Christopher Davis - Davis Advisors
As of Q2 2026, Christopher Davis reported 112 long-equity positions worth $23.29B in aggregate.
Copy-investor backtest
- Latest quarter
- +3.56%
- 1-year
- +25.55%
- 3-year
- +75.84%
- 5-year
- +62.72%
- 3-year vs S&P 500
- +2.97%
- 5-year vs S&P 500
- -10.09%
- 5-year top 5
- +127.13%
Return from mechanically copying the disclosed 13F equity portfolio after each filing and rebalancing at the next. The vs S&P 500 figures subtract SPY over that manager's own rebalance dates, so both sides cover the same days; both are price return, excluding dividends. Method & limitations.
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Updated 2026-06-06 from SEC 13F data.
Live quotes available for 103 of 194 rows. Rows without a quote are marked unavailable.
| 1 | - | Citigroup Inc. 7.5% 12/15/12CUSIP PREFERRED | 76.28% | Reduce -92.2% | 4,520 | $172.97B | No quote | No quote |
| 2 | AXP | American Express Co. Common | 1.21% | New | 69,169,856 | $2.75B | $39.70 | No quote |
| 3 | WFC | Wells Fargo & Co. Common | 1.14% | New | 100,728,966 | $2.58B | $25.60 | No quote |
| 4 | COST | Costco Wholesale Corp. Common | 1.11% | New | 46,012,989 | $2.52B | $54.83 | No quote |
| 5 | OXY | Occidental Petroleum Corp. Common | 1.02% | New | 30,015,525 | $2.32B | $77.15 | No quote |
| 6 | EOG | EOG Resources, Inc. Common | 1.01% | New | 23,197,350 | $2.28B | $98.37 | No quote |
| 7 | BRK/A | Berkshire Hathaway Inc.,A CommonCUSIP 084670108 | 0.99% | Reduce -10.2% | 18,750 | $2.25B | No quote | No quote |
| 8 | BK | Bank of New York Mellon Common | 0.87% | New | 80,044,224 | $1.98B | $24.69 | No quote |
| 9 | CVS | CVS Caremark Corp. Common | 0.82% | New | 63,561,800 | $1.86B | $29.32 | No quote |
| 10 | MRK | Merck & Co., Inc. Common | 0.82% | New | 52,965,889 | $1.85B | $34.97 | No quote |
| 11 | DVN | Devon Energy Corp. Common | 0.78% | New | 29,074,596 | $1.77B | $60.92 | No quote |
| 12 | L | Loews Corp. Common | 0.77% | New | 52,357,019 | $1.74B | $33.31 | No quote |
| 13 | CNQ | Canadian Natural Resources Foreign | 0.69% | New | 47,112,587 | $1.57B | $33.23 | No quote |
| 14 | JNJ | Johnson & Johnson Common | 0.69% | New | 26,469,321 | $1.56B | $59.06 | No quote |
| 15 | PGR | Progressive Corp. Common | 0.66% | New | 79,746,193 | $1.49B | $18.72 | No quote |
| 16 | PG | Procter & Gamble Co. Common | 0.50% | New | 19,066,776 | $1.14B | $59.98 | No quote |
| 17 | SEE | Sealed Air Corp. Common | 0.50% | New | 57,121,564 | $1.13B | $19.72 | No quote |
| 18 | TXN | Texas Instruments, Inc. Common | 0.47% | New | 46,167,291 | $1.07B | $23.28 | No quote |
| 19 | ESRX | Express Scripts Inc - Class A Common | 0.46% | New | 22,284,641 | $1.05B | No quote | No quote |
| 20 | PFE | Pfizer Inc. Common | 0.44% | New | 70,318,913 | $1B | $14.26 | No quote |
| 21 | KO | Coca Cola Co. Common | 0.43% | New | 19,479,674 | $976.32M | $50.12 | No quote |
