Howard Marks - Oaktree Capital Management
As of Q2 2026, Howard Marks reported 49 long-equity positions worth $3.78B in aggregate.
It also disclosed $1.75B of put notional and $144.58M of call notional. Notional is the contracts’ face value, not the premium paid, so it is reported separately from the equity above — see the Options section below.
Copy-investor backtest
- Latest quarter
- -1.99%
- 1-year
- +43.50%
- 3-year
- +72.44%
- 5-year
- +127.86%
- 3-year vs S&P 500
- -4.01%
- 5-year vs S&P 500
- +54.92%
- 5-year top 5
- +191.55%
Return from mechanically copying the disclosed 13F equity portfolio after each filing and rebalancing at the next. The vs S&P 500 figures subtract SPY over that manager's own rebalance dates, so both sides cover the same days; both are price return, excluding dividends. Method & limitations.
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Updated 2026-09-19 from SEC 13F data.
Live quotes available for 55 of 226 rows. Rows without a quote are marked unavailable.
| 1 | FBP | FIRST BANCORP PUERTO RICO | 16.50% | - | 50,684,485 | $315.76M | No quote | No quote |
| 2 | XCO | EXCO RESOURCES INC | 13.71% | - | 36,778,946 | $262.23M | No quote | No quote |
| 3 | CHTR | CHARTER COMMUNICATION-A | 10.89% | Reduce -83.5% | 2,000,000 | $208.36M | $104.18 | No quote |
| 4 | DLPH | DELPHI AUTOMOTIVE PLC | 9.28% | Reduce -37.5% | 4,000,000 | $177.6M | No quote | No quote |
| 5 | DYN | DYNEGY INC | 9.06% | - | 7,224,407 | $173.31M | No quote | No quote |
| 6 | GWRU | GENESEE & WYOMING INC | 3.12% | Add +36.0% | 462,500 | $59.69M | No quote | No quote |
| 7 | HOLX | HOLOGIC INC | 2.78% | Reduce -7.3% | 50,575,000 | $53.27M | $1.05 | No quote |
| 8 | CXPO | CRIMSON EXPLORATION INC | 2.32% | Add +0.0% | 15,524,819 | $44.4M | No quote | No quote |
| 9 | ALRPRB | ALERE INC | 2.31% | New | 185,800 | $44.22M | No quote | No quote |
| 10 | UTXPRA | UNITED TECHNOLOGIES CORP | 2.16% | Add +1.5% | 689,950 | $41.29M | No quote | No quote |
| 11 | CZR | CAESARS ENTERTAINMENT CORP | 2.10% | - | 2,537,957 | $40.25M | $15.86 | No quote |
| 12 | VSH | VISHAY INTERTECHNOLOGY INC | 1.96% | - | 2,750,000 | $37.43M | $13.61 | No quote |
| 13 | AIQ | ALLIANCE HEALTHCARE SERVICES | 1.93% | New | 4,756,490 | $36.96M | No quote | No quote |
| 14 | GTY | GETTY REALTY CORP | 1.50% | - | 1,422,221 | $28.74M | No quote | No quote |
| 15 | APO | APOLLO GLOBAL MANAGEMENT - A | 1.41% | Add +13.6% | 1,250,000 | $27.05M | $21.64 | No quote |
