Howard Marks - Oaktree Capital Management
As of Q2 2026, Howard Marks reported 49 long-equity positions worth $3.78B in aggregate.
It also disclosed $1.75B of put notional and $144.58M of call notional. Notional is the contracts’ face value, not the premium paid, so it is reported separately from the equity above — see the Options section below.
Copy-investor backtest
- Latest quarter
- -1.99%
- 1-year
- +43.50%
- 3-year
- +72.44%
- 5-year
- +127.86%
- 3-year vs S&P 500
- -4.01%
- 5-year vs S&P 500
- +54.92%
- 5-year top 5
- +191.55%
Return from mechanically copying the disclosed 13F equity portfolio after each filing and rebalancing at the next. The vs S&P 500 figures subtract SPY over that manager's own rebalance dates, so both sides cover the same days; both are price return, excluding dividends. Method & limitations.
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Updated 2026-09-19 from SEC 13F data.
Live quotes available for 55 of 225 rows. Rows without a quote are marked unavailable.
| 1 | CHTR | Charter Communications Inc | 18.91% | Reduce -11.1% | 14,647,369 | $1.1B | $75.06 | No quote |
| 2 | DLPH | Delphi Automotive PLC | 7.55% | Reduce -26.4% | 14,149,734 | $438.64M | No quote | No quote |
| 3 | XCO | EXCO Resources Inc | 5.07% | - | 36,778,946 | $294.6M | No quote | No quote |
| 4 | CIT | CIT Group Inc | 4.60% | Reduce -16.8% | 6,786,501 | $267.32M | No quote | No quote |
| 5 | FBP | First BanCorp/Puerto Rico | 3.85% | - | 50,684,485 | $224.03M | No quote | No quote |
| 6 | SNDK | SANDISK CORP | 1.76% | Reduce -0.8% | 90,230,000 | $102.39M | $1.13 | No quote |
| 7 | OCR | OMNICARE INC | 1.71% | Reduce -1.0% | 101,510,000 | $99.69M | No quote | No quote |
| 8 | - | CEMEX SAB DE CVCUSIP 151290AV5 | 1.67% | Add +6.2% | 97,676,000 | $96.85M | No quote | No quote |
| 9 | - | BROOKDALE SENIOR LIVINGCUSIP 112463AA2 | 1.65% | Add +42.7% | 86,100,000 | $95.88M | No quote | No quote |
| 10 | - | MGM RESORTS INTLCUSIP 55303QAE0 | 1.42% | Reduce -21.2% | 79,365,000 | $82.8M | No quote | No quote |
| 11 | - | US STEEL CORPCUSIP 912909AE8 | 1.35% | Reduce -3.1% | 77,570,000 | $78.66M | No quote | No quote |
| 12 | DIAL | Dial Global Inc | 1.23% | New | 26,311,557 | $71.3M | No quote | No quote |
| 13 | - | FOREST CITY ENTERPRISESCUSIP 345550AP2 | 1.16% | New | 63,671,000 | $67.3M | No quote | No quote |
| 14 | CXPO | Crimson Exploration Inc | 1.14% | Reduce 0.0% | 15,524,818 | $66.29M | No quote | No quote |
| 15 | HLX 4.25 05/01/22 | HELIX ENERGY SOLUTIONSCUSIP 42330PAG2 | 1.03% | Reduce -0.7% | 53,350,000 | $59.89M | No quote | No quote |
| 16 | - | INTEGRA LIFESCIENCES HLDCUSIP 457985AK5 | 1.01% | New | 57,388,000 | $58.88M | No quote | No quote |
| 17 | UTHR | UNITED THERAPEUTICS CORP | 0.98% | Reduce -7.7% | 43,360,000 | $57.17M | $1.32 | No quote |
| 18 | HOLX | HOLOGIC INC | 0.94% | Add +2.9% | 48,679,000 | $54.59M | $1.12 | No quote |
