Howard Marks - Oaktree Capital Management
As of Q2 2026, Howard Marks reported 49 long-equity positions worth $3.78B in aggregate.
It also disclosed $1.75B of put notional and $144.58M of call notional. Notional is the contracts’ face value, not the premium paid, so it is reported separately from the equity above — see the Options section below.
Copy-investor backtest
- Latest quarter
- -1.99%
- 1-year
- +43.50%
- 3-year
- +72.44%
- 5-year
- +127.86%
- 3-year vs S&P 500
- -4.01%
- 5-year vs S&P 500
- +54.92%
- 5-year top 5
- +191.55%
Return from mechanically copying the disclosed 13F equity portfolio after each filing and rebalancing at the next. The vs S&P 500 figures subtract SPY over that manager's own rebalance dates, so both sides cover the same days; both are price return, excluding dividends. Method & limitations.
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Updated 2026-09-19 from SEC 13F data.
Live quotes available for 52 of 232 rows. Rows without a quote are marked unavailable.
| 1 | CHTR | CHARTER COMMUNICATION- | 36.65% | Reduce -17.1% | 12,147,369 | $926.12M | $76.24 | No quote |
| 2 | XCO | EXCO RESOURCES INC | 9.85% | - | 36,778,946 | $248.99M | No quote | No quote |
| 3 | DLPH | DELPHI AUTOMOTIVE PLC | 9.69% | Reduce -54.8% | 6,400,728 | $244.83M | No quote | No quote |
| 4 | FBP | FIRST BANCORP PUERTO R | 9.19% | - | 50,684,485 | $232.14M | No quote | No quote |
| 5 | CIT | CIT GROUP INC | 5.78% | Reduce -44.3% | 3,780,553 | $146.08M | No quote | No quote |
| 6 | DYN | DYNEGY INC | 5.47% | New | 7,224,407 | $138.2M | No quote | No quote |
| 7 | GMPRB | GENERAL MOTORS CO | 2.49% | Add +3.6% | 1,427,400 | $62.99M | No quote | No quote |
| 8 | CXPO | CRIMSON EXPLORATION IN | 1.68% | - | 15,524,818 | $42.54M | No quote | No quote |
| 9 | UTXPRA | UNITED TECHNOLOGIES CO | 1.50% | Reduce -12.8% | 679,950 | $37.88M | No quote | No quote |
| 10 | GWRU | GENESEE & WYOMING INC | 1.50% | New | 340,000 | $37.88M | No quote | No quote |
| 11 | OCRPRB | OMNICARE CAP TRUST II | 1.29% | - | 677,760 | $32.58M | No quote | No quote |
| 12 | VSH | VISHAY INTERTECHNOLOGY | 1.16% | - | 2,750,000 | $29.23M | $10.63 | No quote |
| 13 | GTY | GETTY REALTY CORP | 1.02% | Add +8.3% | 1,422,221 | $25.69M | No quote | No quote |
| 14 | EPRPRC | EPR PROPERTIES | 0.98% | New | 1,132,821 | $24.87M | No quote | No quote |
| 15 | VGR | VECTOR GROUP LTD | 0.96% | New | 22,000,000 | $24.14M | No quote | No quote |
| 16 | NRG | NRG ENERGY INC | 0.83% | New | 912,000 | $20.97M | $22.99 | No quote |