| 16 | SWY | SAFEWAY INC | 1.38% | - | 1,000,000 | $26.35M | No quote | No quote |
| 17 | NRG | NRG ENERGY INC | 1.26% | - | 912,000 | $24.16M | $26.49 | No quote |
| 18 | EPRPRC | EPR PROPERTIES | 1.25% | Reduce -8.4% | 1,037,821 | $23.84M | No quote | No quote |
| 19 | MTG | MGIC INVESTMENT CORP | 1.16% | New | 4,500,000 | $22.28M | $4.95 | No quote |
| 20 | AIG | AMERICAN INTERNATIONAL GROUP | 1.07% | - | 525,000 | $20.38M | $38.82 | No quote |
| 21 | LVLT | LEVEL 3 COMMUNICATIONS INC | 1.06% | Add +53.9% | 1,000,000 | $20.29M | No quote | No quote |
| 22 | GMPRB | GENERAL MOTORS CO | 0.96% | Reduce -70.1% | 427,400 | $18.35M | No quote | No quote |
| 23 | CIT | CIT GROUP INC | 0.92% | Reduce -89.3% | 405,979 | $17.65M | No quote | No quote |
| 24 | PULS | PULSE ELECTRONICS CORP | 0.81% | - | 38,446,588 | $15.57M | No quote | No quote |
| 25 | TMS | TMS INTERNATIONAL CORP-A | 0.76% | - | 1,095,000 | $14.45M | No quote | No quote |
| 26 | ORBK | ORBOTECH LTD | 0.74% | - | 1,400,000 | $14.11M | No quote | No quote |
| 27 | CMLS | CUMULUS MEDIA INC-CL A | 0.70% | - | 3,985,983 | $13.43M | No quote | No quote |
| 28 | FCNCA | FIRST CITIZENS BCSHS -CL A | 0.57% | - | 62,000 | $10.87M | $175.39 | No quote |
| 29 | CBF | CAPITAL BANK FINANCIAL-CL A | 0.55% | New | 616,949 | $10.57M | No quote | No quote |
| 30 | CWHPRD | COMMONWEALTH REIT | 0.52% | Add +192.7% | 411,829 | $9.86M | No quote | No quote |
| 31 | VALE | CIA Vale Do Rio | 0.50% | - | 460,356 | $9.65M | $20.96 | No quote |
| 32 | QIHU | Qihoo 360 Technology Co Ltd | 0.40% | - | 257,900 | $7.66M | No quote | No quote |
| 33 | XIDEW | EXIDE TECHNOLOGIES | 0.37% | Reduce -11.2% | 7,500,000 | $7.09M | No quote | No quote |
| 34 | VIV | Telecomunicacoes de Sao Paulo S.A. | 0.32% | - | 257,500 | $6.2M | No quote | No quote |
| 35 | PBR | Petrobras | 0.32% | - | 315,855 | $6.15M | $19.47 | No quote |
| 36 | CBD | Cia Brasileira de Distribuicao Grupo Pao | 0.31% | - | 133,138 | $5.91M | No quote | No quote |
| 37 | GG | Goldcorp Inc | 0.30% | - | 158,810 | $5.83M | No quote | No quote |
| 38 | BVN | Buenaventura | 0.28% | - | 149,050 | $5.36M | No quote | No quote |
| 39 | UMC | United Micro Elect. | 0.26% | - | 2,520,221 | $5.02M | $1.99 | No quote |
| 40 | MLCO | Melco PBL Entertainment | 0.26% | - | 292,530 | $4.93M | $16.84 | No quote |
| 41 | BSMX | Grupo Financiero Santander Mex | 0.23% | - | 272,800 | $4.41M | No quote | No quote |
