AUXILIUM PHARMACEUTICALSCV SR UNSEC NT | OTHER | 0 | $0 |
| 123 | ARCC 4.625 03/01/24 | ARES CAPITAL CORPCV SR UNSEC NT | OTHER | 0 | $0 |
| 122 | AINV | APOLLO INVESTMENT CORPCV SR UNSEC NT | OTHER | 0 | $0 |
| 121 | - | ALPHA APPALACHIA HOLDINGCV SR UNSEC NT | OTHER | 0 | $0 |
| 120 | ALRPRB | ALERE INCCV SR SUB NT | OTHER | 0 | $0 |
| 119 | - | AK STEEL CORPEXCH SR UNSEC NT | OTHER | 0 | $0 |
| 118 | AIR | AAR CORPCV SR UNSEC NT | OTHER | 0 | $0 |