| 17 | APO | APOLLO GLOBAL MANAGEME | 0.76% | Add +32.5% | 1,100,000 | $19.1M | $17.36 | No quote |
| 18 | AIG | AMERICAN INTERNATIONAL | 0.73% | New | 525,000 | $18.53M | $35.30 | No quote |
| 19 | SWY | SAFEWAY INC | 0.72% | - | 1,000,000 | $18.09M | No quote | No quote |
| 20 | CZR | CAESARS ENTERTAINMENT | 0.69% | - | 2,537,957 | $17.56M | $6.92 | No quote |
| 21 | LVLT | LEVEL 3 COMMUNICATIONS | 0.59% | - | 650,000 | $15.02M | No quote | No quote |
| 22 | TMS | TMS INTERNATIONAL CORP | 0.54% | New | 1,095,000 | $13.71M | No quote | No quote |
| 23 | PULS | PULSE ELECTRONICS CORP | 0.47% | Add +2138.6% | 38,446,588 | $11.94M | No quote | No quote |
| 24 | ORBK | ORBOTECH LTD | 0.47% | Add +64.7% | 1,400,000 | $11.86M | No quote | No quote |
| 25 | CMLS | CUMULUS MEDIA INC-CL A | 0.42% | - | 3,985,983 | $10.64M | No quote | No quote |
| 26 | VALE | CIA Vale Do Rio | 0.38% | Reduce -16.7% | 460,356 | $9.65M | $20.96 | No quote |
| 27 | FCNCA | FIRST CITIZENS BCSHS - | 0.38% | New | 62,000 | $9.63M | $155.32 | No quote |
| 28 | XIDEW | EXIDE TECHNOLOGIES | 0.32% | Reduce -11.2% | 8,443,000 | $7.99M | No quote | No quote |
| 29 | QIHU | Qihoo 360 Technology C | 0.30% | New | 257,900 | $7.66M | No quote | No quote |
| 30 | VIV | Telecomunicacoes de Sa | 0.25% | Reduce -12.3% | 257,500 | $6.2M | No quote | No quote |
| 31 | PBR | Petrobras | 0.24% | Add +3.6% | 315,855 | $6.15M | $19.47 | No quote |
| 32 | CBD | Cia Brasileira de Dist | 0.23% | Add +2.5% | 133,138 | $5.91M | No quote | No quote |
| 33 | GG | Goldcorp Inc | 0.23% | - | 158,810 | $5.83M | No quote | No quote |
| 34 | BVN | Buenaventura | 0.21% | Add +1.6% | 149,050 | $5.36M | No quote | No quote |
| 35 | GNK | GENCO SHIPPING & TRADI | 0.21% | - | 1,512,532 | $5.28M | No quote | No quote |
| 36 | UMC | United Micro Elect. | 0.20% | Add +1.6% | 2,520,221 | $5.02M | $1.99 | No quote |
| 37 | MLCO | Melco PBL Entertainmen | 0.19% | Reduce -49.9% | 292,530 | $4.93M | $16.84 | No quote |
| 38 | BSMX | Grupo Financiero Santa | 0.17% | New | 272,800 | $4.41M | No quote | No quote |
| 39 | ARCO | Arcos Dorados Holdings | 0.16% | New | 342,900 | $4.1M | $11.96 | No quote |
| 40 | CIG | Companhia Energetica | 0.14% | Reduce -22.4% | 335,944 | $3.65M | $10.86 | No quote |
| 41 | CWHPRD | COMMONWEALTH REIT | 0.13% | - | 140,711 | $3.25M | No quote | No quote |
| 42 | EPRPRE | EPR PROPERTIES | 0.13% | New | 107,500 | $3.19M | No quote | No quote |
| 43 | FBN | FURNITURE BRANDS INTL | 0.11% | - | 2,600,000 | $2.76M | No quote | No quote |