| 42 | GNK | GENCO SHIPPING & TRADING LTD | 0.23% | - | 1,512,532 | $4.36M | No quote | No quote |
| 43 | WH | WSP HOLDINGS LTD-ADR | 0.23% | - | 1,408,800 | $4.35M | No quote | No quote |
| 44 | ARCO | Arcos Dorados Holdings Inc | 0.21% | - | 342,900 | $4.1M | $11.96 | No quote |
| 45 | CIG | Companhia Energetica | 0.19% | - | 335,944 | $3.65M | $10.86 | No quote |
| 46 | EPRPRE | EPR PROPERTIES | 0.18% | - | 107,500 | $3.49M | No quote | No quote |
| 47 | FBN | FURNITURE BRANDS INTL INC | 0.14% | - | 2,600,000 | $2.6M | No quote | No quote |
| 48 | PLPC | PREFORMED LINE PRODUCTS CO | 0.13% | New | 35,547 | $2.49M | $69.96 | No quote |
| 49 | HDB | HDFC Bank Limited | 0.05% | - | 23,573 | $960K | $40.72 | No quote |
| 50 | ITUB | Banco Itau | 0.04% | - | 46,268 | $762K | $16.47 | No quote |
| 51 | PKX | Posco | 0.04% | - | 8,625 | $709K | No quote | No quote |
| 52 | ABV | Compania De Bebidas Das Ame (AMBEV) | 0.04% | - | 16,448 | $691K | No quote | No quote |
| 53 | TV | Televisa | 0.03% | - | 23,900 | $635K | No quote | No quote |
| 54 | TX | Ternium SA | 0.03% | - | 25,900 | $610K | $23.55 | No quote |
| 55 | CX | Cemex SA-Sponsored ADR | 0.03% | - | 61,600 | $608K | $9.87 | No quote |
| 56 | SCCO | Southern Copper Corp | 0.03% | - | 16,014 | $606K | $37.84 | No quote |
| 57 | TSM | Taiwan Semi. | 0.03% | - | 35,070 | $602K | $17.17 | No quote |
| 58 | MBT | Mobile Telesystems | 0.03% | - | 29,381 | $548K | No quote | No quote |
| 59 | SQM | Sociedad Quimica y Minera de Chile | 0.03% | - | 9,061 | $522K | No quote | No quote |
| 62 | OCRPRB | OMNICARE CAP TRUST II | - | Sold | 0 | $0 | No quote | No quote |
| 61 | IEP | ICAHN ENTERPRISES LP | - | Sold | 0 | $0 | No quote | No quote |
| 60 | EGLE | EAGLE BULK SHIPPING IN | - | Sold | 0 | $0 | No quote | No quote |
Other instruments
Bonds, warrants, or non-share principal positions reported alongside the equity portfolio.
| 1 | - | COBALT INTL ENERGY INCCV SR UNSEC NT | OTHER | 133,500,000 | $149.31M |
| 2 | OCR | OMNICARE INCCV SR SUB NT CPDI PNC | OTHER | 106,810,000 | $119M |
| 3 | SNDK | SANDISK CORPCV SR UNSEC NT | OTHER | 86,930,000 | $112.09M |
| 4 | - | BROOKDALE SENIOR LIVINGCV SR UNSEC NT | OTHER | 74,520,000 | $91.51M |
| 5 | - | MGM RESORTS INTLCV SR UNSEC NT | OTHER | 73,365,000 | $79.8M |
| 6 | - | FOREST CITY ENTERPRISESCV SR UNSEC NT PNC | OTHER | 67,671,000 | $75.56M |