| 19 | MENT | MENTOR GRAPHICS CORP | 0.91% | Add +5.8% | 46,556,000 | $52.75M | No quote | No quote |
| 20 | - | CEMEX SAB DE CVCUSIP 151290BB8 | 0.91% | Add +50.0% | 53,375,000 | $52.73M | No quote | No quote |
| 21 | - | COVANTA HOLDING CORPCUSIP 22282EAC6 | 0.89% | Reduce -21.4% | 44,135,000 | $51.75M | No quote | No quote |
| 22 | GMPRB | GENERAL MOTORS CO | 0.88% | Reduce -3.5% | 1,377,400 | $51.35M | No quote | No quote |
| 23 | ON 1 12/01/20 | ON SEMICONDUCTOR CORPCUSIP 682189AH8 | 0.87% | Reduce -28.5% | 48,945,000 | $50.82M | No quote | No quote |
| 24 | GILD | GILEAD SCIENCES INC | 0.86% | Reduce -67.3% | 32,025,000 | $50.28M | $1.57 | No quote |
| 25 | - | ANNALY CAPITAL MGMTCUSIP 035710AB8 | 0.86% | Reduce -12.2% | 48,750,000 | $50.12M | No quote | No quote |
| 26 | SPF | STANDARD PACIFIC CORP | 0.83% | New | 43,283,000 | $48.03M | No quote | No quote |
| 27 | MU | MICRON TECHNOLOGY INC | 0.82% | New | 52,635,000 | $47.65M | $0.91 | No quote |
| 28 | GBX 2.875 02/01/24 | GREENBRIER COS INCCUSIP 393657AH4 | 0.79% | New | 51,400,000 | $46.11M | No quote | No quote |
| 29 | - | LIFEPOINT HOSPITALS INCCUSIP 53219LAH2 | 0.76% | Reduce -3.3% | 40,592,000 | $44.35M | No quote | No quote |
| 30 | UTXPRA | UNITED TECHNOLOGIES CORP | 0.75% | New | 779,950 | $43.76M | No quote | No quote |
| 31 | HOLX | HOLOGIC INC | 0.73% | Add +9.9% | 43,425,000 | $42.46M | $0.98 | No quote |
| 32 | CAR | AVIS BUDGET GROUP INC | 0.70% | Reduce -14.2% | 33,250,000 | $40.67M | No quote | No quote |
| 33 | MOH | MOLINA HEALTHCARE INC | 0.65% | Add +1.8% | 33,840,000 | $37.93M | $1.12 | No quote |
| 34 | - | RTI INTERNATIONAL METALSCUSIP 74973WAA5 | 0.62% | Reduce -4.2% | 34,125,000 | $35.82M | No quote | No quote |
| 35 | XXIA | IXIA | 0.61% | Add +17.4% | 29,927,000 | $35.18M | No quote | No quote |
| 36 | RGLD | ROYAL GOLD INC | 0.60% | New | 28,685,000 | $34.76M | $1.21 | No quote |
| 37 | - | RYLAND GROUPCUSIP 783764AQ6 | 0.58% | Reduce -12.5% | 28,000,000 | $33.85M | No quote | No quote |
| 38 | AIQ | Alliance HealthCare Services I | 0.58% | - | 23,782,451 | $33.53M | No quote | No quote |
| 39 | FNF | FIDELITY NATL FINANCIAL | 0.57% | New | 27,010,000 | $33.1M | $1.23 | No quote |
| 40 | OCRPRB | OMNICARE CAP TRUST II | 0.55% | Reduce -5.9% | 677,760 | $31.69M | No quote | No quote |
| 41 | CMTL | COMTECH TELECOMMUNICATIO | 0.54% | Add +20.6% | 29,920,000 | $31.67M | No quote | No quote |
| 42 | GPI | GROUP 1 AUTOMOTIVE INC | 0.53% | Add +37.3% | 26,135,000 | $30.61M | $1.17 | No quote |
| 43 | TFX | TELEFLEX INC | 0.53% | Reduce -19.3% | 24,290,000 | $30.57M | $1.26 | No quote |
| 44 | - | BPZ RESOURCES INCCUSIP 055639AB4 | 0.52% | Reduce -9.4% | 38,720,000 | $30.31M | No quote | No quote |
| 45 | ORI | OLD REPUBLIC INTL CORP | 0.52% | Reduce -3.2% | 30,323,000 | $30.23M | $1.00 | No quote |