| 44 | IEP | ICAHN ENTERPRISES LP | 0.10% | Reduce -76.7% | 2,500,000 | $2.55M | $1.02 | No quote |
| 45 | WH | WSP HOLDINGS LTD-ADR | 0.09% | - | 1,408,800 | $2.32M | No quote | No quote |
| 46 | EGLE | EAGLE BULK SHIPPING IN | 0.09% | Reduce -1.8% | 1,516,025 | $2.27M | No quote | No quote |
| 47 | HDB | HDFC Bank Limited | 0.04% | Add +20.7% | 23,573 | $960K | $40.72 | No quote |
| 48 | ITUB | Banco Itau | 0.03% | Reduce -22.8% | 46,268 | $762K | $16.47 | No quote |
| 49 | PKX | Posco | 0.03% | Add +65.9% | 8,625 | $709K | No quote | No quote |
| 50 | ABV | Compania De Bebidas Da | 0.03% | Add +20.8% | 16,448 | $691K | No quote | No quote |
| 51 | TV | Televisa | 0.03% | New | 23,900 | $635K | No quote | No quote |
| 52 | TX | Ternium SA | 0.02% | Reduce -88.6% | 25,900 | $610K | $23.55 | No quote |
| 53 | CX | Cemex SA-Sponsored ADR | 0.02% | New | 61,600 | $608K | $9.87 | No quote |
| 54 | SCCO | Southern Copper Corp | 0.02% | Add +20.8% | 16,014 | $606K | $37.84 | No quote |
| 55 | TSM | Taiwan Semi. | 0.02% | Reduce -41.3% | 35,070 | $602K | $17.17 | No quote |
| 56 | MBT | Mobile Telesystems | 0.02% | Add +20.8% | 29,381 | $548K | No quote | No quote |
| 57 | SQM | Sociedad Quimica y Min | 0.02% | Add +20.8% | 9,061 | $522K | No quote | No quote |
| 96 | UTHR | UNITED THERAPEUTICS CORP | - | Sold | 0 | $0 | No quote | No quote |
| 95 | - | TYSON FOODS INCCUSIP 902494AP8 | - | Sold | 0 | $0 | No quote | No quote |
| 94 | TRN | TRINITY INDUSTRIES INC | - | Sold | 0 | $0 | No quote | No quote |
| 93 | SKM | SK Telecom Co Ltd | - | Sold | 0 | $0 | No quote | No quote |
| 92 | SCHS | SCHOOL SPECIALTY INC | - | Sold | 0 | $0 | No quote | No quote |
| 91 | SNDK | SANDISK CORP | - | Sold | 0 | $0 | No quote | No quote |
| 90 | RIO | Rio Tinto PLC | - | Sold | 0 | $0 | No quote | No quote |
| 89 | RTK | RENTECH INC | - | Sold | 0 | $0 | No quote | No quote |
| 88 | - | PULSE ELECTRONICS CORPCUSIP 74586WAA4 | - | Sold | 0 | $0 | No quote | No quote |
| 87 | - | OMNICOM GROUP INCCUSIP 681919AV8 | - | Sold | 0 | $0 | No quote | No quote |
| 86 | NG | NOVAGOLD RESOURCES INC | - | Sold | 0 | $0 | No quote | No quote |
| 85 | ARM | MERITOR INC | - | Sold | 0 | $0 | No quote | No quote |
| 84 | MDT | MEDTRONIC INC | - | Sold | 0 | $0 | No quote | No quote |
| 83 | - | ISTAR FINANCIAL INCCUSIP 45031UBF7 | - | Sold | 0 | $0 | No quote | No quote |
| 82 | INTC | INTEL CORP | - | Sold | 0 | $0 | No quote | No quote |
| 81 | INFY | Infosys Ltd | - | Sold | 0 | $0 | No quote | No quote |
| 80 | - | HORNBECK OFFSHORE SERVCUSIP 440543AE6 | - | Sold | 0 | $0 | No quote | No quote |
