Howard Marks - Oaktree Capital Management
As of Q2 2026, Howard Marks reported 49 long-equity positions worth $3.78B in aggregate.
It also disclosed $1.75B of put notional and $144.58M of call notional. Notional is the contracts’ face value, not the premium paid, so it is reported separately from the equity above — see the Options section below.
Copy-investor backtest
- Latest quarter
- -1.99%
- 1-year
- +43.50%
- 3-year
- +72.44%
- 5-year
- +127.86%
- 3-year vs S&P 500
- -4.01%
- 5-year vs S&P 500
- +54.92%
- 5-year top 5
- +191.55%
Return from mechanically copying the disclosed 13F equity portfolio after each filing and rebalancing at the next. The vs S&P 500 figures subtract SPY over that manager's own rebalance dates, so both sides cover the same days; both are price return, excluding dividends. Method & limitations.
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Updated 2026-09-19 from SEC 13F data.
Live quotes available for 48 of 209 rows. Rows without a quote are marked unavailable.
| 1 | CHTR | CHARTER COMMUNICATIONS I | 36.65% | Reduce -1.5% | 16,480,036 | $1.17B | $70.87 | No quote |
| 2 | DLPH | DELPHI AUTOMOTIVE PLC | 15.38% | - | 19,217,976 | $490.06M | No quote | No quote |
| 3 | CIT | CIT GROUP INC | 9.12% | Reduce -6.6% | 8,158,249 | $290.76M | No quote | No quote |
| 4 | XCO | EXCO RESOURCES INC | 8.76% | - | 36,778,946 | $279.15M | No quote | No quote |
| 5 | FBP | FIRST BANCORP/PUERTO RIC | 6.30% | - | 50,684,485 | $200.71M | No quote | No quote |
| 6 | SAVE | SPIRIT AIRLINES INC | 5.74% | Reduce -27.8% | 9,394,927 | $182.83M | No quote | No quote |
| 7 | CXPO | CRIMSON EXPLORATION INC | 2.24% | - | 15,524,819 | $71.26M | No quote | No quote |
| 8 | GMPRB | GENERAL MOTORS CO | 1.49% | Reduce -25.0% | 1,427,400 | $47.39M | No quote | No quote |
| 9 | FITBP | FIFTH THIRD BANCORP | 1.16% | - | 270,380 | $36.99M | No quote | No quote |
| 10 | - | BPZ RESOURCES INCCUSIP 055639AB4 | 1.09% | Add +1.7% | 42,720,000 | $34.78M | No quote | No quote |
| 11 | MLU | METLIFE INC | 1.00% | Reduce -10.4% | 514,300 | $31.82M | No quote | No quote |
| 12 | OCRPRB | OMNICARE CAP TRUST II | 0.99% | Reduce -13.8% | 720,260 | $31.64M | No quote | No quote |
| 13 | CZR | CAESARS ENTERTAINMENT CORP | 0.91% | - | 2,537,957 | $28.93M | $11.40 | No quote |
| 14 | APAPRD | APACHE CORP | 0.82% | Reduce -22.2% | 520,200 | $26.14M | No quote | No quote |
| 15 | VSH | VISHAY INTERTECHNOLOGY I | 0.81% | - | 2,750,000 | $25.93M | $9.43 | No quote |
| 16 | GTY | GETTY REALTY CORP | 0.79% | New | 1,312,728 | $25.14M | No quote | No quote |