| 22 | IRM | Iron Mountain Inc. Common | 0.40% | New | 40,755,071 | $915.36M | No quote | No quote |
| 23 | HPQ | Hewlett Packard Co. Common | 0.39% | New | 20,411,678 | $883.42M | $43.28 | No quote |
| 24 | BBBYQ | Bed Bath + Beyond Inc. Common | 0.38% | New | 23,230,753 | $861.4M | No quote | No quote |
| 25 | MSFT | Microsoft Corp. Common | 0.34% | New | 33,040,839 | $760.27M | $23.01 | No quote |
| 26 | TRH | Transatlantic Holdings, Inc. Common | 0.31% | New | 14,880,692 | $713.68M | No quote | No quote |
| 27 | GOOGL | Google Inc. Class A Common | 0.26% | Reduce -1.6% | 1,319,424 | $587.08M | $444.95 | No quote |
| 28 | BDX | Becton, Dickinson and Co. Common | 0.26% | Reduce -1.6% | 8,556,233 | $578.57M | $67.62 | No quote |
| 29 | A | Agilent Technologies, Inc. Common | 0.25% | New | 19,972,829 | $567.83M | $28.43 | No quote |
| 30 | HOG | Harley-Davidson, Inc. Common | 0.25% | New | 25,348,817 | $563.5M | $22.23 | No quote |
| 31 | PM | Philip Morris International Inc. Common | 0.24% | New | 12,053,352 | $552.53M | $45.84 | No quote |
| 32 | DIS | Disney Walt Holdings Common | 0.24% | New | 17,290,278 | $544.64M | $31.50 | No quote |
| 33 | DNB | D & B Corp. Common | 0.23% | Reduce -0.6% | 7,853,389 | $527.12M | No quote | No quote |
| 34 | MLM | Martin Marietta Material Common | 0.23% | Reduce -0.6% | 6,197,865 | $525.64M | $84.81 | No quote |
| 35 | BRK/B | Berkshire Hathaway Inc.,B CommonCUSIP 084670702 | 0.21% | Reduce -34.5% | 6,063,297 | $483.18M | No quote | No quote |
| 36 | NWSA | News Corp. Common | 0.20% | New | 38,160,800 | $456.4M | $11.96 | No quote |
| 37 | TYC | Tyco International Ltd. Common | 0.19% | New | 12,291,780 | $433.04M | No quote | No quote |
| 38 | AMP | Ameriprise Financial, Inc. Common | 0.19% | New | 11,892,645 | $429.68M | $36.13 | No quote |
| 39 | KMX | CarMax, Inc. Common | 0.19% | New | 21,567,486 | $429.19M | $19.90 | No quote |
| 40 | BAX | Baxter International Inc. Common | 0.17% | New | 9,363,533 | $380.53M | $40.64 | No quote |
| 41 | MCO | Moody's Corp. Common | 0.17% | New | 18,969,188 | $377.87M | $19.92 | No quote |
| 42 | MON | Monsanto Co. Common | 0.15% | Add +59.5% | 7,261,650 | $335.63M | No quote | No quote |
| 43 | RIG | Transocean Ltd. Common | 0.14% | Add +0.4% | 6,981,174 | $323.44M | $46.33 | No quote |
| 44 | ABBNY | ABB Limited ADR ADR | 0.13% | New | 17,623,233 | $304.53M | No quote | No quote |
| 45 | GS | Goldman Sachs Group Inc. Common | 0.13% | Reduce -1.6% | 2,283,845 | $299.8M | $131.27 | No quote |
| 46 | DEO | Diageo PLC - ADR ADR | 0.13% | Reduce -4.8% | 4,648,561 | $291.65M | $62.74 | No quote |
| 47 | ATVI | Activision Blizzard, Inc. Common | 0.12% | New | 26,675,424 | $279.83M | No quote | No quote |
| 48 | TV | Grupo Televisa SA ADR | 0.12% | New | 15,572,833 | $271.12M | No quote | No quote |
| 49 | MJN | Mead Johnson Nutrition Common | 0.11% | Reduce -1.9% | 4,814,106 | $241.28M | No quote | No quote |