| 79 | HTH | HILLTOP HOLDINGS INC | - | Sold | 0 | $0 | No quote | No quote |
| 78 | GTAT | GT Advanced Technologies Inc | - | Sold | 0 | $0 | No quote | No quote |
| 77 | GBX 2.875 02/01/24 | GREENBRIER COS INCCUSIP 393657AD3 | - | Sold | 0 | $0 | No quote | No quote |
| 76 | - | GOLDEN STAR RESOURCESCUSIP 38119TAC8 | - | Sold | 0 | $0 | No quote | No quote |
| 75 | GILD | GILEAD SCIENCES INC | - | Sold | 0 | $0 | No quote | No quote |
| 74 | GEN | GenOn Energy Inc | - | Sold | 0 | $0 | No quote | No quote |
| 73 | EXH | EXTERRAN HOLDINGS INC | - | Sold | 0 | $0 | No quote | No quote |
| 72 | EPRPRC | ENTERTAINMENT PPTYS TR PFD C CNV 5.75% | - | Sold | 0 | $0 | No quote | No quote |
| 71 | EPRPRE | ENTERTAINMENT PPTYS TR | - | Sold | 0 | $0 | No quote | No quote |
| 70 | - | ENDO HEALTH SOLUTIONS INCUSIP 29264FAB2 | - | Sold | 0 | $0 | No quote | No quote |
| 69 | DRYS | DRYSHIPS INC | - | Sold | 0 | $0 | No quote | No quote |
| 68 | DIAL | Dial Global Inc | - | Sold | 0 | $0 | No quote | No quote |
| 67 | - | COGENT COMMUNICATIONS GRCUSIP 19239VAB0 | - | Sold | 0 | $0 | No quote | No quote |
| 66 | - | CENTRAL EURO MEDIA ENTERCUSIP 153443AH9 | - | Sold | 0 | $0 | No quote | No quote |
| 65 | - | BILL BARRETT CORPCUSIP 06846NAA2 | - | Sold | 0 | $0 | No quote | No quote |
| 64 | APAPRD | APACHE CORP | - | Sold | 0 | $0 | No quote | No quote |
| 63 | - | ANNALY CAPITAL MGMTCUSIP 035710AA0 | - | Sold | 0 | $0 | No quote | No quote |
| 62 | AMX | America Movil SAB de CV | - | Sold | 0 | $0 | No quote | No quote |
| 61 | AIQ | Alliance HealthCare Services I | - | Sold | 0 | $0 | No quote | No quote |
| 60 | - | ALCATEL-LUCENT USA INCCUSIP 549463AH0 | - | Sold | 0 | $0 | No quote | No quote |
| 59 | AGCO | AGCO CORP | - | Sold | 0 | $0 | No quote | No quote |
| 58 | AFFX | AFFYMETRIX INC | - | Sold | 0 | $0 | No quote | No quote |
Other instruments
Bonds, warrants, or non-share principal positions reported alongside the equity portfolio.
| 1 | OCR | OMNICARE INCCV SR SUB NT CPDI PNC | OTHER | 99,510,000 | $101.37M |
| 2 | SNDK | SANDISK CORPCV SR UNSEC NT | OTHER | 86,730,000 | $100.93M |
| 3 | - | CEMEX SAB DE CVCV SUB NT | OTHER | 90,176,000 | $98.52M |
| 4 | - | BROOKDALE SENIOR LIVINCV SR UNSEC NT | OTHER | 83,100,000 | $96.86M |
| 5 | NUAN 2.75 11/01/31 | NUANCE COMMUNICATIONSCV SR UNSEC NT | OTHER | 70,070,000 | $76.63M |
| 6 | - | FOREST CITY ENTERPRISECV SR UNSEC NT PNC | OTHER | 65,671,000 | $69.53M |
| 7 | HLX 4.25 05/01/22 | HELIX ENERGY SOLUTIONSCV SR UNSEC NT CPDI | OTHER | 53,350,000 | $62.93M |