| 7 | ON 1 12/01/20 | ON SEMICONDUCTOR CORPCV SR SUB NT SER-B | OTHER | 60,945,000 | $69.16M |
| 8 | - | CEMEX SAB DE CVCV SUB NT | OTHER | 52,171,000 | $64.43M |
| 9 | - | PRICELINE.COM INCCV SR UNSEC NT | OTHER | 54,075,000 | $59.92M |
| 10 | RGLD | ROYAL GOLD INCCV SR UNSEC NT PNC | OTHER | 55,185,000 | $58.53M |
| 11 | MENT | MENTOR GRAPHICS CORPCV SUB UNSEC NT | OTHER | 48,556,000 | $57.33M |
| 12 | HLX 4.25 05/01/22 | HELIX ENERGY SOLUTIONSCV SR UNSEC NT CPDI | OTHER | 45,892,000 | $56.44M |
| 13 | - | INTEGRA LIFESCIENCES HLDCV SR UNSEC NT | OTHER | 52,388,000 | $53.86M |
| 14 | MTCN | ARCELORMITTALMAND 60 CV SR SUB NT | OTHER | 2,570,000 | $53.84M |
| 15 | UTHR | UNITED THERAPEUTICS CORPCV SR UNSEC NT | OTHER | 37,610,000 | $51.68M |
| 16 | - | REDWOOD TRUST INCCV SR UNSEC NT REIT | OTHER | 43,500,000 | $48.22M |
| 17 | - | NAVISTAR INTL CORPCV SR SUB NT | OTHER | 46,534,000 | $47.78M |
| 18 | - | TAKE-TWO INTERACTIVE SOFTWARECV SR UNSEC NT | OTHER | 40,700,000 | $46.89M |
| 19 | - | RTI INTERNATIONAL METALSCV SR UNSEC NT | OTHER | 38,975,000 | $45.44M |
| 20 | - | VOLCANO CORPCV SR UNSEC NT | OTHER | 45,075,000 | $44.82M |
| 21 | GPI | GROUP 1 AUTOMOTIVE INCCV SR UNSEC NT (PNC) | OTHER | 35,252,000 | $41.05M |
| 22 | MTG | MGIC INVESTMENT CORPCV SR UNSEC NT | OTHER | 40,500,000 | $40.79M |
| 23 | INTC | INTEL CORPCV JR SUB NT PNC CPDI | OTHER | 33,500,000 | $40.46M |
| 24 | HOLX | HOLOGIC INCCV SR UNSEC NT SER-2010 CPDI | OTHER | 32,179,000 | $38.96M |
| 25 | MU | MICRON TECHNOLOGY INCCV SR UNSEC NT 2031A PNC | OTHER | 33,135,000 | $38.54M |
| 26 | INTC | INTEL CORPCV JR SUB NT CPDI PNC | OTHER | 35,725,000 | $37.98M |
| 27 | SWC | STILLWATER MINING COMPANYCV SR UNSEC NT | OTHER | 31,500,000 | $37.49M |
| 28 | ORI | OLD REPUBLIC INTL CORPCV SR UNSEC NT | OTHER | 32,323,000 | $36.55M |
| 29 | - | WALTER INVESTMENT MGMTCV SR SUB NT | OTHER | 32,000,000 | $34.55M |
| 30 | LRCX | LAM RESEARCH CORPCV SR UNSEC NT SER B | OTHER | 31,794,000 | $34.09M |
| 31 | MTH | MERITAGE HOMES CORPCV SR UNSEC NT | OTHER | 28,250,000 | $32.03M |
| 32 | RDN | RADIAN GROUP INCCV SR UNSEC NT PNC | OTHER | 26,250,000 | $31.67M |
| 33 | - | BPZ RESOURCES INCCV SR UNSEC NT PNC | OTHER | 36,320,000 | $31.48M |
| 34 | - | CHART INDUSTRIES INCCV SR SUB NT | OTHER | 22,943,000 | $31.39M |
| 35 | KBH | KB HOMECV SR UNSEC NT | OTHER | 26,000,000 | $28.81M |
| 36 | - | AMTRUST FINANCIAL SERVICES INCCV SR UNSEC NT | OTHER | 20,097,000 | $28.69M |