| 17 | AIQ | ALLIANCE HEALTHCARE SERV | 0.74% | - | 23,782,451 | $23.74M | No quote | No quote |
| 18 | VALE | VALE SA | 0.59% | Add +77.0% | 930,549 | $18.7M | $20.10 | No quote |
| 19 | EPRPRC | ENTERTAINMENT PROPERTIES | 0.58% | Reduce -2.5% | 977,821 | $18.48M | No quote | No quote |
| 20 | SWY | SAFEWAY INC | 0.57% | - | 1,000,000 | $18.15M | No quote | No quote |
| 21 | LVLT | LEVEL 3 COMMUNICATIONS I | 0.45% | - | 650,000 | $14.4M | No quote | No quote |
| 22 | SWU | STANLEY BLACK & DECKER I | 0.40% | Reduce -21.6% | 108,760 | $12.74M | No quote | No quote |
| 23 | CMLS | CUMULUS MEDIA INC | 0.38% | - | 3,985,983 | $12M | No quote | No quote |
| 24 | JEF | JEFFERIES GROUP INC | 0.28% | Reduce -51.9% | 9,832,000 | $8.94M | $0.91 | No quote |
| 25 | GEN | GENON ENERGY INC | 0.27% | - | 5,000,000 | $8.55M | $1.71 | No quote |
| 26 | GG | GOLDCORP INC | 0.25% | Reduce -25.5% | 217,510 | $8.12M | No quote | No quote |
| 27 | RIO | RIO TINTO PLC | 0.21% | Reduce -0.2% | 141,200 | $6.8M | $48.19 | No quote |
| 28 | AMX | AMERICA MOVIL SAB DE CV | 0.19% | Reduce -2.2% | 232,661 | $6.09M | No quote | No quote |
| 29 | TTM | TATA MOTORS LTD | 0.18% | New | 266,000 | $5.84M | No quote | No quote |
| 30 | BVN | CIA DE MINAS BUENAVENTUR | 0.17% | Reduce -8.6% | 145,712 | $5.57M | No quote | No quote |
| 31 | UMC | UNITED MICROELECTRONICS | 0.17% | Add +7.5% | 2,459,221 | $5.48M | $2.23 | No quote |
| 32 | EGLE | EAGLE BULK SHIPPING INC | 0.15% | Reduce -75.0% | 1,543,750 | $4.88M | No quote | No quote |
| 33 | GTAT | GT ADVANCED TECHNOLOGIES | 0.15% | New | 891,977 | $4.71M | No quote | No quote |
| 34 | GNK | GENCO SHIPPING & TRADING | 0.14% | - | 1,512,532 | $4.61M | No quote | No quote |
| 35 | TX | TERNIUM SA | 0.14% | New | 224,900 | $4.42M | $19.67 | No quote |
| 36 | PBR | PETROLEO BRASILEIRO SA | 0.11% | New | 180,129 | $3.44M | $19.07 | No quote |
| 37 | FBN | FURNITURE BRANDS INTERNA | 0.10% | - | 2,600,000 | $3.22M | No quote | No quote |
| 38 | CWHPRD | COMMONWEALTH REIT | 0.10% | Reduce -41.5% | 140,711 | $3.09M | No quote | No quote |
| 39 | - | GOLDEN STAR RESOURCESCUSIP 38119TAC8 | 0.08% | Reduce -83.1% | 2,500,000 | $2.5M | No quote | No quote |
| 40 | - | HORNBECK OFFSHORE SERVCUSIP 440543AE6 | 0.06% | New | 1,837,000 | $1.93M | No quote | No quote |
| 41 | WH | WSP HOLDINGS LTD | 0.06% | - | 1,408,800 | $1.86M | No quote | No quote |
| 42 | TSM | TSMC | 0.02% | New | 54,518 | $778K | $14.27 | No quote |
| 43 | EPRPRE | ENTERTAINMENT PROPERTIES | 0.02% | Reduce -68.6% | 27,500 | $751K | No quote | No quote |
| 44 | ITUB | ITAU UNIBANCO HOLDING SA | 0.02% | New | 51,731 | $734K | $14.19 | No quote |