| 8 | VRSN | VERISIGN INCCV JR SUB NT PNC CPDI | OTHER | 47,500,000 | $60.46M |
| 9 | - | CEMEX SAB DE CVCV SUB NT | OTHER | 51,375,000 | $58.41M |
| 10 | MENT | MENTOR GRAPHICS CORPCV SUB UNSEC NT | OTHER | 47,556,000 | $56.13M |
| 11 | SWC | STILLWATER MINING COMPCV SR UNSEC NT | OTHER | 48,000,000 | $56.04M |
| 12 | - | INTEGRA LIFESCIENCES HCV SR UNSEC NT | OTHER | 54,788,000 | $55.44M |
| 13 | HOLX | HOLOGIC INCCV SR UNSEC NT SER-201 | OTHER | 48,679,000 | $54.56M |
| 14 | - | US STEEL CORPCV SR UNSEC NT | OTHER | 50,070,000 | $54.13M |
| 15 | HOLX | HOLOGIC INCCV SR UNSEC NT 2% MULT | OTHER | 54,575,000 | $54.09M |
| 16 | - | VOLCANO CORPCV SR UNSEC NT | OTHER | 52,350,000 | $53.09M |
| 17 | SPF | STANDARD PACIFIC CORPCV SR UNSEC NT | OTHER | 44,283,000 | $51.68M |
| 18 | - | COBALT INTL ENERGY INCCV SR UNSEC NT | OTHER | 50,000,000 | $50.26M |
| 19 | MU | MICRON TECHNOLOGY INCCV SR UNSEC NT 2031A P | OTHER | 50,100,000 | $46.79M |
| 20 | RGLD | ROYAL GOLD INCCV SR UNSEC NT PNC | OTHER | 39,185,000 | $43.76M |
| 21 | - | RTI INTERNATIONAL METACV SR UNSEC NT | OTHER | 36,975,000 | $40.51M |
| 22 | ON 1 12/01/20 | ON SEMICONDUCTOR CORPCV SR SUB NT SER-B | OTHER | 37,445,000 | $40.05M |
| 23 | MOH | MOLINA HEALTHCARE INCCV SR UNSEC NT | OTHER | 32,840,000 | $38.3M |
| 24 | - | CHART INDUSTRIES INCCV SR SUB NT | OTHER | 29,943,000 | $37.1M |
| 25 | ORI | OLD REPUBLIC INTL CORPCV SR UNSEC NT | OTHER | 31,823,000 | $33.44M |
| 26 | GPI | GROUP 1 AUTOMOTIVE INCCV SR UNSEC NT (PNC) | OTHER | 27,752,000 | $32.78M |
| 27 | - | AK STEEL CORPEXCH SR UNSEC NT | OTHER | 29,210,000 | $32.37M |
| 28 | - | ANNALY CAPITAL MGMTCV SR UNSEC NT | OTHER | 30,250,000 | $30.72M |
| 29 | - | MGM RESORTS INTLCV SR UNSEC NT | OTHER | 28,865,000 | $30.68M |
| 30 | - | BPZ RESOURCES INCCV SR UNSEC NT PNC | OTHER | 37,220,000 | $30.61M |
| 31 | LRCX | LAM RESEARCH CORPCV SR UNSEC NT | OTHER | 29,794,000 | $29.63M |
| 32 | - | NOVELLUS SYSTEMS INCCV SR UNSEC NT CPDI (L | OTHER | 23,250,000 | $29.02M |
| 33 | - | DFC GLOBAL CORPCV SR UNSEC NT | OTHER | 25,190,000 | $28.64M |
| 34 | CMTL | COMTECH TELECOMMUNICATCV SR UNSEC NT | OTHER | 27,920,000 | $28.64M |
| 35 | - | WALTER INVESTMENT MGMTCV SR SUB NT | OTHER | 25,500,000 | $26.98M |
| 36 | MU | MICRON TECHNOLOGY INCCV SR UNSEC NT (EXCH) | OTHER | 28,054,000 | $25.94M |
| 37 | STLD | STEEL DYNAMICS INCCV SR UNSEC NT PNC | OTHER | 23,538,000 | $25.69M |
| 38 | - | BROADSOFT INCCV SR UNSEC NT PNC | OTHER | 22,865,000 | $25.25M |
| 39 | - | BOTTOMLINE TECHNOLOGIECV SR UNSEC NT | OTHER | 22,500,000 | $25.02M |