| 50 | BAM | Brookfield Asset Management Foreign | 0.10% | New | 10,194,385 | $230.6M | $22.62 | No quote |
| 51 | AMX | America Movil S.A.B. de C.V. ADR | 0.10% | Add +1610.7% | 4,598,292 | $218.42M | No quote | No quote |
| 52 | VMC | Vulcan Materials Corp. Common | 0.09% | Reduce -46.6% | 4,464,743 | $195.69M | $43.83 | No quote |
| 53 | HSY | The Hershey Co. Common | 0.08% | Reduce -1.6% | 3,986,076 | $191.05M | $47.93 | No quote |
| 54 | UN | Unilever NV ADR | 0.08% | Reduce -2.2% | 6,908,510 | $188.74M | No quote | No quote |
| 55 | POT | Potash Corp Saskatchewan Inc. Foreign | 0.08% | Add +57.5% | 2,142,097 | $184.73M | No quote | No quote |
| 56 | JPM | JPMorgan Chase & Co. Common | 0.07% | New | 4,509,975 | $165.11M | $36.61 | No quote |
| 57 | V | Visa Inc. Common | 0.07% | Reduce -0.8% | 2,254,675 | $159.52M | $70.75 | No quote |
| 58 | PX | Praxair, Inc. Common | 0.07% | New | 2,024,158 | $153.82M | No quote | No quote |
| 59 | OFC | Corporate Office Properties Trust Common | 0.06% | Add +0.4% | 3,522,053 | $132.99M | No quote | No quote |
| 60 | DLR | Digital Realty Trust Inc. Common | 0.06% | Add +1.7% | 2,298,853 | $132.6M | $57.68 | No quote |
| 61 | UPS | United Parcel Service, Inc. B Common | 0.06% | Reduce -2.1% | 2,298,365 | $130.75M | $56.89 | No quote |
| 62 | ACC | American Campus Coms Inc. Common | 0.05% | Add +9.8% | 4,544,958 | $124.03M | No quote | No quote |
| 63 | ARE | Alexandria Real Estate Equities Common | 0.05% | Add +0.4% | 1,948,941 | $123.5M | $63.37 | No quote |
| 64 | MKL | Markel Corp. Common | 0.05% | Reduce -0.9% | 349,135 | $118.71M | $340.00 | No quote |
| 65 | QVCA | Liberty Media Interactive A Common | 0.05% | New | 11,282,455 | $118.47M | No quote | No quote |
| 66 | HRB | H & R Block, Inc. Common | 0.05% | New | 6,860,214 | $107.64M | $15.69 | No quote |
| 67 | FRT | Federal Realty Investment Trust Common | 0.04% | Reduce -7.9% | 1,383,969 | $97.25M | No quote | No quote |
| 68 | ESS | Essex Property Trust, Inc. Common | 0.04% | Reduce -24.0% | 945,957 | $92.27M | $97.54 | No quote |
| 69 | VTR | Ventas, Inc. Common | 0.04% | Reduce -17.8% | 1,909,087 | $89.63M | $46.95 | No quote |
| 70 | COP | ConocoPhillips Common | 0.04% | Reduce -45.5% | 1,822,015 | $89.44M | $49.09 | No quote |
| 71 | TCO | Taubman Centers, Inc. Common | 0.04% | Reduce -7.9% | 2,167,227 | $81.55M | No quote | No quote |
| 72 | BXP | Boston Properties, Inc. Common | 0.04% | Reduce -18.7% | 1,132,555 | $80.8M | $71.34 | No quote |
| 73 | EG | Everest Re Group, Ltd. Common | 0.03% | Reduce -0.6% | 1,091,712 | $77.21M | $70.72 | No quote |
| 74 | VNO | Vornado Realty Trust Common | 0.03% | Reduce -3.8% | 1,014,430 | $74M | $72.95 | No quote |
| 75 | DCT | DCT Industrial Trust Inc. Common | 0.03% | New | 16,266,749 | $73.53M | No quote | No quote |
| 76 | HIW | Highwoods Properties Inc. Common | 0.03% | Add +18.8% | 2,491,991 | $69.18M | No quote | No quote |