| 45 | HDB | HDFC BANK LTD | 0.02% | New | 18,972 | $626K | $33.00 | No quote |
| 46 | CBD | CIA BRASILEIRA DE DISTRI | 0.02% | New | 14,215 | $576K | No quote | No quote |
| 47 | VIV | TELEFONICA BRASIL SA | 0.02% | Add +105.4% | 18,900 | $485K | No quote | No quote |
| 48 | ABV | CIA DE BEBIDAS DAS AMERI | 0.01% | New | 12,383 | $473K | No quote | No quote |
| 49 | INFY | INFOSYS LTD | 0.01% | New | 9,650 | $438K | $45.39 | No quote |
| 50 | MBT | MOBILE TELESYSTEMS OJSC | 0.01% | New | 25,029 | $437K | No quote | No quote |
| 51 | SQM | SOCIEDAD QUIMICA Y MINER | 0.01% | New | 7,289 | $410K | No quote | No quote |
| 52 | SKM | SK TELECOM CO LTD | 0.01% | New | 32,500 | $397K | No quote | No quote |
| 53 | SCCO | SOUTHERN COPPER CORP | 0.01% | Add +38.1% | 12,505 | $394K | $31.51 | No quote |
| 54 | PKX | POSCO | 0.01% | New | 4,795 | $387K | No quote | No quote |
| 55 | MLCO | MELCO CROWN ENTERTAINMEN | 0.01% | Reduce -92.3% | 33,781 | $374K | $11.07 | No quote |
| 56 | GMWSA | GENERAL MOTORS CO | 0.00% | New | 8,810 | $97K | No quote | No quote |
| 57 | GMWSB | GENERAL MOTORS CO | 0.00% | New | 8,810 | $60K | No quote | No quote |
| 58 | GM | GENERAL MOTORS CO | 0.00% | New | 187 | $4K | $21.39 | No quote |
| 65 | TWC | TIME WARNER CABLE INC | - | Sold | 0 | $0 | No quote | No quote |
| 64 | SINA | SINA COM ORD | - | Sold | 0 | $0 | No quote | No quote |
| 63 | JAKK | JAKKS PACIFIC INC | - | Sold | 0 | $0 | No quote | No quote |
| 62 | CMCSA | COMCAST CORP-CLASS A | - | Sold | 0 | $0 | No quote | No quote |
| 61 | BRFS | BRF-BRASIL FOODS S A | - | Sold | 0 | $0 | No quote | No quote |
| 60 | BACPRL | BANK OF AMERICA CORP | - | Sold | 0 | $0 | No quote | No quote |
| 59 | BBD | BANCO BRADESCO S A | - | Sold | 0 | $0 | No quote | No quote |
Other instruments
Bonds, warrants, or non-share principal positions reported alongside the equity portfolio.
| 1 | GILD | GILEAD SCIENCES INCNOTE 1.625% 5/0 | OTHER | 97,875,000 | $127.24M |
| 2 | - | MGM RESORTS INTLNOTE 4.250% 4/1 | OTHER | 100,665,000 | $102.83M |
| 3 | OCR | OMNICARE INCNOTE 3.750% 4/0 | OTHER | 102,510,000 | $94.65M |
| 4 | SNDK | SANDISK CORPNOTE 1.500% 8/1 | OTHER | 91,005,000 | $93.95M |
| 5 | - | US STEEL CORPNEW NOTE 4.000% | OTHER | 80,070,000 | $81.87M |
| 6 | - | CEMEX SAB DE CVNOTE 4.875% 3/1 | OTHER | 91,976,000 | $81.58M |
| 7 | ON 1 12/01/20 | ON SEMICONDUCTOR CORPNOTE 2.625%12/1 | OTHER | 68,445,000 | $73.7M |
| 8 | - | COVANTA HOLDING CORPNOTE 3.250% 6/0 | OTHER | 56,135,000 | $66.13M |
| 9 | - | BROOKDALE SENIOR LIVINGNOTE 2.750% 6/1 | OTHER | 60,350,000 | $56.89M |