| 46 | - | CHART INDUSTRIES INCCUSIP 16115QAC4 | 0.52% | Reduce -22.1% | 22,943,000 | $30.13M | No quote | No quote |
| 47 | - | VOLCANO CORPCUSIP 928645AA8 | 0.52% | Add +4.2% | 24,690,000 | $30.05M | No quote | No quote |
| 48 | - | BROADSOFT INCCUSIP 11133BAB8 | 0.52% | New | 24,865,000 | $29.94M | No quote | No quote |
| 49 | STLD | STEEL DYNAMICS INC | 0.50% | Add +18.9% | 27,538,000 | $29.03M | No quote | No quote |
| 50 | - | ENDEAVOUR INTERNATIONALCUSIP 29257MAE0 | 0.50% | New | 30,000,000 | $28.83M | No quote | No quote |
| 51 | - | DFC GLOBAL CORPCUSIP 256664AC7 | 0.49% | Reduce -12.2% | 25,190,000 | $28.26M | No quote | No quote |
| 52 | VSH | Vishay Intertechnology Inc | 0.47% | - | 2,750,000 | $27.03M | $9.83 | No quote |
| 53 | MU | MICRON TECHNOLOGY INC | 0.43% | Reduce -15.3% | 27,724,000 | $24.93M | $0.90 | No quote |
| 54 | NUVA | NUVASIVE INC | 0.42% | Add +37.8% | 25,095,000 | $24.19M | No quote | No quote |
| 55 | - | BARNES GROUP INCCUSIP 067806AD1 | 0.41% | Reduce -0.8% | 21,892,000 | $23.85M | No quote | No quote |
| 56 | LLTC | LINEAR TECHNOLOGY CORP | 0.41% | Add +3.1% | 22,810,000 | $23.79M | No quote | No quote |
| 57 | EPRPRC | ENTERTAINMENT PPTYS TR PFD C CNV 5.75% | 0.41% | Add +15.8% | 1,132,821 | $23.68M | No quote | No quote |
| 58 | GTY | Getty Realty Corp | 0.41% | - | 1,312,728 | $23.56M | No quote | No quote |
| 59 | WNC | WABASH NATIONAL CORP | 0.37% | Add +4.9% | 21,550,000 | $21.73M | $1.01 | No quote |
| 60 | GG | GOLDCORP INC | 0.37% | Reduce -3.2% | 17,778,000 | $21.66M | No quote | No quote |
| 61 | - | CHEMED CORPCUSIP 16359RAC7 | 0.37% | Reduce -4.2% | 20,355,000 | $21.55M | No quote | No quote |
| 62 | LRCX | LAM RESEARCH CORP | 0.36% | Reduce -24.8% | 21,294,000 | $20.69M | $0.97 | No quote |
| 63 | - | PULSE ELECTRONICS CORPCUSIP 74586WAA4 | 0.35% | New | 27,685,000 | $20.07M | No quote | No quote |
| 64 | INTC | INTEL CORP | 0.33% | Reduce -20.8% | 17,725,000 | $19.35M | $1.09 | No quote |
| 65 | EXH | EXTERRAN HOLDINGS INC | 0.33% | Add +383.9% | 16,935,000 | $19.14M | No quote | No quote |
| 66 | - | INSULET CORPORATIONCUSIP 45784PAC5 | 0.32% | - | 16,741,000 | $18.8M | No quote | No quote |
| 67 | - | PHH CORPCUSIP 693320AN3 | 0.30% | Reduce -11.1% | 15,975,000 | $17.33M | No quote | No quote |
| 68 | CZR | Caesars Entertainment Corp | 0.30% | - | 2,537,957 | $17.26M | $6.80 | No quote |
| 69 | GB | GREATBATCH INC. | 0.29% | Add +7.0% | 17,125,000 | $17.08M | No quote | No quote |
| 70 | MTH | MERITAGE HOMES CORP | 0.29% | New | 17,000,000 | $16.97M | $1.00 | No quote |
| 71 | OCR | OMNICARE INC | 0.28% | Reduce -3.0% | 16,315,000 | $16.21M | No quote | No quote |
| 72 | SWY | Safeway Inc | 0.28% | - | 1,000,000 | $16.09M | No quote | No quote |
| 73 | - | BGC PARTNERS INCCUSIP 05541TAD3 | 0.28% | New | 17,471,000 | $16.04M | No quote | No quote |
| 74 | - | PROSPECT CAPITAL CORPCUSIP 74348TAD4 | 0.27% | Add +10.8% | 15,450,000 | $15.84M | No quote | No quote |