| 77 | UDR | UDR, Inc. Common | 0.03% | Reduce -10.5% | 3,571,758 | $68.33M | $19.13 | No quote |
| 78 | CFN | Carefusion Corp. Common | 0.03% | Reduce -46.9% | 3,005,151 | $68.22M | No quote | No quote |
| 79 | REG | Regency Centers Corporation Common | 0.03% | Reduce -0.4% | 1,955,145 | $67.26M | $34.40 | No quote |
| 80 | DEI | Douglas Emmett, Inc. Common | 0.03% | Add +2.2% | 4,708,963 | $66.96M | $14.22 | No quote |
| 81 | SPG | Simon Property Group Inc. Common | 0.03% | Reduce -0.3% | 794,324 | $64.14M | $80.75 | No quote |
| 82 | EPR | Entertainment Properties Trust Common | 0.03% | Add +7.3% | 1,508,573 | $57.43M | No quote | No quote |
| 83 | BAC | Bank of America Corp. Common | 0.03% | Reduce -0.5% | 3,984,264 | $57.25M | $14.37 | No quote |
| 84 | PCAR | PACCAR Inc Common | 0.02% | Reduce -39.0% | 1,361,414 | $54.28M | $39.87 | No quote |
| 85 | AMZN | Amazon.Com, Inc. Common | 0.02% | Reduce -69.7% | 447,861 | $48.93M | $109.26 | No quote |
| 86 | YUM | Yum! Brands, Inc. Common | 0.02% | Reduce -1.0% | 1,203,516 | $46.99M | $39.04 | No quote |
| 87 | LSTZA | Liberty Media - Starz A Common | 0.02% | Reduce -1.2% | 902,168 | $46.77M | No quote | No quote |
| 88 | DFT | DuPont Fabros Tech Inc. Common | 0.02% | New | 1,808,283 | $44.41M | No quote | No quote |
| 89 | LHO | LaSalle Hotel Properties Common | 0.02% | Reduce -10.4% | 1,943,223 | $39.97M | No quote | No quote |
| 90 | CAH | Cardinal Health Inc. Common | 0.02% | Reduce -85.4% | 1,184,617 | $39.82M | $33.61 | No quote |
| 91 | SIAL | Sigma-Aldrich Corp. Common | 0.02% | Reduce -0.3% | 789,755 | $39.35M | No quote | No quote |
| 92 | IDXX | IDEXX Laboratories, Inc. Common | 0.02% | Reduce -2.3% | 610,688 | $37.19M | $60.90 | No quote |
| 93 | FCEA | Forest City Enterprises Inc. - A Common | 0.01% | Add +30.9% | 2,809,059 | $31.8M | No quote | No quote |
| 94 | SHAW | Shaw Group Inc. Common | 0.01% | Reduce -0.9% | 829,462 | $28.38M | No quote | No quote |
| 95 | SLB | Schlumberger Ltd. Common | 0.01% | New | 503,680 | $27.87M | $55.34 | No quote |
| 96 | TS | Tenaris S.A. - ADR ADR | 0.01% | Reduce -0.4% | 804,307 | $27.84M | No quote | No quote |
| 97 | LFC | China Life Insurance, Co. ADR | 0.01% | Add +0.5% | 398,463 | $25.98M | No quote | No quote |
| 98 | CUZ | Cousins Properties, Inc. Common | 0.01% | Add +1.0% | 3,604,769 | $24.3M | $6.74 | No quote |
| 99 | SAP | SAP AG ADR | 0.01% | Reduce -0.6% | 508,485 | $22.53M | $44.30 | No quote |
| 100 | BLT | Blount International, Inc. Common | 0.01% | Add +0.7% | 1,940,082 | $19.93M | No quote | No quote |
| 101 | CBL | CBL & Associates Properties Common | 0.01% | Reduce -57.4% | 1,570,085 | $19.53M | $12.44 | No quote |
| 102 | AMT | American Tower Corp Cl A Common | 0.01% | Add +10.3% | 433,925 | $19.31M | $44.50 | No quote |
| 103 | NTES | NetEase.com Inc. ADR | 0.01% | Add +1.3% | 607,844 | $19.28M | $31.71 | No quote |