| 37 | - | DFC GLOBAL CORPCV SR UNSEC NT | OTHER | 26,190,000 | $28.6M |
| 38 | - | XPO LOGISTICS INCCV SR UNSEC NT PNC | OTHER | 23,780,000 | $28.41M |
| 39 | WNC | WABASH NATIONAL CORPCV SR UNSEC NT | OTHER | 22,300,000 | $27.43M |
| 40 | THRX | THERAVANCE INCCV SUB NT | OTHER | 24,500,000 | $26.95M |
| 41 | - | AK STEEL CORPEXCH SR UNSEC NT | OTHER | 28,210,000 | $26.79M |
| 42 | - | BOTTOMLINE TECHNOLOGIESCV SR UNSEC NT | OTHER | 22,000,000 | $25.89M |
| 43 | VGR | VECTOR GROUP LTDCV SR UNSEC VARIABLE NT CPDI | OTHER | 22,000,000 | $25.76M |
| 44 | XXIA | IXIACV SR UNSEC NT | OTHER | 17,927,000 | $23.79M |
| 45 | SPF | STANDARD PACIFIC CORPCV SR UNSEC NT | OTHER | 18,033,000 | $23.26M |
| 46 | - | ENDO HEALTH SOLUTIONS INCV SR SUB NT | OTHER | 19,360,000 | $23.18M |
| 47 | GBX 2.875 02/01/24 | GREENBRIER COS INCCV SR UNSEC NT | OTHER | 21,500,000 | $21.98M |
| 48 | - | INSULET CORPORATIONCV SR UNSEC NT PNC | OTHER | 17,741,000 | $21.08M |
| 49 | - | BGC PARTNERS INCCV SR UNSEC NT | OTHER | 21,276,000 | $21.05M |
| 50 | - | STERLITE INDUSTRIES LTDCV SR UNSEC NT PNC | OTHER | 21,403,000 | $21.01M |
| 51 | MTG | MGIC INVESTMENT CORPCV SR UNSEC NT | OTHER | 20,935,000 | $20.82M |
| 52 | MU | MICRON TECHNOLOGY INCCV SR UNSEC NT 2031B PNC | OTHER | 17,460,000 | $20.5M |
| 53 | - | HANWHA SOLARONE CO LTDCV SR UNSEC NT | OTHER | 22,560,000 | $20.12M |
| 54 | AIR | AAR CORPCV SR UNSEC NT | OTHER | 20,115,000 | $19.6M |
| 55 | NUVA | NUVASIVE INCCV SR UNSEC NT | OTHER | 18,000,000 | $17.53M |
| 56 | - | WEBMD HEALTH CORPCV SR UNSEC NT | OTHER | 18,943,000 | $17.51M |
| 57 | DRYS | DRYSHIPS INCCV SR UNSEC NT | OTHER | 20,000,000 | $17.18M |
| 58 | - | LIFEPOINT HOSPITALS INCCV SR SUB NT | OTHER | 15,592,000 | $17.11M |
| 59 | LRCX | LAM RESEARCH CORPCV SR UNSEC NT | OTHER | 16,250,000 | $16.6M |
| 60 | OCR | OMNICARE INCCV SR UNSEC NT SER-OCR CPDI | OTHER | 15,815,000 | $15.94M |
| 61 | - | CHIQUITA BRANDS INTLCV SR UNSEC NT PNC | OTHER | 17,183,000 | $15.6M |
| 62 | SPWR 4 01/15/23 | SUNPOWER CORPCV SR UNSEC NT | OTHER | 15,252,000 | $15.42M |
| 63 | PRSC | PROVIDENCE SERVICE CORPCV SR SUB NT | OTHER | 14,537,000 | $14.82M |
| 64 | TTMI | TTM TECHNOLOGIESCV SR UNSEC NT | OTHER | 14,643,000 | $14.65M |
| 65 | AMD | ADVANCED MICRO DEVICESCV SR UNSEC NT | OTHER | 14,401,000 | $14.36M |
| 66 | - | ANNALY CAPITAL MGMTCV SR UNSEC NT | OTHER | 13,180,000 | $13.71M |
| 67 | PLAB | PHOTRONICS INCCV SR UNSEC NT | OTHER | 12,541,000 | $13.13M |