| 40 | WNC | WABASH NATIONAL CORPCV SR UNSEC NT | OTHER | 22,300,000 | $24.75M |
| 41 | - | COVANTA HOLDING CORPCV SR UNSEC NT | OTHER | 19,885,000 | $24.1M |
| 42 | CAR | AVIS BUDGET GROUP INCCV SR UNSEC NT | OTHER | 17,100,000 | $23.55M |
| 43 | - | BARNES GROUP INCCV SR SUB NT CPDI | OTHER | 21,197,000 | $22.34M |
| 44 | MU | MICRON TECHNOLOGY INCCV SR UNSEC NT 2031B P | OTHER | 23,960,000 | $22.08M |
| 45 | FNF | FIDELITY NATL FINANCIACV SR UNSEC NT | OTHER | 16,510,000 | $21.16M |
| 46 | XXIA | IXIACV SR UNSEC NT | OTHER | 17,927,000 | $20.89M |
| 47 | - | LIFEPOINT HOSPITALS INCV SR SUB NT | OTHER | 20,092,000 | $20.72M |
| 48 | GG | GOLDCORP INCCV SR UNSEC NT | OTHER | 17,778,000 | $19.74M |
| 49 | - | INSULET CORPORATIONCV SR UNSEC NT PNC | OTHER | 17,741,000 | $19.71M |
| 50 | - | CHIQUITA BRANDS INTLCV SR UNSEC NT PNC | OTHER | 22,563,000 | $19.67M |
| 51 | - | STERLITE INDUSTRIES LTCV SR UNSEC NT PNC | OTHER | 19,903,000 | $19.23M |
| 52 | GBX 2.875 02/01/24 | GREENBRIER COS INCCV SR UNSEC NT | OTHER | 20,080,000 | $18.45M |
| 53 | MTH | MERITAGE HOMES CORPCV SR UNSEC NT | OTHER | 18,250,000 | $18.24M |
| 54 | NUVA | NUVASIVE INCCV SR UNSEC NT | OTHER | 20,300,000 | $17.9M |
| 55 | OCR | OMNICARE INCCV SR UNSEC NT SER-OCR | OTHER | 17,815,000 | $17.83M |
| 56 | - | ALPHA NATURAL RESOURCECV SR UNSEC NT | OTHER | 18,640,000 | $17.52M |
| 57 | - | RYLAND GROUPCV SR UNSEC NT | OTHER | 12,850,000 | $17.45M |
| 58 | NAFC | NASH FINCH COCV SR SUB NT CPDI | OTHER | 37,157,000 | $17.29M |
| 59 | GB | GREATBATCH INC.CV SUB DEB CPDI | OTHER | 17,206,000 | $17.28M |
| 60 | BGC | GENERAL CABLE CORPCV SR UNSEC NT | OTHER | 16,842,000 | $16.78M |
| 61 | - | CHEMED CORPCV SR UNSEC NT | OTHER | 15,349,000 | $16.19M |
| 62 | - | RAIT FINANCIAL TRUSTCV SR UNSEC NT REIT | OTHER | 15,942,000 | $16.09M |
| 63 | - | ENDEAVOUR INTERNATIONACV SR UNSEC NT | OTHER | 20,399,000 | $15.84M |
| 64 | - | XPO LOGISTICS INCCV SR UNSEC NT PNC | OTHER | 13,165,000 | $15.7M |
| 65 | EA | ELECTRONIC ARTS INCCV SR UNSEC NT | OTHER | 16,500,000 | $15.28M |
| 66 | - | RAMBUS INCCV SR UNSEC NT PNC | OTHER | 15,215,000 | $15.24M |
| 67 | TFX | TELEFLEX INCCV SR SUB NT | OTHER | 11,790,000 | $15.1M |
| 68 | - | FIVE STAR QUALITY CARECV SR UNSECD NT | OTHER | 14,846,000 | $14.77M |
| 69 | - | BGC PARTNERS INCCV SR UNSEC NT | OTHER | 15,706,000 | $14.61M |
| 70 | - | ARCELORMITTALCV SR UNSEC NT | OTHER | 13,900,000 | $14.48M |
| 71 | RDN | RADIAN GROUP INCCV SR UNSEC NT | OTHER | 15,930,000 | $14.19M |