| 104 | SCHW | Charles Schwab Corp. Common | 0.01% | Reduce -0.8% | 1,322,131 | $18.75M | $14.18 | No quote |
| 105 | ALEX | Alexander & Baldwin, Inc. Common | 0.01% | Add +1.3% | 596,026 | $17.75M | No quote | No quote |
| 106 | CCI | Crown Castle Int'l Corp. Common | 0.01% | Add +15.3% | 473,169 | $17.63M | $37.26 | No quote |
| 107 | SHW | The Sherwin Williams Co. Common | 0.01% | Add +23.6% | 248,665 | $17.21M | $69.19 | No quote |
| 108 | HRS | Harris Corporation Common | 0.01% | Reduce -14.7% | 393,094 | $16.37M | No quote | No quote |
| 109 | SBAC | SBA Communications Corp. Common | 0.01% | Add +10.1% | 473,806 | $16.11M | $34.01 | No quote |
| 110 | PWR | Quanta Services, Inc. Common | 0.01% | Add +0.7% | 748,290 | $15.45M | $20.65 | No quote |
| 111 | KSS | Kohls Corp. Common | 0.01% | Reduce -3.1% | 312,900 | $14.86M | No quote | No quote |
| 112 | CSA | Cogdell Spencer, Inc. Common | 0.01% | Add +1.0% | 2,034,621 | $13.75M | No quote | No quote |
| 113 | C | Citigroup Inc. Common | 0.01% | - | 3,465,760 | $13.03M | $3.76 | No quote |
| 114 | ACE | Ace Limited Common | 0.01% | Add +0.0% | 247,016 | $12.72M | No quote | No quote |
| 115 | AESPRC | AES Trust III,6.75%,10/15/29 PreferredPREF | 0.01% | - | 288,810 | $12.52M | No quote | No quote |
| 116 | WFM | Whole Foods Market Inc. Common | 0.01% | Reduce -42.9% | 329,100 | $11.85M | No quote | No quote |
| 117 | UHS | Universal Health Service, Inc. Common | 0.00% | Reduce -6.5% | 290,000 | $11.06M | $38.15 | No quote |
| 118 | WCN | Waste Connections Inc. Common | 0.00% | Reduce -1.7% | 285,000 | $9.94M | $34.89 | No quote |
| 119 | ALTR | Altera Corp. Common | 0.00% | Add +4.2% | 378,019 | $9.38M | No quote | No quote |
| 120 | BSBR | Banco Santander Brasil SA ADR | 0.00% | Add +1.4% | 855,111 | $8.83M | No quote | No quote |
| 121 | IBM | IBM Common | 0.00% | Reduce -0.1% | 67,732 | $8.36M | $123.49 | No quote |
| 122 | NBR | Nabors Industries Ltd. Common | 0.00% | - | 472,000 | $8.32M | $17.62 | No quote |
| 123 | AVP | Avon Products, Inc. Common | 0.00% | Add +0.0% | 283,722 | $7.52M | No quote | No quote |
| 124 | IBN | ICICI Bank Limited ADR | 0.00% | Add +0.3% | 197,500 | $7.14M | $36.14 | No quote |
| 125 | FCXPRM | Freeport-Mc C&G 6.75 5/01/10 PreferredPREF | 0.00% | Add +37.2% | 109,727 | $6.49M | No quote | No quote |
| 126 | TSN | Tyson Foods Inc. Common | 0.00% | Reduce -34.1% | 375,400 | $6.15M | $16.39 | No quote |
| 127 | GE | General Electric Co. Common | 0.00% | - | 421,200 | $6.07M | $14.42 | No quote |
| 128 | MAS | Masco Corp. Common | 0.00% | Reduce -1.8% | 557,900 | $6M | $10.76 | No quote |
| 129 | IRF | International Rectifier Corp. Common | 0.00% | - | 291,700 | $5.43M | No quote | No quote |
| 130 | AES | AES Corp. Common | 0.00% | Reduce -2.4% | 580,700 | $5.37M | $9.24 | No quote |
| 131 | CSCO | Cisco Systems, Inc. Common | 0.00% | Reduce -6.5% | 227,487 | $4.85M | $21.31 | No quote |