| 10 | UTHR | UNITED THERAPEUTICS CORPDEL NOTE 1.000% | OTHER | 46,960,000 | $56.01M |
| 11 | HLX 4.25 05/01/22 | HELIX ENERGY SOLUTIONSNOTE 3.250% 3/1 | OTHER | 53,750,000 | $55.48M |
| 12 | - | ANNALY CAPITAL MGMTNOTE 5.000% 5/1 | OTHER | 55,500,000 | $55.23M |
| 13 | HOLX | HOLOGIC INCFRNT 2.000%12/1 | OTHER | 47,319,000 | $49.93M |
| 14 | CAR | AVIS BUDGET GROUP INCNOTE 3.500%10/0 | OTHER | 38,750,000 | $48.28M |
| 15 | MENT | MENTOR GRAPHICS CORPSDCV 4.000% 4/0 | OTHER | 44,006,000 | $47.31M |
| 16 | - | LIFEPOINT HOSPITALS INCNOTE 3.500% 5/1 | OTHER | 41,967,000 | $45.11M |
| 17 | LSTZB | LIBERTY INTERACTIVE LLCNEW DEB 3.125% 3 | OTHER | 35,170,000 | $42.68M |
| 18 | - | MEDICIS PHARMACEUTICALNOTE 1.375% 6/0 | OTHER | 42,100,000 | $41.91M |
| 19 | HOLX | HOLOGIC INCDEBT 2.000% 3/0 | OTHER | 39,500,000 | $36.78M |
| 20 | MOH | MOLINA HEALTHCARE INCNOTE 3.750%10/0 | OTHER | 33,250,000 | $36.57M |
| 21 | - | RTI INTERNATIONAL METALSNOTE 3.000%12/0 | OTHER | 35,625,000 | $36.43M |
| 22 | - | CHART INDUSTRIES INCNOTE 2.000% 8/0 | OTHER | 29,443,000 | $36.22M |
| 23 | - | RYLAND GROUPNOTE 1.625% 5/1 | OTHER | 32,000,000 | $35.3M |
| 24 | TFX | TELEFLEX INCNOTE 3.875% 8/0 | OTHER | 30,115,000 | $35.16M |
| 25 | - | KNIGHT CAPITAL GROUP INCNOTE 3.500% 3/1 | OTHER | 36,935,000 | $34.47M |
| 26 | - | DFC GLOBAL CORPNOTE 3.000% 4/0 | OTHER | 28,690,000 | $32.81M |
| 27 | - | CEMEX SAB DE CVNOTE 3.250% 3/1 | OTHER | 35,575,000 | $30.34M |
| 28 | LRCX | LAM RESEARCH CORPNOTE 0.500% 5/1 | OTHER | 31,280,000 | $30.14M |
| 29 | MU | MICRON TECHNOLOGY INCDEBT 1.875% 6/0 | OTHER | 32,724,000 | $28.8M |
| 30 | ORI | OLD REPUBLIC INTL CORPNOTE 3.750% 3/1 | OTHER | 31,323,000 | $28.64M |
| 31 | - | VOLCANO CORPNOTE 2.875% 9/0 | OTHER | 23,690,000 | $28.63M |
| 32 | LRCX | LAM RESEARCH CORPNOTE 1.250% 5/1 | OTHER | 28,297,000 | $28.04M |
| 33 | CMTL | COMTECH TELECOMMUNICATIONOTE 3.000% 5/0 | OTHER | 24,820,000 | $26.49M |
| 34 | NTAP | NETAPP INCNOTE 1.750% 6/0 | OTHER | 23,000,000 | $26.46M |
| 35 | XXIA | IXIANOTE 3.000%12/1 | OTHER | 25,500,000 | $26.13M |
| 36 | INTC | INTEL CORPSDCV 2.950%12/1 | OTHER | 22,375,000 | $25.4M |
| 37 | STLD | STEEL DYNAMICS INCNOTE 5.125% 6/1 | OTHER | 23,151,000 | $24.6M |
| 38 | RIG | TRANSOCEAN INCNOTE 1.500%12/1 | OTHER | 24,214,000 | $24.24M |
| 39 | - | BARNES GROUP INCNOTE 3.375% 3/1 | OTHER | 22,062,000 | $24M |
| 40 | IEP | ICAHN ENTERPRISES LPFRNT 8/1 | OTHER | 23,725,000 | $23.9M |
| 41 | LLTC | LINEAR TECHNOLOGY CORPNOTE 3.000% 5/0 | OTHER | 22,130,000 | $23.04M |