| 72 | TTMI | TTM TECHNOLOGIESCV SR UNSEC NT | OTHER | 13,886,000 | $14.12M |
| 73 | - | TAKE-TWO INTERACTIVE SCV SR UNSEC NT | OTHER | 14,700,000 | $14.05M |
| 74 | - | KNIGHT CAPITAL GROUP ICV SR SUB NT | OTHER | 14,063,000 | $14.04M |
| 75 | - | HANWHA SOLARONE CO LTDCV SR UNSEC NT | OTHER | 17,853,000 | $13.75M |
| 76 | - | PROSPECT CAPITAL CORPCV SR UNSEC NT | OTHER | 13,272,000 | $13.62M |
| 77 | AIR | AAR CORPCV SR UNSEC NT | OTHER | 13,219,000 | $12.97M |
| 78 | PRSC | PROVIDENCE SERVICE CORCV SR SUB NT | OTHER | 12,037,000 | $12.07M |
| 79 | RSYS | RADISYS CORPCV SR UNSEC NT | OTHER | 12,091,000 | $11.98M |
| 80 | AINV | APOLLO INVESTMENT CORPCV SR UNSEC NT | OTHER | 11,305,000 | $11.8M |
| 81 | PLAB | PHOTRONICS INCCV SR UNSEC NT | OTHER | 11,541,000 | $11.7M |
| 82 | CHK | CHESAPEAKE ENERGY CORPCV SR UNSEC NT CPDI | OTHER | 12,000,000 | $11.64M |
| 83 | HOLX | HOLOGIC INCCV SR UNSEC NT CPDI | OTHER | 11,494,000 | $11.45M |
| 84 | RFMD | RF MICRO DEVICES INCCV SUB NT | OTHER | 11,500,000 | $11.4M |
| 85 | - | HEADWATERS INCCV SR SUB NT | OTHER | 11,500,000 | $11.36M |
| 86 | - | ALCATEL-LUCENT USA INCCV SR UNSEC NT SER A | OTHER | 11,318,000 | $10.53M |
| 87 | SPTN | SPARTAN STORES INCCV SR UNSEC NT | OTHER | 10,349,000 | $10.49M |
| 88 | INTC | INTEL CORPCV JR SUB NT CPDI PNC | OTHER | 9,725,000 | $10.11M |
| 89 | CRZO | CARRIZO OIL & GAS INCCV SR UNSEC NT | OTHER | 9,671,000 | $9.78M |
| 90 | GY | GENCORP INCCV SUB NT PNC | OTHER | 7,700,000 | $9.48M |
| 91 | LRCX | LAM RESEARCH CORPCV SR UNSEC NT | OTHER | 9,750,000 | $9.45M |
| 92 | SPWR 4 01/15/23 | SUNPOWER CORPCV SR UNSEC NT | OTHER | 9,752,000 | $9.11M |
| 93 | AVHI | AV HOMES INCCV SR UNSEC NT | OTHER | 8,835,000 | $9.06M |
| 94 | ALRPRB | ALERE INCCV SR SUB NT | OTHER | 9,130,000 | $8.59M |
| 95 | - | MOLYCORP INCCV SR UNSEC NT | OTHER | 12,390,000 | $8.55M |
| 96 | - | WEBMD HEALTH CORPCV SR UNSEC NT | OTHER | 10,110,000 | $8.48M |
| 97 | AIR | AAR CORPCV SR UNSEC NT | OTHER | 8,426,000 | $7.98M |
| 98 | - | NAVISTAR INTL CORPCV SR SUB NT | OTHER | 8,034,000 | $7.42M |
| 99 | - | HERCULES OFFSHORE LLCCV SR UNSEC NT CPDI | OTHER | 6,850,000 | $6.94M |
| 101 | GDPAL | GOODRICH PETROLEUM CORCV SR UNSEC NT | OTHER | 7,267,000 | $6.87M |
| 100 | CIEN | CIENA CORPCV SR UNSEC NT | OTHER | 7,950,000 | $6.87M |
| 102 | SPWR 4 01/15/23 | SUNPOWER CORPCV SR UNSEC NT | OTHER | 7,188,000 | $6.82M |
| 103 | - | HORSEHEAD HOLDING CORPCV SR UNSEC NT | OTHER | 7,000,000 | $6.76M |
| 104 | - | GREEN PLAINS RENEWABLECV SR UNSEC NT PNC | OTHER | 7,295,000 | $6.75M |