| 75 | CHK | CHESAPEAKE ENERGY CORP | 0.27% | Reduce -18.4% | 16,500,000 | $15.84M | No quote | No quote |
| 76 | - | STERLITE INDUSTRIES LTDCUSIP 859737AB4 | 0.27% | Reduce -12.4% | 16,403,000 | $15.62M | No quote | No quote |
| 77 | LRCX | LAM RESEARCH CORP | 0.27% | Reduce -48.3% | 16,160,000 | $15.44M | $0.96 | No quote |
| 78 | - | FIVE STAR QUALITY CARE ICUSIP 33832DAB2 | 0.27% | Add +2.0% | 15,346,000 | $15.42M | No quote | No quote |
| 79 | LVLT | Level 3 Communications Inc | 0.26% | - | 650,000 | $14.93M | No quote | No quote |
| 80 | - | HORNBECK OFFSHORE SERVCUSIP 440543AE6 | 0.25% | Add +656.5% | 13,897,000 | $14.35M | No quote | No quote |
| 81 | AIR | AAR CORP | 0.25% | - | 15,019,000 | $14.34M | $0.95 | No quote |
| 82 | - | HANWHA SOLARONE CO LTDCUSIP 83415UAB4 | 0.23% | Add +16.3% | 17,853,000 | $13.61M | No quote | No quote |
| 83 | - | RAIT FINANCIAL TRUSTCUSIP 749227AA2 | 0.23% | Add +16.6% | 14,042,000 | $13.54M | No quote | No quote |
| 84 | AINV | APOLLO INVESTMENT CORP | 0.22% | Add +26.2% | 12,305,000 | $12.8M | No quote | No quote |
| 85 | EA | ELECTRONIC ARTS INC | 0.22% | New | 13,790,000 | $12.7M | $0.92 | No quote |
| 86 | GEN | GenOn Energy Inc | 0.22% | - | 5,000,000 | $12.65M | $2.53 | No quote |
| 87 | - | RAMBUS INCCUSIP 750917AC0 | 0.22% | Add +56.3% | 12,500,000 | $12.62M | No quote | No quote |
| 88 | NAFC | NASH FINCH CO | 0.21% | Reduce -12.9% | 27,052,000 | $12.5M | No quote | No quote |
| 89 | - | HEADWATERS INCCUSIP 42210PAD4 | 0.21% | Add +7.3% | 12,665,000 | $12.27M | No quote | No quote |
| 90 | APO | Apollo Global Management LLC | 0.21% | New | 830,000 | $12.17M | $14.66 | No quote |
| 91 | RDN | RADIAN GROUP INC | 0.21% | Reduce -5.8% | 16,380,000 | $12.14M | $0.74 | No quote |
| 92 | RSYS | RADISYS CORP | 0.21% | Reduce -21.6% | 12,091,000 | $12.04M | No quote | No quote |
| 93 | RFMD | RF MICRO DEVICES INC | 0.20% | Add +20.0% | 12,000,000 | $11.81M | No quote | No quote |
| 94 | - | MOLYCORP INCCUSIP 608753AA7 | 0.20% | New | 16,796,000 | $11.78M | No quote | No quote |
| 95 | PRSC | PROVIDENCE SERVICE CORP | 0.19% | Reduce -11.8% | 11,155,000 | $11.22M | No quote | No quote |
| 96 | GY | GENCORP INC | 0.19% | New | 8,700,000 | $10.98M | No quote | No quote |
| 97 | CMLS | Cumulus Media Inc | 0.19% | - | 3,985,983 | $10.92M | No quote | No quote |
| 98 | IEP | ICAHN ENTERPRISES LP | 0.19% | Reduce -54.8% | 10,725,000 | $10.9M | $1.02 | No quote |
| 99 | - | CHIQUITA BRANDS INTLCUSIP 170032AT3 | 0.18% | New | 11,911,000 | $10.53M | No quote | No quote |
| 100 | GDPAL | GOODRICH PETROLEUM CORP | 0.17% | Add +22.5% | 10,767,000 | $10.14M | No quote | No quote |
| 101 | - | KNIGHT CAPITAL GROUP INCCUSIP 499005AE6 | 0.17% | Reduce -70.2% | 11,000,000 | $10.02M | No quote | No quote |
| 102 | VALE | Vale SA | 0.17% | Reduce -40.6% | 552,827 | $9.9M | $17.90 | No quote |