| 68 | - | PROSPECT CAPITAL CORPCV SR UNSEC NT | OTHER | 12,272,000 | $13.1M |
| 69 | BGC | GENERAL CABLE CORPCV SR UNSEC NT | OTHER | 12,905,000 | $12.9M |
| 70 | - | GREEN PLAINS RENEWABLE ENERGYCV SR UNSEC NT PNC | OTHER | 11,474,000 | $12.84M |
| 71 | JEF | JEFFERIES GROUP LLCCV SR UNSEC NT PNC | OTHER | 11,850,000 | $12.21M |
| 72 | - | AUXILIUM PHARMACEUTICALSCV SR UNSEC NT | OTHER | 11,500,000 | $11.6M |
| 73 | CHK | CHESAPEAKE ENERGY CORPCV SR UNSEC NT CPDI | OTHER | 12,000,000 | $11.59M |
| 74 | - | ALCATEL-LUCENT USA INCCV SR UNSEC NT SER A 2.750 MULTI-CPN PNC | OTHER | 11,818,000 | $11.35M |
| 75 | - | ARCELORMITTALCV SR UNSEC NT | OTHER | 11,000,000 | $11.34M |
| 76 | - | HOME INNS HTL MNGMT INCCV SR UNSEC NT | OTHER | 11,974,000 | $10.85M |
| 77 | - | RAIT FINANCIAL TRUSTCV SR UNSEC NT REIT | OTHER | 8,500,000 | $10.82M |
| 78 | RFMD | RF MICRO DEVICES INCCV SUB NT | OTHER | 10,500,000 | $10.64M |
| 79 | MU | MICRON TECHNOLOGY INCCV SR UNSEC NT (EXCH) | OTHER | 10,000,000 | $10.62M |
| 80 | GDPAL | GOODRICH PETROLEUM CORPCV SR UNSEC NT | OTHER | 10,454,000 | $10.45M |
| 81 | - | RAMBUS INCCV SR UNSEC NT PNC | OTHER | 10,000,000 | $10.17M |
| 82 | MTOR 3.25 10/15/37 | MERITOR INCCV SR UNSEC STEP CPN NT | OTHER | 12,000,000 | $9.78M |
| 83 | SPWR 4 01/15/23 | SUNPOWER CORPCV SR UNSEC NT | OTHER | 9,688,000 | $9.75M |
| 84 | EA | ELECTRONIC ARTS INCCV SR UNSEC NT | OTHER | 10,000,000 | $9.74M |
| 85 | ALRPRB | ALERE INCCV SR SUB NT | OTHER | 9,794,000 | $9.7M |
| 86 | VTOL | BRISTOW GROUP INCCV SR UNSEC NT | OTHER | 8,310,000 | $9.57M |
| 87 | AFFX | AFFYMETRIX INCCV SR UNSEC NT PNC | OTHER | 9,150,000 | $9.56M |
| 88 | CHK | CHESAPEAKE ENERGY CORPCV SR UNSEC NT CPDI | OTHER | 9,000,000 | $9.02M |
| 89 | - | ALLIANCE ONE INTL INCCV SR SUB NT | OTHER | 8,876,000 | $8.96M |
| 90 | RDN | RADIAN GROUP INCCV SR UNSEC NT | OTHER | 7,430,000 | $8.96M |
| 91 | AVHI | AV HOMES INCCV SR UNSEC NT | OTHER | 8,835,000 | $8.92M |
| 92 | GG | GOLDCORP INCCV SR UNSEC NT | OTHER | 8,078,000 | $8.45M |
| 93 | - | DENDREON CORPCV SR UNSEC NT | OTHER | 10,250,000 | $8.2M |
| 94 | LLTC | LINEAR TECHNOLOGY CORPCV SR UNSEC NT CPDI TRANCHE A | OTHER | 7,590,000 | $8.16M |
| 95 | MMR | MCMORAN EXPLORATION COCV SR UNSEC NT PNC | OTHER | 7,500,000 | $7.94M |
| 96 | AIR | AAR CORPCV SR UNSEC NT | OTHER | 7,719,000 | $7.61M |
| 97 | ITMN | INTERMUNE INCCV SR UNSEC NT PNC | OTHER | 7,992,000 | $6.65M |