| 105 | AMD | ADVANCED MICRO DEVICESCV SR UNSEC NT | OTHER | 7,000,000 | $6.59M |
| 106 | - | ALLIANCE ONE INTL INCCV SR SUB NT | OTHER | 6,526,000 | $6.42M |
| 107 | - | AMER EQUITY INVT LIFECV SR UNSECD NT CPDI | OTHER | 6,315,000 | $6.41M |
| 108 | MTG | MGIC INVESTMENT CORPCV SR UNSEC NT | OTHER | 8,435,000 | $6.38M |
| 109 | - | STEWART ENTERPRISESCV SR UNSEC NT | OTHER | 5,650,000 | $5.76M |
| 110 | - | PHH CORPCV SR UNSEC NT | OTHER | 5,000,000 | $5.62M |
| 111 | CHK | CHESAPEAKE ENERGY CORPCV SR UNSEC NT CPDI | OTHER | 6,000,000 | $5.45M |
| 112 | JEF | JEFFERIES GROUP INCCV SR UNSEC NT PNC | OTHER | 5,350,000 | $5.33M |
| 113 | ATK | ALLIANT TECHSYSTEMS INCV SR SUB NT CPDI | OTHER | 5,000,000 | $5.3M |
| 114 | - | SALIX PHARMACEUTICALSCV SR UNSEC NT | OTHER | 4,500,000 | $5.17M |
| 115 | MDVN | MEDIVATION INCCV SR UNSEC NT PNC | OTHER | 3,700,000 | $4.74M |
| 116 | - | GOLDEN STAR RESOURCESCV SR UNSEC NT | OTHER | 3,300,000 | $4.36M |
| 117 | LYV | LIVE NATION ENTERTAINMCV UNSEC SR NT | OTHER | 4,107,000 | $4.09M |
| 118 | - | JAMES RIVER COAL COMPACV SR UNSEC NT | OTHER | 9,000,000 | $4.01M |
| 119 | - | HEADWATERS INCCV SR SUB NT | OTHER | 3,596,000 | $3.73M |
| 120 | ITMN | INTERMUNE INCCV SR UNSEC NT PNC | OTHER | 4,500,000 | $3.54M |
| 121 | - | HOME INNS HTL MNGMT INCV SR UNSEC NT | OTHER | 3,660,000 | $3.18M |
| 122 | - | JAMES RIVER COAL COMPACV SR UNSEC NT | OTHER | 7,495,000 | $2.36M |
| 123 | - | MORGANS HOTEL GROUP COCV SR SUB NT | OTHER | 2,000,000 | $1.89M |
| 124 | ARCC 4.625 03/01/24 | ARES CAPITAL CORPCV SR UNSEC NT | OTHER | 1,735,000 | $1.89M |
| 125 | - | LIBERTY INTERACTIVE LLCV SR UNSEC DEB (EX: V | OTHER | 1,750,000 | $1.66M |
| 126 | - | CENTRAL EUR DISTR CORPCV SR UNSEC NT | OTHER | 2,835,000 | $1.52M |
| 127 | FTK | FLOTEK INDUSTRIES INCCV SR UNSEC NT CPDI | OTHER | 1,250,000 | $1.27M |
| 128 | AMG | AFFILIATED MANAGERS GRCV SR UNSEC NT | OTHER | 1,062,000 | $1.18M |
| 129 | - | LEUCADIA NATL CORPCV SR SUB NT | OTHER | 977,000 | $1.14M |
| 130 | - | GT ADV TECHNOLOGIES INCV SR UNSEC NT | OTHER | 1,500,000 | $1.09M |
| 131 | - | NEWMONT MINING CORPCV SR UNSEC NT SER-A | OTHER | 575,000 | $684K |
| 132 | LLTC | LINEAR TECHNOLOGY CORPCV SR UNSEC NT CPDI TR | OTHER | 590,000 | $618K |
| 133 | - | ARCHER DANIELSCV SR UNSEC NT | OTHER | 550,000 | $552K |
| 134 | ARRS | ARRIS GROUP INCCV SR UNSEC NT | OTHER | 475,000 | $509K |
| 135 | ON 1 12/01/20 | ON SEMICONDUCTOR CORPCV SR SUB NT | OTHER | 370,000 | $380K |
| 136 | - | HANOVER COMPRESSOR CO NOTE 4.750% 1/1NOTE 4.750% 1/1 | OTHER | 0 | $0 |