| 103 | AMD | ADVANCED MICRO DEVICES | 0.17% | New | 9,500,000 | $9.68M | $1.02 | No quote |
| 104 | RTK | RENTECH INC | 0.17% | Add +26.6% | 9,509,000 | $9.63M | No quote | No quote |
| 105 | MU | MICRON TECHNOLOGY INC | 0.16% | New | 10,460,000 | $9.35M | $0.89 | No quote |
| 106 | - | HERCULES OFFSHORE LLCCUSIP 427093AD1 | 0.16% | Reduce -48.1% | 9,000,000 | $9.1M | No quote | No quote |
| 107 | XIDEW | EXIDE TECHNOLOGIES | 0.15% | Add +96.2% | 9,505,000 | $8.77M | No quote | No quote |
| 108 | GBX 2.875 02/01/24 | GREENBRIER COS INCCUSIP 393657AD3 | 0.15% | - | 8,835,000 | $8.72M | No quote | No quote |
| 109 | MDVN | MEDIVATION INC | 0.14% | Reduce -43.6% | 6,200,000 | $8.35M | No quote | No quote |
| 110 | - | NOVELLUS SYSTEMS INCCUSIP 670008AD3 | 0.14% | New | 7,500,000 | $8.35M | No quote | No quote |
| 111 | - | TYSON FOODS INCCUSIP 902494AP8 | 0.14% | Add +1598.8% | 7,220,000 | $8.03M | No quote | No quote |
| 112 | MLCO | Melco Crown Entertainment Ltd | 0.14% | Add +1629.9% | 584,377 | $7.88M | $13.48 | No quote |
| 113 | HOLX | HOLOGIC INC | 0.13% | Add +4.7% | 7,850,000 | $7.83M | $1.00 | No quote |
| 114 | - | NAVISTAR INTL CORPCUSIP 63934EAL2 | 0.13% | Reduce -6.7% | 8,400,000 | $7.5M | No quote | No quote |
| 115 | DRYS | DRYSHIPS INC | 0.13% | Add +5.8% | 9,130,000 | $7.47M | No quote | No quote |
| 116 | ORBK | ORBOTECH LTD | 0.13% | New | 849,902 | $7.28M | No quote | No quote |
| 117 | GG | Goldcorp Inc | 0.13% | Reduce -27.0% | 158,810 | $7.28M | No quote | No quote |
| 118 | GTAT | GT Advanced Technologies Inc | 0.12% | Add +48.5% | 1,324,429 | $7.21M | No quote | No quote |
| 119 | ATK | ALLIANT TECHSYSTEMS INC | 0.12% | New | 6,968,000 | $7.21M | No quote | No quote |
| 120 | ARM | MERITOR INC | 0.12% | - | 8,000,000 | $7.19M | $0.90 | No quote |
| 121 | - | GOLDEN STAR RESOURCESCUSIP 38119TAE4 | 0.12% | - | 5,200,000 | $7.14M | No quote | No quote |
| 122 | AVHI | AV HOMES INC | 0.12% | Add +75.0% | 7,000,000 | $7.07M | No quote | No quote |
| 123 | PBR | Petroleo Brasileiro SA | 0.12% | Add +69.3% | 304,996 | $7M | $22.93 | No quote |
| 124 | SPTN | SPARTAN STORES INC | 0.12% | Add +1.6% | 7,043,000 | $6.89M | No quote | No quote |
| 125 | SPWR 4 01/15/23 | SUNPOWER CORPCUSIP 867652AC3 | 0.12% | Reduce -3.3% | 7,110,000 | $6.77M | No quote | No quote |
| 126 | BGC | GENERAL CABLE CORP | 0.12% | Reduce -21.2% | 6,700,000 | $6.69M | $1.00 | No quote |
| 127 | PLAB | PHOTRONICS INC | 0.11% | New | 6,776,000 | $6.62M | No quote | No quote |
| 128 | - | AMER EQUITY INVT LIFECUSIP 025676AE7 | 0.11% | - | 6,465,000 | $6.57M | No quote | No quote |
| 129 | VIV | Telefonica Brasil SA | 0.11% | Add +1453.4% | 293,600 | $6.38M | No quote | No quote |
| 130 | SPWR 4 01/15/23 | SUNPOWER CORPCUSIP 867652AE9 | 0.11% | Reduce -30.5% | 6,834,000 | $6.31M | No quote | No quote |