| 42 | - | CHEMED CORPNEW NOTE 1.875% | OTHER | 21,255,000 | $21.29M |
| 43 | GG | GOLDCORP INCNOTE 2.000% 8/0 | OTHER | 18,370,000 | $20.76M |
| 44 | WNC | WABASH NATIONAL CORPNOTE 3.375% 5/0 | OTHER | 20,550,000 | $19.87M |
| 45 | GPI | GROUP 1 AUTOMOTIVE INCFRNT 2.250% 6/1 | OTHER | 19,035,000 | $19.75M |
| 46 | - | ANNALY CAPITAL MGMTNOTE 4.000% 2/1 | OTHER | 15,500,000 | $19.07M |
| 47 | CHK | CHESAPEAKE ENERGY CORPNOTE 2.750%11/1 | OTHER | 20,225,000 | $18.71M |
| 48 | - | INSULET CORPORATIONNOTE 3.750% 6/1 | OTHER | 16,741,000 | $18.6M |
| 49 | - | PHH CORPNOTE 4.000% 9/0 | OTHER | 17,975,000 | $17.95M |
| 50 | NUVA | NUVASIVE INCNOTE 2.750% 7/0 | OTHER | 18,215,000 | $17.93M |
| 51 | - | HERCULES OFFSHORE LLCNOTE 3.375% 6/0 | OTHER | 17,333,000 | $17.41M |
| 52 | - | STERLITE INDUSTRIES LTDNOTE 4.000%10/3 | OTHER | 18,718,000 | $16.81M |
| 53 | OCR | OMNICARE INCDBCV 3.250%12/1 | OTHER | 16,815,000 | $16.06M |
| 54 | GB | GREATBATCH INC.SDCV 2.250% 6/1 | OTHER | 16,000,000 | $15.91M |
| 55 | RSYS | RADISYS CORPNOTE 2.750% 2/1 | OTHER | 15,413,000 | $15.17M |
| 56 | KGC | KINROSS GOLD CORPNOTE 1.750% 3/1 | OTHER | 14,959,000 | $14.94M |
| 57 | NAFC | NASH FINCH COFRNT 1.631% 3/1 | OTHER | 31,052,000 | $14.65M |
| 58 | - | FIVE STAR QUALITY CARE INOTE 3.750%10/1 | OTHER | 15,039,000 | $14.57M |
| 59 | - | EXTERRAN ENERGY LLCNOTE 4.750% 1/1 | OTHER | 14,480,000 | $14.23M |
| 60 | - | ALCATEL-LUCENT USA INCDBCV 2.875% 6/1 | OTHER | 18,200,000 | $14.15M |
| 61 | AIR | AAR CORPNOTE 1.625% 3/0 | OTHER | 15,019,000 | $14.14M |
| 62 | - | PROSPECT CAPITAL CORPNOTE 5.500% 8/1 | OTHER | 13,950,000 | $13.96M |
| 63 | MDVN | MEDIVATION INCNOTE 2.625% 4/0 | OTHER | 11,000,000 | $13.19M |
| 64 | PRSC | PROVIDENCE SERVICE CORPNOTE 6.500% 5/1 | OTHER | 12,655,000 | $12.72M |
| 65 | - | HEADWATERS INCNOTE 2.500% 2/0 | OTHER | 11,805,000 | $11.04M |
| 66 | SNDK | SANDISK CORPNOTE 1.000% 5/1 | OTHER | 11,000,000 | $10.92M |
| 67 | - | HANWHA SOLARONE CO LTDL NOTE 3.500% 1/ | OTHER | 15,353,000 | $10.67M |
| 68 | RDN | RADIAN GROUP INCNOTE 3.000%11/1 | OTHER | 17,380,000 | $10.43M |
| 69 | - | RAIT FINANCIAL TRUSTNOTE 7.000% 4/0 | OTHER | 12,042,000 | $10.26M |
| 70 | RFMD | RF MICRO DEVICES INCNOTE 1.000% 4/1 | OTHER | 10,000,000 | $9.92M |
| 71 | LYV | LIVE NATION ENTERTAINMENNOTE 2.875% 7/1 | OTHER | 10,084,000 | $9.76M |
| 72 | AINV | APOLLO INVESTMENT CORPNOTE 5.750% 1/1 | OTHER | 9,750,000 | $9.73M |
| 73 | - | STEWART ENTERPRISESNOTE 3.125% 7/1 | OTHER | 9,250,000 | $9.24M |
| 74 | GBX 2.875 02/01/24 | GREENBRIER COS INCNOTE 2.375% 5/1 | OTHER | 8,835,000 | $8.83M |