| 98 | NG | NOVAGOLD RESOURCES INCCV SR UNSEC NT | OTHER | 6,350,000 | $6.41M |
| 99 | ARCC 4.625 03/01/24 | ARES CAPITAL CORPCV SR UNSEC NT | OTHER | 6,000,000 | $6.37M |
| 100 | - | ALPHA NATURAL RESOURCESCV SR UNSEC NT | OTHER | 6,640,000 | $6.36M |
| 101 | CIEN | CIENA CORPCV SR UNSEC NT | OTHER | 7,000,000 | $6.34M |
| 102 | LWINQ | LEAP WIRELESS INTL INCCV SR UNSEC NT | OTHER | 6,000,000 | $6.13M |
| 103 | - | HORSEHEAD HOLDING CORPCV SR UNSEC NT | OTHER | 5,976,000 | $6.04M |
| 104 | - | KNIGHT CAPITAL GROUP INCCV SR SUB NT | OTHER | 6,000,000 | $6.01M |
| 105 | - | INTEROIL CORPCV SR UNSEC NT PNC | OTHER | 5,900,000 | $5.78M |
| 106 | DLLR | DOLLAR FINANCIAL CORPCV SR UNSEC NT | OTHER | 5,630,000 | $5.61M |
| 107 | - | STEWART ENTERPRISESCV SR UNSEC NT | OTHER | 5,285,000 | $5.58M |
| 108 | - | FIVE STAR QUALITY CARE INCCV SR UNSECD NT | OTHER | 5,300,000 | $5.35M |
| 109 | SNDK | SANDISK CORPCV SR UNSEC NT | OTHER | 5,070,000 | $5.08M |
| 110 | JAKK | JAKKS PACIFIC INCCV SR UNSEC NT | OTHER | 5,000,000 | $5M |
| 111 | - | MORGANS HOTEL GROUP COCV SR SUB NT | OTHER | 5,177,000 | $4.92M |
| 112 | HOLX | HOLOGIC INCCV SR UNSEC NT MULTI-CPN | OTHER | 4,500,000 | $4.73M |
| 113 | NUAN 2.75 11/01/31 | NUANCE COMMUNICATIONSCV SR UNSEC NT | OTHER | 4,500,000 | $4.66M |
| 114 | - | HEADWATERS INCCV SR SUB NT | OTHER | 4,346,000 | $4.62M |
| 115 | - | ALPHA APPALACHIA HOLDINGCV SR UNSEC NT | OTHER | 4,553,000 | $4.42M |
| 116 | - | GT ADV TECHNOLOGIES INCCV SR UNSEC NT | OTHER | 5,500,000 | $4.29M |
| 117 | - | MOLYCORP INCCV SR UNSEC NT | OTHER | 6,550,000 | $4.08M |
| 118 | - | JAMES RIVER COAL COMPANYCV SR UNSEC NT | OTHER | 10,850,000 | $3.66M |
| 119 | - | PHH CORPCV SR UNSEC NT | OTHER | 3,000,000 | $3.33M |
| 120 | MOH | MOLINA HEALTHCARE INCCV SR UNSEC NT | OTHER | 2,090,000 | $2.48M |
| 121 | - | CEMEX SAB DE CVCV SUB NT | OTHER | 1,625,000 | $2.16M |
| 122 | AINV | APOLLO INVESTMENT CORPCV SR UNSEC NT | OTHER | 1,953,000 | $2.08M |
| 123 | - | JAMES RIVER COAL COMPANYCV SR UNSEC NT | OTHER | 9,345,000 | $1.94M |
| 124 | ARCC 4.625 03/01/24 | ARES CAPITAL CORPCV SR UNSEC NT | OTHER | 1,735,000 | $1.9M |
| 125 | HA | HAWAIIAN HOLDINGS INCCV SR UNSEC NT | OTHER | 1,250,000 | $1.35M |
| 126 | AMG | AFFILIATED MANAGERS GROUCV SR UNSEC NT | OTHER | 1,062,000 | $1.32M |
| 127 | - | LEUCADIA NATL CORPCV SR SUB NT | OTHER | 977,000 | $1.28M |
| 128 | - | JINKOSOLAR HOLDING CO LTCV SR UNSEC NT 144A | OTHER | 1,653,000 | $1.04M |