| 131 | NG | NOVAGOLD RESOURCES INC | 0.11% | New | 6,000,000 | $6.3M | $1.05 | No quote |
| 132 | - | ALLIANCE ONE INTL INCCUSIP 018772AQ6 | 0.11% | Add +8.4% | 6,426,000 | $6.23M | No quote | No quote |
| 133 | - | ISTAR FINANCIAL INCCUSIP 45031UBF7 | 0.11% | - | 6,201,000 | $6.22M | No quote | No quote |
| 134 | - | STEWART ENTERPRISESCUSIP 860370AH8 | 0.10% | Reduce -37.8% | 5,750,000 | $5.98M | No quote | No quote |
| 135 | AMX | America Movil SAB de CV | 0.10% | Add +0.7% | 234,236 | $5.96M | No quote | No quote |
| 136 | CBD | Cia Brasileira de Distribuicao | 0.10% | Add +813.7% | 129,877 | $5.86M | No quote | No quote |
| 137 | INTC | INTEL CORP | 0.10% | New | 4,634,000 | $5.74M | $1.24 | No quote |
| 138 | BVN | Cia de Minas Buenaventura SA | 0.10% | Add +0.7% | 146,766 | $5.72M | No quote | No quote |
| 139 | - | CENTRAL EUR DISTR CORPCUSIP 153435AA0 | 0.10% | Add +101.2% | 6,035,000 | $5.62M | No quote | No quote |
| 140 | EGLE | Eagle Bulk Shipping Inc | 0.10% | - | 1,543,750 | $5.57M | No quote | No quote |
| 141 | GNK | Genco Shipping & Trading Ltd | 0.10% | - | 1,512,532 | $5.57M | No quote | No quote |
| 142 | - | ALCATEL-LUCENT USA INCCUSIP 549463AG2 | 0.09% | Reduce -60.4% | 7,200,000 | $5.46M | No quote | No quote |
| 143 | CIG | Cia Energetica de Minas Gerais | 0.09% | New | 432,649 | $5.24M | $12.12 | No quote |
| 144 | UMC | United Microelectronics Corp | 0.09% | Add +0.8% | 2,480,121 | $5.08M | $2.05 | No quote |
| 145 | RIO | Rio Tinto PLC | 0.09% | Reduce -24.8% | 106,200 | $4.97M | $46.75 | No quote |
| 146 | - | ARCELORMITTALCUSIP 03938LAK0 | 0.08% | Reduce -34.5% | 4,755,000 | $4.82M | No quote | No quote |
| 147 | - | HORSEHEAD HOLDING CORPCUSIP 440694AB3 | 0.08% | New | 5,000,000 | $4.74M | No quote | No quote |
| 148 | CRZO | CARRIZO OIL & GAS INC | 0.08% | Reduce -13.8% | 4,500,000 | $4.57M | No quote | No quote |
| 149 | TTMI | TTM TECHNOLOGIES | 0.08% | Add +7.5% | 4,500,000 | $4.57M | $1.02 | No quote |
| 150 | LYV | LIVE NATION ENTERTAINMEN | 0.08% | Reduce -54.5% | 4,584,000 | $4.52M | $0.99 | No quote |
| 151 | - | ANNALY CAPITAL MGMTCUSIP 035710AA0 | 0.08% | Reduce -77.4% | 3,500,000 | $4.46M | No quote | No quote |
| 152 | TX | Ternium SA | 0.08% | Add +0.8% | 226,600 | $4.45M | $19.62 | No quote |
| 153 | JEF | JEFFERIES GROUP INC | 0.08% | Reduce -53.5% | 4,567,000 | $4.43M | $0.97 | No quote |
| 154 | - | CENTRAL EURO MEDIA ENTERCUSIP 153443AH9 | 0.07% | New | 4,500,000 | $4.29M | No quote | No quote |
| 155 | - | GREEN PLAINS RENEWABLE ECUSIP 393222AB0 | 0.07% | New | 5,500,000 | $4.26M | No quote | No quote |
| 156 | FBN | Furniture Brands International | 0.06% | - | 2,600,000 | $3.77M | No quote | No quote |
| 157 | - | BILL BARRETT CORPCUSIP 06846NAA2 | 0.06% | New | 3,560,000 | $3.57M | No quote | No quote |
| 158 | CWHPRD | COMMONWEALTH REIT | 0.06% | - | 140,711 | $3.31M | No quote | No quote |