| 132 | UNH | UnitedHealth Group Inc. Common | 0.00% | Reduce -29.7% | 166,425 | $4.73M | $28.40 | No quote |
| 133 | FMD | The First Marblehead Corp. Common | 0.00% | - | 1,930,844 | $4.54M | No quote | No quote |
| 134 | RYAAY | Ryanair Holdings ADR | 0.00% | Add +0.0% | 151,345 | $4.1M | $27.09 | No quote |
| 135 | FCS | Fairchild Semiconductor International Common | 0.00% | - | 445,597 | $3.75M | No quote | No quote |
| 136 | USB | US Bankcorp Common | 0.00% | Add +44.6% | 163,400 | $3.65M | $22.35 | No quote |
| 137 | SCHS | School Specialty Inc. Common | 0.00% | Add +67.2% | 200,618 | $3.63M | No quote | No quote |
| 138 | WU | Western Union Company Common | 0.00% | New | 211,000 | $3.15M | $14.91 | No quote |
| 139 | TROW | T. Rowe Price Group, Inc. Common | 0.00% | - | 69,260 | $3.07M | $44.38 | No quote |
| 140 | EQRPRE | Equity Residential - Series E PreferredPREF | 0.00% | - | 63,200 | $2.93M | No quote | No quote |
| 141 | JCI | Johnson Controls, Inc. Common | 0.00% | Reduce -6.0% | 87,635 | $2.36M | $26.87 | No quote |
| 142 | RNR | RenaissanceRe Holdings Ltd. Common | 0.00% | Reduce -9.3% | 40,373 | $2.27M | $56.28 | No quote |
| 143 | CISG | CNINSURE Inc. ADR | 0.00% | Add +1.4% | 74,800 | $1.94M | No quote | No quote |
| 144 | URI | United Rentals, Inc. Common | 0.00% | - | 200,000 | $1.86M | $9.32 | No quote |
| 145 | BRO | Brown & Brown, Inc. Common | 0.00% | Reduce -2.5% | 95,219 | $1.82M | $19.13 | No quote |
| 146 | VALEP | Vale SA-Sp Pref ADR ADR | 0.00% | Add +4.7% | 78,019 | $1.64M | No quote | No quote |
| 147 | AOC | Aon Corp. Common | 0.00% | - | 31,840 | $1.18M | No quote | No quote |
| 148 | LMT | Lockheed Martin Corp. Common | 0.00% | Add +23.2% | 15,698 | $1.17M | $74.53 | No quote |
| 149 | MIL | Millipore Corporation Common | 0.00% | - | 10,500 | $1.12M | No quote | No quote |
| 150 | LH | Laboratory Corp of America Common | 0.00% | Reduce -99.6% | 14,470 | $1.09M | $75.33 | No quote |
| 151 | INTC | Intel Corp. Common | 0.00% | - | 55,000 | $1.07M | $19.45 | No quote |
| 152 | SLG | SL Green Realty Corp. Common | 0.00% | Add +29.6% | 14,209 | $782K | No quote | No quote |
| 153 | WRB | W.R. Berkley Corp. Common | 0.00% | New | 18,350 | $486K | $26.48 | No quote |
| 154 | GLA | Clark Holdings, Inc. Common | 0.00% | - | 1,493,715 | $463K | No quote | No quote |
| 155 | SE | Spectra Energy Corp. Common | 0.00% | - | 22,500 | $452K | $20.09 | No quote |
| 156 | CME | CME Group Inc. Common | 0.00% | Reduce -0.4% | 1,489 | $419K | $281.40 | No quote |
| 157 | AMB | AMB Property Corp. Common | 0.00% | Add +39.5% | 16,752 | $397K | No quote | No quote |
| 158 | EQR | Equity Residential - COM Common | 0.00% | Add +3.4% | 8,958 | $373K | $41.64 | No quote |
| 159 | APD | Air Products & Chemicals, Inc. Common | 0.00% | Add +15.8% | 5,430 | $352K | $64.83 | No quote |
| 160 | LBTYK | Liberty Global, Inc. - Class C Common | 0.00% | - | 9,500 | $247K | $26.00 | No quote |