| 75 | LNG | CHENIERE ENERGY INCNOTE 2.250% 8/0 | OTHER | 8,535,000 | $8.6M |
| 76 | SPWR 4 01/15/23 | SUNPOWER CORPDBCV 4.500% 3/1 | OTHER | 9,834,000 | $8.59M |
| 77 | - | NAVISTAR INTL CORPNOTE 3.000%10/1 | OTHER | 9,000,000 | $8.43M |
| 78 | AIR | AAR CORPNOTE 1.750% 2/0 | OTHER | 8,290,000 | $8.31M |
| 79 | GDPAL | GOODRICH PETROLEUM CORPNOTE 5.000%10/0 | OTHER | 8,792,000 | $8.24M |
| 80 | BGC | GENERAL CABLE CORPNEW NOTE 0.875%1 | OTHER | 8,500,000 | $8.13M |
| 81 | - | RAMBUS INCNOTE 5.000% 6/1 | OTHER | 8,000,000 | $8M |
| 82 | - | ARCELORMITTALNOTE 5.000% 5/1 | OTHER | 7,255,000 | $7.48M |
| 83 | RTK | RENTECH INCNOTE 4.000% 4/1 | OTHER | 7,509,000 | $7.47M |
| 84 | HOLX | HOLOGIC INCFRNT 2.000%12/1 | OTHER | 7,500,000 | $7.38M |
| 85 | ARM | MERITOR INCFRNT 4.625% 3/0 | OTHER | 8,000,000 | $7.01M |
| 86 | SPTN | SPARTAN STORES INCNOTE 3.375% 5/1 | OTHER | 6,934,000 | $6.82M |
| 87 | MTG | MGIC INVESTMENT CORPNOTE 5.000% 5/0 | OTHER | 10,000,000 | $6.73M |
| 88 | - | ALBANY INTL CORPFRNT 2.250% 3/1 | OTHER | 7,007,000 | $6.67M |
| 89 | - | AMER EQUITY INVT LIFENOTE 5.250%12/0 | OTHER | 6,465,000 | $6.63M |
| 90 | SPWR 4 01/15/23 | SUNPOWER CORPDBCV 4.750% 4/1 | OTHER | 7,350,000 | $6.59M |
| 91 | DRYS | DRYSHIPS INCNOTE 5.000%12/0 | OTHER | 8,630,000 | $6.32M |
| 92 | - | ISTAR FINANCIAL INCFRNT 10/0 | OTHER | 6,201,000 | $6.2M |
| 93 | - | ALLIANCE ONE INTL INCNOTE 5.500% 7/1 | OTHER | 5,926,000 | $5.7M |
| 94 | CRZO | CARRIZO OIL & GAS INCNOTE 4.375% 6/0 | OTHER | 5,220,000 | $5.2M |
| 95 | - | GOLDEN STAR RESOURCESCDA DEBT 5.000% | OTHER | 5,200,000 | $5.03M |
| 96 | HA | HAWAIIAN HOLDINGS INCNOTE 5.000% 3/1 | OTHER | 4,649,000 | $5.03M |
| 97 | - | ALCATEL-LUCENT USA INCDBCV 2.875% 6/1 | OTHER | 5,000,000 | $4.94M |
| 98 | HTH | HILLTOP HOLDINGS INCNOTE 7.500% 8/1 | OTHER | 4,226,000 | $4.69M |
| 99 | - | SALIX PHARMACEUTICALS LTNOTE 2.750% 5/1 | OTHER | 3,454,000 | $4.68M |
| 100 | - | INTERPUBLIC GROUP COSNOTE 4.750% 3/1 | OTHER | 4,145,000 | $4.51M |
| 101 | XIDEW | EXIDE TECHNOLOGIESFRNT 9/1 | OTHER | 4,845,000 | $4.26M |
| 102 | TTMI | TTM TECHNOLOGIESNOTE 3.250% 5/1 | OTHER | 4,184,000 | $4.21M |
| 103 | - | ISIS PHARMACEUTICALS INCDEL NOTE 2.625% | OTHER | 4,000,000 | $4.07M |
| 104 | AVHI | AV HOMES INCNOTE 7.500% 2/1 | OTHER | 4,000,000 | $4.02M |
| 105 | - | INTEROIL CORPNOTE 2.750%11/1 | OTHER | 4,250,000 | $4.01M |
| 106 | EXH | EXTERRAN HOLDINGS INCNOTE 4.250% 6/1 | OTHER | 3,500,000 | $3.41M |
| 107 | - | STILLWATER MINING COMPANNOTE 1.875% 3/1 | OTHER | 3,401,000 | $3.36M |
| 108 | - | COGENT COMMUNICATIONS GRNOTE 1.000% 6/1 | OTHER | 3,500,000 | $3.34M |