| 159 | EPRPRE | ENTERTAINMENT PPTYS TR | 0.05% | Add +254.6% | 97,500 | $2.86M | No quote | No quote |
| 160 | - | GOLDEN STAR RESOURCESCUSIP 38119TAC8 | 0.04% | - | 2,500,000 | $2.52M | No quote | No quote |
| 161 | - | WEBMD HEALTH CORPCUSIP 94770VAF9 | 0.04% | New | 3,000,000 | $2.49M | No quote | No quote |
| 162 | WH | WSP Holdings Ltd | 0.04% | - | 1,408,800 | $2.32M | No quote | No quote |
| 163 | ALRPRB | ALERE INC | 0.04% | New | 2,280,000 | $2.16M | No quote | No quote |
| 164 | SCHS | SCHOOL SPECIALTY INC | 0.04% | New | 3,080,000 | $2.05M | No quote | No quote |
| 165 | SNDK | SANDISK CORP | 0.03% | Reduce -81.8% | 2,000,000 | $2M | $1.00 | No quote |
| 166 | - | COGENT COMMUNICATIONS GRCUSIP 19239VAB0 | 0.03% | Reduce -42.9% | 2,000,000 | $1.94M | No quote | No quote |
| 167 | HTH | HILLTOP HOLDINGS INC | 0.03% | Reduce -65.1% | 1,476,000 | $1.78M | No quote | No quote |
| 168 | AFFX | AFFYMETRIX INC | 0.03% | New | 1,800,000 | $1.71M | No quote | No quote |
| 169 | - | LIBERTY INTERACTIVE LLCCUSIP 530715AR2 | 0.03% | Add +62.8% | 1,750,000 | $1.64M | No quote | No quote |
| 170 | - | ENDO HEALTH SOLUTIONS INCUSIP 29264FAB2 | 0.03% | Add +65.5% | 1,200,000 | $1.47M | No quote | No quote |
| 171 | PULS | Pulse Electronics Corp | 0.02% | New | 1,717,406 | $1.41M | No quote | No quote |
| 172 | TRN | TRINITY INDUSTRIES INC | 0.02% | Add +73.3% | 1,300,000 | $1.36M | $1.04 | No quote |
| 173 | APAPRD | APACHE CORP | 0.02% | Reduce -95.3% | 24,500 | $1.2M | No quote | No quote |
| 174 | AMG | AFFILIATED MANAGERS GROU | 0.02% | Add +49.2% | 1,062,000 | $1.19M | $1.12 | No quote |
| 175 | ARRS | ARRIS GROUP INC | 0.02% | New | 1,075,000 | $1.13M | No quote | No quote |
| 176 | - | NEWMONT MINING CORPCUSIP 651639AH9 | 0.02% | - | 825,000 | $1.12M | No quote | No quote |
| 177 | - | LEUCADIA NATL CORPCUSIP 527288AX2 | 0.02% | Add +53.4% | 977,000 | $1.12M | No quote | No quote |
| 178 | - | ALCATEL-LUCENT USA INCCUSIP 549463AH0 | 0.02% | Reduce -80.0% | 1,000,000 | $981K | No quote | No quote |
| 179 | CIEN | CIENA CORP | 0.02% | New | 1,100,000 | $953K | $0.87 | No quote |
| 180 | TSM | TSMC | 0.02% | Add +9.6% | 59,731 | $944K | $15.80 | No quote |
| 181 | ITUB | Itau Unibanco Holding SA | 0.02% | Add +15.8% | 59,899 | $915K | $15.28 | No quote |
| 182 | MDT | MEDTRONIC INC | 0.01% | New | 850,000 | $861K | $1.01 | No quote |
| 183 | HDB | HDFC Bank Ltd | 0.01% | Add +2.9% | 19,524 | $733K | $37.54 | No quote |
| 184 | AGCO | AGCO CORP | 0.01% | New | 475,000 | $600K | $1.26 | No quote |
| 185 | - | ARCHER DANIELSCUSIP 039483AW2 | 0.01% | New | 550,000 | $551K | No quote | No quote |
| 186 | ABV | Cia de Bebidas das Americas | 0.01% | Add +10.0% | 13,616 | $520K | No quote | No quote |
| 187 | SKM | SK Telecom Co Ltd | 0.01% | Add +6.5% | 34,600 | $503K | No quote | No quote |