| 129 | - | MOLYCORP INCCV SR UNSEC NT PNC | OTHER | 1,000,000 | $720K |
| 130 | ON 1 12/01/20 | ON SEMICONDUCTOR CORPCV SR SUB NT | OTHER | 370,000 | $386K |
| 164 | VRSN | VERISIGN INCCV JR SUB NT PNC CPDI | OTHER | 0 | $0 |
| 163 | - | US STEEL CORPCV SR UNSEC NT | OTHER | 0 | $0 |
| 162 | TFX | TELEFLEX INCCV SR SUB NT | OTHER | 0 | $0 |
| 161 | STLD | STEEL DYNAMICS INCCV SR UNSEC NT PNC | OTHER | 0 | $0 |
| 160 | SPTN | SPARTAN STORES INCCV SR UNSEC NT | OTHER | 0 | $0 |
| 159 | - | SALIX PHARMACEUTICALSCV SR UNSEC NT | OTHER | 0 | $0 |
| 158 | - | RYLAND GROUPCV SR UNSEC NT | OTHER | 0 | $0 |
| 157 | RSYS | RADISYS CORPCV SR UNSEC NT | OTHER | 0 | $0 |
| 156 | - | NOVELLUS SYSTEMS INCCV SR UNSEC NT CPDI (L | OTHER | 0 | $0 |
| 155 | - | NEWMONT MINING CORPCV SR UNSEC NT SER-A | OTHER | 0 | $0 |
| 154 | NAFC | NASH FINCH COCV SR SUB NT CPDI | OTHER | 0 | $0 |
| 153 | MDVN | MEDIVATION INCCV SR UNSEC NT PNC | OTHER | 0 | $0 |
| 152 | LYV | LIVE NATION ENTERTAINMCV UNSEC SR NT | OTHER | 0 | $0 |
| 151 | - | LIBERTY INTERACTIVE LLCV SR UNSEC DEB (EX: V | OTHER | 0 | $0 |
| 150 | - | HERCULES OFFSHORE LLCCV SR UNSEC NT CPDI | OTHER | 0 | $0 |
| 149 | - | HEADWATERS INCCV SR SUB NT | OTHER | 0 | $0 |
| 148 | GB | GREATBATCH INC.CV SUB DEB CPDI | OTHER | 0 | $0 |
| 147 | - | GOLDEN STAR RESOURCESCV SR UNSEC NT | OTHER | 0 | $0 |
| 146 | GY | GENCORP INCCV SUB NT PNC | OTHER | 0 | $0 |
| 145 | FTK | FLOTEK INDUSTRIES INCCV SR UNSEC NT CPDI | OTHER | 0 | $0 |
| 144 | FNF | FIDELITY NATL FINANCIACV SR UNSEC NT | OTHER | 0 | $0 |
| 143 | - | ENDEAVOUR INTERNATIONACV SR UNSEC NT | OTHER | 0 | $0 |
| 142 | - | COVANTA HOLDING CORPCV SR UNSEC NT | OTHER | 0 | $0 |
| 141 | CMTL | COMTECH TELECOMMUNICATCV SR UNSEC NT | OTHER | 0 | $0 |
| 140 | - | CHEMED CORPCV SR UNSEC NT | OTHER | 0 | $0 |
| 139 | - | CENTRAL EUR DISTR CORPCV SR UNSEC NT | OTHER | 0 | $0 |
| 138 | CRZO | CARRIZO OIL & GAS INCCV SR UNSEC NT | OTHER | 0 | $0 |
| 137 | - | BROADSOFT INCCV SR UNSEC NT PNC | OTHER | 0 | $0 |
| 136 | - | BARNES GROUP INCCV SR SUB NT CPDI | OTHER | 0 | $0 |
| 135 | CAR | AVIS BUDGET GROUP INCCV SR UNSEC NT | OTHER | 0 | $0 |
| 134 | ARRS | ARRIS GROUP INCCV SR UNSEC NT | OTHER | 0 | $0 |
| 133 | - | ARCHER DANIELSCV SR UNSEC NT | OTHER | 0 | $0 |
| 132 | - | AMER EQUITY INVT LIFECV SR UNSECD NT CPDI | OTHER | 0 | $0 |
| 131 | ATK | ALLIANT TECHSYSTEMS INCV SR SUB NT CPDI | OTHER | 0 | $0 |