| 109 | - | SUNTECH POWER HLDGS CONOTE 3.000% 3/1 | OTHER | 3,885,000 | $2.65M |
| 110 | - | CENTRAL EUR DISTR CORPNOTE 3.000% 3/1 | OTHER | 3,000,000 | $2.62M |
| 111 | SYMC | SYMANTEC CORPNOTE 1.000% 6/1 | OTHER | 2,500,000 | $2.56M |
| 112 | USU | USEC INCNOTE 3.000%10/0 | OTHER | 3,500,000 | $1.74M |
| 113 | VRSN | VERISIGN INCSDCV 3.250% 8/1 | OTHER | 1,068,000 | $1.49M |
| 114 | - | NEWMONT MINING CORPNOTE 1.250% 7/1 | OTHER | 825,000 | $1.04M |
| 115 | XLNX | XILINX INCNOTE 2.625% 6/1 | OTHER | 737,000 | $947K |
| 116 | - | LIBERTY INTERACTIVE LLCDEB 3.250% 3/1 | OTHER | 1,075,000 | $917K |
| 117 | - | ENDO HEALTH SOLUTIONS INNOTE 1.750% 4/1 | OTHER | 725,000 | $867K |
| 118 | AMG | AFFILIATED MANAGERS GROUNOTE 3.950% 8/1 | OTHER | 712,000 | $772K |
| 119 | TRN | TRINITY INDUSTRIES INCNOTE 3.875% 6/0 | OTHER | 750,000 | $747K |
| 120 | - | LEUCADIA NATL CORPNOTE 3.750% 4/1 | OTHER | 637,000 | $703K |
| 121 | - | NEWMONT MINING CORPNOTE 1.625% 7/1 | OTHER | 500,000 | $666K |
| 122 | - | TYSON FOODS INCNOTE 3.250%10/1 | OTHER | 425,000 | $516K |
| 123 | - | ROVI CORPNOTE 2.625% 2/1 | OTHER | 201,000 | $194K |
| 144 | - | VERENIUM CORPNOTE 5.500% 4/0 | OTHER | 0 | $0 |
| 143 | TWTC | TIME WARNER TELECOM INCDBCV 2.375% | OTHER | 0 | $0 |
| 142 | SBAC | SBA COMMUNICATIONS CORPNOTE 1.875% 5/0 | OTHER | 0 | $0 |
| 141 | PWAV | POWERWAVE TECHNOLOGIES INCNOTE 3.875%10/0 | OTHER | 0 | $0 |
| 140 | BTU | PEABODY ENERGY CORPSDCV 4.750%12/1 | OTHER | 0 | $0 |
| 139 | PKD | PARKER DRILLING CONOTE 2.125% 7/1 | OTHER | 0 | $0 |
| 138 | ONXX | ONYX PHARMACEUTICALS INCNOTE 4.000% 8/1 | OTHER | 0 | $0 |
| 137 | ORI | OLD REPUBLIC INTL CORPNOTE 8.000% 5/1 | OTHER | 0 | $0 |
| 136 | NR 4 12/01/21 | NEWPARK RESOURCES INCNOTE 4.000%10/0 | OTHER | 0 | $0 |
| 135 | - | MORGANS HOTEL GROUP CONOTE 2.375%10/1 | OTHER | 0 | $0 |
| 134 | - | K V PHARMACEUTICALNOTE 2.500% | OTHER | 0 | $0 |
| 133 | - | JAMES RIVER COAL CONOTE 4.500%12/0 | OTHER | 0 | $0 |
| 132 | - | DENDREON CORPNOTE 2.875% 1/1 | OTHER | 0 | $0 |
| 131 | - | COMPUCREDIT HLDGNOTE 3.625% 5/3 | OTHER | 0 | $0 |
| 130 | - | CHIQUITA BRANDS INTLNOTE 4.250% 8/1 | OTHER | 0 | $0 |
| 129 | CHK | CHESAPEAKE ENERGY CORPNOTE 2.250%12/1 | OTHER | 0 | $0 |
| 128 | - | CHARMING SHOPPESNOTE 1.125% 5/0 | OTHER | 0 | $0 |
| 127 | - | CENTRAL EURO MEDIA ENTERNOTE 5.000%11/1 | OTHER | 0 | $0 |
| 126 | - | CACI INTERNATIONAL INCNOTE 2.125% 5/0 | OTHER | 0 | $0 |
| 125 | AMLN | AMYLIN PHARMACEUTICALS INCNOTE 3.000% 6/1 | OTHER | 0 | $0 |
| 124 | ALRPRB | ALERE INCNOTE 3.000% 5/1 | OTHER | 0 | $0 |