| 188 | SQM | Sociedad Quimica y Minera de C | 0.01% | Add +2.9% | 7,502 | $462K | No quote | No quote |
| 189 | SCCO | Southern Copper Corp | 0.01% | Add +6.0% | 13,257 | $455K | $34.32 | No quote |
| 190 | INFY | Infosys Ltd | 0.01% | Reduce -4.2% | 9,249 | $448K | $48.44 | No quote |
| 191 | MBT | Mobile Telesystems OJSC | 0.01% | Reduce -2.8% | 24,323 | $426K | No quote | No quote |
| 192 | PKX | POSCO | 0.01% | Add +8.4% | 5,200 | $424K | No quote | No quote |
| 193 | - | OMNICOM GROUP INCCUSIP 681919AV8 | 0.01% | New | 375,000 | $396K | No quote | No quote |
| 194 | ON 1 12/01/20 | ON SEMICONDUCTOR CORPCUSIP 682189AG0 | 0.01% | New | 370,000 | $377K | No quote | No quote |
| 202 | TTM | TATA MOTORS LTD | - | Sold | 0 | $0 | No quote | No quote |
| 201 | SWU | STANLEY BLACK & DECKER I | - | Sold | 0 | $0 | No quote | No quote |
| 200 | SAVE | SPIRIT AIRLINES INC | - | Sold | 0 | $0 | No quote | No quote |
| 199 | MLU | METLIFE INC | - | Sold | 0 | $0 | No quote | No quote |
| 198 | GMWSB | GENERAL MOTORS CO | - | Sold | 0 | $0 | No quote | No quote |
| 197 | GMWSA | GENERAL MOTORS CO | - | Sold | 0 | $0 | No quote | No quote |
| 196 | GM | GENERAL MOTORS CO | - | Sold | 0 | $0 | No quote | No quote |
| 195 | FITBP | FIFTH THIRD BANCORP | - | Sold | 0 | $0 | No quote | No quote |
Other instruments
Bonds, warrants, or non-share principal positions reported alongside the equity portfolio.
| 1 | - | HANOVER COMPRESSOR CO NOTE 4.750% 1/1NOTE 4.750% 1/1 | OTHER | 19,980,000 | $20.12M |
| 23 | XLNX | XILINX INCNOTE 2.625% 6/1 | OTHER | 0 | $0 |
| 22 | VRSN | VERISIGN INCSDCV 3.250% 8/1 | OTHER | 0 | $0 |
| 21 | USU | USEC INCNOTE 3.000%10/0 | OTHER | 0 | $0 |
| 20 | RIG | TRANSOCEAN INCNOTE 1.500%12/1 | OTHER | 0 | $0 |
| 19 | SYMC | SYMANTEC CORPNOTE 1.000% 6/1 | OTHER | 0 | $0 |
| 18 | - | SUNTECH POWER HLDGS CONOTE 3.000% 3/1 | OTHER | 0 | $0 |
| 17 | - | STILLWATER MINING COMPANNOTE 1.875% 3/1 | OTHER | 0 | $0 |
| 16 | - | SALIX PHARMACEUTICALS LTNOTE 2.750% 5/1 | OTHER | 0 | $0 |
| 15 | - | ROVI CORPNOTE 2.625% 2/1 | OTHER | 0 | $0 |
| 14 | - | NEWMONT MINING CORPNOTE 1.625% 7/1 | OTHER | 0 | $0 |
| 13 | NTAP | NETAPP INCNOTE 1.750% 6/0 | OTHER | 0 | $0 |
| 12 | MTG | MGIC INVESTMENT CORPNOTE 5.000% 5/0 | OTHER | 0 | $0 |
| 11 | - | MEDICIS PHARMACEUTICALNOTE 1.375% 6/0 | OTHER | 0 | $0 |
| 10 | LSTZB | LIBERTY INTERACTIVE LLCNEW DEB 3.125% 3 | OTHER | 0 | $0 |
| 9 | KGC | KINROSS GOLD CORPNOTE 1.750% 3/1 | OTHER | 0 | $0 |
| 8 | - | ISIS PHARMACEUTICALS INCDEL NOTE 2.625% | OTHER | 0 | $0 |
| 7 | - | INTERPUBLIC GROUP COSNOTE 4.750% 3/1 | OTHER | 0 | $0 |
| 6 | - | INTEROIL CORPNOTE 2.750%11/1 | OTHER | 0 | $0 |
| 5 | HA | HAWAIIAN HOLDINGS INCNOTE 5.000% 3/1 | OTHER | 0 | $0 |
| 4 | LNG | CHENIERE ENERGY INCNOTE 2.250% 8/0 | OTHER | 0 | $0 |
| 3 | - | ALBANY INTL CORPFRNT 2.250% 3/1 | OTHER | 0 | $0 |
| 2 | AIR | AAR CORPNOTE 1.750% 2/0 | OTHER | 0 | $0 |