| 161 | TD | Toronto Dominion Bank Foreign | 0.00% | - | 3,600 | $234K | $65.00 | No quote |
| 175 | URIRP | United Rentals Trust I, 6.50% PreferredPREF | - | Sold | 0 | $0 | No quote | No quote |
| 174 | PLD | PROLOGIS TR SH BEN INT Common | - | Sold | 0 | $0 | No quote | No quote |
| 173 | PFG | Principal Financial Group, Inc. Common | - | Sold | 0 | $0 | No quote | No quote |
| 172 | NSRGY | Nestle SA ADR | - | Sold | 0 | $0 | No quote | No quote |
| 171 | HST | Host Hotels & Resorts Inc. Common | - | Sold | 0 | $0 | No quote | No quote |
| 170 | FPIC | FPIC Insurance Group, Inc. Common | - | Sold | 0 | $0 | No quote | No quote |
| 169 | FRFHF | Fairfax Financial Holdings Ltd. Foreign | - | Sold | 0 | $0 | No quote | No quote |
| 168 | EXPD | Expeditors Int'l of Washington Inc Common | - | Sold | 0 | $0 | No quote | No quote |
| 167 | ETFC | ETRADE Financial Corp. Common | - | Sold | 0 | $0 | No quote | No quote |
| 166 | CPRJ | Citigroup Inc. 8.5% 3/30/2040 PreferredPREF | - | Sold | 0 | $0 | No quote | No quote |
| 165 | AVB | Avalonbay Communities, Inc. Common | - | Sold | 0 | $0 | No quote | No quote |
| 164 | AMBPRM | AMB Property 6.75% PreferredPREF | - | Sold | 0 | $0 | No quote | No quote |
| 163 | ATI | Allegheny Technologies, Inc. Common | - | Sold | 0 | $0 | No quote | No quote |
| 162 | ADFT | Adfitech Inc. Common | - | Sold | 0 | $0 | No quote | No quote |
Other instruments
Bonds, warrants, or non-share principal positions reported alongside the equity portfolio.
| 1 | - | Level 3 Com, 15% 1/15/2013 BondBond | OTHER | 40,000,000 | $45.3M |
| 2 | - | School Specialty, Inc., Notes BondBond | OTHER | 21,101,000 | $21M |
| 3 | - | Tyson Foods Inc 3.25 10/15/13 BondBond | OTHER | 14,000,000 | $16.35M |
| 4 | - | Allegheny Tech. 4.25 6/1/14 BondBond | OTHER | 9,055,000 | $11.65M |
| 5 | - | Transocean Inc. Series C BondBond | OTHER | 13,000,000 | $10.76M |
| 6 | INTC | Intel Corp 2.95 12/15/2035 BondBond | OTHER | 9,500,000 | $9.03M |
| 7 | - | School Specialty SCHS 3.75 BondBond | OTHER | 8,500,000 | $8.09M |
| 8 | - | Valeant Pharm 4.00 11/15/13 BondBond | OTHER | 3,900,000 | $6.53M |
| 9 | - | US Steel Corp. 4% 05/15/14 BondBond | OTHER | 4,500,000 | $6.29M |
| 10 | - | United Rental NA 1 7/8 10/23-10 BondBond | OTHER | 3,720,000 | $3.68M |
| 11 | WFCWS | Wells Fargo & Co. WarrantsWarrants | OTHER | 385,700 | $2.98M |
| 12 | - | Nabors 0.94 Cpn BondBond | OTHER | 2,500,000 | $2.45M |
| 13 | - | Janus Capital GR JNS 3.25 BondBond | OTHER | 250,000 | $251K |
| 19 | - | Waste Connections 3.75 4/1/26 BondBond | OTHER | 0 | $0 |
| 18 | - | Reckson Operating 06/15/25 BondBond | OTHER | 0 | $0 |
| 17 | - | Kohls Corp Bond BondBond | OTHER | 0 | $0 |
| 16 | - | Intel Corp 3.25 8/1/39 144a BondBond | OTHER | 0 | $0 |
| 15 | - | Forest City Ent FCE 5 BondBond | OTHER | 0 | $0 |
| 14 | - | Adfitech Inc. 8% 03/15/2020 BondBond | OTHER | 0 | $0 |